KRISTI K. DuBOSE, Chief District Judge.
Plaintiffs Susan and Gerald Guy filed a three-count complaint alleging: (1) negligence; (2) wantonness; and (3) loss of consortium in the Circuit Court of Mobile County, Alabama. (Doc. 1-1, p. 2-3). They allege that on July 15, 2016, Susan was seriously injured when she slipped and fell in a puddle of water in the Dairy Department in the Saraland, Alabama Walmart. (Doc. 1-1, p. 2). Defendant Wal-Mart Stores East, LP, removed the action on basis of diversity jurisdiction.
This action is now before the Court on Walmart's motion for summary judgment and brief in support, the Guys' response, Walmart's reply, and Walmart's motion to strike, the Guys' response, and Walmart's reply (docs. 50, 52, 55, 56, 57, 58). Upon consideration and for the reasons set forth herein the motion for summary judgment is DENIED in part and GRANTED in part and the motion to strike is DENIED.
On July 15, 2016, Susan Guy slipped and fell in water from a leaking skylight at the Walmart store in Saraland, Alabama. Previously, on February 15, 2016, there was a thunderstorm with wind and hail in Saraland, Alabama. (Doc. 52-2, p. 33).
On April 13, 2016, RL Bishop repaired three "holes" over housewares, electronics, and flowers, respectively. (Doc. 52-5, p. 9); Doc. 52-9, p. 4, RL Bishop Claim Fact Form). On April 18, 2016, RL Bishop again repaired a "hole" in the roof at "housewares", an "open lap found by a skylight in flowers" and reported that "sporting goods had a leaking pipe" which a plumber should "take a look at." (Doc 52-5, p. 9; Doc. 52-9, p. 5). Walmart had reported a skylight leak, but the RL Bishop technician determined the skylight was not leaking. (Id.)
In June 2016, RL Bishop employees covered a leaking skylight above the toy department and repaired an "open lap" over the tire and lube department. (Doc. 50-6, p. 3-4; Doc. 52-9, p. 5). RL Bishop's employees also found five other damaged skylights in general merchandise. (Doc. 50-6, p. 4, 6; (Doc. 52-9, p. 5). They were replaced in late July 2016. (Doc. 50-6, p. 6).
On July 15, 2016 before 3:00 p.m., Susan Guy entered the Walmart to shop for groceries. (Doc. 50-2, p. 4). Susan testified that the weather was "storming" that day. (Id.). The rain continued after she went into the store. (Doc. 50-2, p. 7-8) Susan "had gotten close to the back of the store" and "went around the corner, back towards where the — the milk and eggs" were. (Id., p. 8). "As soon as [she] came around the corner, [she] found [her]self in the floor." (Id.) When asked what caused her to slip, Susan testified: "What I understand caused me to slip is that I did not see water, the water that was in the floor." (Id., p. 11). Susan knew it was water because she "fell in it" and her clothes were "soaking wet." (Id., p. 11-12.) She described the water as "just a little, round puddle", that was "maybe as big as a small tub." (Id., p. 12). She didn't know whether "it was whole bunch of puddles or just a little one" because she was on the floor the first time she saw the water. (Id., p. 13). She did not see any cart tracks or footprints in the puddle and did not know how long the water had been on the floor. (Id., p. 13-14)
At deposition, Susan testified that two female Caucasian employees "came to [her] right away" after the fall. (Doc. 50-2, p. 15). She did not recall their names (Id.) She knew they were Walmart employees "[b]ecause they had their tags on." (Id., p. 16). She did not know their respective positions at Walmart, but one lady had a radio. (Id., p. 21)
Susan also testified that one of these ladies said to her "I'm so sorry you got hurt. Those darn skylights leak every time it rains." (Doc. 50-2, p. 6-7) Susan described this lady as white, about five feet four inches tall, "heavyset", with short hair (Id., p. 16-17). Susan could not remember the color of her hair or whether she wore glasses and could not guess her age (Id., p. 17-18). Susan testified that the other lady was white, "about the same height" as the first lady, but "thinner" with short, "maybe blondish" hair. (Id., p. 19-20). Susan could not guess her age (Id., p. 20). Susan testified that the second lady was "the one that got the manager" and asked if "she needed to call an ambulance" (Id., p. 20)
In response to the motion for summary judgment, the Guys assert that the Walmart employee who made the statement, "I'm so sorry you got hurt. Those darn skylights leak every time it rains" was a "uniformed Walmart employee (young African-American female)" identified as Destani Yates (Doc. 52, p. 1-2; Doc. 57).
Citing the deposition testimony of Department Manager Ginger Donald, the Guys assert
Donald Yarborough, Jr. was the Saraland Walmart's assistant manager at the time Susan fell. (Doc. 50-3, Yarborough Deposition). He responded to the call on his radio. (Id., p. 4). Yarborough saw the water on the floor and deduced that it came from the skylight above where Susan fell (Id., p. 8-9). In accordance with Walmart's policy, Yarborough prepared a report, which stated that the water on the floor "was due to the skylight above that area that was leaking." (Doc. 50-4, Statement).
When RL Bishop employees arrived on July 16, 2016, they found the leaking skylight over the dairy section. (Doc. 50-6, p. 10). After reviewing photographs and work orders on the Saraland Walmart, Bishop testified that between 2013 and July 15, 2016, RL Bishop had not received any reports of roof or skylight leaks in the area where Susan fell. (Id., p. 17; p. 23). The RL Bishop employees also found damage to twenty-eight skylights, located in other areas of the store, but those skylights were not reported as leaking. (Id., p. 18). RL Bishop noted that the damage "appears to be from hail storm." (Doc. 52-9, p. 6).
The relationship between Walmart and RL Bishop "goes back to the 90s[.]" (Doc. 52-5, p. 3). When asked whether "RL Bishop perform[ed] inspections of the roofs", Bishop, answered:
(Doc. 52-5, p. 3).
Bishop testified that there were approximately 220 skylights on the Saraland Walmart. (Doc 52-5, p. 4). Prior to 2010, if RL Bishop received a work order, its employees would make a "visual inspection of the 200 plus skylights" as part of an "eight-point inspection." (Id., p. 3-4). During that time, RL Bishop "did more of an observation of the general condition of the roof whenever — any time that [it was] dispatched and ... on site to do any kind of service work." (Id.). RL Bishop employees "would have routinely ... inspected or made a visual inspection" of all the skylights. (Id). Bishop confirmed the eight-point inspection began when the company "first started doing maintenance to Walmart, and that was something that [Walmart] kind of ... wanted us to do. And we continued to do that up until probably somewhere around the late 2000's." (Id.)
Then, "somewhere around 2010", RL Bishop was "approached to discontinue spending the extra time to do more of those observations and stick mainly to the actual problem, do the specifically reported, whatever it may be." (Doc. 52-5, p. 4). From that point, if there was a service call regarding the skylights, RL Bishop employees
(Doc. 52-4, p. 4).
Bishop testified that even though the contract with Walmart did not require RL Bishop employees to "go and look for other skylight problems" while on the roof for a service call, the employees would still do so, and report the problems to Walmart, because this was "good" for business. (Doc. 50-6, p. 19) Bishop testified that the employees were trained that in "certain situations" as "where it was obvious that some kind of problem came through and maybe hail damage, or something like that" they would "100 percent definitely go around and check each skylight and try to make sure that they don't see any more of this damage." (Id., p. 19-20). He also agreed that "even if it's not hail damage, if they find a damaged skylight and as they're walking around they see other damage, they report that too." (Id., p. 19-20).
When RL Bishop completed the Claim Facts Form for the incident involving Susan, it described the roof conditions as follows:
(Doc. 52-9, p. 1).
RL Bishop explained the work performed after Susan's fall as follows:
(Doc. 52-9, p. 2).
Walmart's corporate representative Ben Cole testified that Walmart does not have a rule or "routine time frame" for roof or skylight inspections. (Doc. 50-7, p. 11). Cole testified that a store can request an inspection. (Id., p. 2). Cole did not know about RL Bishop's eight-point inspections that stopped in 2011. (Id., p. 10).
Cole testified that Walmart has a reactive and proactive method for maintaining the skylights and roofs. (Doc. 50-7, p. 2-3). "Reactive maintenance" or reactive work orders mean that "a contractor is sent to work on . . . the roof" or something else, such as an air conditioner, when a problem is reported. (Id., p. 3, 8). Cole testified that "whenever any reactive maintenance is done on the roof, the contractor also inspects to see if they can find any other deficiencies on the roof, and then notify Walmart what they found." (Id., p. 3). Cole testified that Walmart is "under the assumption" that whenever RL Bishop employees are on the roof for a reactive work order, they are inspecting the entire roof. (Doc. 52-8, p. 33-34).
Walmart also has a "proactive roofing team that yearly looks at ages of roofs" and the "number of work orders and the dollar amount of those work orders to determine does the roof need to be inspected." (Doc. 50-7, p. 2). If so, Walmart will "send out a third-party consultant to inspect the roof." (Id., p. 2-3). Cole testified that "there's enough reactive maintenance on the roof that there's inspections all the time, and all of those are a result of a work order. Then that's what feeds the proactive team, and that's one of the inputs to the proactive team to determine if [Walmart] needs to send out an inspector." (Id., p. 11).
The Saraland Walmart's original roof was recovered in 2007 with a "15-year" roof. (Doc. 50-7, p. 6, Doc. 50-8, p. 3). The last third-party inspection was performed in September 2012 by Advanced Roof Management. (Doc. 50-8). In conclusion, the inspector found as follows:
(Doc. 50-8, p. 3).
Cole testified that Walmart generally uses a Class One skylight that has a five-year warranty for manufacturer defects but no warranty for hail damage. (Doc. 52-8, p. 62). Cole testified that a different class of skylight is used in high velocity hurricane zones and that class also has an increased resistance to hail. (Id., p. 43-44). Cole did not know whether the specific skylight at issue was the type for use in high velocity hurricane zones. (Id., p. 40). He testified that that decision "would be driven by" the building codes in the Mobile area. (Id., p. 40).
Walmart moves to strike Susan's deposition testimony that a Walmart employee said "I am so sorry you were hurt. Those darn skylights leak every time it rains." (Doc. 56). Walmart argues that the statements are inadmissible hearsay because the Guys have not established that the employee was authorized to make a statement concerning the subject and have not established that the subject — roof and skylight leaks — was "a matter within the scope of the employee's employment." (Id., p. 4)
At deposition, Susan described the employee as a middle-aged white female, heavyset, with short hair, wearing a Walmart badge. In response to the motion to strike, the Guys argue that the employee was Destani Yates, a young African-American female and that Susan's deposition testimony was mistaken. (Doc. 57).
The Guys point out that in July 2016, they wrote Walmart as follows:
(Doc. 57, p. 6, the Guys' chronology).
The Guys now provide Yates' affidavit. (Doc. 57). She identifies herself as a "Dairy Associate" who was working in the Dairy Department of the Walmart in Saraland on July 15, 2016. Yates states that she saw Susan "lying on the floor in a puddle of what appeared to be water", that the "water was dripping from above her head from the skylight area", and that "I told her I was sorry she was hurt and I told her the skylights leaked when it rained." (Id., p. 4). Yates also states that part of her "duties and training as a Walmart employee (as with all employees) was look for anything that could create a slip hazard and do what I did when an injured customer is discovered. I knew of other leaks from skylights at the Saraland Walmart before Ms. Guy's slip and fall." (Id., p. 4-5).
The Guys argue that Yates' alleged statement is admissible as a vicarious admission pursuant to Federal Rule of Evidence 801(d)(2)(D). (Doc. 57). The Rule provides that a statement that "is offered against an opposing party and was made by the party's agent or employee on a matter within the scope of that relationship and while it existed" is not hearsay. The Guys also argue that the statement is admissible as an exception under Rule 803(1) as a present sense impression, or Rule 803(2) as an excited utterance, or Rule 807, the residual exception because coupled with the Affidavit, the statement has guarantees of trustworthiness. Last, the Guys argue that it is admissible not for the truth of the matter, but to show that Walmart had notice of a leaking skylight problem.
In reply, Walmart argues that the statement does not meet any hearsay exception because there is no evidence that Walmart authorized Yates to make the statement regarding the skylights or that the statement was a matter within the scope of Yates' employment. Walmart also argues that "exclusion of this evidence is inconsequential" because neither Yates' statement nor Susan's testimony establish that Walmart knew or should have known of the water on the floor beneath this specific skylight. (Doc. 58)
Rule 56(c)(2) states that a "party may object that the material cited to support ... a fact cannot be presented in a form that would be admissible in evidence. Fed. R. Civ. P. 56(c)(2). A hearsay statement is generally not admissible. However, a "statement by the party's agent or servant concerning a matter within the scope of the agency or employment, made during the existence of the relationship [ ] is deemed an admission by a party opponent."
"To satisfy Rule 801(d)(2)(D), two conditions must be met. First, an agency or employment relationship must have existed between the declarant and the party, during which time the statement must have been made. And second, the statement must have related to a matter within the scope of the agency or employment." 5 Jack B. Weinstein & Margaret A. Berger, Weinstein's Federal Evidence § 801.33 (2019);
The parties do not dispute that Yates was a Walmart employee, who was working in the Dairy Department at the time of Susan's fall. The burden is on the Guys to lay a foundation to show that Yates' statement relates to a matter within the scope of her employment.
The Guys have presented sufficient evidence that Walmart associates are responsible for observing safety hazards in their areas. Yates stated: "Part of my duties and training as a Walmart employee (as with all employees) was look for anything that could create a slip hazard and do what I did when an injured customer is discovered." (Doc. 57, p. 4). Thus, Yates' alleged statement regarding the leaking skylights appears to have been a statement on a matter within the scope of her employment. The Guys also rely upon the history of "97 roof and skylight leaks documented by R.L. Bishop in the three years before the subject fall" as evidence that guarantees the trustworthiness of Yates' statement. (Doc. 57, p. 2).
Walmart argues that the Guys must establish that Yates was authorized "to make a statement concerning the subject[.]" (Doc. 56, p. 4; Doc. 58). However, the Eleventh Circuit has acknowledged that "Rule 801(d)(2)(D) broadened the traditional view so that it is no longer necessary to show that an employee or agent declarant possesses `speaking authority[.]'"
Additionally, Yates has now sworn that she made the statement to Susan (Doc. 57, p. 4-5). See Fed. R. Civ. P. 56(c)(4) ("An affidavit or declaration used to support or oppose a motion must be made on personal knowledge, set out facts that would be admissible in evidence, and show that the affiant or declarant is competent to testify on the matters stated.") In the same sworn statement, Yates established her status as an employee in the Dairy Department and her duty to look for anything that could create a hazard, including water on the floor from leaks in the roof or skylights. Accordingly, Walmart's "Motion to Strike Portions of the Deposition Testimony of Plaintiff Susan Guy" (Doc. 56) is
Walmart removed this action on the basis of diversity jurisdiction. (Doc. 1, p. 2, ¶ 4) Therefore, the federal courts apply state substantive law and federal procedural law.
If that burden is met, the burden shifts to the Guys as the nonmovants, to "come forward with specific facts showing that there is a genuine issue for trial."
Overall, the Court must "view the facts and draw reasonable inferences in the light most favorable to the party opposing the summary judgment motion."
"In [a] premises-liability case, the elements of negligence `are the same as those in any tort litigation: duty, breach of duty, cause in fact, proximate or legal cause, and damages.'"
As an invitee, Walmart owed a duty to Susan to "keep the premises in a reasonably safe condition and, if the premises are unsafe, to warn of hidden defects and dangers that are known to the landowner but that are hidden or unknown to the invitee."
In order for Susan to recover, she must prove that her "fall resulted from a defect or instrumentality on the premises; that the defect was the result of the defendant's negligence; and that the defendant had or should have had notice of the defect before the time of the accident."
However, the Alabama Supreme Court "has held that an invitee need not present substantial evidence of the owner's actual or constructive notice of the defective condition when the defective condition is part of the premises, [ ] when the premises owner has affirmatively created the defective condition, [ ] or when the premises owner has failed to perform reasonable inspections and maintenance of the premises to discover and repair the defective condition[.]"
The Guys have met their burden as to the first element. In order for Susan to recover, she must prove that her "fall resulted from a defect or instrumentality on the premises[.]"
As to the third element, the Guys must produce substantial evidence that Walmart "had or should have had notice of the defect before the time of the accident,"
Walmart points out that none of the cases the Guys cite to argue that the defective condition was a part of the premises, or a fixture, involved a slip and fall caused by liquid on the floor. Walmart also points out that Susan did not come into direct contact with the alleged defective part of the premises, as is the usual circumstance. Walmart argues that typically in a defective premises case the alleged defective "fixture" or "part of the premises directly caused the invitee's injury" and this direct causation was the "court's sole basis for alleviating the notice requirement." (Doc. 55, p. 4) (italics in original). Walmart argues that Susan slipped and fell in water from the skylight, thus the hazard is the water not the leaking skylight. (Id., p. 5).
In response, the Guys argue that the defective condition is the skylight and not the water on the floor. They argue that two exceptions to the notice requirement apply. First, they argue that their claims "are in part based on `defective conditions' in the subject Walmart, i.e., leaking skylight, hole in roof and open laps" and once proven, their "claims are due to be submitted to the jury." (Doc. 52, p. 14).
The Guys provide a summary of case law,
"[B]efore a defendant's notice can be presumed . . . a premises liability plaintiff must make a prima facie showing—via substantial evidence—that the offending condition is, in fact, defective."
In
The Supreme Court of Alabama gave the following distinction:
In
Relevant to this action, the district court noted as follows:
Another district court summarized the presumed-notice exception by observing:
The notice required, in order to hold a premise owner liable when the danger is caused by a foreign substance, was developed to lessen an owner's liability from "danger[s] resulting from a foreign substance on the floor placed there through the actions of a stranger, the presence of which would not reasonably be anticipated by the owner."
Although not exactly a fixture like those discussed in
Because the danger was caused by a defective fixture, the Guys are not required to prove that Walmart's knowledge was superior to Susan's. Instead, the Guys must show that the defective skylight which caused the danger was the result of the Defendant's negligence. The Court finds there are issues of fact as to whether Walmart used reasonable care in maintaining its premises in a reasonably safe condition. Accordingly, Walmart's motion for summary judgment on the negligence claim is DENIED.
In Alabama, wantonness has been defined "as the conscious doing of some act or the omission of some duty, while knowing of the existing conditions and being conscious that, from doing or omitting to do an act, injury will likely or probably result."
The Alabama Supreme Court has explained the difference between negligence and wantonness as follows:
The Guys argue that Walmart acted with reckless or conscious disregard of its customers' safety, with knowledge that harm would likely or probably result, specifically slip and fall injuries from leaks. As evidence of wantonness, the Guys point to the history of skylight and roof leaks; the lack of an annual or other inspection of the roof and skylights, in part as a money-saving measure; violations its own policy of proactively having the entire roof and skylights inspected each time work was performed in reaction to a leak; use of cheap "non-hurricane resistant" skylights to save money; and limiting the topics of discussion for the local Safety Team.
The Guys argue that "Walmart chose to simply fix the leaks after they happened" and that this is a manifestation of Walmart's philosophy that if a part of the premises is not broken, there is no reason to repair it.
The Guys cite to the testimony of Walmart's 30(b)(6) designee, Ben Cole, as follows:
(Doc. 52-8, p. 49).
But Cole's statement does not evince a conscious culpability.
In Count 3, Jerry Guy claims damages for loss of consortium. To maintain a loss of consortium claim, "one of [Susan's] claims must survive summary judgment."
Susan's claim of negligence has survived summary judgment. Therefore, summary judgment is denied as to Jerry's claim for loss of consortium.
Upon consideration, and for the reasons set forth herein, Walmart's motion for summary judgment is GRANTED as to Count Two for wantonness. However, the Court finds that genuine issues of material fact exist regarding negligence as claimed in Count One. Therefore, summary judgment is DENIED as to Count One and Count Three, alleging loss of consortium.