MOORE, Chief Justice.
Tyson Foods, Inc., Ricky Walker, and Mike Graffino (hereinafter referred to collectively as "the Tyson petitioners") petition this Court for a writ of mandamus directing the Blount Circuit Court to dismiss Reba Kirkley's action against them, brought in her capacity as administratrix, i.e., personal representative, of her father's estate, on the ground that Kirkley lacks standing. Because the Tyson petitioners have not demonstrated a clear legal right to the remedy they seek, we deny the petition.
On April 15, 2008, Allen Hayes died in a workplace accident at the Tyson Foods plant in Blount County. Hayes, who was working as a security guard, was hit by a tractor being operated by an employee of Tyson Foods. His widow Mildred Hayes collected $40,964.19 in workers' compensation death benefits against the account of DSI Security Services, Allen's employer at the time of the accident. On June 26, 2008, Kirkley, the personal representative of Allen's estate and Allen and Mildred's daughter, filed a wrongful-death action against the Tyson petitioners, who answered and removed the case to federal court. In early March 2011, the federal court remanded the case to state court. Six months later, the Tyson petitioners filed amended answers and a motion to dismiss on the basis that Kirkley lacked standing to bring the wrongful-death action. The trial judge, on Kirkley's motion, struck the amended answers and denied the motion to dismiss. The Tyson petitioners then sought a writ of mandamus from this Court.
Neither a wrongful-death action nor an action for workers' compensation death benefits existed at common law. Both are purely statutory causes of action.
In November 2011, the Tyson petitioners for the first time brought this fact to the attention of Kirkley and the trial court in their first amended answers and a companion motion to dismiss. Emphasizing that the wrongful-death statute had a specific two-year statute of limitations, § 6-5-410(d), Ala.Code 1975, the Tyson petitioners argued that the time in which Mildred could be substituted as the plaintiff in the wrongful-death action had expired. Thus, they contended, the trial court had no choice but to dismiss the action for lack of a proper plaintiff.
Kirkley responded that the Tyson petitioners' request for a dismissal was barred by the doctrine of laches because they did not assert their rights until after the two-year statute of limitations for a wrongful-death action had expired. She also asked the trial court to add Mildred as a plaintiff under Rule 17(a), Ala. R. Civ. P., and to exercise its discretion under Rule 15(a), Ala.R. Civ. P., to strike the amended answers.
On March 7, 2012, the trial court struck the Tyson petitioners' amended answers, denied their motion to dismiss, and granted Kirkley's motion to add Mildred as a plaintiff. On April 18, 2012, the Tyson petitioners filed a petition for a writ of mandamus in this Court, seeking an order directing the trial court to dismiss the case. The Tyson petitioners argued that Kirkley lacked standing to prosecute the wrongful-death action and that the motion to add Mildred as a plaintiff came too late.
This Court has previously allowed mandamus review to hear a challenge to standing. See, e.g., Ex parte HealthSouth Corp., 974 So.2d 288 (Ala.2007); Ex parte Chemical Waste Mgmt., Inc., 929 So.2d 1007, 1010 (Ala.2005). The threshold for granting the petition, however, is high:
Ex parte Integon, 672 So.2d 497, 499 (Ala. 1995).
The Tyson petitioners' request for relief implicates a legal question this Court has referred to as "the standing/capacity dichotomy." Daniel v. O. F. Richter
This Court has previously stated that "the Workers' Compensation Chapter limits standing to sue to the injured employee himself or herself or his or her dependents...." Tucker v. Molden, 761 So.2d at 998 (emphasis added). That statement, however, was dictum, unnecessary to the issue decided in Tucker. No party disputed that the plaintiff in Tucker had standing; nor did Tucker discuss capacity. By contrast, in Alabama Power Co. v. White, 377 So.2d 930 (Ala.1979), this Court expressly held that surviving dependents of a deceased employee have the capacity to bring an action and that a defendant waives the challenge to capacity by not raising it.
377 So.2d at 936. As discussed below, other cases are consistent with this holding.
In Board of Water & Sewer Commissioners of the City of Mobile v. McDonald, 56 Ala.App. 426, 322 So.2d 717 (Civ.App. 1975), the plaintiff, facing a motion to dismiss for lack of standing, sought to amend the complaint to join his wife, the actual owner of the property at issue, as a plaintiff. Rule 17(a), Ala. R. Civ. P., states:
Rule 17 allows the substitution or joinder of plaintiffs in the same way that Rule 15, Ala. R. Civ. P., permits the substitution of
McDonald, 56 Ala.App. at 430, 322 So.2d at 721. The court then quoted "the sense of the rule" from a leading treatise:
Id. (quoting 6 Charles A. Wright & Arthur R. Miller, Federal Practice and Procedure § 1501). Finally, the court applied the relation-back rule to the facts before it, holding that there was "no change in the claim as originally filed," that the defendant "knew or should have known that there was a mistake in the name of the proper party bringing the original claim" as was evident in the defendant's own pleading, and that the defendant had suffered no prejudice. 56 Ala.App. at 431, 322 So.2d at 721.
Applying the same reasoning to this case, we conclude that the addition as a plaintiff of Mildred, Allen's dependent and the real party in interest, created "no change in the claim as originally filed." As is evident in the amended answers, the Tyson petitioners knew or should have known that a mistake was made "concerning the identity of the proper party." Accordingly, the Tyson petitioners were not prejudiced in preparing their defense. Thus, notwithstanding the expiration of the wrongful-death statute of limitations, the addition of Mildred as a plaintiff properly related back to the original pleading.
In Blue Star Ready Mix v. Cleveland, 473 So.2d 497, 499 (Ala.1985), this Court quoted the McDonald analysis approvingly at length. In Ex parte Singleton, 475 So.2d 186, 189-90 (Ala.1985), this Court again quoted substantial portions of McDonald, applying its principles to allow the
565 So.2d at 189 (quoting Hess v. Eddy, 689 F.2d 977, 980 (11th Cir.1982)).
The application of the relation-back rule is the same here. Kirkley, although not the real party in interest, brought the action within the limitations period. The addition of Mildred as the real party in interest after the limitations period had run thus "`relates back to the time suit was originally filed and the action need not be dismissed as time barred.'" See 1991 Advisory Committee Note to Rule 15, Fed. R.Civ.P. (noting that the goal of relation-back principles is "to prevent parties against whom claims are made from taking unjust advantage of otherwise inconsequential pleading errors to sustain a limitations defense").
The trial court properly treated Kirkley's status as a capacity issue and granted a curative motion filed pursuant to Rule 17, Ala. R. Civ. P., stating: "[Kirkley's] Motion to Add Mildred Hayes as an Additional Real Party in Interest is GRANTED based upon Alabama Rule of Civil Procedure 17(A) and Miller v. Jackson Hospital & Clinic, 776 So.2d 122 (Ala. 2000)." (Capitalization in original.) In Miller, an attorney-in-fact, proceeding under a power of attorney, improperly filed an action in his own name rather than in the name of the real party in interest, i.e., the party who had suffered the injury. 776 So.2d at 125-26. The trial court rejected an amendment to substitute the real party in interest outside the limitations period. 776 So.2d at 123. This Court reversed. The plurality opinion in Miller quoted a case of the United States Court of Appeals for the Second Circuit:
776 So.2d at 127 (quoting Advanced Magnetics, Inc. v. Bayfront Partners, Inc., 106 F.3d 11, 19 (2d Cir.1997), quoting in turn Staren v. American Nat'l Bank & Trust Co., 529 F.2d 1257, 1263 (7th Cir.1976)).
The plurality opinion in Miller noted that the motion to dismiss "`for lack of standing'" in Advanced Magnetics was really a claim that the named plaintiff was not the real party in interest. 776 So.2d at 127. As such, "`there plainly should be no dismissal where "substitution of the real party in interest is necessary to avoid injustice."'" Id. (quoting Advanced Magnetics, 106 F.3d at 20). The plurality noted that the plaintiff in Miller had filed the complaint under the "mistaken belief" that
The Miller opinion also stated that substitution was valid where a "jural relationship" existed between the party that commenced the action and the real party in interest. 776 So.2d at 126.
"Because mandamus is an extraordinary remedy, the standard by which this Court reviews a petition for the writ of mandamus is to determine whether the trial court has clearly [exceeded] its discretion." Ex parte Flint Constr. Co., 775 So.2d 805, 808 (Ala.2000). Because the trial court's granting the motion to add Mildred as a plaintiff under Rule 17 was proper, the trial court did not exceed its discretion in adding Mildred as the real party in interest.
The Tyson petitioners did not raise a standing/capacity defense until they filed their first amended answers on November 8, 2011, over three years after the case began. They asserted in those answers "that [Kirkley] does not have standing or capacity to bring this action." Their original answers, filed July 30, 2008, did not raise the issue of standing or capacity. The trial court was within its discretion to strike the first amended answers on the grounds of undue delay and actual prejudice. As the court stated:
The trial court's reasoning echoes this Court's standard for upholding the striking of an amendment to a pleading. "The trial court acts within its discretion so long as its disallowance of the amendment to the pleadings is based upon some valid ground, such as actual prejudice or undue delay." Ex parte Thomas, 628 So.2d 483, 486 (Ala. 1993).
The Tyson petitioners' motion to dismiss on a limitations ground is prima facie evidence of actual prejudice. The length of the delay in filing the amended answers is also indisputable. The trial court acted well within its discretion in deciding to strike the amended answers and to deny the motion to dismiss. See Thomas, 628 So.2d at 486 (finding that delay of seven to eight months justified court's refusal to permit amendment to pleadings).
The trial court properly added Mildred as a plaintiff under Rule 17(a), Ala. R. Civ. P., and acted within its discretion under Rule 15(a), Ala. R. Civ. P., in striking the Tyson petitioners' late and prejudicial
PETITION DENIED.
STUART, PARKER, MAIN, and BRYAN, JJ., concur.
MURDOCK and WISE, JJ., concur specially.
BOLIN and SHAW, JJ., concur in the result.
MURDOCK, Justice (concurring specially).
I concur in the main opinion. In so doing, I note that the main opinion uses both the term "capacity" and the term "real party in interest" in contradistinction to the term "standing." I believe a question exists as to whether the interchangeable use of the terms "capacity" and "real party in interest" is appropriate. Further exploration of this question can await another day, however, in that the dispositive conclusion for purposes of the present case is that the issue presented is not one of "standing."
That said, the principal reason I write separately is to address an issue regarding the proper construction of Ala.Code 1975, § 25-5-11. As indicated in the main opinion, our precedents appear to stand for the proposition that the right to bring an action against a third-party tortfeasor for the wrongful death of an employee who also is entitled to benefits under the Workers' Compensation Act resides exclusively with the former dependents of the deceased employee. I question this understanding of § 25-5-11 and its impact on wrongful-death claims prescribed by Ala.Code 1975, § 6-5-410. Claims under § 6-5-410 are for the benefit of the heirs as determined under our intestacy laws (see §§ 43-8-41 and -42, Ala.Code 1975), and that statute states that the right to file such a claim lies with the personal representative of the decedent's estate. My concern is rooted in the fact that, given the definition of "dependents" under the Workers' Compensation Act, see Ala.Code 1975, § 25-5-61 et seq., the "dependent" who has an interest in pursuing a claim for death benefits under the Workers' Compensation Act may not qualify as an heir under our intestacy laws and therefore may have no interest in pursuing an action under § 6-5-410 for the benefit of those who are heirs. The precedents that apparently contemplate such an unusual, and arguably unworkable, arrangement and the manner in which they have interpreted § 25-5-11 of the Workers' Compensation Act in order to arrive at this arrangement, however, have not been called into question in the present case.
I, therefore, concur in the main opinion.
WISE, J., concurs.
SHAW, Justice (concurring in the result).
This case involves an action under Ala. Code 1975, § 25-5-11, a provision of the Workers' Compensation Act, Ala.Code 1975, § 25-5-1 et seq., seeking damages for the death of an employee. Section 25-5-11(a) states that "the employee, or his or her dependents in case of death, may proceed against the employer to recover compensation under this chapter ... and at the same time, may bring an action against the other party to recover damages for the injury or death...." (Emphasis added.) The defendants below, Tyson Foods, Inc.,
"When a party without standing purports to commence an action, the trial court acquires no subject-matter jurisdiction." State v. Property at 2018 Rainbow Drive, 740 So.2d 1025, 1028 (Ala.1999). Further, "[m]andamus review is available where the petitioner challenges the subject-matter jurisdiction of the trial court based on the plaintiff's alleged lack of standing to bring the lawsuit." Ex parte HealthSouth Corp., 974 So.2d 288, 292 (Ala.2007). Thus, the Tyson petitioners requested that this Court issue a writ of mandamus directing the trial court to dismiss the underlying action based on Kirkley's purported lack of subject-matter jurisdiction.
In Alabama Power Co. v. White, 377 So.2d 930 (Ala.1979), this Court explicitly held that the requirement in § 25-5-11(a) that "dependents" of a deceased employee bring an action under that Code section was an issue of "capacity" that need not be proven if not challenged:
377 So.2d at 936. Black's Law Dictionary has described the "capacity to sue" as "[t]he legal ability of a particular individual or entity to sue in ... the courts of a forum." Black's Law Dictionary 207 (6th ed.1990).
Property at 2018 Rainbow Drive, 740 So.2d at 1027-28 (citation omitted). "Standing" and "capacity" are two distinct issues: "There is a difference between capacity to sue and standing to sue." Mobile, Alabama Pensacola, Florida Bldg. & Constr. Trades Council v. Williams, 346 So.2d 964, 966 (Ala.1977) (Faulkner, J., dissenting), cited with approval in Penick v. Most Worshipful Prince Hall Grand Lodge F & A M of Alabama, Inc., 46 So.3d 416, 426 (Ala.2010). As noted in 2018 Rainbow Drive, supra, the lack of standing deprives the trial court of jurisdiction. The lack of capacity in an action under § 25-5-11(a), however, is an affirmative defense subject to waiver. Alabama Power Co. v. White, supra.
In Tucker v. Molden, 761 So.2d 996 (Ala. 2000), which the Tyson petitioners cite, this Court discussed the ability to bring an action under § 25-5-11 in general terms as being a question of "standing"; however, it was undisputed in that case that the person who filed the action was the proper
BOLIN, J., concurs.
MOORE, Chief Justice.
APPLICATION OVERRULED. NO OPINION.
STUART, BOLIN, PARKER, SHAW, MAIN, WISE, and BRYAN, JJ., concur.
MURDOCK, J., concurs specially.
MURDOCK, Justice (concurring specially).
The application for rehearing is based on an argument that the issue presented in this case is one of standing. The rejection of that argument on original submission was a position with which I agreed and with which I continue to agree. I therefore must concur in overruling the application for rehearing.
That said, I believe a question exists as to whether the issue before us is properly considered to be a real-party-in-interest issue, as the main opinion suggests, entitling the plaintiff to the benefit of the relation-back principle embodied in Rule 15(a), Ala. R. Civ. P., or whether this is a case in which the only party with a cause of action under Alabama law simply missed her statute-of-limitations deadline for commencing an action. The application for rehearing, however, does not explore the circumstances that the real-party-in-interest concept was intended to address.