JON S. TIGAR, District Judge.
In this Social Security action, Plaintiff Belinda J. Salter appeals a final decision of Defendant Commissioner Carolyn W. Colvin, denying Plaintiff's application for disability insurance benefits and supplemental social security income. Before the Court are the parties' cross-motions for summary judgment. ECF Nos. 16, 17. The matter is deemed fully briefed and submitted without oral argument pursuant to Civil Local Rule 16-5. Upon consideration of the moving papers, and for the reasons set forth below, Plaintiff's motion for summary judgment is denied and Defendant's motion for summary judgment is granted.
Plaintiff Belinda Salter claims disability beginning on November 9, 2010. Administrative Record ("AR") 174, 178. Salter is a 51-year-old woman who was last employed as a maintenance worker for Greyhound, where her responsibilities included fueling and cleaning buses. AR 243, 258. Salter reports that she was severely sexually harassed by her supervisor and co-workers at Greyhound, and that this harassment has caused depression and anxiety and compromised her memory and ability to concentrate. AR 32-33.
In 2011 and 2012, Salter was evaluated and treated by numerous health care providers, including providers at Mission Family Therapy, Inc., AR 311-19, 332-48, 377-87; Mission Neighborhood Health Center/Excelsior Clinic, AR 321-28; John F. Kennedy University Center for Holistic Counseling, AR 330; Pacific Research Partners, AR 357-59; Alameda County Medical Center, AR 400-01; Street Level Health Project, AR 403; Sausal Creek Outpatient Stabilization Clinic, AR 405-24; La Clinica, AR 426-31; Lifelong Medical Care, AR 433-51; Alameda County Social Services Agency, AR 453-56; and the Community Counseling Center of California State University, East Bay, AR 458-73. Providers diagnosed Salter with major depressive disorder, anxiety disorder, bipolar disorder, and post-traumatic stress disorder.
Salter filed her applications for disability insurance benefits and supplemental security income under Titles II and XVI of the Social Security Act on June 28, 2011. AR 174, 178. Her claims were denied by the Social Security Administration on October 3, 2011, and denied again upon reconsideration on April 3, 2012. AR 95, 101. An administrative law judge ("ALJ") heard Salter's case on November 26, 2012, and issued a decision on January 15, 2013, finding that she was not disabled within the meaning of the Social Security Act. AR 8-18. The ALJ evaluated Salter's claim using the five-step sequential evaluation process for disability required under the Code of Federal Regulations:
At step one, the ALJ found that there was no evidence of substantial gainful activity after November 9, 2010. AR 13. At step two, he found that Salter had the following severe impairments: anxiety disorder and bipolar disorder. AR 13. At step three, he concluded that Salter did not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments in 20 C.F.R. part 404, subpart P, appendix 1, and therefore proceeded to step four. AR 13-14. The ALJ then found that Salter had the RFC to perform a full range of work at all exertional levels, but with the following nonexertional limitation: no public contact. AR 14. At step four, he concluded that Salter was capable of performing her past relevant work as a cleaner as actually and generally performed, and therefore was not disabled under the Social Security Act. AR 18.
More specifically, the ALJ found that "the overwhelming psychiatric evidence of record shows generally that the claimant's prognosis is good, and that her symptoms can be well-controlled by psychotropic medications and treatment." AR 17. He concluded that although "there is sufficient evidence that the claimant has difficulty socially, . . . there is no credible, reliable evidence that she has any difficulty with activities of daily living or with concentration, persistence, or pace." AR 17.
In reaching these conclusions, the ALJ found that Salter's statements about the intensity, persistence, and limiting effects of her symptoms were not entirely credible "[e]ssentially" because:
AR 15. The ALJ relied principally on the opinions of the state agency medical examiner and Dr. Marlin Griffith, according their opinions "great weight" because he found them "consistent with the preponderance of the credible psychiatric evidence of record." AR 17. However, he discounted their conclusions that Salter's limitations with respect to concentration and persistence restrict her to simple repetitive tasks, because these conclusions were based heavily on Salter's self-report, which he found not credible. AR 17. The ALJ also relied on the testimony of Stephen Schmidt, a vocational expert. AR 18. The ALJ accorded less weight to the medical source statements of Alameda Social Services and Dr. Kenneth Parker because he found that they were "not supported by the longitudinal psychiatric evidence of record," because they each saw Salter on only two occasions, and because they relied heavily on her self-report. AR 17.
The Appeals Council of the Social Security Administration denied review of the ALJ's decision on July 10, 2014. AR 1. Salter subsequently filed this action seeking review of the denial of benefits. ECF No. 1.
The Court has jurisdiction to review final decisions of the Commissioner pursuant to 42 U.S.C. section 405(g).
The Court may set aside a denial of benefits only if it is "not supported by substantial evidence in the record or if it is based on legal error."
Salter argues that the Court should grant summary judgment in her favor because substantial evidence does not support either (1) the ALJ's finding that she had no limitation regarding supervisors and co-workers; or (2) the ALJ's finding that she had no limitation regarding sustained concentration and persistence. ECF No. 16 at 5, 10.
Salter challenges the ALJ's conclusion that she had a functional limitation of no public contact, but that she had no functional limitation regarding supervisors and co-workers. ECF No. 16 at 5. She argues first that the ALJ's RFC assessment is inconsistent with his rationale, and second that the ALJ erroneously evaluated medical opinions.
Salter is correct that the ALJ's decision is inconsistent as it relates to public and social contact. The ALJ concluded that that Salter had "the residual functional capacity to perform a full range of work at all exertional levels, but with the following nonexertional limitation: no public contact." AR 14. In explaining this determination, he stated that he accorded "great weight" to the opinions of Dr. Griffith and the state agency medical examiner, who both "concluded the claimant has moderate or marked limitation in social functioning," and that he accounted for this "in precluding the claimant from work with any social contact." AR 17.
For Salter, whose severe impairments stem from sexual harassment by her supervisor and co-workers, there is a significant difference between work with "no public contact" and work with "no social contact." The medical opinions to which the ALJ refers document moderate and marked limitations in her ability to interact both with the general public, and with supervisors and co-workers. AR 73, 313. The ALJ describes his RFC determination as limiting Salter to work with "no social contact," which would account for all of these limitations. AR 17 (describing the RFC as "precluding the claimant from work with any social contact;" allowing her to work "in a harassment-free environment with no social contact;" and accounting for Salter being "socially isolated"). But the decision in fact limits her to "no public contact," and does not explain how this determination accounts for her acknowledged social limitations in interacting with supervisors and co-workers. AR 14. Furthermore, in questioning the vocational expert about Salter's past work at Greyhound, the ALJ asked only, "Does the cleaner II require any public interaction?" AR 49. When Salter's attorney asked whether a person who is unable to accept instructions or to respond appropriately to criticism from their supervisors would be capable of performing this work, the vocational expert replied, "No." AR 49.
Although the ALJ's opinion confusingly conflates "public contact" and "social contact," and does not explain how the RFC determination accounts for Salter's limitations concerning supervisors and co-workers, the Court concludes that this error is harmless.
Here, there is ample evidence in the record to support the ALJ's conclusion that Salter was able to perform her past work as a cleaner, even though that work involves some level of interaction with supervisors and co-workers. Dr. Griffith indicated that Salter had marked limitations in her ability to respond appropriately to supervisors and get along with co-workers, but also reported that she was "capable of low-stress jobs," and elsewhere that he did "not anticipate any problems in her return to work if her safety from harassment in the work place is assured." AR 313, 314, 380. The state examiners, Dr. Lee and Dr. Lucila, noted moderate limitations with respect to interactions with supervisors and co-workers, but also concluded that "Ms. Salter is mentally capable of adapting to and performing sustained simple tasks, with limited public/peer and supervisor interactions," and that she "can do simple work." AR 56, 59, 69, 73. Vocational expert Stephen Schmidt identified Salter's past work as "Cleaner II . . . 919.687-014." AR 48. According to Department of Labor guidance, this work involves "not significant" interaction with people (including taking instructions and helping), and talking and hearing are "not present." Dictionary of Occupational Titles § 919.687-014 (4th ed. 1991), 1991 WL 687897;
In summary, because the record supports the ALJ's conclusion that Salter could perform her past relevant work as a cleaner, his failure to explain why her limitations with respect to social interaction, as opposed to public interaction, did not preclude this work did not affect the outcome of the case, and was therefore harmless error.
Second, Salter argues that the ALJ erroneously evaluated Dr. Griffith, Dr. Lee, and Dr. Lucila's medical opinions because he did not explain his implicit rejection of their conclusions that Salter had limitations in her ability to interact with supervisors and co-workers. ECF No. 16 at 6-10. With respect to Dr. Griffith, Salter also argues that the ALJ failed to afford the appropriate deference to the opinion of Salter's treating psychologist. ECF No. 16 at 9 (citing
As explained above, the ALJ's conclusion that Salter could return to her past work as a cleaner was consistent with Dr. Griffith, Dr. Lee, and Dr. Lucila's explanation of her social limitations with respect to supervisors and co-workers. Consequently, any failure by the ALJ to explain the inconsistency between the doctors' opinions and his RFC determination was harmless and does not warrant reversal.
Salter also argues that substantial evidence does not support the ALJ's conclusion that she had no limitation regarding sustained concentration and persistence because the ALJ misunderstood and erroneously rejected Dr. Griffith and Dr. Lee's opinions. ECF No. 16 at 10-12. In particular, Salter argues that the ALJ's statement that these opinions relied heavily on Salter's not credible self-report is not a legally sufficient basis to discredit them; and that the ALJ failed to evaluate Dr. Griffith's opinions as those of a treating provider. ECF No. 16 at 11-12. In Salter's view, "there is no evidence" that she could perform her past relevant work, or any other work, given her limitations in the areas of sustained concentration and persistence.
This argument is unpersuasive. Substantial evidence in the record supports both the ALJ's interpretation of the opinion evidence concerning concentration and persistence, and his decision to reject this evidence.
Second, the Court concludes that the ALJ adequately explained his decision not to credit these opinions. The ALJ acknowledged that the notes of Dr. Griffith, Salter's treating provider, were "[t]he most extensive and reliable treatment records," but found "no basis" in the doctors' conclusions concerning concentration and persistence, which he stated were based "heavily on the claimant's self-report." AR 17. He found Salter's self-report not credible in light of Dr. Griffith's statement that she could return to work, as long as there was no harassment, and because he found that Salter had a propensity to seek numerous evaluations, but not pursue follow-up treatment. AR 17. The ALJ may properly credit some portions of a doctor's opinion and not others; and may discount an opinion, even an opinion of a treating provider, that is based solely on the claimant's own perception or description of his or her symptoms.
It is also within the ALJ's purview to resolve credibility questions.
The Court thus finds that the ALJ's conclusions with respect to concentration and persistence are adequately supported by substantial evidence in the record.
For the foregoing reasons, Plaintiff's motion for summary judgment is denied and Defendant's motion for summary judgment is granted.