GREER, District Judge.
The plaintiffs-appellants, five individuals and two organizations, appeal the district court's grant of a motion to dismiss their claims for prospective, injunctive relief for lack of subject matter jurisdiction. We REVERSE and REMAND.
The individual plaintiffs are a part of a group of individuals who allege that they were illegally stopped, searched, and/or detained by officers of the United States Border Patrol for the Sandusky Bay Station in Ohio, based upon their Hispanic appearance, race and ethnicity. The two organizational plaintiffs are organizations that advocate on behalf of migrant workers. The defendants are the United States Border Patrol, the Department of Homeland Security, and a number of the Border Patrol's officers (the "federal defendants").
The district court summarized the factual allegations as follows:
In November, 2010, the Border Patrol created a Primary Operational Domain ("POD") for SBY, which is "the area within a Sector's geographically delineated area of operational responsibility where stations routinely plan for and conduct daily operations
Muniz-Muniz v. United States Border Patrol, No. 3:09-cv-2865, 2012 WL 5197250, at *1 (N.D.Ohio Oct. 19, 2012).
Plaintiffs filed their original class action complaint on December 10, 2009, seeking equitable relief and monetary damages under Bivens v. Six Unknown Agents, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971) and 42 U.S.C. §§ 1983, 1985, and 1986. The original complaint named as defendants the chief of the Border Patrol's district sector, which oversees the Sandusky Bay Station, and 15 "John Doe" Border Patrol agents in their official and individual capacities and alleged that the Border Patrol agents had engaged in a practice of racial profiling of Hispanics in violation of the Immigration and Nationality Act ("INA"), 8 U.S.C. § 1101 et seq., and the Fourth and Fifth Amendments. The complaint included allegations of a conspiracy between the Border Patrol and three local municipalities, their police chiefs and individual officers, to violate the civil rights of Hispanics by profiling them for stops, seizures and detentions and for violations of the Fourth and Fourteenth Amendments.
Three months after filing the original complaint, plaintiffs filed a first amended complaint naming the Border Patrol, Customs and Border Protection, Department of Homeland Security, and additional Border Patrol agents in their individual and official capacities. The first amended complaint added the Administrative Procedures Act ("APA"), 5 U.S.C. § 702, as an additional source of jurisdiction. The defendants filed motions to dismiss. The federal defendants asserted lack of standing and lack of subject matter jurisdiction, arguing that a plaintiff can only challenge "final agency actions for which there is no adequate remedy in a court" and that the APA does not waive sovereign immunity with regard to constitutional torts or negligence actions. The plaintiffs requested an opportunity to complete discovery and the district court denied the motions to dismiss and permitted discovery. The court stated that it was "skeptical" whether it had subject matter jurisdiction, noting that "the APA remedies under § 702 must be paired with other jurisdictional statutes to waive sovereign immunity ... [and the INA] do[es] not support a private right of action."
At the urging of the district court in an effort to simplify and expedite the discovery process, plaintiffs agreed to dismiss without prejudice their claims against the
We review de novo the dismissal of a complaint for lack of subject matter jurisdiction. Hamdi ex rel. Hamdi v. Napolitano, 620 F.3d 615, 619 (6th Cir.2010) (citing Davis v. United States, 499 F.3d 590, 593-94 (6th Cir.2007)). Without a waiver of sovereign immunity, a court is without subject matter jurisdiction over claims against federal agencies or officials in their official capacities. Reed v. Reno, 146 F.3d 392, 397-98 (6th Cir.1998).
Plaintiffs challenge the district court's holding that it lacked subject matter jurisdiction over plaintiffs' claims for prospective, non-monetary, injunctive relief because there was no waiver of sovereign immunity. More specifically, plaintiffs take issue with the district court's conclusion that although the United States has waived its immunity for non-monetary damages under § 702 of the APA, plaintiffs must also show that their claims for relief seek judicial review of agency action as defined by § 704 of the APA. The federal defendants, however, argue that the court should not consider the merits of plaintiffs' argument because they did not raise it in the district court. They argue, alternatively, that this Court should affirm on the grounds that plaintiffs lack standing to present or to pursue their equitable claims.
"It is axiomatic that the United States may not be sued without its consent and that the existence of consent is a prerequisite for jurisdiction." Munaco v. United States, 522 F.3d 651, 652-53 (6th Cir.2008) (quoting United States v. Mitchell, 463 U.S. 206, 212, 103 S.Ct. 2961, 77 L.Ed.2d 580 (1983)). In other words, "[t]he United States cannot be sued at all without the consent of Congress." Block v. North Dakota, 461 U.S. 273, 287, 103 S.Ct. 1811, 75 L.Ed.2d 840 (1983). Sovereign immunity "extends to agencies of the United States" or "federal officers [acting] in their official capacities." Whittle v. United States, 7 F.3d 1259, 1262 (6th Cir. 1993); Robinson v. Overseas Military Sales Corp., 21 F.3d 502, 510 (2d Cir.1994). A waiver of sovereign immunity may not be implied and exists only when Congress has expressly waived immunity by statute. United States v. Nordic Village, Inc., 503 U.S. 30, 33-34, 112 S.Ct. 1011, 117 L.Ed.2d 181 (1992).
Before we can address the question whether § 702 of the APA waives sovereign immunity for plaintiffs' claims, we must first address the federal defendants'
The case relied on by the federal defendants, Local 3-689, Oil, Chemical & Atomic Int'l Union v. Martin Marietta Energy Sys., Inc., 77 F.3d 131 (6th Cir.1996), is inapposite. Local 3-689 is distinguishable for several reasons. First, the plaintiff in Local 3-689 attempted to raise an APA claim for the first time on appeal; here, plaintiffs identified the APA, and specifically § 702, as a basis for jurisdiction in multiple filings in the district court. Second, Local 3-689 was decided before this Court's en banc determination in United States v. City of Detroit, 329 F.3d 515 (6th Cir.2003), discussed in further detail below.
It follows then that neither the failure of plaintiffs to raise the argument that § 702 provides a waiver of sovereign immunity for their claim against the Border Patrol, nor their lack of clarity in raising the issue, precludes our review of the district court's holding that § 702 does not waive immunity unless the requirements of § 704 are also met. Our holding on this issue is largely dispositive of the appeal given that the federal defendants do not now argue that the text of § 702 limits its scope to "agency action" as defined in § 704 of the APA, or "final agency action," for which § 704 directly provides the right to judicial review. In addition, counsel for the federal defendants conceded at oral argument that, unless the federal defendants prevail on their waiver claim, the district court's holding was likely in error.
This Court has not previously addressed specifically the interplay between § 702 and § 704 of the APA. However, we now join all of our sister circuits who have done so in holding that § 702's waiver of sovereign immunity extends to all non-monetary claims against federal agencies and their officers sued in their official capacity, regardless of whether plaintiff seeks review of "agency action" or "final agency action" as set forth in § 704.
The APA "sets forth the procedures by which federal agencies are accountable to the public and their actions subject to review by the courts." Franklin v. Massachusetts, 505 U.S. 788, 796, 112 S.Ct. 2767, 120 L.Ed.2d 636 (1992). Section 702 of the APA provides in relevant part:
Against the backdrop of this history, our en banc court considered the question of whether § 702 is a general waiver of sovereign immunity for suits against the United States in United States v. City of Detroit. We rejected a restrictive reading of § 702 which would have limited the § 702 waiver only to complaints filed under the APA, noting that the Sixth Circuit had previously applied the waiver of sovereign immunity in § 702 in cases under statutes other than the APA. City of Detroit, 329 F.3d at 521 (citing A.E. Finley & Assocs., Inc. v. United States, 898 F.2d 1165, 1167 (6th Cir.1990) and Newsom v. Vanderbilt University, 653 F.2d 1100, 1107 (6th Cir. 1981)); see also Warin v. Director, Department of the Treasury, 672 F.2d 590, 592 (6th Cir.1982) (holding that § 702 operates as a waiver of the sovereign immunity defense for equitable actions seeking nonstatutory review of agency actions under 28 U.S.C. § 1331 which confers federal question jurisdiction on the district courts); Ghandi v. Police Dep't of the City of Detroit, 747 F.2d 338, 343 (6th Cir.1984) ("Although amended section 702 eliminates the defense of sovereign immunity in actions for specific, non-monetary relief, Congress did not alter the existing law barring the recovery of money damages against the United States.").
The district court recognized as much, acknowledging that "the United States `has waived its immunity with respect to non-monetary claims' under the APA," and that § 702's "waiver of immunity applies in cases brought under the APA, as well as other federal statutes." 2012 WL 5197250, at *4 (citing A.E. Finley & Assocs., Inc., 898 F.2d at 1167). The district court, however, went further by requiring plaintiffs to "satisfy 5 U.S.C. § 704, which limits the types of actions reviewable under the APA," by identifying either agency action made reviewable by statute or final agency action for which there is no other adequate remedy. Id. (citing 5 U.S.C. § 704). That was error.
As noted above, this Circuit has not specifically addressed the interplay between § 702 and § 704 of the APA where a plaintiff seeks non-monetary damages against the United States. Other circuits have and they are unanimous in their conclusion that a plaintiff who seeks non-monetary relief against the United States need not also satisfy the requirements of § 704 of the APA before there is a waiver of sovereign immunity. For instance, in Treasurer of New Jersey v. United States Dep't of Treasury, several states sued to recover proceeds of matured but unredeemed United States Savings Bonds from the United States Treasury. The United States raised an argument similar to that adopted by the district court here, that is, that the scope of the waiver of sovereign immunity under § 702 is limited to "final agency action" as defined by § 704. 684 F.3d at 397. The Third Circuit rejected the argument, holding that the waiver of § 702 extends to all non-monetary claims
The federal defendants ask us to affirm the district court's finding that it lacks jurisdiction on an alternative ground — that appellants lack standing to pursue their equitable claims because they "failed to demonstrate to the district court [that] there is a persistent pattern of police misconduct, and a substantial risk of imminent, irreparable harm without court intervention." The federal defendants also urge us to find that they are entitled to summary judgment because plaintiffs fail to demonstrate a genuine issue of fact. The district court has not considered either of these issues, and we prefer that the issues be decided in the first instance by the district court. We therefore decline the invitation to address these issues in this proceeding.
For the reasons set forth herein, we REVERSE the district court and REMAND the case for further proceedings consistent with this opinion.