SARAH S. VANCE, District Judge.
Before the Court are (1) defendant's motion for summary judgment;
This case arises from plaintiff Robert Schindler's alleged exposure to asbestos while employed by Radcliff Materials, the predecessor company to defendant Dravo Basic Materials Company, Inc (DBMC).
Plaintiff alleges that in October 2016 he was diagnosed with mesothelioma.
On November 21, 2017, plaintiff filed this Jones Act personal injury suit against DBMC.
A district court has considerable discretion to admit or exclude expert testimony under Federal Rule of Evidence 702, which governs the admissibility of expert testimony. See Gen. Elec. Co. v. Joiner, 522 U.S. 136, 138-39 (1997); Seatrax, Inc. v. Sonbeck Int'l, Inc., 200 F.3d 358, 371 (5th Cir. 2000). Rule 702 provides that a witness "qualified as an expert by knowledge, skill, experience, training, or education" may provide opinion testimony when "scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue." Fed. R. Evid. 702. To be admissible, Rule 702 requires that (1) the testimony be based on sufficient facts or data, (2) the testimony be the product of reliable principles and methods, and (3) the witness apply the principles and methods reliably to the facts of the case. Id.
In Daubert v. Merrell Dow Pharmaceuticals, Incorporated, the Supreme Court held that Rule 702 requires the district court to act as a gatekeeper to ensure that "any and all scientific testimony or evidence admitted is not only relevant, but reliable." 509 U.S. 579, 589 (1993); see also Kumho Tire Co. v. Carmichael, 526 U.S. 137, 147-48 (1999) (clarifying that the Daubert gatekeeping obligation applies to all forms of expert testimony). The Court's gatekeeping function involves a two-part inquiry. First, the Court must determine whether the expert testimony is reliable. The party offering the testimony has the burden to establish reliability by a preponderance of the evidence. See Moore v. Ashland Chem. Inc., 151 F.3d 269, 276 (5th Cir. 1998). The Court must assess whether the reasoning or methodology underlying the expert's testimony is valid. See Daubert, 509 U.S. at 590. The aim is to exclude expert testimony based merely on subjective belief or unsupported speculation. See id. The Court's inquiry into the reliability of expert testimony is flexible and necessarily fact-specific. See Seatrax, Inc., 200 F.3d at 372.
Second, the Court must determine whether the expert's reasoning or methodology "fits" the facts of the case and whether it will assist the trier of fact to understand the evidence. See Daubert, 509 U.S. at 591. This is primarily an inquiry into the relevance of the expert testimony. See id.; see also Bocanegra v. Vicmar Servs., Inc., 320 F.3d 581, 584 (5th Cir. 2003). Expert testimony is unnecessary if the court finds that "the jury could adeptly assess [the] situation using only their common experience and knowledge." Peters v. Five Star Marine Serv., 898 F.2d 448, 450 (5th Cir. 1990).
But a court's role as a gatekeeper does not replace the adversary system. Daubert, 509 U.S. at 596. "Vigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence." Id. "As a general rule, questions relating to the bases and sources of an expert's opinion affect the weight to be assigned that opinion rather than its admissibility and should be left for the jury's consideration." United States v. 14.38 Acres of Land, 80 F.3d 1074, 1077 (5th Cir. 1996) (quoting Viterbo v. Dow Chem. Co., 826 F.2d 420, 422 (5th Cir. 1987)).
Summary judgment is warranted when "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986); Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th Cir. 1994). When assessing whether a dispute as to any material fact exists, the Court considers "all of the evidence in the record but refrain[s] from making credibility determinations or weighing the evidence." Delta & Pine Land Co. v. Nationwide Agribusiness Ins. Co., 530 F.3d 395, 398-99 (5th Cir. 2008). All reasonable inferences are drawn in favor of the nonmoving party, but "unsupported allegations or affidavits setting forth `ultimate or conclusory facts and conclusions of law' are insufficient to either support or defeat a motion for summary judgment." Galindo v. Precision Am. Corp., 754 F.2d 1212, 1216 (5th Cir. 1985); see also Little, 37 F.3d at 1075. "No genuine dispute of fact exists if the record taken as a whole could not lead a rational trier of fact to find for the nonmoving party." EEOC v. Simbaki, Ltd., 767 F.3d 475, 481 (5th Cir. 2014).
If the dispositive issue is one on which the moving party will bear the burden of proof at trial, the moving party "must come forward with evidence which would entitle it to a directed verdict if the evidence went uncontroverted at trial." Int'l Shortstop, Inc. v. Rally's, Inc., 939 F.2d 1257, 1264-65 (5th Cir. 1991) (internal citation omitted). The nonmoving party can then defeat the motion by either countering with evidence sufficient to demonstrate the existence of a genuine dispute of material fact, or by "showing that the moving party's evidence is so sheer that it may not persuade the reasonable fact-finder to return a verdict in favor of the moving party." Id. at 1265.
If the dispositive issue is one on which the nonmoving party will bear the burden of proof at trial, the moving party may satisfy its burden by pointing out that the evidence in the record is insufficient with respect to an essential element of the nonmoving party's claim. See Celotex, 477 U.S. at 325. The burden then shifts to the nonmoving party, who must, by submitting or referring to evidence, set out specific facts showing that a genuine issue exists. See id. at 324. The nonmovant may not rest upon the pleadings, but must identify specific facts that establish a genuine issue for trial. See, e.g., id.; Little, 37 F.3d at 1075 ("Rule 56 mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." (quoting Celotex, 477 U.S. at 322)).
This is a toxic torts case in which plaintiff alleges that he was exposed to asbestos while working in the engine room of a dredge, and that this exposure caused his mesothelioma.
Dr. Harrison offered his causation opinion in a bare-bones report dated October 5, 2018.
Dr. Harrison expounded on his causation opinion considerably during his deposition. He testified that by stating in his report that plaintiff's illness was due to "cumulative exposure to asbestos fibers," he meant that "each and every one" of plaintiff's exposures "increase[ed] his risk and contribut[ed] to the development of his mesothelioma."
It is evident that when formulating his opinions, Dr. Harrison was aware of very little concerning plaintiff's alleged exposure aboard the AVOCET. The only information in his report referring to plaintiff's time on the dredge is one sentence in a larger section recounting plaintiff's work history.
Dr. Harrison did not indicate in either his report or during his deposition that before he reached his conclusion he reviewed any other information specifically related to plaintiff's alleged exposure aboard the AVOCET.
Dr. Harrison's specific causation opinion is inadmissible under Federal Rule of Evidence 702(b). See Fed. R. Evid. 702(b) (expert's testimony must be "based on sufficient facts or data"). To show specific causation in a toxic torts case, a plaintiff must present "scientific knowledge of the harmful level of exposure to a chemical, plus knowledge that the plaintiff was exposed to such quantities." Curtis v. M&S Petroleum, Inc., 174 F.3d 661, 670 (5th Cir. 1999). The law does not require a plaintiff to show the precise level of his exposure to the toxic substance in order to hold a defendant liable. Id. at 671. Likewise, for an expert's specific causation opinion to be reliable, the opinion need not include a calculation of the precise level of the plaintiff's exposure. Id. But Rule 702(b) requires an expert to base his opinion on sufficient information about the circumstances or level of the plaintiff's exposure attributable to the defendant's negligence that goes beyond a general statement that the plaintiff was exposed to some amount of a toxic substance. Moore, 151 F.3d at 278-79 (finding that because an expert had "no accurate information on the level of [the plaintiff's] exposure to fumes," he had no support for his specific causation opinion); Seaman v. Seacor Marine LLC, 326 F. App'x 721, 727-28 (5th Cir. 2009) (representation to expert that plaintiff had been exposed to harmful substances "at least once a week, twenty-six weeks per year, over more than a decade" was not a sufficient amount of information for expert to render reliable causation opinion); Curtis, 174 F.3d at 671 (expert's causation opinion admissible when he relied upon estimates of exposure levels, work practices at the refinery where plaintiff was exposed, design of the refinery, and nature of the symptoms experienced by a number of workers); see also Allen v. Pa. Eng'g Corp., 102 F.3d 194, 198-99 (5th Cir. 1996) (finding that expert opinion failed to satisfy Fed. R. Evid. 703 because expert's "background information concerning [plaintiff's exposure was] so sadly lacking as to be mere guesswork").
The only information that Dr. Harrison considered about plaintiff's alleged exposure aboard the AVOCET was the one sentence in his report— pulled from plaintiff's California interrogatories—that plaintiff was on a dredge for a total of six weeks, during which he "worked under asbestos insulated pipes that vibrated, depositing asbestos containing dust on and in close proximity" to him.
In Vedros v. Northrop Grumman Shipbuilding, Inc., the court excluded an expert's specific causation opinion in part because the expert did not rely upon a sufficient qualitative evaluation of the plaintiff's history of asbestos exposures. 119 F.Supp.3d 556, 564-65 & n.5 (E.D. La. 2015). In doing so, the court contrasted the expert's opinion with an expert opinion rendered in a Louisiana state court case. Id. In the state court case, the expert had considered "`the nature of exposure, the level of exposure and the duration of exposure, whether a product gives off respirable asbestos fibers, whether a person was close or far from the source of fiber released, how frequently the exposure took place, how long the exposure lasted, whether engineering or other methods of dust control were in place, whether respiratory protection was used, the chemistry and physics of asbestos fibers, the pathophysiology of breathing, the movement of asbestos fibers in the lung, the molecular pathology of tumor development, and other scientific disciplines.'" Id. (quoting Robertson v. Doug Ashy Bldg. Materials, Inc., 168 So.3d 556, 569 (La. App. 1 Cir. 2014)). Like the expert in Vedros, Dr. Harrison does not rely upon this type of information regarding plaintiff's alleged exposure. As a result, his opinion is unreliable under Fed. R. Evid. 702(b) and inadmissible.
The deficiencies in Dr. Harrison's opinion are further amplified by the 2015 Markowitz study he relied upon. During his deposition, Dr. Harrison pointed to a table in the Markowitz study and suggested it supports his conclusion that plaintiff's exposure aboard the AVOCET would be sufficient to cause someone to develop mesothelioma.
The inadequate amount of information Dr. Harrison had when he formulated his causation opinion is a consequence of larger problems with plaintiff's case. To establish that there was asbestos on the AVOCET in his opposition to DBMC's motion for summary judgment,
Dr. Harrison arrives at his specific causation conclusion with these insufficient facts only because he applies a methodology that has been found unreliable by a number of other courts. See Comardelle v. Pa. Gen. Ins. Co., 76 F.Supp.3d 628, 634 (E.D. La. 2015); Vedros, 119 F. Supp. 3d at 563; Bell v. Foster Wheeler Energy Corp., No. 15-6394, 2016 WL 5847124, at *3 (E.D. La. Oct. 6, 2016). Dr. Harrison's use of this unreliable methodology is a separate reason his testimony must be excluded. See Fed. R. Evid. 703(c) (expert testimony must be "the product of reliable principles and methods").
Dr. Harrison reasons that because "each and every" asbestos exposure increases one's risk of developing mesothelioma, plaintiff's alleged six-week exposure aboard the AVOCET caused his disease.
Plaintiff contends that Dr. Harrison has employed the same methodology as the expert in Michel v. Ford Motor Company. See No. 18-4738, 2019 WL 118008, at *2 (E.D. La. Jan. 7, 2019). But that is not accurate. In Michel, the expert offering causation testimony relied in part on the plaintiff's expert industrial hygienist, who estimated the plaintiff's exposure levels by analyzing the amount of asbestos released into the air during the plaintiff's mechanical work. Id. at *2, 8. The plaintiff's causation expert then used a "semiquantitative" analysis to arrive at his opinion that exposure to each of the defendants' products caused the plaintiff's disease. Id. at *5. In that analysis, the expert compared the nature and circumstances of each of the plaintiff's exposures, all of which covered periods of more than one year. Id. at *3, 5. The expert in Michel thus had far more information regarding the plaintiff's alleged exposure levels when forming his opinion, and he applied to those facts a methodology that was more rigorous than the "each and every exposure" theory, which he expressly disclaimed. Id.
Finally, plaintiff argues that the Court's evaluation of the reliability of Dr. Harrison's causation opinion should be impacted by the fact that this is a Jones Act case, where the burden for proving causation is lower than in a case applying state law.
Dr. Harrison is excluded from offering any testimony at trial related to specific causation.
Plaintiff's expert Dr. David Tarin also seeks to offer a specific causation opinion at trial. But Dr. Tarin's specific causation opinion is substantially similar to Dr. Harrison's and must be excluded for the same reasons.
In his report, Dr. Tarin opines first that "cumulative exposure to all forms of [asbestos] contributes to the induction and propagation" of plaintiff's diagnosed disease—i.e., general causation.
The only information in Dr. Tarin's report at all connected to plaintiff's time aboard the AVOCET is one paragraph cataloguing all of plaintiff's work history over a forty-year period, which does not isolate the time plaintiff spent on the AVOCET or specifically identify this exposure experience:
Dr. Tarin testified at his deposition that he also reviewed plaintiff's answers to his interrogatories.
Finally, Dr. Tarin stated in his report that some of plaintiff's pathology slides are "consistent" with a "heightened susceptibility to the wellrecognized carcinogenic action of asbestos."
Dr. Tarin is also excluded from offering a specific causation opinion at trial.
The Jones Act "provides a cause of action in negligence for `any seaman' injured `in the course of his employment.'" Chandris, Inc. v. Latsis, 515 U.S. 347, 354 (1995) (quoting 46 U.S.C. § 30104). A maritime negligence action has essentially the same elements as common law negligence: a plaintiff must "demonstrate that there was a duty owed by the defendant to the plaintiff, breach of that duty, injury sustained by [the] plaintiff, and a causal connection between the defendant's conduct and the plaintiff's injury." See Canal Barge Co., Inc. v. Torco Oil Co., 220 F.3d 370, 376 (5th Cir. 2000). As already addressed, the causation requirement under the Jones Act is liberal. "If the defendant's negligence played any part, however small, in producing the seaman's injury, it results in liability." Brister v. A.W.I., Inc., 946 F.2d 350, 354 (5th Cir. 1991); see also Chisholm v. Sabine Towing & Transp. Co., Inc., 679 F.2d 60, 62 (5th Cir. 1982) ("Defendant must bear responsibility if his negligence played any part, even the slightest, in producing the injury."). Even under this standard, however, "cause . . . is still a necessary ingredient of liability." Chisholm, 679 F.2d at 62.
Plaintiff must rely on expert testimony to prove causation at trial. See Seacor Marine LLC, 326 F. App'x at 723 ("Scientific knowledge of the harmful level of exposure to a chemical, plus knowledge that the plaintiff was exposed to such quantities, are minimal facts necessary to sustain the plaintiffs' burden in a toxic tort case."); see also Davidson v. Ga. Pac. LLC, No. 12-1463, 2014 WL 3510268, at *7 (W.D. La. July 14, 2014) (granting defendant's motion for summary judgment after excluding plaintiff's expert's opinion addressing specific causation), vacated on other grounds, 819 F.3d 758 (5th Cir. 2016). The only experts for plaintiff who have put forth a specific causation opinion are Dr. Harrison and Dr. Tarin.
For the foregoing reasons, DMBC's motions to exclude the testimony of Dr. Robert Harrison and David Tarin are both GRANTED IN PART. Both experts are excluded from offering specific causation opinions. DBMC's motion for summary judgment is GRANTED. All other pending motions are DISMISSED AS MOOT. Plaintiff's claim is DISMISSED WITH PREJUDICE.