WILLIAM H. STEELE, Chief District Judge.
This death penalty habeas action comes before the Court on petitioner's Motion to Reconsider, Alter or Amend the Court's Judgment and Grant an Evidentiary Hearing (doc. 28). The Court's 124-page Order (doc. 26) entered on May 30, 2012 comprehensively sets forth the undersigned's reasoning and conclusions on each of petitioner's myriad habeas claims. Moreover, the Court is firmly convinced that petitioner has not satisfied the Rule 59(e) standard for reconsideration, as the vast majority of his arguments either rehash what he has already said or otherwise do not meet the "manifest error" threshold for relief. Nonetheless, the undersigned writes to the Motion in the interest of identifying certain distortions of the May 30 Order, pointing out petitioner's misapplications of the law, and clarifying the May 30 Order insofar as such clarification may be beneficial in subsequent proceedings.
Petitioner, Jeffery Lee, was convicted and sentenced to death in the Circuit Court of Dallas County, Alabama, for the December 1998 murders of Jimmy Ellis and Elaine Thompson during a botched robbery of a pawnshop near Orrville, Alabama. The Alabama state courts devoted extensive efforts to hearing and adjudicating Lee's direct appeal (all 30+ grounds of which were denied by the Alabama Court of Criminal Appeals in June 2003) and his Rule 32 petition (as to which all 35+ assignments of error were rejected by the trial judge in a 138-page opinion in August 2007 and by the Alabama Court of Criminal Appeals in an extensive opinion dated October 2009).
On October 21, 2010, Lee timely filed in this District Court a lengthy § 2254 Petition for Writ of Habeas Corpus by Person in State Custody under Death Sentence, in which he asserted 12 grounds for federal habeas corpus relief, plus dozens of embedded sub-grounds and sub-issues. The ensuing months brought extensive briefing on these issues, including the 134-page Petition and incorporated memorandum of law, respondent's 120-page Answer and incorporated memorandum of law, and petitioner's 133-page Reply. After careful review of all of these materials, as well as the 22-volume state-court record, the undersigned entered a 124-page Order (doc. 26) on May 30, 2012, denying the § 2254 Petition in its entirety. The May 30 Order granted Lee a Certificate of Appealability ("COA") on the following issues, but no others: (i) whether the State utilized peremptory challenges in a manner that violated Batson v. Kentucky; (ii) whether petitioner received ineffective assistance of counsel with respect to mitigation evidence; and (iii) whether the sentence violated Ring v. Arizona. As to all other claims, grounds, and issues presented in the Petition, the Court denied a COA because Lee failed to make a substantial showing of the denial of a constitutional right as required by 28 U.S.C. § 2253(c)(2).
Rather than proceeding with his appeal on the issues as to which a COA was granted (and petitioning the Eleventh Circuit for a COA as to any other issues he wished to pursue), Lee instead elected to seek reconsideration by this Court of many aspects of the May 30 Order, including issues as to which a COA was granted. Specifically, on June 27, 2012 (the 28
In his zeal to criticize the May 30 Order, Lee devotes only scant attention to the propriety of litigating (and, mostly, relitigating) such issues in federal district court pursuant to a motion to reconsider.
In order for a Rule 59(e) motion to be granted, a party must identify "newly-discovered evidence or manifest errors of law or fact." Arthur v. King, 500 F.3d 1335, 1343 (11
"In the interests of finality and conservation of scarce judicial resources, reconsideration of an order is an extraordinary remedy and is employed sparingly." Longcrier v. HL-A Co., 595 F.Supp.2d 1218, 1246 (S.D. Ala. 2008) (citations omitted).
Notwithstanding petitioner's failure to recognize or conform his Motion to the foregoing principles, they nonetheless govern the analysis herein.
The May 30 Order devoted nearly 20 pages of analysis to Lee's claim under Batson v. Kentucky, which centered on the State's utilization of its peremptory strikes to remove African-Americans from the venire. As to this claim, the May 30 Order found that several of Lee's arguments were unexhausted (including his assertions that the prosecutor conceded a racial motivation for the strikes, that the trial court improperly considered the make-up of the jury, and that prosecutor Edgar Greene had a history of exercising strikes in a racially discriminatory manner), and were unavailing even if considered on the merits. The May 30 Order also concluded that the Alabama Court of Criminal Appeals had unreasonably applied clearly established federal law by failing to consider the totality of the circumstances in its Batson analysis. Upon de novo consideration, however, the May 30 Order concluded that petitioner had failed to meet his burden of proving purposeful discrimination, and that the Batson claim was therefore due to be denied. In his Motion to Reconsider, petitioner insists that the Court's analysis of the Batson issue suffered from "manifest error" in five respects.
First, Lee maintains that this Court failed to consider the totality of the circumstances in its Batson analysis. (Doc. 28, at 3 ("[A]ll of these facts must be considered together. The Court has not done this.").) This objection is counterfactual. Indeed, the May 30 Order took pains to emphasize that the totality of the circumstances must be considered in examining a Batson challenge, and invoked that principle as the very basis for the Court's conclusion that the state court had unreasonably applied clearly established federal law as to this claim. (Doc. 26, at 10, 22, 25.) At the end of its lengthy Batson discussion, working through each and every one of the facts and circumstances cited by Lee, the May 30 Order concluded as follows: "Even after considering the totality of the facts and circumstances, including all of the facts and arguments presented in the § 2254 Petition, and in a cumulative manner, the Court is of the opinion that there was no Batson violation here by the State." (Doc. 26, at 26-27.) The Court said it considered the totality of the facts and circumstances because the Court actually did so. Petitioner's argument to the contrary is nestled somewhere between frivolity and bad faith.
Second, Lee takes issue with the May 30 Order's treatment of Lee's argument that the prosecutor "revealed a racial motive for his strikes" before the trial court. The May 30 Order found that this argument was not properly raised in Lee's § 2254 Petition because he never told the state courts that he sought Batson relief on that basis. (Doc. 26, at 13-14 & n.18.) Petitioner now says that this exhaustion finding was manifest error because he "cited to the portions of the transcript" at issue and "the entire record of the voir dire proceeding is less than 200 pages." (Doc. 28, at 4 n.6.) The point remains that petitioner
Third, Lee ascribes manifest error to the May 30 Order's treatment of his argument that he is entitled to Batson relief because the trial judge "impermissibly considered the racial make-up of the jury seated." (Doc. 1, Ground I, ¶ 8.) Notwithstanding petitioner's disagreement, the May 30 Order correctly deemed the "racial make-up" argument to be unexhausted because Lee never presented it to the state courts. Specifically, petitioner never maintained to the state courts that he believed the trial judge's observation concerning the final jury composition was proof of Batson error. In light of that omission, he cannot make that argument for the first time in a § 2254 Petition, and it was not manifest error for the May 30 Order so to conclude. See, e.g., Williams, 542 F.3d at 1345.
Fourth, Lee says that the May 30 Order "misconstrues the record" (doc. 28, at 7) in deeming unexhausted his habeas argument that Edgar Greene (the prosecutor who exercised the peremptory strikes in this case) had a history of racial discrimination in jury selection. To support that contention, petitioner says that "on appeal the state was provided citations to numerous additional cases." (Doc. 28, at 7.) The misunderstanding lies with petitioner. Nowhere in the cited portion of his state-court appellate brief did Lee argue that his "history of bias" claim was focused on prosecutor Greene, specifically, as opposed to the District Attorney's Office, generally. To the contrary, Lee's brief on direct appeal couched his position as being that "appellate courts have on several occasions reversed convictions in this District Attorney's judicial circuit due to his over discrimination against black prospective jurors." (Vol. 7, R-41 at 32.) So the May 30 Order's determination that Lee's efforts to reframe his argument as being directed at Greene specifically, rather than the entire District Attorney's Office, failed for want of exhaustion is neither undermined by this citation nor manifestly erroneous. The same goes for Lee's criticism that "[t]he Court also is wrong in concluding that the history of racial discrimination by the District Attorney was a decade old and thus stale." (Doc. 28, at 8.) In his habeas petition, Lee cited this Court to three cases (McGhee, Stephens, and Clark) — and only three cases — in which he said that Greene had violated Batson. (Doc. 1, Ground I, ¶ 19.) The trials in all three of those cases dated back to the 1986-1988 period, more than a decade before Lee's trial; therefore, it was not manifestly erroneous for the Court to find them of limited probative value in assessing whether Greene was racially biased in exercising peremptory strikes at Lee's jury selection in April 2000.
Fifth, Lee takes issue with the May 30 Order's comparative analysis of particular venire members as to whom the State did or did not exercise peremptory strikes.
For all of the foregoing reasons, petitioner's Motion to Reconsider is
As his second category of objections to the May 30 Order, Lee targets the Court's rejection of the claim in his § 2254 Petition that trial counsel was constitutionally ineffective under Strickland v. Washington for failing to present certain mitigating evidence during the penalty phase. Upon careful review of the relevant portion of the May 30 Order, as well as petitioner's objections to same, the Court is of the opinion that there is no "manifest error" therein that might warrant Rule 59(e) relief on this ground.
Petitioner leads with a curious criticism. Citing page 61 of the May 30 Order, he writes: "Relying on Frazier and Borden, the Court opined that the merits of Mr. Lee's penalty-phase ineffective assistance claim was insufficiently specific." (Doc. 28, at 12 (footnotes omitted).) But page 61 of the May 30 Order merely relied on Frazier and Borden to reject the State's invocation of the "independent and adequate state ground" doctrine as a procedural bar to this claim, a conclusion that obviously favors Lee. So it is unclear what "manifest analytical error" petitioner ascribes to page 61 of the May 30 Order. Then petitioner goes on to insist that "[n]either Frazier nor Borden dictates the outcome in Mr. Lee's case." (Doc. 28, at 12.) But this section of petitioner's Rule 59(e) Motion cites Frazier and Borden repeatedly as the guiding precedents for the analysis that petitioner says should have been done, and that the May 30 Order did. Given this inartfully stated objection, it is not clear what petitioner maintains the "manifest error" was in this regard.
Next, Lee claims that the Court "improperly evaluated the claim in a piecemeal fashion" (doc 28, at 12), when in fact the May 30 Order bookended its discussion of the particular facts and circumstances alleged by Lee with statements that the totality of the mitigating evidence is what mattered. (Doc. 26, at 62, 67.) Just because a court analyzes evidence on an item-by-item basis does not mean that it is dishonest when it opines that weighing such evidence as a whole does not change the result, or that the court simply failed to perform such a cumulative weighing.
Petitioner also quarrels with this Court's discussion of specific forms of mitigating evidence that he says his lawyer was ineffective for not presenting. Regarding poverty, petitioner claims that this Court made a "find[ing] that his family probably was not poor." (Doc. 28, at 15.) This is a gross distortion of the May 30 Order. The Order simply pointed out the weakness of Lee's poverty allegations, which were either too general (a blanket allegation that the "family environment" was "quite poor," without quantification or specifics tied to the relevant time period), or couched in specifics relating to the present day (which is irrelevant), or suggestive of no poverty (an allegation that petitioner's father was employed by the state highway department). The May 30 Order plainly made no "findings" as to whether Lee's family was or was not poor; rather, the Court simply determined (accepting Lee's factual allegations as presented) that they did not render it unreasonable of the state appellate courts "to credit the trial court's assessment that the poverty evidence in question would not have altered the balance of aggravator and mitigators here for Strickland prejudice purposes." (Doc. 26, at 64.) Nothing about that approach or conclusion was manifestly erroneous.
As to substance abuse, Lee states that the May 30 Order concluded that substance abuse is not a mitigating factor. (Doc. 28, at 16 n.20.) Not true. What the May 30 Order actually determined was that, since the jury and trial court had already heard substantial evidence of Lee's substance abuse, "[i]t was not unreasonable for the Alabama Court of Criminal Appeals to find that Lee was not prejudiced by his counsel's failure to develop such facts further during the penalty and sentencing proceedings." (Doc. 26, at 64.) The May 30 Order also pointed out that such evidence may or may not have been helpful to Lee, even if it were not cumulative, and cited authorities recognizing the double-edged nature of such evidence. (Id. at 65 n.81.)
As to mental impairment, the state courts found that Lee had inadequately pleaded this ineffective-assistance claim by failing to make any showing that, upon investigation, trial counsel would have discovered evidence that Lee suffered from a mental illness or could have retained mental-health professionals to testify favorably for him at the penalty phase. The May 30 Order examined Lee's allegations through the Strickland lens, and found them inadequate (i) to satisfy the prejudice prong because petitioner had never alleged that "any physician, mental health professional or other expert has ever concluded that Lee actually did sustain a brain injury in the car accident, or that he suffered from any mental illness at the time of the offense;" and (ii) to satisfy the deficient performance prong because expert testimony presented by both sides at trial was that "Lee was neither psychotic nor suffering from any mental disease (other than Dr. Blanton's opinion of mental retardation)," and other evidence suggested that Lee functioned in the normal range, such that it was reasonable for defense counsel to elect not to investigate this mitigating circumstance further. (Doc. 26, at 65-66 & n.82.) Petitioner now says it was manifest error for the May 30 Order to require Lee to affirmatively allege that he did suffer from any mental illness, to offer any diagnosis or report, or to identify mitigating information that his lawyer would have uncovered had he investigated this line of inquiry. So, according to petitioner, his claim that his trial attorney rendered ineffective assistance by not developing mitigating evidence of a mental impairment should have been allowed to proceed — even though, to this day, no mental health expert has ever diagnosed him with any such impairment — based on nothing more than allegations of the tenor that he had huffed gasoline as a child, that he had been a substance abuser for years, that he had sustained an unspecified head injury in a January 1995 car accident, and that he "seemed distant after the wreck." (Doc. 28, at 17.) Circuit precedent undermines Lee's position. See Powell v. Allen, 602 F.3d 1263, 1274-75 (11
Before leaving the mental impairment issue, it is apparently Lee's position that this Court committed "manifest error" by not granting him an evidentiary hearing to allow him to conduct a fishing expedition to see if he can establish any kind of mental health diagnosis now, for the first time, more than a decade after the fact. (Doc. 28, at 23-25.) This is not an argument that he squarely presented to this Court in his § 2254 Petition briefing; therefore, it is improper for him to raise it now, for the first time, in a Rule 59(e) Motion.
Additionally, petitioner expresses dissatisfaction with the Court's treatment of his allegations of a violent home environment. A few points of clarification are in order. First, petitioner asserts that "the Court is . . . wrong to conclude that a family that is in many respects loving cannot also be marred by violence." (Doc. 28, at 19 n.22.) The May 30 Order contains no such conclusion; rather, the Order merely pointed out the obvious tension between the two sets of characterizations of the facts, as it noted that trial counsel made a strategic choice of emphasizing petitioner's loving family in the penalty phase. (Doc. 26, at 63 & n.79.) Had trial counsel put on evidence that Lee's parents fought each other frequently, and that they would castigate, berate and sometimes whip Lee, such evidence would have undermined his very clear penalty-phase strategy "of having family members (including his parents) testify that they love and value [Lee]." (Id.) That choice was not constitutionally deficient performance under Strickland. See, e.g., Stephens v. Secretary, Florida Dep't of Corrections, 678 F.3d 1219 (11
For all of these reasons — as well as the fact that for all of the incompetencies attributed to him by petitioner, trial counsel convinced a majority of the jury to recommend a life sentence, rather than death — the Court finds that petitioner's Rule 59(e) Motion is due to be
In denying petitioner's claims both on direct appeal and in Rule 32 proceedings, the Alabama Court of Criminal Appeals frequently relied on the jury's recommendation of life as establishing that petitioner had not been prejudiced by various of his claims. See, e.g., Lee v. State, 898 So.2d 790, 830 (Ala.Crim.App. 2001) ("[T]he jury recommended a sentence of imprisonment for life without the possibility of parole. Therefore, error, if any in the prosecutor's actions during the penalty phase was harmless."); id. at 833 n.8 (as to alleged error in instructing veniremembers on their roles during the penalty phase, "the jury recommended a sentence of imprisonment for life without the possibility of parole. Therefore, error, if any, was harmless."); id. at 834-35 (as to alleged error in trial court's statements about the types of murder that are eligible for the death penalty, "the jury recommended a sentence of imprisonment for life without the possibility of parole. Therefore, error, if any, in the trial court's statements was harmless."); Lee v. State, 44 So.3d 1145, 1168 (Ala.Crim.App. 2009) (opining that "Lee could not have satisfied the requirements of Strickland" because any error in counsel's failure to object to certain jury instructions "based on the jury's recommendation, was harmless"); id. at 1171 (reaching same conclusion for same reason as to ineffective assistance claim predicated on trial counsel's failure to object to instances of prosecutorial misconduct).
In order to establish a right to habeas relief as to claims that were adjudicated on the merits in state court, Lee must show that such adjudication "was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States." 28 U.S.C. § 2254. The state courts' determination that any error was harmless (or that Strickland prejudice was not satisfied on various of petitioner's claims) because the jury recommended life is duly supported by a series of Eleventh Circuit precedents that have said exactly the same thing. See Parker v. Allen, 565 F.3d 1258, 1275 (11
Lee has not come forward with a single authority from any jurisdiction that overrules, criticizes or directly calls into question the Parker/Mills/Routly line of precedents. To be sure, he is emphatic in opining that the Eleventh Circuit erred grievously in deciding them. But he cannot argue this series of cases out of existence, nor can he will them to disappear for purposes of a "clearly established federal law" analysis. In this respect, the May 30 Order was simple and direct: "Surely the Alabama state court's ruling could not be an unreasonable application of clearly established federal law when the Eleventh Circuit Court of Appeals has construed the prejudice analysis . . . the same way the state court did here, in a penalty phase proceeding wherein the jury recommended life." (Doc. 26, at 43 n.57.) If, as petitioner insists, the Court's determination that the state court did not violate clearly established federal law in deeming certain alleged penalty-phase error harmless where the jury recommended life "is a misstatement of the law" (doc. 28, at 27), it is a misstatement of the law that the Eleventh Circuit has repeatedly indulged. It is also one that has apparently never been called out by a single authority anywhere, at least not any authority that petitioner has cited.
This is obviously not the stuff of manifest error, and petitioner's Motion to Reconsider is
Petitioner also brands as "manifest error" the May 30 Order's treatment of his ineffective assistance claim directed concerning trial counsel's concession during closing arguments of the guilt phase that "we all know what the truth is, Jeffery Lee murdered Mr. Ellis and Mrs. Thompson." (Vol. 4, R-13 at 362.) Petitioner alleged that trial counsel made this statement without his consent, and without even consulting him about it, and that prejudice should be presumed. The Rule 32 appellate court rejected this claim, explaining that "this case is governed by Florida v. Nixon; thus, there was no presumption of prejudice when counsel conceded Lee's guilt. In light of the overwhelming evidence presented against Lee, counsel's strategy was not unreasonable." Lee, 44 So.3d at 1170.
The May 30 Order concluded that the state appellate court's application of the Supreme Court's Nixon decision to this case to find no Cronic presumption of prejudice was not contrary to clearly established federal law. Central to this Court's finding in that regard was that the Eleventh Circuit had recently applied Nixon in a case called Harvey v. Warden, Union Correctional Institution, 629 F.3d 1228 (11
In his Rule 59(e) Motion, petitioner argues his Nixon interpretation at great length. This is the very same interpretation that the Eleventh Circuit deemed in Harvey to be insufficient to establish that the state court's ruling was contrary to or an unreasonable application of clearly established federal law. Remarkably, petitioner's Rule 59(e) Motion does not even acknowledge the existence of Harvey, much less challenge its reasoning or conclusion. This Court does not have the luxury of blithely pretending that on-point binding precedents do not exist simply because they may be inconvenient. Thus, the May 30 Order did not manifestly err by finding that Harvey's reasoning applies equally here to foreclose petitioner from habeas relief as to the Alabama courts' determination that no presumption of prejudice attaches to his counsel's concession of his guilt of murder without his consent or consultation.
In his Amended Rule 32 Petition, Lee alleged that trial counsel rendered ineffective assistance by failing to "consult with Petitioner to determine whether Petitioner wanted to testify at the judicial sentencing hearing." (Vol. 14, R-63 at 77.)
In denying this claim, the Rule 32 trial court opined that it was not sufficiently pled because Lee "fails to proffer . . . what testimony his trial counsels should have elicited from him at the judicial sentencing that would have been so compelling it could have caused this Court not to override the jury's recommendation." (Vol. 22, R-79, at ¶¶ 203-04.) On appeal, the Alabama Court of Criminal Appeals quoted this reasoning verbatim, then added, "[w]e agree with the circuit court that Lee failed to meet his burden of pleading in regard to this claim. Lee failed to not only plead sufficient facts, but also failed to plead prejudice." Lee, 44 So.3d at 1170.
On federal habeas review, this Court's responsibility as to this claim is to examine "whether the state court's determination that [Lee] failed to plead sufficient facts in his Rule 32 petition to support a claim of ineffective assistance of counsel was contrary to or an unreasonable application of Supreme Court precedent." Powell, 602 F.3d at 1273. The May 30 Order answered this question in the negative. As both the Alabama trial and appellate courts observed, Lee's Rule 32 petition failed to plead
The May 30 Order concluded that the Alabama courts' determination that Lee had failed to plead sufficient facts to show prejudice as to his ineffective-assistance claim concerning his right to testify was not objectively unreasonable. (Doc. 26, at 69.) This was the correct legal standard. See Williams v. Allen, 598 F.3d 778, 789 (11
Finally, petitioner would have the Court find "two manifest errors" in the May 30 Order's treatment of his Confrontation Clause claim, which concerned Dr. Ronan's "brief reference to a statement the appellant made to a psychiatrist who saw him while he was in jail." Lee, 898 So.2d at 811. Neither contention establishes a right to Rule 59(e) relief.
The first assignment of error as to this claim is petitioner's insistence that the May 30 Order "reframed Mr. Lee's claim to something he did not argue." (Doc. 28, at 41.) According to petitioner, the May 30 Order turned petitioner's claim (which concerned whether Dr. Ronan could testify about the out-of-court statement from the unidentified psychiatrist) into a different claim (whether Dr. Ronan was allowed to consider that statement). With all respect, it is petitioner who is doing the reframing of the May 30 Order, which expressed a entirely accurate understanding of the nature of Lee's claim. Indeed, the May 30 Order concluded that "[t]he state courts' resolution of this issue could not have been contrary to clearly established law, because it is not clearly established in the federal courts that the Confrontation Clause is violated
Second, petitioner assigns "manifest error" to the legal standard the Court applied in performing a "harmless error" analysis of his Confrontation Clause claim. Binding precedent is clear as a bell that the proper legal standard for this kind of claim is exactly the one the May 30 Order applied. See Grossman v. McDonough, 466 F.3d 1325, 1339 (11
For all of the foregoing reasons, the Motion to Reconsider, Alter or Amend the Court's Judgment and Grant an Evidentiary Hearing (doc. 28) is
DONE and ORDERED.