Filed: Oct. 14, 2020
Latest Update: Oct. 14, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT October 14, 2020 _ Christopher M. Wolpert Clerk of Court MARIA ISELA DEHERRERA, Plaintiff - Appellant, v. No. 19-8066 (D.C. No. 2:19-CV-00111-SWS) OFFICER JIM EDDY, in his individual (D. Wyo.) capacity; SERGEANT MATTHEW SOLBERG, in his individual capacity, Defendants - Appellees, and BRIAN KOZAK, individually and in his official capacity as Chief of Police; OFFICER JIM EDDY, in his official ca
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT October 14, 2020 _ Christopher M. Wolpert Clerk of Court MARIA ISELA DEHERRERA, Plaintiff - Appellant, v. No. 19-8066 (D.C. No. 2:19-CV-00111-SWS) OFFICER JIM EDDY, in his individual (D. Wyo.) capacity; SERGEANT MATTHEW SOLBERG, in his individual capacity, Defendants - Appellees, and BRIAN KOZAK, individually and in his official capacity as Chief of Police; OFFICER JIM EDDY, in his official cap..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT October 14, 2020
_________________________________
Christopher M. Wolpert
Clerk of Court
MARIA ISELA DEHERRERA,
Plaintiff - Appellant,
v. No. 19-8066
(D.C. No. 2:19-CV-00111-SWS)
OFFICER JIM EDDY, in his individual (D. Wyo.)
capacity; SERGEANT MATTHEW
SOLBERG, in his individual capacity,
Defendants - Appellees,
and
BRIAN KOZAK, individually and in his
official capacity as Chief of Police;
OFFICER JIM EDDY, in his official
capacity; SERGEANT MATTHEW
SOLBERG, in his official capacity;
STEVE PALSO, an individual; LIPSEY
COMMUNICATIONS, LLC, an
authorized Sprint Retailer, DBA
Connectivity Source; CCT WIRELESS,
INC., an authorized Sprint Retailer;
SPRINT COMMUNICATIONS
COMPANY, LP,
Defendants.
_________________________________
ORDER AND JUDGMENT*
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
_________________________________
Before HARTZ, McHUGH, and EID, Circuit Judges.
_________________________________
Plaintiff Maria Isela DeHerrera appeals the district-court order dismissing
under Fed. R. Civ. P. 12(b)(6) her 42 U.S.C. § 1983 claims against Officer Jim Eddy
and Sergeant Matthew Solberg in their individual capacities for violation of her rights
under the Fourth Amendment.1 Exercising jurisdiction under 28 U.S.C. § 1291, we
affirm.
I. Background
Because the district court resolved the case under Rule 12(b)(6), we take the
facts from Plaintiff’s complaint, accepting as true all well-pleaded nonconclusory
factual allegations. See Ashcroft v. Iqbal,
556 U.S. 662, 678–79 (2009). We also
consider two additional documents—a police report and a witness statement. They
were relied on by the district court because their authenticity is not challenged and
they are referred to in the complaint and central to the claim. See Gee v. Pacheco,
627 F.3d 1178, 1186 (10th Cir. 2010) (noting propriety of the use of such documents
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
1
Plaintiff originally brought additional claims against Officer Eddy and
Sergeant Solberg in their individual and official capacities and various claims against
the other above-named defendants. On this appeal she does not challenge the
disposition of those claims, so we do not address them. See Burke v. Regalado,
935 F.3d 960, 1014 (10th Cir. 2019) (“Issues not raised in the opening brief are
deemed abandoned or waived.” (internal quotation marks omitted)).
2
in resolving motion under Rule 12(b)(6)). Moreover, on appeal neither party
challenges the district court’s reliance on them.
Thus, we assume the truth of the following relevant facts: Using an online
platform and identifying herself as “Isela Maria,” Plaintiff sold what she described as
a working Sprint iPhone for $400. The woman who purchased the phone (the
purchaser) took it to a Sprint store to have it activated. Before activating a phone for
a new owner, a Sprint employee manually enters the phone’s International Mobile
Equipment Identity (IMEI) number into a Sprint computer program—“a diagnostic
tool, called the Sprint Network Analysis, foreign device management program” that
“enable[s] employees . . . to determine . . . whether a particular phone is eligible for
activation.” Aplt. App. at 22, ¶ 70 (internal quotation marks omitted). A store
employee entered what he thought was the phone’s IMEI number into the diagnostic
program, and the program flagged the phone as a “locked insurance claim phone.”
Id. at 10, ¶ 6 (internal quotation marks omitted). The program’s response led the
employee to believe Plaintiff “had committed a fraud.”
Id. at 23, ¶ 77. The
purchaser contacted Plaintiff, who denied wrongdoing. The purchaser then called the
Cheyenne, Wyoming police department.
Officer Eddy responded to a call from the store, where the purchaser and
employee reported their understanding that the phone was a “locked insurance claim
phone” ineligible for activation.
Id. at 10, ¶ 6 (internal quotation marks omitted).
Officer Eddy took no immediate action.
3
Later that day, Plaintiff called the store. She initially told the employee she
had a Sprint account but when asked for her account number, she admitted she had
never been a Sprint customer. The employee later sent Officer Eddy a written
statement reporting Plaintiff’s inconsistent statements about whether she was a Sprint
customer and providing a screenshot of the diagnostic program result. The
screenshot showed an IMEI number that had 13, not 15, digits. Officer Eddy logged
the phone into evidence, noting the 15-digit IMEI number.
Officer Eddy attempted to contact Plaintiff using the phone number the
purchaser had provided for her, but she did not answer. Because she did not use her
full name when she listed the phone for sale, Officer Eddy did not yet know her
identity. At his request another officer posted information about her on the
department’s Facebook page, identifying her as a suspect and asking for help locating
her. Soon thereafter, she called the department, identified herself, and told the
officer with whom she spoke (Officer Womack) that she had had an account with
Sprint, had made an insurance claim for a damaged phone, cancelled her account with
Sprint, and sometime later sold the replacement phone. The department then took
down the Facebook post.
Plaintiff later went to the police station, but she did not have an appointment
and Officer Eddy was unavailable. When Sergeant Solberg called her that evening to
address her concerns about the Facebook posting, she told him she was innocent and
that she had a receipt from when she purchased the phone. He told her to return the
purchaser’s money and, according to Plaintiff, said he did not care about the receipt.
4
Officer Eddy recommended to prosecutors that Plaintiff be charged with the
misdemeanor offense of obtaining property by false pretenses. She was then
arrested, charged, and held in jail for two days.
At the suggestion of her criminal-defense attorney, Plaintiff took the box the
phone came in, which listed the phone’s IMEI number, to a Sprint store. The store
manager ran the number through the diagnostic program, which reported that the
phone could be activated. Plaintiff showed the manager the screenshots of the
previous diagnostic reports flagging the phone as a fraud, and he determined that the
system had produced inconsistent results because the store employee had omitted the
last two digits of the 15-digit IMEI number when he typed it into the program. Based
on that discovery, the charge was dismissed.
Plaintiff then filed this suit claiming, as pertinent here, that she was arrested
because of an inadequate investigation by Officer Eddy and Sergeant Solberg, in
violation of her Fourth Amendment rights. They moved to dismiss the claims against
them in their individual capacities on the ground of qualified immunity. The district
court granted the motion.
II. Discussion
We review de novo the dismissal of a complaint under Rule 12(b)(6) for
failure to state a claim. See
Gee, 627 F.3d at 1183. We view all well-pleaded factual
allegations in the light most favorable to the plaintiff. See Acosta v. Jani-King of
Okla., Inc.,
905 F.3d 1156, 1158 (10th Cir. 2018).
5
Because Officer Eddy and Sergeant Solberg invoke the defense of qualified
immunity, Plaintiff must allege facts showing (1) that the defendants violated a
constitutional right and (2) that the right at issue was “clearly established at the time”
of her arrest. District of Columbia v. Wesby,
138 S. Ct. 577, 589 (2018) (internal
quotation marks omitted). The alleged constitutional violation in this case is the
officers’ failure to conduct a reasonable investigation before determining that there
was probable cause to arrest Plaintiff. “A police officer may not close her or his eyes
to facts that would help clarify the circumstances of an arrest. Reasonable avenues of
investigation must be pursued.” Cortez v. McCauley,
478 F.3d 1108, 1117 (10th Cir.
2007) (internal quotation marks omitted). But we keep in mind that the “touchstone
of the Fourth Amendment is reasonableness” and since “[t]o be reasonable is not to
be perfect,” “the Fourth Amendment allows for some mistakes on the part of” law
enforcement officers. Heien v. North Carolina,
574 U.S. 54, 60–61 (2014) (internal
quotation marks omitted). And the reasonableness of a police officer’s action “must
be judged from the perspective of a reasonable officer” at the time, not “with the
20/20 vision of hindsight.” Graham v. Connor,
490 U.S. 386, 396 (1989). Thus, an
arrest is not rendered constitutionally unreasonable simply because the arrestee
turned out not to be guilty. See
id. (explaining that “[t]he Fourth Amendment is not
violated by an arrest based on probable cause, even though the wrong person is
arrested”).
The clearly-established standard “requires a high degree of specificity”; the
legal principle must “clearly prohibit the officer’s conduct in the particular
6
circumstances before him.”
Wesby, 138 S. Ct. at 590 (internal quotation marks
omitted). “[T]he specificity of the rule is especially important in the Fourth
Amendment context” because, “[g]iven its imprecise nature, officers will often find it
difficult to know how the general standard . . . applies in the precise situation
encountered.”
Id. (internal quotation marks omitted). Thus, the plaintiff must
“identify a case where an officer acting under similar circumstances was held to have
violated the Fourth Amendment.”
Id. (ellipsis and internal quotation marks omitted).
The case “must place the lawfulness of the particular arrest beyond debate.”
Id.
(internal quotation marks omitted).
We agree with the district court’s conclusion that Officer Eddy acted
reasonably. Nothing in the complaint or incorporated documents suggests any reason
to question the Sprint employee’s competence or trustworthiness. Thus, Officer
Eddy reasonably relied on the employee’s report that he entered the phone’s IMEI
number into the company’s computer program and that the program indicated that the
phone could not be activated and was likely fraudulent. It was also reasonable for
Officer Eddy to be suspicious of Plaintiff’s actions given that she made contradictory
statements to the employee about whether she had a Sprint account, told Officer
Womack that she had an account, and did not use her full name in her online posting
listing the phone for sale. Moreover, Plaintiff’s statement to Officer Womack that
she had made an insurance claim on a Sprint phone supported the store employee’s
conclusion that the phone was a “locked insurance claim phone.” Aplt. App. at 91
(internal quotation marks omitted).
7
Like the district court, we reject Plaintiff’s argument that Officer Eddy
“fail[ed] to conduct an objectively reasonable investigation” because he did not
“contact [her to] get her side of the story,” Aplt. Br. at 17, and “failed to compare the
IMEI number of the phone sold by [her] to the information provided by the Sprint
[s]tore,”
id. at 16. Contrary to her assertion that Officer Eddy did not attempt to
contact her, the complaint and incorporated documents establish that he tried to call
her “a couple of times,” Aplt. App. at 91, and he had “her side of the story,” Aplt. Br.
at 17, based on her statements to Sergeant Solberg and Officer Womack.
With respect to Officer Eddy’s failure to compare the IMEI numbers, we agree
with the district court’s determination that his “mistake or oversight” in not noticing
the discrepancy was “not a purposeful attempt to turn a blind eye to readily-available
exculpatory evidence,” Aplt. App. at 117, and fell “well short of an unconstitutional
abandonment of his law enforcement duties,”
id. at 118. With the benefit of
hindsight, it plainly would have been helpful for an officer to have compared the
numbers. But we do not think it was constitutionally unreasonable for the officers to
fail to double-check the work of someone with special expertise or resources who
would have no apparent motive to make a false accusation, and Plaintiff has pointed
to no precedent, much less clearly established law, requiring an officer to do so.
Nor are we persuaded by Plaintiff’s argument that both defendants violated her
Fourth Amendment rights by “ignor[ing]” her statement to Sergeant Solberg that she
had a receipt for the phone, which she characterizes as “exculpatory evidence.” Aplt.
Br. at 17; see also
id. at 20-21. A receipt for the original purchase of the phone
8
would not have been exculpatory—Plaintiff was not suspected of stealing the phone;
she was suspected of knowing it was inoperable when she sold it as a functional
phone. In any event, the cases she relies on as “clearly established law” do not
support her argument that defendants abandoned their investigative responsibilities
by not following up on the receipt. Unlike the officer in Baptiste v. J.C. Penney Co.,
Officer Eddy and Sergeant Solberg did not review and then ignore clearly
exculpatory evidence. See
147 F.3d 1252, 1259-60 (10th Cir. 1998) (concluding
officer who viewed and ignored exculpatory video evidence was not entitled to
qualified immunity). And unlike the officer in Maresca v. Bernalillo County,
804 F.3d 1301 (10th Cir. 2015), Officer Eddy and Sergeant Solberg did not generate
the incorrect information they relied on or ignore immediately available exculpatory
information. See
id. at 1311 (officer not entitled to qualified immunity for wrongful
arrest where she triggered the stolen-vehicle report that was the sole basis for the
arrest by mistyping the license-plate number into her computer, then ignored
information “already on the computer screen in front of her and from the dispatcher”
that revealed the disparity between the vehicle she stopped and the one on the
stolen-vehicle report).
Under the totality of the circumstances, and judging defendants’ actions from
their perspective at the time of the investigation, see
Graham, 490 U.S. at 396, we
conclude that they did not violate the Fourth Amendment, certainly not clearly
established Fourth Amendment law. We therefore agree with the district court’s
conclusion that both defendants are entitled to qualified immunity.
9
III. Conclusion
The order dismissing Plaintiff’s individual-capacity claims against Officer
Eddy and Sergeant Solberg is affirmed.
Entered for the Court
Harris L Hartz
Circuit Judge
10