Filed: Sep. 09, 2008
Latest Update: Mar. 02, 2020
Summary: 07-1243-cv Kalson v. Paterson 1 UNITED STATES COURT OF APPEALS 2 3 FOR THE SECOND CIRCUIT 4 5 _ 6 7 August Term, 2007 8 9 (Argued: July 16, 2008 Decided: September 9, 2008) 10 11 Docket No. 07-1243-cv 12 _ 13 14 MICHAEL KALSON, 15 16 Plaintiff-Appellant, 17 18 v. 19 20 DAVID A. PATERSON in his official capacity as the Governor of State of New York;1 JAMES 21 A. WALSH, DOUGLAS A. KELLNER, EVELYN J. AQUILA, and, GREGORY P. 22 PETERSON, in their official capacities as Commissioners of the New York
Summary: 07-1243-cv Kalson v. Paterson 1 UNITED STATES COURT OF APPEALS 2 3 FOR THE SECOND CIRCUIT 4 5 _ 6 7 August Term, 2007 8 9 (Argued: July 16, 2008 Decided: September 9, 2008) 10 11 Docket No. 07-1243-cv 12 _ 13 14 MICHAEL KALSON, 15 16 Plaintiff-Appellant, 17 18 v. 19 20 DAVID A. PATERSON in his official capacity as the Governor of State of New York;1 JAMES 21 A. WALSH, DOUGLAS A. KELLNER, EVELYN J. AQUILA, and, GREGORY P. 22 PETERSON, in their official capacities as Commissioners of the New York S..
More
07-1243-cv
Kalson v. Paterson
1 UNITED STATES COURT OF APPEALS
2
3 FOR THE SECOND CIRCUIT
4
5 ____________________________________
6
7 August Term, 2007
8
9 (Argued: July 16, 2008 Decided: September 9, 2008)
10
11 Docket No. 07-1243-cv
12 ____________________________________
13
14 MICHAEL KALSON,
15
16 Plaintiff-Appellant,
17
18 v.
19
20 DAVID A. PATERSON in his official capacity as the Governor of State of New York;1 JAMES
21 A. WALSH, DOUGLAS A. KELLNER, EVELYN J. AQUILA, and, GREGORY P.
22 PETERSON, in their official capacities as Commissioners of the New York State Board of
23 Elections,2
24
25 Defendants-Appellees.
26
27 ____________________________________
28
29 Before: CALABRESI and B. D. PARKER, Circuit Judges, GOLDBERG, Judge of the Court of
30 International Trade, sitting by designation.
31
32 ____________________________________
33
34 Appeal from a judgment made on the pleadings. Affirmed.
1
1 The lawsuit was initially filed against then-Governor George Pataki, but pursuant to Fed. R.
2 App. P. 43(c)(2), he was replaced by now-Governor David A. Paterson.
2
1 The lawsuit was initially filed against Neil W. Kelleher and Helena Moses Donohue, who are
2 no longer Commissioners. Pursuant to Fed. R. App. P. 43(c)(2), they were replaced by James A.
3 Walsh and Gregory P. Peterson.
1
1
2 TODD C. BANK, Kew Gardens, NY, for Petitioner-Appellant.
3
4 MICHELLE ARONOWITZ, Deputy Solicitor General (Barbara D.
5 Underwood, Solicitor General, and Richard Dearing, Assistant
6 Solicitor General, on the brief), for Andrew M. Cuomo, Attorney
7 General of the State of New York, New York, NY
8
9 ____________________________________
10
11
12 CALABRESI, Circuit Judge:
13
14 I. Introduction
15 Article I of the U.S. Constitution establishes “the principle of a House of Representatives
16 elected ‘by the People,’ a principle tenaciously fought for . . . at the Constitutional Convention.”
17 Wesberry v. Sanders, 376 U.S. 1, 8 (1964). There is, however, “no ‘We the People’ independent
18 of the way the law constructs democracy.” Samuel Issacharoff, Pamela S. Karlan, & Richard H.
19 Pildes, The Law of Democracy 2 (2d ed. 2002). Legislatures and courts have therefore long
20 struggled to implement and preserve this foundational principle of democratic government.
21 One of the most challenging struggles has been to interpret the constitutional
22 requirements for apportioning congressional districts. After all, “groups of voters elect
23 representatives, individual voters do not.” Davis v. Bandemer,
478 U.S. 109, 167 (1986)
24 (Powell, J., concurring in part and dissenting in part). Beginning in 1964 with Wesberry v.
25 Sanders,
376 U.S. 1, the Supreme Court has sought to elucidate the constitutional requirements
26 for apportioning congressional representation. Over the course of several decades, one clear
2
1 principle has emerged: congressional districts within a state must have the same population.3
2 See, e.g., Vieth v. Jubelirer, 541 U.S. 267 (2004); Karcher v. Daggett,
462 U.S. 725 (1983).4
3
1 Although the populations must be the same, practical considerations do still come into
2 play. For example, in states like New York where the total population is not perfectly divisible
3 by the number of congressional districts, some districts have a population that is one person
4 larger than others. See Rodriguez v. Pataki, No. 02-civ. 618 (rmb), 2002 U.S. Dist. LEXIS 9272
5 at *17 (S.D.N.Y. May 24, 2002). More importantly, population equality is permitted to be
6 pegged to the census population and thus ignores both census error and population changes
7 between censuses. See, e.g., Vieth v. Jubelirer,
541 U.S. 267 (2004).
4
1 Apportionment for state and local elected bodies, which is governed only by the Equal
2 Protection Clause, is given more leeway as to population differences than congressional
3 apportionment, which is governed by both the Equal Protection Clause and Article I, § 2. The
4 equal protection and Article I, § 2 requirements are not precisely the same. Because judicial
5 review of congressional apportionment could be based on Article I, § 2, which explicitly
6 describes the right of the people to elect Congress, the Court has held that this stronger textual
7 warrant justifies a stronger rule. The Court has also suggested a functional difference:
8 congressional districts are larger than state districts, and therefore it is both less feasible and less
9 sensible to design congressional districts consistently with existing political boundaries. See
10 White v. Weiser, 412 U.S. 783, 793 (1973); see also Gaffney v. Cummings,
412 U.S. 735, 741-42
11 (1973); Mahan v. Howell,
410 U.S. 315 (1973); Reynolds v. Sims,
377 U.S. 533, 578 (1964). As
12 a result, while the Equal Protection Clause permits legislative districts to vary in population so
13 long as there are nondiscriminatory reasons to do so, see, e.g., Cox v. Larrios,
542 U.S. 947
3
1 The Supreme Court, however, has never precisely defined what is the relevant
2 “population” for the purposes of apportioning congressional representation. And, behind this
3 case there lies a theoretically difficult question, whether congressional districts must be of the
4 same total population — the number of residents within each district — or some different
5 population that represents the number of votes cast in each district. Put differently, this is a
6 choice between two conceptions of democratic equality, “electoral equality” and “equal
7 representation.”5
1 (2004); Mahan, 410 U.S. 315, Article I is far more stringent and generally requires that
2 congressional districts be apportioned with the same population, see Karcher,
462 U.S. 725. See
3 also supra note 3.
5
1 Judge Kozinski used these terms in Garza v. County of Los Angeles, 918 F.2d 763 (9th
2 Cir. 1990) (Kozinski, J., concurring in part and dissenting in part), an equal protection challenge
3 to county board districts that raised questions similar to those that Plaintiff seeks to assert. The
4 notion of “electoral equality” is that every vote should have the same theoretical weight. The
5 notion of “equal representation” is that every member of Congress should be charged with
6 representing the same number of persons.
7 Although these two conceptions often go hand in hand, they are by no means equivalent.
8 Given a population of any size, there are almost always some number of people who cannot vote
9 — such as children, noncitizens, felons, or ex-felons — and some number of people who are
10 eligible to vote but choose not to do so. Two districts of the same population, district A and B,
11 may ensure equal representation, but if district A has substantially more voters than district B, the
12 voters in district B each individually have seemingly greater voting power. Thus, if
4
1 This question, however, comes to us clothed in a peculiar procedural posture and pled in
2 such a way as to make the claim clearly without merit. For the reasons discussed below, we
3 therefore affirm.
4
5
1 representatives are apportioned to districts of the same total population in an area in which
2 potentially eligible voters are unevenly distributed, the result will necessarily devalue the votes of
3 individuals in the area with a higher percentage of potentially eligible voters.
4 In contrast, two districts with the same number of voters may ensure electoral equality,
5 but if district A has a substantially larger population than district B, then there are three
6 interrelated putative harms. First, residents of district A theoretically must compete more for the
7 attention of their representative. Second, assuming that representatives can each provide the
8 same amount of federal goods for their district, then district A will receive the same government
9 benefits despite its larger population and, as a result, residents of district A will each receive a
10 smaller share than residents of district B. Third, assuming that representatives are believed to
11 represent every person in their district, then despite the fact that it has a larger population, district
12 A’s political power will not adequately reflect its size.
13 In many instances, population and voting population are rough proxies for each other.
14 But, this is not always the case. Although small differences are permissible under the Equal
15 Protection clause, and thus imperfect proxies would generally not pose a problem, Article I, §2
16 requires virtually exact equality, see supra notes 3, 4, making it necessary to know which
17 measure(s) of population are constitutionally permissible.
5
1 II. Factual and Procedural Background
2 New York State last redrew its congressional districts in 2002. See New York State Law
3 § 111. Based on the 2000 Census, each district had the same total population of 654,360.6
4 But, although all congressional districts in New York State have the same census data
5 population,7 the voting age populations vary widely from district to district.
6 Plaintiff, Michael Kalson, is a registered voter in the Fifteenth Congressional District in
7 New York. Based on the 2000 Census, Mr. Kalson’s congressional district has a population of
8 654,361. Of these 654,361 people, 497,192 are 18 years or older (of voting age). Plaintiff is
9 challenging any congressional district apportionment based on total population, arguing that such
10 districts should instead be apportioned on the basis of voting-age population. He contends that
11 his vote, cast in a district with 497,192 voting-age residents, counts for less than the votes of
12 people in districts with fewer voting-age residents,8 and that this dilution denies him his right to
13 an equally weighted vote.
14 Mr. Kalson sued the Governor of New York and New York election officials for
15 injunctive relief, asserting that the difference in voting-age population between congressional
6
1 There were population deviations plus or minus one person. Because congressional seats
2 are allocated in whole numbers and cannot span state boundaries, total district populations,
3 although essentially identical within a state, vary between states. For example, in Connecticut
4 each district has a population of 681,113. See “110th Congressional District Summary File (100-
5 Percent),” available at http://factfinder.census.gov/home/saff/main.html?_lang=en.
7
1 See supra note 3.
8
1 For example, the Sixteenth Congressional District, in New York, has a voting age
2 population of 428,285.
6
1 districts violates Article I, § 2 of the United States Constitution. Plaintiff’s claim relies primarily
2 on dicta from Wesberry v. Sanders, 376 U.S. 1. In Wesberry, the Court stated that “construed in
3 its historical context,”
id. at 7, Article I, §2 requires that “as nearly as is practicable one man's
4 vote in a congressional election is to be worth as much as another's,”
id. at 8. From this, Plaintiff
5 derives the principle of electoral equality, which he claims is the constitutionally governing one.
6 Significantly, however, he does not in his complaint plead that districts must be comprised of the
7 same number of actual voters or of eligible voters; he asserts only that they must have the same
8 voting-age population.
9 Defendants moved for judgment on the pleadings pursuant to Fed. R. Civ. P. 12(c). In
10 their memorandum of law supporting the motion for judgment, Defendants noted that although
11 Plaintiff did not request a three-judge panel, 28 U.S.C. § 2284(a) normally requires that a
12 three-judge panel adjudicate challenges to the constitutionality of congressional districts.
13 The District Court did not convene a three-judge panel but rather granted Defendants’
14 motion and entered judgment for them. The court found “no basis in the case law” for the claim
15 that Article I, § 2 requires districts of equal voting-age population and therefore reasoned that
16 Plaintiff failed to state “a substantial Constitutional claim.”
17 Plaintiff appealed. The appeal challenges only the merits of the District Court’s ruling.
18 In supplemental letter briefing filed at our request, however, Plaintiff also argued that under 28
19 U.S.C. § 2284, a three-judge panel should have been convened to rule on his claim and that, as a
20 result, the judgment on the pleadings must be vacated for lack of jurisdiction in the court below.
7
1 III. Discussion
2 A. Jurisdiction
3 Federal law requires that when “an action is filed challenging the constitutionality of the
4 apportionment of congressional districts,” “[a] district court of three judges shall be convened.”
5 28 U.S.C. § 2284(a) (emphasis added). In ordinary circumstances, a single district court judge
6 cannot adjudicate a case on the merits that is required to be heard by a three-judge court. 28
7 U.S.C. § 2284(b)(3). Under at least the predecessor version of the three-judge requirement, a
8 single trial judge could decide such a case only on technical or jurisdictional grounds, such as a
9 lack of standing or nonjusticiability. See McLucas v. De Champlain, 421 U.S. 21, 28 (1975).
10 When a single district court judge improperly adjudicates a case required to be heard by a three-
11 judge court, a court of appeals normally lacks jurisdiction over the merits and is limited to
12 deciding whether the district court erred by not referring the case to a three-judge court. See
13
McLucas, 421 U.S. at 27-29; Goosby v. Osser,
409 U.S. 512, 522-23 (1973); Stratton v. St. Louis
14 Southwestern Ry. Co.,
282 U.S. 10, 15-16 (1930).9 We therefore must first determine whether
15 we have jurisdiction to do more than vacate the judgment below and to remand the district court
16 to convene a three-judge court.10
9
1 Although the statutes to which these cases referred, such as 28 U.S.C. §§ 2281, 2282,
2 preclude on their face the issuance of an injunction by a single judge, they do not directly
3 mandate a three-judge panel to dismiss or deny an injunction. The Supreme Court has, however,
4 interpreted them to mean that a three-judge court is required for ruling on the merits of any
5 injunction request in such cases. See Goosby, 409 U.S. at 522 & n.8;
Stratton, 282 U.S. at 15.
10
1 The fact that neither party raised a jurisdictional issue on appeal is of no matter; we are
8
1 At argument, Defendants-Appellees contended that the three-judge requirement is no
2 longer a jurisdictional one. They concede that an earlier statute made the requirement
3 jurisdictional but claim that the relevant statutory provisions were amended in 1976 and
4 thereafter became “mandatory” but not jurisdictional. They therefore assert that while a district
5 court must convene a three-judge court at the request of any party, the District Court here did not
6 err by adjudicating the case on its own given that no party sought a three-judge court. If that is
7 so, we, as an appellate court, have jurisdiction to treat this case like any other appeal and consider
8 its merits.
9 The defendants’ position finds some support in the structure and language of 28 U.S.C. §
10 2284. The procedural portion of the statute, 28 U.S.C. § 2284(b), states only that “[u]pon the
11 filing of a request for three judges” a panel must be convened. The section does not describe any
12 procedure absent the filing of a request for three judges, thus suggesting that without such a
13 request, a single judge might be empowered to adjudicate the case.11
14 We nevertheless hold that the three-judge requirement in 28 U.S.C. § 2284 is
15 jurisdictional. The text of 28 U.S.C. § 2284 uses typically jurisdictional language. Thus, 28
16 U.S.C. § 2284(a) states that a three-judge court “shall” be convened, a word that generally
1 obligated to determine whether jurisdiction exists nostra sponte. See Arbaugh v. Y&H Corp.,
2 546 U.S. 500, 514 (2006); Steel Co. v. Citizens for a Better Env’t.,
523 U.S. 83, 101-02 (1998).
11
1 At least some academic commentators and judges have criticized treatment of the three-
2 judge requirement as jurisdictional, noting that to convene a three-judge court when no party
3 requests it and to throw out an otherwise valid judgment on appeal is “wasteful and senseless.”
4 See Wright, Miller, Copper, & Amar, Federal Practice and Procedure § 4235. Professor David
5 Currie described it as “the most obnoxious feature of the entire three-judge scheme,” David
6 Currie, The Three-Judge District Court in Constitutional Litigation, 32 U. Chi. L. Rev. 1, 77
7 (1964), and Judge Friendly termed the need to remand a case decided without objection by either
8 party, “bizarre,” Sardino v. Fed. Reserve Bank of New York, 361 F.2d 106, 114 (2d Cir. 1966).
9
1 connotes a rule that it is both mandatory and jurisdictional. And on that basis, the only Circuit
2 we believe to rule on the issue found the requirement to be jurisdictional. See Armour v. Ohio,
3 925 F.2d 987, 989 (6th Cir.1991) (en banc).
4 There is, moreover, no reason to think that when in 1976 Congress amended the three-
5 judge statute, it intended to make this imperative nonjurisdictional. In 1976, Congress vastly
6 reduced the category of cases for which a three-judge court is mandated. In doing so, Congress
7 gave no indication that it intended to alter the three-judge requirement, other than to reduce the
8 category of cases in which it applied. Indeed, the Senate report stated that “the other powers here
9 given the single judge, or expressly denied him, are similar to those stated in” the predecessor
10 version of § 2284. S. Rep. No. 94-204, at 13 (1975). The House of Representatives report made
11 a similar statement, see H.R. Rep. No. 94-1379, at 7; see also S. Rep. No. 94-204, at 2; cf
12 LaRouche v. Fowler,
152 F.3d 974, 982 & n.7 (D.C. Cir.1998). And nothing in the legislative
13 history that describes the reasons for retaining the three-judge requirement in apportionment
14 challenges suggests any change with respect to jurisdiction. The Senate report merely noted that
15 “these issues are of such importance” and “they have never constituted a large number of cases.”
16 S.Rep. No. 94-204, at 9.12
17 In light of the language “shall,” and the absence of any clear sign that Congress, when
18 amending the statute in 1976, intended to make the three-judge court requirement
12
1 The report from the House Judiciary Committee does not discuss why reapportionment
2 cases were kept in three-judge courts. See Wright, Miller, Cooper, & Amar, § 4235 n.8 (citing
3 H.R. Rep. No. 94-1379).
10
1 nonjurisdictional, we hold that the rule that challenges to congressional apportionment be heard
2 by a three-judge court remains jurisdictional.
3
4 B. Substantiality
5 Although 28 U.S.C. § 2284 is jurisdictional, it has long been held that a single judge may
6 dismiss a claim that must normally be heard by a three-judge court if it is “insubstantial.” See
7 McLucas, 421 U.S. at 28;
Goosby, 409 U.S. at 518; Green v. Bd. of Elections,
380 F.2d 445, 448-
8 49 (2d Cir. 1967); see also Duckworth v. State Admin. Bd. of Election Laws,
332 F.3d 769, 777
9 (4th Cir. 2003).13 An insubstantial federal claim is not a claim validly brought under federal
10 law. As a result, it does not create jurisdiction in any federal court, and a single judge is
11 permitted to dismiss such a claim with prejudice. See
McLucas, 421 U.S. at 28 (“[G]eneral
12 [federal] subject-matter jurisdiction is lacking when the claim of unconstitutionality is
13 insubstantial”) (emphasis added). Defendants argue that the instant claim is insubstantial and
14 hence that we may affirm the lower court judgment rather than remanding for consideration by a
15 three-judge court.14
13
1 Although the early cases establishing the “insubstantial claim” exception arose under
2 the pre-1976 versions of the three-judge court requirement, there is no reason to think that the
3 1976 amendment intended to alter the exception. Cf. LaRouche, 152 F.3d at 982 & n.7 (D.C.
4 Cir.1998).
14
1 In the case before us, the District Court did not dismiss for lack of subject-matter
2 jurisdiction nor did the court explicitly state that the claim was inappropriate for a three-judge
3 court; rather, the court adjudicated the case on the merits of the pleadings per Fed. R. Civ. P.
11
1 The contours of an“insubstantial” constitutional claim are, concededly, not well defined.
2 As Judge Friendly observed, “these tests cannot be of mathematical precision.” Green, 380 F.2d
3 at 448. The Supreme Court has described an insubstantial claim as one “obviously without merit
4 or clearly concluded by this Court's previous decisions.”
McLucas, 421 U.S. at 28. It also noted
5 that “[a] claim is insubstantial only if its unsoundness so clearly results from the previous
6 decisions of this Court as to foreclose the subject and leave no room for the inference that the
7 questions sought to be raised can be the subject of controversy.”
Goosby, 409 U.S. at 518. In
8 other instances, the Supreme Court has described insubstantial claims as “so attenuated and
9 unsubstantial as to be absolutely devoid of merit,” “wholly insubstantial,” “obviously frivolous,”
10 and “no longer open to discussion.” Hagans v. Levine,
415 U.S. 528, 536-38 (1974) (collecting
11 cases) (citations and internal quotation marks omitted). The Supreme Court has suggested that
12 this standard is rarely met. See Hagans,
415 U.S. 528; Goosby,
409 U.S. 512.
13 Our limited treatment of the “insubstantial” standard makes use of similar language. See
1 12(c). If the theory behind the substantial federal claim exception is that the federal courts lack
2 jurisdiction, then one might deem it curious that a judge could decline to convene a three-judge
3 court on the grounds that there is no federal jurisdiction but then rule on merits of the pleadings
4 under Rule 12(c). A judgment on the pleadings may, however, include a judgment on the
5 grounds of failure to state a claim upon which relief can be granted, see Fed. R. Civ. P. 12(h)(2);
6 see also Burnette v. Carothers,
192 F.3d 52, 56 (2d Cir. 1999) (“In deciding a Rule 12(c) motion,
7 we apply the same standard as that applicable to a motion under Rule 12(b)(6) . . . ), and a court
8 may at any time dismiss for lack of jurisdiction, see Fed. R. Civ. P. 12(h)(3). And so the two
9 bases may well “merge.”
12
1 Loeber v. Spargo, 144 Fed. Appx. 168, 170 (2d Cir. 2005) (unpublished summary order)
2 (holding that a claim is insubstantial “only if prior decisions render the issue inescapably
3 frivolous and leave no room for any inference of controversy”); Green, 380 F.2d at 448 (stating
4 that a claim is insubstantial if “it is obviously without merit or because its unsoundness so clearly
5 results from the previous decisions of this court as to foreclose the subject”).15
6
7 C. Plaintiff’s Case
8 Plaintiff’s theory that Article I requires electoral equality presents an interesting and
9 plausible view of that Article’s apportionment requirement. And, although the Supreme Court
10 has certainly indicated that Plaintiff’s argument must fail,16 the theory is not strictly foreclosed by
15
1 Some of our earlier decisions used a slightly looser language in affirming decisions that
2 declined to convene a three-judge court. See, e.g., Abele v. Markle, 452 F.2d 1121, 1126 (2d Cir.
3 1971) (affirm if “there can be but one ruling by a three-judge court”); Utica Mut Ins. Co. v.
4 Vincent,
375 F.2d 129, 131 n.1 (2d Cir. 1967) (affirm if “the decision could not possibly go in
5 any manner save one”). It seems unlikely, however, that the language used made any difference
6 in practice.
16
1 Most on point, in Kirkpatrick v. Preisler, 394 U.S. 526 (1969), Missouri attempted to
2 justify congressional districts of different total population on a variety of grounds including “the
3 fact that the percentage of eligible voters among the total population differed significantly from
4 district to district.”
Id. at 534. Although the Court did not directly address the correct measure
5 of population, it seemed to assume that total population is at the very least a permissible metric.
6 Thus, rejecting Missouri’s justification, the Court observed that “[t]here may be a question
13
1 existing precedent from either the Supreme Court or this circuit. Nor is it “obviously frivolous.”
1 whether distribution of congressional seats except according to total population can ever be
2 permissible under Art. I, § 2.” Id. at 534-35 (emphasis added).
3 Moreover, in cases where the Supreme Court has evaluated population disparities
4 between congressional districts, it has always done so by looking at total population. See, e.g.,
5 Vieth,
541 U.S. 267; Karcher,
462 U.S. 725; Kirkpatrick,
394 U.S. 526. In none of these cases,
6 however, did the Court rule on whether a different standard might be constitutionally required or
7 preferable. Nevertheless, it remains significant that in its examination, the Court relied on total
8 population.
9 Indeed, the reasoning of Wesberry — the case on whose language Plaintiff relies —
10 suggests that Plaintiff’s claim is incorrect. The Supreme Court’s mandates of equally populous
11 congressional districts began in Wesberry, when the Court analyzed Art. I, §2 in “its historical
12
context.” 376 U.S. at 7. The Court derived the principle of equally populous districts within a
13 state from the Article I statement that congressional representation be apportioned between states
14 based on the states population. In light of the fact that Article I apportions seats between states
15 based on total population and not on the basis of the number of voters, it would seem to follow
16 that apportionment within a state must also be based on total population.
17 Additionally, it is worth noting that in challenges to apportionment of state and local
18 government bodies (that were brought as equal protection claims rather than under Article I),
19 several circuits have held that total population is at the very least a permissible measure. See
20 Chen v. City of Houston,
206 F.3d 502, 522-28 (5th Cir. 2000); Daly v. Hunt,
93 F.3d 1212, 1227
21 (4th Cir. 1996); Garza v. County of Los Angeles,
918 F.2d 763, 775-76 (9th Cir. 1990).
14
1 Accordingly, it might well not qualify as “insubstantial” for purposes of jurisdiction.
2 Plaintiff’s actual claim, however, is another story. As he has pled it, Mr. Kalson is
3 arguing specifically that Article I requires that congressional districts be apportioned by voting-
4 age population. Even assuming, arguendo, that districts must be apportioned to create, or even
5 just to approximate an equal number of voters, it does not follow at all that districts should be
6 apportioned by voting-age population. Were it true, as Plaintiff argues, that Article I creates an
7 individual right to an equally weighted vote, that right is not vindicated by having districts of
8 equal voting-age population. Many persons of voting age cannot vote, such as felons, ex-felons,
9 and noncitizens,17 and many eligible voters choose not to vote.18
10 Plaintiff acknowledges that districts of equal voting-age population do not necessarily
11 mean that there will be an equal number of votes cast within each congressional district or even
17
1 And there is often a significant geographic disparity with regard to groups that cannot
2 vote. For example, in New York, many incarcerated prisoners come from urban centers but the
3 census on which apportionment is based counts “incarcerated prisoners as residents of the
4 communities in which they are incarcerated,” and thus may increase “upstate New York regions'
5 populations at the expense of New York City’s.” Hayden v. Pataki, 449 F.3d 305, 328-29 & n.25
6 (2d Cir. 2006) (en banc).
18
1 Even in 2004, an election that drew a very large voter turnout, turnout was at about
2 60% of eligible voters. See Comm. for the Study of the Am. Electorate, President Bush,
3 Mobilization Drives Propel Turnout to Post-1968 High 12 (2004), available at
4 http://www.american.edu/ia/cdem/csae/pdfs/csae041104.pdf.
5
15
1 that that there will be an equal number of eligible voters in each district. Plaintiff argues instead
2 that unequal, voting-age populations are a distinct wrong and that he is not required to plead
3 relief for other wrongs. This argument is meritless. The only claim that is at all plausible must
4 depend on Article I and on the form of equality that it mandates; it could be of total population, it
5 might be of eligible voters, or even perhaps of actual voters. But there is no reason that Plaintiff
6 has presented that supports the thesis that Article I requires districts equal in voting-age
7 population.
8 Significantly, Plaintiff does not assert that voting age is the best available proxy for
9 actually equal voting power. And that is enough to make the claim before us insubstantial. One
10 may question whether, even if Plaintiff had pled that equal voting-age population is the best
11 proxy available, that assertion would be plausible. There are districts in which a large proportion
12 of the voting-age population are noncitizens or felons ineligible to vote. See, e.g., Hayden, 449
13 F.3d at 328-29. But given that Plaintiff does not plead any facts that might support an argument
14 that voting-age is the best proxy available in New York for equal voting power, we need look no
15 further. Assuming arguendo that the claim that Article I requires electoral equality might be
16 substantial, the suggestion that therefore we should have districts of equal voting-age population
17 is not.
18 Because Plaintiff has not pled facts that would support an argument that if his theory of
19 electoral equality were correct, apportionment by voting-age population would best achieve that
20 electoral equality, his claim is insubstantial. Accordingly, the District Court did not err in
21 denying him relief, and the judgment below is AFFIRMED.
16
