Filed: Aug. 07, 2020
Latest Update: Aug. 07, 2020
Summary: NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS AUG 7 2020 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No. 19-50061 Plaintiff-Appellee, D.C. No. 2:17-cr-00782-JFW-1 v. SERGIO AVALOS, AKA Gilbert Avalos, MEMORANDUM* AKA Happy, AKA Smiley, AKA Little Smiley, Defendant-Appellant. Appeal from the United States District Court for the Central District of California John F. Walter, District Judge, Presiding Argued and Submitted July 8, 2020 Pasad
Summary: NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS AUG 7 2020 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No. 19-50061 Plaintiff-Appellee, D.C. No. 2:17-cr-00782-JFW-1 v. SERGIO AVALOS, AKA Gilbert Avalos, MEMORANDUM* AKA Happy, AKA Smiley, AKA Little Smiley, Defendant-Appellant. Appeal from the United States District Court for the Central District of California John F. Walter, District Judge, Presiding Argued and Submitted July 8, 2020 Pasade..
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NOT FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS AUG 7 2020
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 19-50061
Plaintiff-Appellee, D.C. No.
2:17-cr-00782-JFW-1
v.
SERGIO AVALOS, AKA Gilbert Avalos, MEMORANDUM*
AKA Happy, AKA Smiley, AKA Little
Smiley,
Defendant-Appellant.
Appeal from the United States District Court
for the Central District of California
John F. Walter, District Judge, Presiding
Argued and Submitted July 8, 2020
Pasadena, California
Before: BALDOCK,** BERZON, and COLLINS, Circuit Judges.
Sergio Avalos asks this Court to reverse the denial of his motion to withdraw
his guilty plea to conspiracy to distribute and to possess with intent to distribute
methamphetamine, in violation of 21 U.S.C. §§ 846, 841(a)(1), and to possession
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
**
The Honorable Bobby R. Baldock, United States Circuit Judge for the
U.S. Court of Appeals for the Tenth Circuit, sitting by designation.
of a firearm in furtherance of a drug trafficking crime, in violation of 18 U.S.C. §
924(c). Avalos argues the district court erred in finding that he entered the plea
voluntarily and in finding that he failed to demonstrate a fair and just reason to
withdraw his plea. We affirm.
1. “We review de novo a district court’s finding as to whether a plea is
knowing and voluntary” and “review for clear error any factual findings the district
court made in deciding the motion.” United States v. Seng Chen Yong,
926 F.3d
582, 589 (9th Cir. 2019) (citations omitted). “A plea is voluntary if it ‘represents a
voluntary and intelligent choice among the alternative courses of action open to the
defendant.’”
Id. at 590 (citation omitted). Courts look to “the circumstances
surrounding the signing and entry of the plea agreement to determine whether the
defendant agreed to its terms knowingly and voluntarily.” United States v. Watson,
582 F.3d 974, 986 (9th Cir. 2009) (citation omitted).
Avalos knowingly entered the plea agreement. As to the provision
precluding him from requesting a sentence of less than 240 months, the plea
agreement plainly stated that Avalos would be obligated “[n]ot [to] seek, argue for,
or suggest in any way, either orally or in writing, a sentence of less than 240
months’ imprisonment.” While Avalos avers that he was unaware at the time he
signed the plea agreement of the limitation on his ability to request certain
sentences, the declarations of his attorneys that they explained this specific
2
provision to him, Avalos’s signature and certification that he had read and
understood the plea agreement and voluntarily agreed to its terms, and his
attestations in open court to that effect, amply support the district court’s factual
conclusion that he had been apprised of this provision in detail before he agreed to
it. Avalos’s agreement to the 240-month provision was therefore knowing.
As to the mandatory minimum, the plea agreement expressly stated that
Avalos faced a ten-year mandatory minimum sentence for the first charge to which
he pleaded and a five-year mandatory minimum sentence “which must run
consecutive to any other sentence of imprisonment” for the second. Although the
plea agreement did not state the total mandatory minimum sentence of 15 years,
the sworn declarations of both of Avalos’s attorneys indicate they adequately
explained this provision to Avalos prior to entering the plea agreement. It was not
clear error for the district court to credit the attorneys’ testimony over Avalos’s,
particularly given the corroborating evidence in the plain language of the
agreement, and in Avalos’s written and oral declarations that he understood the
mandatory minimum sentence under the plea agreement. See United States v.
Nostratis,
321 F.3d 1206, 1211 (9th Cir. 2003).
Moreover, the record does not establish that Avalos’s plea was coerced.
Avalos had ample time to review the agreement, including weeks within which to
discuss the initial plea agreement with his counsel and several days within which to
3
review the revised version before the plea hearing. See Doe v. Woodford,
508 F.3d
563, 570 (9th Cir. 2007). Furthermore, the court’s accurate statements at the
hearing on February 12, 2018 regarding Avalos’s sentencing exposure, and
tentative discussion of Avalos’s potential motions to suppress evidence, do not
render the plea coerced.
2. This Court “will generally enforce the plain language of a plea agreement
if it is clear and unambiguous on its face,” including waivers of the right to appeal.
United States v. Jeronimo,
398 F.3d 1149, 1153 (9th Cir. 2005), overruled on other
grounds by United States v. Jacobo Castillo,
496 F.3d 947, 957 (9th Cir. 2007) (en
banc). “[A] waiver of appellate rights ‘is enforceable if (1) the language of the
waiver encompasses his right to appeal on the grounds raised, and (2) the waiver is
knowingly and voluntarily made.’” U.S. v. Lo,
839 F.3d 777, 783 (9th Cir. 2016)
(citations omitted). This Court has “consistently read general waivers of the right
to appeal to cover all appeals, even an appeal from the denial of a motion to
withdraw a guilty plea.” United States v. Rahman,
642 F.3d 1257, 1259 (9th Cir.
2011).
Avalos’s plea agreement set forth the waiver of appellate rights in plain
language, stating that “with the exception of an appeal based on a claim that
defendant’s guilty pleas were involuntary, by pleading guilty defendant is waiving
and giving up any right to appeal defendant’s convictions on the offenses to which
4
defendant is pleading guilty.” While the plea agreement’s waiver of appeal on a
collateral attack contains an exception for a “post-conviction collateral attack
based on . . . an explicitly retroactive change in the applicable Sentencing
Guidelines [or] sentencing statutes,” the waiver of appeal of a conviction contains
no such exception. Because Avalos knowingly and voluntarily pleaded guilty, the
waiver of appellate rights prevents this Court from reaching on direct appeal
Avalos’s arguments that he had a fair and just reason to withdraw his plea,
including his claim that he is entitled to be resentenced under the First Step Act,
Pub. L. No. 115-391, 132 Stat. 5194 (2018).1
AFFIRMED.
1
We therefore express no opinion as to whether he could succeed on that claim if
raised in a collateral proceeding.
5