BAILEY, Judge.
Vorice Williams-Bey ("Williams") pled guilty to Escape, as a Class B felony,
We reverse and remand for further proceedings.
Williams presents several issues for our review, one of which we find dispositive: whether the post-conviction court erred when it concluded that Williams did not protest his innocence as to infliction of injury during the guilty plea hearing.
On May 5, 2011, Williams was placed under arrest and was taken to an Elkhart hospital to be checked for injuries. While being escorted to a police squad car, Williams fled on foot from police and re-entered the hospital. A police detective, Crystal Garcia ("Detective Garcia"), located Williams in a hospital stairwell and attempted to apprehend him by grabbing Williams's jacket from behind. Detective Garcia managed to grab hold of the jacket, and her hand was injured in the process. Williams, however, got away from Detective Garcia and was eventually caught by other officers.
Williams was charged with Escape, elevated to a Class B felony because of Detective Garcia's injury, and a number of other offenses. After charges were filed, Williams was represented by an attorney from the public defender's office. Williams became dissatisfied with the attorney's representation, however, and on October 29, 2012 he submitted a handwritten "Notice of Entry of Appearance," requesting permission to represent himself. This notice was sent by the court to both the prosecutor and Williams's defense attorney, but no hearing was held on Williams's request.
On January 28, 2013, Williams, still represented by a public defender, entered into a plea agreement under which he pled guilty to Escape, as a Class B felony. Also pursuant to the plea agreement, the State dismissed charges of Battery and Resisting Law Enforcement, as Class A misdemeanors, as well as charges in another case. At the guilty plea hearing, Williams admitted fleeing from police custody and admitted that Detective Garcia was injured when she grabbed his coat, but repeatedly denied having intended Detective Garcia's injury or of knowing of her injury until after he was apprehended. However, Williams acknowledged that he understood himself to be pleading guilty, and the trial court accepted his guilty plea. On February 28, 2013, Williams was sentenced to a prison term of ten years, and a number of charges against him were dismissed.
On April 24, 2015, the post-conviction court conducted a hearing on Williams's petition, during which Williams and his public defender from the trial court testified. On July 24, 2015, the post-conviction court denied Williams's petition for post-conviction relief.
This appeal followed.
Our standard of review upon an appeal from a post-conviction proceeding is well settled:
Williams contends that the post-conviction court erred when it found that he entered into the plea agreement voluntarily even though he protested his innocence of an element of the enhanced offense of Escape, as a Class B felony, at the change-of-plea hearing.
Where, as here, a petitioner seeks post-conviction relief on the ground that a plea was entered on bad legal advice or involuntarily, it is immaterial whether the petitioner bases his claim on ineffectiveness of counsel or involuntariness of the plea. Willoughby v. State, 792 N.E.2d 560, 563 (Ind.Ct.App.2003), trans.
As this Court has observed, "there is a legal distinction between a claim that a guilty plea was entered without an adequate factual basis and a claim that it was entered by one who was, at the same time, protesting his innocence." Wingham v. State, 780 N.E.2d 1164, 1164 (Ind.Ct.App.2002). The Indiana Supreme Court held in Harshman v. State,
232 Ind. 618, 621, 115 N.E.2d 501, 502 (1953). "A judge may not accept a plea of guilty when the defendant both pleads guilty and maintains his innocence at the same time. To accept such a plea constitutes reversible error." Ross v. State, 456 N.E.2d 420, 423 (Ind.1983).
Williams does not assert that he entered a strategic plea wherein he clearly pled guilty while maintaining his innocence in all respects. Rather, Williams contends that he pled guilty not to Escape, as a Class B felony, but only to the unenhanced offense of Escape, as a Class C felony, and that he protested his innocence as to the element that enhanced the offense to a Class B felony. The crime of Escape, as a Class B felony, was defined at the time of Williams's offense as follows: "A person... who intentionally flees from lawful detention commits escape, a Class C felony. However, the offense is a Class B felony if, while committing it, the person draws or uses a deadly weapon or inflicts bodily injury on another person." I.C. § 35-44.1-3-4(a) (West 2012).
Williams admits that he intentionally fled from a lawful detention. (Ex. 1 at 22.) However, in arguing that he maintained his innocence of the Class B felony for which he pled guilty and was convicted, Williams draws our attention specifically to the following exchanges in the transcript of the guilty plea hearing:
(Ex. 1 at 23-24.) After this examination by trial counsel, the State inquired:
(Ex. 1 at 25.)
Williams contends that this was sufficient to constitute a denial that he had inflicted injury on Detective Garcia. The post-conviction court found otherwise, referring in particular to Bates v. State, 517 N.E.2d 379 (Ind.1988), as supporting a conclusion that "failure to admit a particular element of the crime to which one pleads guilty, by making an ambivalent statement during the factual basis colloquy, does not constitute a protestation of innocence." (App'x at 101.)
Whether Williams's statements amount to any kind of denial rests in part upon the interpretation of the Escape statute under which he pled guilty and was convicted. As he notes in his brief, Williams did not admit to conducting himself in a manner that caused Detective Garcia's injury; rather, he testified that after Detective Garcia grabbed him from behind, her hand was bound up in his coat and that this was the cause of the injury. Williams contends that this is insufficient as a factual basis to satisfy the requirements for elevating the offense of Escape to a Class B felony, because the elevation of the offense requires proof that "while committing it, the person ... inflicts bodily injury on another person."
Williams's position as to the meaning of the Escape statute's bodily injury requirement finds support in the language of the statute when compared with other similar statutory provisions. For example, elevation of the offense of Resisting Law Enforcement from a Class A misdemeanor to a Level 6 felony applies where an individual "inflicts bodily injury on or otherwise causes bodily injury to another person." I.C. § 35-44.1-3-1(b)(1)(B). This Court has interpreted the "inflicts or otherwise causes bodily injury" provision to require that the defendant not be a passive participant in a situation that leads to a police officer's injury. Thus, in Smith v. State, 21 N.E.3d 121 (Ind.Ct.App.2014), we reversed a Class D felony conviction where the defendant resisted by refusing to cooperate with a police officer who then attempted various means by which to force the defendant to the ground. Smith remained stationary and eventually the officer threw Smith to the ground, scraping his knuckles on the ground as he tried to remove Smith's arms from under her body. In reversing Smith's conviction, the Smith court observed that "Smith did not create a scenario in which Officer Jones's only option in handcuffing her was to remove her hands from a location in which he could not reach." Id. at 126. Noting that Smith was a "passive part of the encounter" and "took no actions toward" the officer, the Smith Court held that Smith's actions fell outside both the "inflicts" and "causes" provisions of the statute. Id. at 125.
In reaching that conclusion, the Smith Court held as distinguishable a prior decision, Whaley v. State, 843 N.E.2d 1 (Ind.Ct.App.2006). In Whaley, the defendant was charged under a prior version of the Resisting Law Enforcement statute that did not include the "or otherwise causes" language reviewed in Smith, so that the language of the enhanced offense matches that of the Escape statute at issue in this case. Whaley, who had been fleeing police on foot after abandoning a vehicle after a car chase, fell down and put his hands underneath his body to prevent pursuing deputies from handcuffing him. Id. at 5. To bring Whaley's arms behind his back, the deputies "had to hit Whaley's forearms," resulting in injury to one deputy's right hand and to another deputy's wrist and right hand. Id.
At oral argument, Williams directed this Court to a discussion during the sentencing hearing between his trial counsel and the trial court concerning whether Escape, as a Class B felony, requires proof that a defendant acted with intent to injure another person. During oral argument, Williams suggested that the trial court had opined that proof of intent was unnecessary because the injury element is a strict liability requirement, and this misapprehension contributed to the involuntariness of the plea.
Our review of the exchange between Williams's trial counsel and the court reveals that trial counsel stated, in argument concerning Williams's sentence:
(Tr. at 64; emphasis added.) Following upon this, the trial court stated:
(Tr. at 69.)
Trial counsel thus appears, in advising Williams's entry of a guilty plea, to have relied upon an interpretation of the "inflicts" language in the Escape statute that construed the statute as not requiring scienter to support a conviction for the Class B-level enhanced offense. The trial court agreed with this interpretation.
The matter of the interpretation of the "inflicts" element of the Escape statute was unsettled at the time, and indeed remains unsettled at this time. The post-conviction court recognized this in its order on Williams's post-conviction petition, but concluded that the question was irrelevant. The court instead found that, whatever the proper interpretation of the statute, Williams's statements during the change-of-plea hearing were intended "to clarify his legal position as to the meaning of `inflicts,' not protest his innocence." (App'x at 101.)
Yet if the purpose of the statements was to clarify a legal position, that legal position made it clear that Williams did not agree that he had committed the elevated offense. Williams's repeatedly denied having inflicted injury on Detective Garcia through his repeated and careful insistence that Detective Garcia had been harmed, using passive-voice language that
Accordingly, we conclude that the post-conviction court clearly erred when it found that Williams's statements denying culpability for the enhanced offense with which he was charged failed to amount to a protestation of his innocence. We accordingly reverse the post-conviction court's order denying Williams's petition for relief.
The question remains as to the precise nature of Williams's remedy in this case. Williams suggested during proceedings before the post-conviction court that an appropriate remedy would be vacation of the Class B conviction and entry of a judgment of conviction and sentence for Escape, as a Class C felony.
Here, Williams's petition for post-conviction relief sought to set aside a guilty plea associated with a plea agreement under which charges against him were dismissed both in the criminal case underlying this appeal and in an unrelated case. Because vacating Williams's plea reaches the core of the bargain between him and the State, we cannot agree that the appropriate remedy here is simply to order the post-conviction court to vacate the Class B felony conviction and replace it with a Class C, unenhanced conviction for Escape. Rather, the appropriate remedy here — and our instruction upon remand to the post-conviction court — is to order that the plea agreement be vacated in its entirety. To be clear, this may result in the State reinstating all the dismissed charges against Williams; that is a necessary consequence of vacating the plea agreement. Should Williams again be convicted — whether by virtue of a trial or a guilty plea — sentencing will still be subject to the limits imposed by Post-Conviction Rule 1(10).
The post-conviction court erred when it found that Williams did not protest his innocence of Escape, as a Class B felony. We accordingly reverse the judgment of the post-conviction court and remand for further proceedings consistent with our decision today.
Reversed and remanded with instructions.
BAKER, J., and NAJAM, J., concur.