ROZELLA A. OLIVER, Magistrate Judge.
Randol H. Parks ("Plaintiff") challenges the Commissioner's denial of his applications for a period of disability and disability insurance benefits ("DIB") and supplemental security income ("SSI") following an administrative law judge's ("ALJ") decision that he was not under a disability as defined in the Social Security Act. Administrative Record ("AR") 36. For the reasons stated below, the decision of the Commissioner is REVERSED and the action is REMANDED for further proceedings consistent with this Order.
On September 21, 2011, Plaintiff filed a Title II application for DIB, alleging disability beginning March 15, 1999 (his alleged onset date ("AOD")). AR 28. Plaintiff filed a Title XVI application for SSI on March 14, 2013, alleging the same AOD. Id. Plaintiff's DIB application was denied initially on February 17, 2012, and upon reconsideration on July 2, 2012. Id. On July 17, 2012, Plaintiff filed a written request for hearing, and an initial hearing was held on March 12, 2013. Id.
The ALJ followed a five-step sequential evaluation process to assess whether Plaintiff was disabled. 20 C.F.R. §§ 404.1520, 416.920; see also Lester v. Chater, 81 F.3d 821, 828 n.5 (9th Cir. 1995). At
Under 42 U.S.C. § 405(g), a district court may review the Commissioner's decision to deny benefits. A court must affirm an ALJ's findings of fact if they are supported by substantial evidence, and if the proper legal standards were applied. Mayes v. Massanari, 276 F.3d 453, 458-59 (9th Cir. 2001). "`Substantial evidence' means more than a mere scintilla, but less than a preponderance; it is such relevant evidence as a reasonable person might accept as adequate to support a conclusion." Lingenfelter v. Astrue, 504 F.3d 1028, 1035 (9th Cir. 2007) (citing Robbins v. Soc. Sec. Admin., 466 F.3d 880, 882 (9th Cir. 2006)). An ALJ can satisfy the substantial evidence requirement "by setting out a detailed and thorough summary of the facts and conflicting clinical evidence, stating his interpretation thereof, and making findings." Reddick v. Chater, 157 F.3d 715, 725 (9th Cir. 1998) (citing Magallanes v. Bowen, 881 F.2d 747, 751 (9th Cir. 1989)).
"[T]he Commissioner's decision cannot be affirmed simply by isolating a specific quantum of supporting evidence. Rather, a court must consider the record as a whole, weighing both evidence that supports and evidence that detracts from the Secretary's conclusion." Aukland v. Massanari, 257 F.3d 1033, 1035 (9th Cir. 2001) (citations and internal quotations omitted). "`Where evidence is susceptible to more than one rational interpretation,' the ALJ's decision should be upheld." Ryan v. Comm'r of Soc. Sec., 528 F.3d 1194, 1198 (9th Cir. 2008) (citing Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005)); see also Robbins, 466 F.3d at 882 ("If the evidence can support either affirming or reversing the ALJ's conclusion, we may not substitute our judgment for that of the ALJ."). The Court may review only "the reasons provided by the ALJ in the disability determination and may not affirm the ALJ on a ground upon which he did not rely." Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007) (citing Connett v. Barnhart, 340 F.3d 871, 874 (9th Cir. 2003)).
Plaintiff argues that the ALJ erred in not properly considering his "borderline age situation" at step five of the sequential analysis with respect to his claim for SSI benefits under Title XVI. Joint Stipulation ("JS") at 4-9, 18. The Commissioner argues that the ALJ's decision was proper, as both the "regulations and controlling Ninth Circuit case law directly contradict Plaintiff's allegation of error." JS at 9-18.
At step five, ALJ must decide whether there are jobs that exist in significant number in the national economy that the claimant can perform consistent with any impairments or limitations found at step two. Gonzales v. Sullivan, 914 F.2d 1197, 1202 (9th Cir. 1990). The Commissioner bears the burden of proof at step five, see Johnson v. Shalala, 60 F.3d 1428, 1432 (9th Cir. 1995), and meets that burden: (1) through VE testimony; or (2) by reference to the Medical-Vocational Guidelines ("grids"). 20 C.F.R. §§ 404.1520(g), 404.1562; Lounsburry v. Barnhart, 468 F.3d 1111, 1114 (9th Cir. 2006); Tackett v. Apfel, 180 F.3d 1094, 1101 (9th Cir. 1999). The grids are matrices of four factors—physical ability, age, education, and work experience—identifying whether jobs requiring specific combinations of the factors exist in significant numbers in the national economy. Lockwood v. Comm'r Soc. Sec. Admin., 616 F.3d 1068, 1071 (9th Cir. 2010), cert. denied, ___ U.S. ___, 131 S.Ct. 2882, 179 L. Ed. 2d 1189 (2011). "For purposes of applying the grids, there are three age categories: younger person (under age 50), person closely approaching advanced age (age 50-54), and person of advanced age (age 55 or older)." Id.
The age categories are not applied "mechanically in a borderline situation." 20 C.F.R. § 404.1563(b). If a claimant is within a few days to a few months of an older age category and using that category would result in a disability finding, the ALJ must consider whether to use it. Id. An ALJ is not, however, required to use the older age category, even if the claimant is within a few days or a few months of reaching it. Lockwood, 616 F3d at 1071. The relevant age for purposes of deciding the outcome of a case is the claimant's age on the date of the ALJ's final decision. See Durkee v. Astrue, 2012 WL 3150587, at *6 (C.D. Cal. Aug. 2, 2012).
The ALJ's decision is dated June 18, 2013. AR 36. Plaintiff's date of birth is July 30, 1958. Id. Thus, on the date of the ALJ's decision, Plaintiff was 54 years old, or a "person closely approaching advanced age (age 50-54)." Lockwood, 616 F.3d at 1071; 20 C.F.R. § 404.1563(d). However, Plaintiff was also a mere 42 days from his 55th birthday on the date of the ALJ's decision. Had the ALJ's decision been made 42 days later, Plaintiff would have been a "person of advanced age (age 55 or older)." Lockwood, 616 F.3d at 1071; see also 20 C.F.R. § 404.1563(e). This is a borderline situation. 20 C.F.R. § 404.1563(b). Thus, the issue here is whether the ALJ properly considered Plaintiff's borderline age situation.
An ALJ need not make express findings and incorporate her findings into the decision, but there must be some evidence that the consideration requirement was satisfied.
Here, as in Lockwood, the ALJ mentioned in his decision Plaintiff's date of birth. AR 35. Unlike in Lockwood, however, the ALJ did not mention Plaintiff's age as of the date of his decision. Id. Instead, the ALJ stated that Plaintiff "was 40 years old, which is defined as a younger individual age 18-49, on [his AOD] and 41 years on his date last insured." Id. As in Lockwood, the ALJ's decision cites to 20 C.F.R. § 404.1563 (and 20 C.F.R. § 416.963), id., and generally "[w]e presume that ALJs know the law and apply it in making their decisions." Lockwood, 616 F.3d at 1072 n.3 (citation omitted). However, the Court notes that the citation immediately follows the ALJ's finding that Plaintiff was a younger individual as of his AOD and date last insured. AR 35. It is therefore not clear whether the ALJ cited 20 C.F.R. § 404.1563 to signal consideration of the borderline age issue or for the definition of "younger person" contained therein. See Durkee, 2012 WL 3150587, at *7.
As this court noted in Durkee, Lockwood is not explicit on the issue of how the ALJ's reliance on the VE's testimony showed that she considered the borderline age issue. See id. Even if Lockwood was explicit on that point, however, it is clear from the record here that the VE's testimony—combined with the ALJ's comments before the VE's testimony—does not show that the ALJ considered the borderline age issue. At the outset of the hearing, the ALJ stated that "[t]his is an application for Title II benefits only[.]" AR 42. Later, when Plaintiff's attorney informed the ALJ that a Title XVI application had been filed after the first administrative hearing and escalated to the instant hearing, the following exchange ensued:
Id. at 45-46.
The ALJ then initiated his questioning of Plaintiff by stating:
Id. at 46; see also id. at 47-53, 56-59.
The VE was present during the hearing and heard both the ALJ's questions to Plaintiff and Plaintiff's responses thereto. Id. at 42, 59-60. When the time came for the VE's testimony, the ALJ told the VE to "bear in mind, we're talking at the time in question, this hypothetical individual would've been 40 to 41 years old." Id. at 60. The ALJ never asked the VE to consider a hypothetical individual within a few days to a few months of advanced age, or even to consider a hypothetical individual closely approaching advanced age—and the VE never suggested that her testimony was in regard to such an individual. Id. at 60-62. Thus, here, the ALJ's reliance on the VE's testimony does not show consideration of the borderline age issue because the VE's testimony concerned Plaintiff's vocational profile in the period relevant to Plaintiff's DIB application, not his profile on the date of the ALJ's decision.
On balance, the Court finds that there is not substantial evidence in the record to support finding that the ALJ considered the borderline age issue. Thus, remand, rather than an award of benefits, is warranted here for further development on that issue. See Brown-Hunter v. Colvin, 806 F.3d 487, 495 (9th Cir. 2015) (remanding for an award of benefits is appropriate in rare circumstances); Garrison v. Colvin, 759 F.3d 995, 1016 (9th Cir. 2014) (before remand for an award of benefits, a court must find that the record is fully developed and further administrative proceedings would serve no useful purpose); Durkee, 2012 WL 3150587, at *8 (remanding, in part, for further consideration of the borderline age issue).
IT IS ORDERED that Judgment shall be entered REVERSING the decision of the Commissioner denying benefits, and REMANDING the matter for further proceedings consistent with this Order.
IT IS FURTHER ORDERED that the Clerk of the Court serve copies of this Order and the Judgment on counsel for both parties.