WILLIAM T. MOORE, JR., District Judge.
Before the Court is Defendants' Motion to Dismiss. (Doc. 53.) For the following reasons, Defendants' motion is
This case arises from the incarceration and subsequent death of Richard Tavara.
Defendant Shelby arrived at Tavara's cell eight minutes later and observed Tavara hanging from the fire extinguisher. (
According to Plaintiff's amended complaint, Tavara suffered from severe mental illnesses and had previously attempted to commit suicide. (
On November 29, 2016, Tavara's mother, Maria Arenas, brought suit in both her individual capacity and as representative of the Estate of Richard Tavara. (Doc. 1.) In her second amended complaint, Plaintiff bought suit against Defendants Shelby, Dickson, and Williams pursuant to 42 U.S.C. § 1983. (Doc. 52.) Against Defendant Williams, Plaintiff claims that he was deliberately indifferent under 42 U.S.C. § 1983 as he (1) "maintained a policy and practice prohibiting officers from intervening to save inmates' lives without the assistance of their supervisors;" and (2) "failed to train his subordinates that they have a constitutional duty to protect inmates from suicide." (Doc. 52 at ¶¶ 48, 49.) Plaintiff also brought suit against Defendants GDOC and GCHC alleging (1) violations of the American with Disabilities Act ("ADA") and Rehabilitation Act ("RA") as Defendants GDOC and GCHC "failed and refused to reasonably accommodate Tavara's mental disability while in custody" (
In their motion to dismiss, Defendants contend that Plaintiff has failed to state a claim against Defendant Williams under 42 U.S.C. § 1983 based on either the prison's policy not to immediately enter inmates' cells or his alleged failure to train officers to immediately respond to ongoing suicides. Alternatively, Defendants contend that Defendant Williams is entitled to qualified immunity on these claims. Defendants also argue that all claims against Defendants GCHC and GDOC should be dismissed. In respect to claims under the ADA and RA, Defendants contend these claims should be dismissed because (1) Plaintiff has failed to show that Tavara was discriminated against because of his disability; (2) the ADA and the RA do not provide causes of actions for lack of treatment; and (3) both Defendants GCHC and GDOC are entitled to immunity on these claims. With respect to Plaintiff's state law tort claims, Defendants argue that these claims should be dismissed because Defendants GCHC and GDOC are also entitled to sovereign immunity on these claims and Plaintiff failed to provide a sufficient notice of these claims as required by state law.
Federal Rule of Civil Procedure 8(a)(2) requires a complaint to contain "a short and plain statement of the claim showing that the pleader is entitled to relief." "[T]he pleading standard Rule 8 announces does not require `detailed factual allegations,' but it demands more than an unadorned, the-defendant-unlawfully-harmed-me accusation."
"To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'"
When the Court considers a motion to dismiss, it accepts the well-pleaded facts in the complaint as true.
In her second amended complaint, Plaintiff brought suit against Defendant Williams pursuant to 42 U.S.C. § 1983. Plaintiff alleges that Defendant Williams was deliberately indifferent to Tavara's constitutional rights because he "maintained a practice of prohibiting officers from intervening to save inmates' lives without the assistance of their supervisors." (Doc 52, ¶ 48.) In addition, Plaintiff alleges that Defendant Williams "failed to train his subordinates that they have a constitutional duty to protect inmates from suicide, that officers must respond adequately to a suicide attempt . . . and are required to provide timely medical attention to inmates seen committing suicide." (
Defendants first contend that Plaintiff has failed to state a claim that Defendant Williams was deliberately indifferent when he "unconstitutionally trained his subordinates . . . to delay providing emergency medical care to prisoners engaged in suicide." (Doc. 58 at 12.) Defendants contend that this claim fails because Plaintiff has provided no factual allegations in her complaint that Defendant Williams was on notice of the alleged inadequate training. After careful review, the Court agrees.
Typically, "[a] pattern of similar constitutional violations by untrained employees is `ordinarily necessary' to demonstrate deliberate indifference for purposes of failure to train."
Plaintiff, however, alleges that the need for training was so obvious in this case that an allegation of prior similar incidents is unnecessary. It is true that the Supreme Court of the United States left open the possibility that a situation could exist where the likelihood of a constitutional violation was so apparent that liability for a failure-to-train claim could attach on the basis of a single violation.
In this case, Plaintiff is challenging Defendant Williams's training of officers to delay entering cells in order to respond to an ongoing suicide. Plaintiff's failure-to-train claim is fundamentally different than the hypothesized failure-to-train claim in
Moreover, courts have been hesitant to employ the narrow exception created in
Although Plaintiff has failed to properly state a claim based on Defendant Williams's inadequate training of his staff to provide a timely response to ongoing suicide attempts, Plaintiff also alleges that Defendant Williams should be liable as he "maintained a practice of prohibiting officers from intervening to save inmates' lives without the assistance of their supervisors." (Doc. 52, ¶ 48.) On this claim, Defendants argue that Plaintiff's claim should be dismissed because Plaintiff cannot maintain a claim against Defendant Williams based on supervisory liability. After careful review, the Court does not agree.
In the Eleventh Circuit, "supervisory officials are not liable under 1983 for the unconstitutional acts of their subordinates on the basis of respondeat superior or vicarious liability."
In this case, Defendants contend that Defendant Williams cannot be liable pursuant to § 1983 because Plaintiff has failed to allege that he actually created any policy that led to the purported violation of Tavara's constitutional rights. The Court, however, finds that Defendants' argument is inapposite. When considering whether a supervisor could be liable for a custom or policy that results in deliberate indifference, there is no requirement that the supervisor actually created the policy.
Because the Court is not persuaded by Defendants' argument that Plaintiff's claim should be dismissed because there is no evidence that Defendant Williams created the policy at issue, the Court must now consider whether Defendant Williams is entitled to qualified immunity on that claim. "Qualified immunity shields government officials acting within their discretionary authority from liability unless the officials `violate clearly established statutory or constitutional rights of which a reasonable person would have known.'"
"For a constitutional right to be clearly established, its contours `must be sufficiently clear that a reasonable official would understand that what he is doing violates that right . . .'"
As a starting point, the Eleventh Circuit has provided that "an official acts with deliberate indifference when he intentionally delays providing an inmate with access to medical treatment, knowing that the inmate has a life-threatening condition or an urgent medical condition that would be exacerbated by delay."
When considering qualified immunity, the law protects "all but the plainly incompetent or those who knowingly violate the law."
In addition, Plaintiff brought suit against Defendants GDOC and GCHC pursuant to the Americans with Disabilities Act and the Rehabilitation Act. In her complaint, Plaintiff claims that that Defendants GDOC and GCHC failed to properly accommodate Tavara as required by the ADA and PA. Specifically, Plaintiff contends that Defendants GDOC and GCHC should have accommodated Tavara by providing him with mental health treatment and a cell placement that accounted for the dangers presented by his disability.
Title II of the ADA provides that "no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity." 42 U.S.C. § 12132. Accordingly, to state a claim pursuant to Title II of the ADA, Plaintiff must show (1) that Tavara was a qualified individual with a disability, (2) that he was excluded from participation in or denied the benefits of a public entity's services, programs, or activities or otherwise discriminated against, and (3) that he was discriminated against by reason of his disability.
In this case, Defendants do not contest whether Tavara had a qualifying mental health disorder under the ADA. However, Defendants make several arguments as to why Plaintiff has failed to state a claim based on either the ADA or R.A. Defendants contend that Plaintiff's claim fails because (1) Plaintiff cannot show that Tavara was denied any benefit by reason of his disability; (2) any claim based on inadequate medical treatment is incognizable under the ADA and RA; and (3) both Defendants GCHC and GDOC are entitled to sovereign immunity on these claims.
First, Defendants contend that Plaintiff is unable to show that Tavara was discriminated against "by reason of [his] disability" as required by 42 U.S.C. 12132. In Defendants' view, Tavara was provided with the same treatment as every other inmate and, as a result, cannot show that he was discriminated against because of his disability. Defendants' argument, however, fundamentally misunderstands the requirements of both the ADA and RA.
To maintain a claim under the ADA and RA, Plaintiff is not required to allege that Defendants treated Tavara differently from other inmates because of his disability.
In her complaint, Plaintiff has alleged that the severity of Tavara's disability limited his ability to access certain benefits and services offered at Smith State Prison, specifically access to safe housing.
Next, Defendants contend that Plaintiff has failed to state a claim for which relief can be granted because a claim under the ADA and. RA cannot be based on an allegation that Defendants GDOC and GCHC provided inadequate treatment of Tavara's disability. It is true that neither the ADA nor RA can be used as a means to pursue medical malpractice claims.
In her complaint, Plaintiff claims that Tavara was not provided with adequate medical care before or during his suicide attempt, but concedes that the ADA and RA were not designed to support claims of medical malpractice. However, Plaintiff alleges that this case is different because she is alleging that Tavara was completely denied access to medical care. As such, she alleges that medical access is just another accommodation that Tavara was not provided. The Court, however, cannot agree. Plaintiff's claim, that Iavara was provided with inadequate medical care when he was not treated for his mental illnesses is the exact type of claim that is impermissible under the ADA and RA. Neither the ADA nor RA were designed to consider the adequacy of medical treatment for a disability. As a result, these claims fail to the extent they are premised on the inadequate treatment of Tavara's disability.
However, the Court notes that Plaintiff also maintains a claim under the ADA and RA that Tavara's disability was not properly accommodated by placing him in an appropriate cell. A claim that Tavara was not provided with a reasonable housing accommodation in light of his disability is materially different from any claim that he was provided with inadequate medical treatment. As such, to the extent that Plaintiff's claim is premised on the failure to provide certain accommodations related to Tavara's disability, such as an appropriate cell assignment, then this claim survives.
Finally, Defendant contends that Plaintiff's claims must be dismissed because Defendants GDOC and GCHC are entitled to immunity with respect to claims brought under the ADA and RA.
Defendants' argument, however, is unconvincing. In fact, Defendants' argument borders upon a frivolous attempt to mislead this Court into error. First, it is well settled that entities waive their right to claim immunity for claims brought pursuant to the RA by accepting federal funds.
With respect to the ADA claims, courts have found that when there is an existing claim under the RA for a failure to accommodate, courts need not consider whether Title II of the ADA abrogates the state's immunity to suit.
Finally, Plaintiff brought suit against Defendants GDOC and GCHC alleging various acts of negligence pursuant to state tort law. In their motion for summary judgment, Defendants contend that any state tort law claim should be dismissed because (1) sovereign immunity protects both Defendants GDOC and GCHC from suit; and (2) Plaintiff's ante litem notice was deficient. After careful consideration, the Court can only partially agree.
Defendants first contend that Plaintiff is unable to maintain a tort claim against Defendants GDOC and GCHC because those entities are entitled to sovereign immunity. Generally, the state and its entities are protected from suit by sovereign immunity. Ga. Const. art. I, § II, ¶ IX(e). In 1992, however, the General Assembly passed the Georgia Tort Claims Act ("GTCA") as a limited waiver of the state's sovereign immunity for various tort claims. O.C.G.A. § 50-21-20. Within the GTCA, the General Assembly provided thirteen exceptions that limit when the waiver of sovereign immunity applies. O.C.G.A. § 50-21-24.
In this case, Defendants contend that the cited negligence in this case falls under the "law enforcement exception" to GTCA's limited waiver of sovereign immunity. Under this exception, the state is protected from suit related to "the failure to provide, or the method of providing, law enforcement, police, or fire protection." O.C.G.A § 50-21-24(6). Defendants argue that the correctional officers in this case were performing law enforcement functions when responding to Tavara's suicide. As a result, Defendants argue that Plaintiff's claim is barred by the exception to the state's waiver of liability. After careful consideration, the Court does not agree that the actions that make the basis of Plaintiff's tort claim are law enforcement activities.
As a starting point, O.C.G.A § 50-21-24(6) does not provide any guidance as to whether acting as a correctional officer qualifies as providing law enforcement. In addition, there appears to be no Georgia case law to support the proposition that claims against correctional officers are barred under that law enforcement exception to the waiver of the state's sovereign immunity. However, at least one Georgia case, although not specifically discussing the law enforcement exception, has allowed a tort claim for conversion against a correctional officer.
In addition, the Court finds no support for the proposition that correctional officers typically perform law enforcement duties. Pursuant to 0.C.G.A. § 42-2-11, the Department of Corrections is tasked with adopting rules that govern "the assignment, housing, working, feeding, clothing, treatment, discipline, rehabilitation, training, and hospitalization of all inmates coming under its custody." While these tasks are reflective of the role of a traditional corrections officer, these tasks are not typical law enforcement functions. As a result, this Court cannot find that the law enforcement exception to the state's limited waiver of liability in the GTCA applies in this case. Accordingly, Defendants GDOC and GCHC are not entitled to sovereign immunity on Plaintiff's state law tort claims.
Next, Defendants contend that Plaintiff's state law tort claims should be dismissed because Plaintiff's ante litem notice was deficient. Pursuant to 0.C.G.A § 50-21-26, a party with a potential tort claim against the state must provide the state with notice prior to filing suit. This notice must be mailed to the Risk Management Division of the Department of Administrative Services and "the state government entity, the act or omissions of which [entity] are asserted as the basis of the claim." 0.C.G.A. 50-21-26(2). The notice must provide:
O.C.G.A. § 50-21-26(5). In assessing the sufficiency of an ante litem notice, "[s]trict compliance with 0.C.G.A. 50-21-26(a) is required."
In this case, Defendant contends that the state tort claims against both Defendants GCHC and GDOC must be dismissed because Plaintiff failed to comply with the notice requirements as detailed in 0.C.G.A. § 50-21-26 in two ways. First, Defendants argue that Plaintiff's ante litem notice was deficient with respect to Defendant GCHC because Plaintiff failed to identify GCHC as a potential defendant in her ante litem notice and subsequently failed to mail that notice to Defendant GCHC. With respect to Defendant GDOC, Defendants contend that Plaintiff's notice was deficient because it failed to properly notify Defendant GDOC of any claims based on the negligence of its officers. After careful review, the Court finds that the ante litem notice was only deficient with respect to Defendant GDOC.
First, Defendants argue that the ante litem notice in this case was deficient with respect to Defendant GCHC because it was not mailed to Defendant GCHC and did not identify Defendant GCHC as a possible defendant. It is true that a failure to identify an appropriate defendant and send a copy of the ante litem notice to that defendant may be fatal to a plaintiff's claim.
In
In this case, Plaintiff notified both the Risk Management Division and Defendant GDOC of her intent to bring suit. It was not until later that Plaintiff further learned that Defendant GCHC would be an appropriate party to join as a defendant. Accordingly, the Court finds that Plaintiff sufficiently complied with the requirements to provide an ante litem notice in accordance with O.C.G.A. § 50-21-26. Additionally, Defendants have offered no argument that Defendant GCHC has suffered any specific prejudice by the lack of notice. Because the Risk Management Division was properly notified and Plaintiff asserted the agencies that she believed to be responsible in her initial notice, the Court finds that her ante litem notice was not deficient due to her failure to specifically list Defendant GCHC or mail the notice to that agency. As a result, Defendants' request that this Court dismiss Plaintiff's state law tort claims against Defendant GCHC is denied.
Next, Defendants contend that the ante litem notice was deficient as to Defendant GDOC because it did not properly put that agency on notice of the alleged state law claims based on negligence. As discussed above, an ante litem notice must put the state on notice of "the acts or omissions which caused the loss." O.C.G.A. § 50-21-26. In this case, Plaintiff's ante litem notice discusses that Tavara "was not given adequate medical attention for his severe mental disorder" and this denial constituted a "deliberate indifference to serious medical needs" in violation of the Constitution. (Doc. 52, Attach. 1.) Further, Plaintiff cited "a lack of training and lack of policies and procedures towards the protection of inmates from inmate self-inflicted injuries." (
As a starting point, "[t]he ante litem notice requirements serve the purpose of `ensurfing] that the state receives adequate notice of the claim to facilitate settlement before the filing of a lawsuit.'"
For the foregoing reasons, Defendants' motion is
At the conclusion of this order, Plaintiff is left with few surviving claims. Plaintiff's claims against Defendants Shelby and Dickson for deliberate indifference remain. In addition, Plaintiff's claim against Defendants GDOC and GCHC under the ADA and the RA based on a failure to accommodate Tavara's disability remain. Finally, Plaintiff's claim against Defendant GCHC for the entity's allege negligence in failing to provide Tavara with mental health treatment services prior to his death survives.
SO ORDERED.
As a starting point, Title II provides protections for a "qualified individual with a disability." 42 U.S.C. § 12132. The ADA defines a qualified individual with a disability as an "individual with a disability who, with or without reasonable modifications . . . meets the essential eligibility requirements for the receipt of services or the participation in programs or activities provided by a public entity." 42 U.S.C. § 12131(2). Moreover, other courts have recognized "Title IT's affirmative obligation to accommodate."