FRIEDLANDER, Judge.
David S. Healey appeals his conviction of three counts of Failure to Register as Offender,
We affirm and remand with instructions.
On July 7, 1995, Healey pleaded guilty to child molesting as a class C felony. He was sentenced to eight years imprisonment for this offense, with the sentence to be served consecutively to a sentence imposed for a conviction in a different county for receiving stolen auto parts. On July 21, 2009, Healey was charged with failure to register as offender in Cause No. 02D04-0907-FD-000688. He pleaded guilty and was sentenced to two years imprisonment.
The present failure-to-register-as-offender charges were initially filed on September 22, 2010 and involved allegations of failing to abide by Internet-use and reporting requirements.
Healey contends the trial court erred in denying his motion to dismiss, which was based on his claim that, as applied to him, SORA constitutes an ex post facto law in violation of the United States and Indiana Constitutions.
Article I, § 10 of the United States Constitution and article 1, § 24 of the Indiana Constitution prohibit the enactment of any law that "`imposes a punishment for an act which was not punishable at the time it was committed; or imposes additional punishment to that then prescribed.'" Weaver v. Graham, 450 U.S. 24, 28, 101 S.Ct. 960, 67 L.Ed.2d 17 (1981) (quoting Cummings v. Missouri, 71 U.S. (4 Wall.) 277, 325-26, 18 L.Ed. 356 (1866)). "The underlying purpose of the Ex Post Facto Clause is to give effect to the fundamental principle that persons have a right to fair warning of that conduct which will give rise to criminal penalties." Jensen v. State, 905 N.E.2d 384, 389 (Ind.2009). Healey contends that as applied to him, SORA violates both the Indiana and federal constitutional prohibitions against ex post facto laws.
We begin with Healey's claim under the United States Constitution. In Smith v. Doe, 538 U.S. 84, 123 S.Ct. 1140, 155 L.Ed.2d 164 (2003), the United States Supreme Court determined that Alaska's sex registration statute, which is substantially similar to Indiana's, does not violate the Federal Constitution's Ex Post Facto Clause, see Wallace v. State, 905 N.E.2d 371, 374 (Ind.2009), because it is "nonpunitive and create[s] a civil regime." Healey contends that Smith and Wallace do not apply in his case because "[t]his is a case of first impression ... following the Indiana Supreme Court decisions in Wallace and [Jensen v. State, 905 N.E.2d 384] as Mr. Healey falls directly between the originally codified version of the sex offender registry and the 1995 amendments requiring ten (10) years of registration." Appellant's Brief at 10. The dates to which Healey refers spanned from the enactment of SORA's registration requirement to the enactment of the 1995 amendments. Those amendments increased the length of time that offenders were required to register.
We conclude that the Smith rationale is broad enough to include challenges such as Healey presents in the present case. Pursuant
Healey contends the 1995 amendment to SORA violates the Indiana Constitution's ex post facto prohibition as applied to him. Healey's 1995 conviction of the lesser-included offense of class C felony child molesting, with an offense date of September 20, 1994, subjected him to the sex offender registration requirements. The initial version of SORA took effect on July 1, 1994. Act of March 2, 1994, Pub.L. No. 11-1994, § 7 (codified as I.C §§ 5-2-12-1 to 5-2-12-13) (current version at I.C. §§ 11-8-8-1 to 11-8-8-22). Because this was prior to the time Healey committed his underlying sex-offender offense, the 1994 version of SORA was applicable and therefore did not pose an ex post facto problem. The 1994 version of SORA would have required Healey to register as a sex offender within seven days of arriving in the law enforcement jurisdiction where he intended to reside, and would have required him to continue to register until he was no longer on probation or had been discharged from parole.
Healey was released from parole on July 20, 2003. Had the 1994 version of SORA been in effect, Healey's duty to register would have expired on that day. In July 1995, however, an amendment took effect that extended the length of time that an offender was required to register — to ten years after the date the offender was released from prison, placed on parole, or placed on probation, whichever occurred last. See I.C. § 5-2-12-13 (1995) (repealed by P.L. 140-2006, Sec. 41 and recodified under I.C. § 11-8-8-19). The 1995 amendment was therefore in effect at the time that Healey was discharged from parole on his qualifying offense. Healey contends that extending his reporting requirement by ten years under the 1995 version of SORA and using that extended requirement to charge him with failure to report in the present offense constitutes an ex post facto violation.
We evaluate ex post facto claims under the Indiana Constitution by applying the "intent-effects" test. Jensen v. State, 905 N.E.2d at 390. We must first determine whether the legislature meant the statute to establish civil proceedings. Jensen v. State, 905 N.E.2d 384. If the legislature intended to impose punishment, our inquiry is at an end because punishment results. Id. On the other hand, if we conclude the legislature intended a nonpunitive regulatory scheme, we must further examine whether the scheme is nevertheless "so punitive in effect as to negate that intention thereby transforming what was intended as a civil regulatory scheme into a criminal penalty." Id. at 390.
Healey contends the 1995 amendments had a punitive effect because they increased by ten years the period of time an offender was required to register. Our Supreme Court has repeatedly declined to hold that the legislature intended the registration requirement in SORA as a criminal penalty. In so doing, the Court acknowledged that "it is difficult to determine any intent [with respect to SORA] given the lack of legislative history and purpose statement." Lemmon v. Harris, 949 N.E.2d 803, 810 (Ind.2011). Moreover, our courts have repeatedly noted
Having found no punitive intent on the part of the Legislature, we must now determine whether the effects of applying the regulatory scheme embodied in the 1995 Amendment is punitive as to Healey. In so doing, we assess the following factors, established by the United States Supreme Court in Kennedy v. Mendoza-Martinez, 372 U.S. 144, 83 S.Ct. 554, 9 L.Ed.2d 644 (1963):
Lemmon v. Harris, 949 N.E.2d at 810 (quoting Wallace, 905 N.E.2d at 379).
The first of the Mendoza-Martinez factors considers whether the sanction involves an affirmative disability or restraint. Our Supreme Court has observed that "through aggressive notification of their crimes, [SORA] exposes registrants to profound humiliation and community-wide ostracism", among other things. Wallace v. State, 905 N.E.2d at 380. Thus, the Court concluded, "[c]onsidered as a whole [SORA]'s registration and notification provisions impose substantial disabilities on registrants." Id. On the other hand, in Jensen, the defendant pleaded guilty to, among other things, vicarious sexual gratification under Ind.Code Ann. § 35-42-4-5 (West, Westlaw through legislation effective May 31, 2012). At the time the defendant pleaded guilty, SORA required that he register as a sex offender for a period of ten years following his release from prison and probation. In 2006, however, the Legislature amended SORA such that a defendant who committed an offense qualifying the defendant as a "sexually violent predator" under I.C. § 11-8-8-19 must register for life. Jensen was informed that pursuant to the
The primary effect of the 1995 amendment was to extend by ten years the period of time that Healey was required to register. In Jensen, the Court noted the extension of the registration requirement from ten years to life, but, even when including the requirement to report travel plans, the Court concluded that the additional restraints leaned only slightly in favor of treating the effects as punitive. By comparison, we believe that increasing the registration requirement by ten years does not favor treating the effects of the 1995 amendment as punitive as applied to Healey.
The second factor involves a determination of whether the reporting requirement has historically been regarded as a punishment. Again, our Supreme Court has weighed in on this question and determined that it has. See, e.g., Wallace v. State, 905 N.E.2d at 380-81 ("[a]side from the historical punishment of shaming, the fact that [SORA's] reporting provisions are comparable to supervised probation or parole standing alone supports a conclusion that the second Mendoza-Martinez factor favors treating the effects of the Act as punitive when applied in this case"). This factor favors treating the effects of the 1995 amendment as punitive as applied to Healey. See also Jensen v. State, 905 N.E.2d 384.
The third factor considers whether the 1995 amendment comes into play only on a finding of scienter. On this factor, our Supreme Court has stated, SORA "overwhelmingly applies to offenses that require a finding of scienter for there to be a conviction. The few exceptions do not imply a non-punitive effect. We conclude that the third Mendoza-Martinez factor slightly favors treating the effects of [SORA] as punitive when applied here." Wallace v. State, 905 N.E.2d at 381.
The fourth factor considers "`whether [the statute's] operation will promote the traditional aims of punishment — retribution and deterrence.'" Jensen v. State, 905 N.E.2d at 393 (quoting Mendoza-Martinez, 372 U.S. at 168, 83 S.Ct. 554). In applying this factor, we are mindful of the underlying assumption that if the statute in question promotes the traditional aims of punishment, it is more likely punitive than regulatory. Jensen v. State, 905 N.E.2d 384. The Court's explanation of its conclusion that the legislation extending Jensen's registration requirement from ten years to life was non-punitive as to him applies equally to application of the 1995 amendment to Healey, i.e.:
Id. at 393. Therefore, the fourth factor favors treating the effects of the 1995 amendment as non-punitive when applied to Healey.
The fifth factor considers "`whether the behavior to which [the statute] applies is already a crime.'" Id. (quoting Mendoza-Martinez, 372 U.S. at 168, 83 S.Ct. 554). Again, we reach the same conclusion on this factor that the Supreme Court did in Jensen, and upon the same reasoning, i.e.:
Id. (citation to authority omitted). Similarly, Healey's conviction of child molesting triggered his registration requirement. When he pleaded guilty, he was required to register as a sex offender, although the registration period ended sooner. Thus, his behavior was criminal both before and after the 1995 amendment. With the exception of an extended period of registration, Healey is in exactly the same position he was in when he pleaded guilty. See Jensen v. State, 905 N.E.2d 384. Accordingly, the fifth Mendoza-Martinez factor favors treating the effects of the 1995 amendment as non-punitive when applied to Healey.
The sixth factor considers whether "`an alternative purpose to which [the statute] may rationally be connected is assignable for it.'" Id. at 393 (quoting Mendoza-Martinez, 372 U.S. at 168-69, 83 S.Ct. 554). Restated, this asks whether SORA advances a legitimate regulatory purpose. Jensen v. State, 905 N.E.2d 384. The Supreme Court in Jensen answered this unequivocally in the affirmative. Therefore, the sixth Mendoza-Martinez factor also favors treating the effects of SORA as non-punitive when applied to Healey
The seventh and final factor considers "`whether [the Act] appears excessive in relation to the alternative purpose assigned.'" Id. at 393-94 (quoting Mendoza-Martinez, 372 U.S. at 169, 83 S.Ct. 554). As our Supreme Court noted in Wallace, "a number of courts give greatest weight to this factor." Wallace v. State, 905 N.E.2d at 383. Although our Supreme Court described SORA's registration requirements as "broad and sweeping", id., they were in place and applied to Healey at the time of his guilty plea in July 1995. The only thing that changed with the enactment of the 1995 amendments was the extension of the registration period, which the Court held in Jensen did not render the amendment in that case punitive. Therefore, the seventh Mendoza-Martinez factor favors treating the effects of the 1995 amendment as non-punitive when applied to Healey.
Of the seven factors identified by Mendoza-Martinez as relevant to the inquiry of whether a statute has a punitive effect despite legislative intent that the statute
Healey contends the trial court abused its discretion in sentencing him and imposed an inappropriate sentence. Sentencing decisions rest within the sound discretion of the trial court. Anglemyer v. State, 868 N.E.2d 482 (Ind.2007), clarified on reh'g, 875 N.E.2d 218. With the exception of our authority to review sentences under Ind. Appellate Rule 7(B), as long as a defendant's sentence is within the statutory range, it is reviewed only for an abuse of discretion. Id. An abuse of discretion occurs if the trial court's decision is clearly against the logic and effect of the facts and circumstances and the reasonable inferences to be drawn therefrom. Id. Circumstances under which a trial court may be found to have abused its discretion include: (1) failing to enter a sentencing statement, (2) entering a sentencing statement that includes reasons not supported by the record, (3) entering a sentencing statement that omits reasons clearly supported by the record, or (4) entering a sentencing statement that includes reasons that are improper as a matter of law. Id. Where a trial court has identified proper aggravating and mitigating circumstances, however, "[t]he relative weight or value assignable to reasons properly found or those which should have been found is not subject to review for abuse." Id. at 491.
When imposing a sentence for a felony, a trial court must enter a sentencing statement that includes a reasonably detailed recitation of its reasons for imposing the sentence. Anglemyer v. State, 868 N.E.2d 482. A trial court abuses its discretion if its reasons and circumstances for imposing the sentence are clearly against the logic and effect of the facts and circumstances before the court, or the reasonable, probable, and actual deductions to be drawn therefrom. Hollin v. State, 877 N.E.2d 462 (Ind.2007). If the statement includes a finding of aggravating and/or mitigating circumstances, then the statement must identify all significant mitigating and aggravating circumstances. Anglemyer v. State, 868 N.E.2d 482.
Finally, we note that the determination of mitigating circumstances is within the discretion of the trial court. Rogers v. State, 878 N.E.2d 269 (Ind.Ct. App.2007), trans. denied. The trial court is not obligated to accept the defendant's argument as to what constitutes a mitigating factor, and a trial court is not required to give the same weight to proffered mitigating factors as does a defendant. Id. A trial court does not err in failing to find a mitigating factor where that claim is highly disputable in nature, weight, or significance. Id. An allegation that a trial court abused its discretion by failing to identify or find a mitigating factor requires the defendant on appeal to establish that the mitigating evidence is significant and clearly supported by the record. Id.
Healey first contends that the trial court erred in failing to find as a mitigator that he accepted responsibility for his actions, in that he "stipulated to all facts of the case and waived jury trial, sparing both significant time and expense for the State of Indiana." Appellant's
Healey next contends that the trial court abused its discretion in failing to find as a mitigator that he would benefit from a short period of incarceration or a term of probation. It is undoubtedly true that Healey himself would benefit from a short period of incarceration in the sense that it is his desire that his freedom be curtailed for as short a time as possible. It seems to us, however, that this mitigator is not a function of the individual defendant's wishes on this subject. Were it so, this would certainly be universally found as a mitigating circumstance. Rather, this mitigator is a reflection of the court's assessment of an individual defendant's prospects for living a productive life upon release from incarceration, including most notably an assessment of the risk for re-offending. In the present case, Healey has a long history of criminal and delinquent behavior and continues to pose a risk of re-offending, as evidenced by the facts in the present case, i.e., that under false pretenses, he solicited a minor on an internet site to pose for him. The trial court did not abuse its discretion in failing to find this as a mitigating factor.
Finally, Healey contends the trial court abused its discretion in refusing to find as a mitigator his history of substance abuse and efforts at rehabilitation. The record reveals that Healey began using alcohol when he was fifteen years old, and he continued to drink until the time of his incarceration for the present offense. He has smoked marijuana since he was nineteen, and has experimented with other illegal substances in his recent past. Much of this activity was illegal when he engaged in it. Indeed, this rationale may underpin the conclusion of some courts that substance abuse is actually an aggravating circumstance. See Iddings v. State, 772 N.E.2d 1006 (Ind.Ct.App.2002), trans. denied. Be that as it may, we can find no indication that his offenses were committed because he was then under the influence of alcohol or drugs. Also, we note Healey's claim that his history of substance abuse is mitigating because he has sought substance-abuse treatment in the past. This argument loses its force in light of the fact that the only mention of treatment programs at sentencing was his counsel's allusion to "a substance abuse class that Mr. Healey's been in while incarcerated at the Allen County Jail." Transcript of Sentencing Hearing at 5.
Finally, Healey contends his sentence was inappropriate in light of his character and the nature of his offenses. Article 7, section 4 of the Indiana Constitution grants our Supreme Court the power to review and revise criminal sentences. Pursuant to Ind. Appellate Rule 7, the Supreme Court authorized this court to perform the same task. Cardwell v. State, 895 N.E.2d 1219 (Ind.2008). Per App. R. 7(B), we may revise a sentence "if, after due consideration of the trial court's decision, the Court finds that the sentence is inappropriate in light of the nature of the offense and the character of the offender." Wilkes v. State, 917 N.E.2d 675, 693 (Ind. 2009), cert. denied, ___ U.S. ___, 131 S.Ct. 414, 178 L.Ed.2d 321 (2010). "[S]entencing is principally a discretionary function in which the trial court's judgment should receive considerable deference." Cardwell v. State, 895 N.E.2d at 1223. Healey bears the burden on appeal of persuading us that his sentence is inappropriate. Childress v. State, 848 N.E.2d 1073 (Ind.2006).
We begin by considering the nature of the offenses. The State concedes that Healey's offenses, i.e., his failure to register as a sex offender and to report his computer social website username, his email address, and the fact that he used a website program that could be accessed by persons less than eighteen "fall within the strictures provided by the registration law and therefore fall within the ambit of the advisory sentence." Appellee's Brief at 16.
We turn now to the character of the offender. As alluded to above, Healey has an extensive juvenile and criminal history. Beginning in 1987 and continuing almost unabated since then, he has accumulated seven prior misdemeanor convictions and seven prior felony convictions. Two true findings were entered against him in 1987 for committing acts that would constitute the crimes of criminal mischief and burglary if committed by an adult. He has been convicted of a total of seven misdemeanor offenses, including criminal conversion, two counts of resisting law enforcement, two counts of check deception, and two counts of criminal trespass. His felony offenses include a 1990 conviction for receiving stolen property, as well as another conviction for receiving stolen property incurred almost immediately after Healey was discharged from probation. He received yet another receiving-stolen-property conviction, this one in 1995 and occurring within five months of his being discharged from probation for the previous offense. He received the aforementioned child-molesting conviction in 1995, followed by a forgery conviction in 1997. Within eight months of being discharged from the Department of Correction, Healey was convicted of auto theft. Two months after being discharged from parole with respect to that offense, he pleaded guilty to a charge of failure to register as sex offender. The present offenses were committed within a month of Healey's release to parole. Healey has spent most of his adult life in prison or jail because he continues to reoffend when released from incarceration. Probation and short terms of imprisonment have not altered his propensity to commit crimes. Moreover, given the nature of the most recent offenses and Healey's posing as a photographer and soliciting the participation of a minor via the Internet, he poses a substantial threat to the community. In summary, we conclude that his extensive criminal history, by itself, justified the sentence imposed by the trial court. Healey has
Judgment affirmed and remanded with instructions.
MAY, J., and BARNES, J., concur.