BARBERA, J.
We have before us a question of law certified by the United States Court of Appeals for the Fourth Circuit pursuant to the Maryland Uniform Certification of Questions of Law Act, Maryland Code (1974, 2006 Repl.Vol.), § § 12-601 to 12-613 of the Courts and Judicial Proceedings Article ("CJ"). The question arises from a medical malpractice suit that Katherine Lewis filed in the United States District Court for the District of Maryland ("District Court") against her former psychiatrist, Dr. Jeremy P. Waletzky, for injuries she allegedly sustained as a result of medications he prescribed to her.
Medical malpractice cases in Maryland are governed by the Health Care Malpractice Claims statute (herein "the Act"), CJ §§ 3-2A-01 through 3-2A-10.
Before the District Court, Waletzky filed a motion to dismiss the complaint, arguing that Lewis was required to have complied with the Act's filing requirements. Lewis responded that she was not subject to the Act because the injury occurred in Washington, D.C. (hereinafter "D.C.") and therefore D.C. law governed her malpractice suit. Resolution of that matter implicates choice-of-law principles, to which the District Court, sitting in diversity jurisdiction, was required to apply Maryland's choice-of-law principles. See, e.g., Day & Zimmermann, Inc. v. Challoner, 423 U.S. 3, 4, 96 S.Ct. 167, 46 L.Ed.2d 3 (1975) (per curiam) (holding that federal courts sitting in diversity jurisdiction must apply the choice-of-law rules of the state in which the court is located).
Following argument and briefing, the District Court filed a written opinion granting Waletzky's motion to dismiss. The District Court considered the filing requirements of the Act to be substantive tort law; the court therefore focused on Maryland's application of lex loci delicti. That rule directs a court to "apply the [substantive tort] law of the place where the tort or wrong was committed." See Lab. Corp. of Am. v. Hood, 395 Md. 608, 613, 911 A.2d 841, 844 (2006). Because the injury occurred in D.C.,
On appeal, the United States Court of Appeals for the Fourth Circuit (hereinafter "Court of Appeals") determined that the choice-of-law issue involves a question of unresolved Maryland law and, thus, should be decided by this Court. The Court of Appeals certified the following question to this Court:
As we have mentioned, this litigation involves a claim of alleged medical malpractice. The Court of Appeals has provided us with the underlying facts of the federal suit:
(internal citations omitted).
Given the question before us, we need not discuss at length all the various provisions of the Act
The Act includes various procedural provisions that a plaintiff pursuing a medical malpractice action must satisfy before being able to prosecute his or her claim in a court of Maryland. See CJ § 3-2A-02 ("Exclusiveness of procedures").
"[W]e have repeatedly held that adherence to the [Act's] procedures is necessary to maintain a claim that is subject to the [Act]." Kearney, 416 Md. at 655, 7 A.3d at 608. In that regard, we have not hesitated to dismiss a claim because the plaintiff failed to comply with the Act's administrative filing requirements. See id. at 657-58, 660-61, 7 A.3d at 610-11 (stating that "[t]he requirement that the claimant or plaintiff file a certificate of qualified expert serves an important purpose, even in cases of unilateral waiver[,]" and dismissing the claim for failure to comply); Carroll, 400 Md. at 181, 929 A.2d at 28 ("[I]f a proper [c]ertificate has not been filed, the condition precedent to maintain the action has not been met and dismissal is required by the Statute once the allotted time period [for filing the certificate] has elapsed."); see also Tranen v. Aziz, 304 Md. 605, 612, 500 A.2d 636, 639 (1985) (explaining that the "statutory context of [the Act's] directives plainly shows that compliance with them is mandatory and that noncompliance mandates dismissal").
The District Court, applying the law of Maryland, dismissed Lewis's claim for failure to comply with the filing requirements of the Act, precipitating her appeal to the Court of Appeals and, in turn, that court's question to us.
A federal court, in a diversity action, must apply the substantive law of the state in which it sits, including that state's choice-of-law principles. See, e.g., Hood, 395 Md. at 611, 911 A.2d at 842-43. For that reason, the Court of Appeals wants to know whether, if Lewis's suit was filed in a Maryland state court, the filing requirements of the Act would apply. To answer that question, we must look, first, to Maryland law concerning choice of law. In that regard, this Court adheres to the doctrine of lex loci delicti. See Hood, 395 Md. at 615, 911 A.2d at 845. Under that approach, when a Maryland state court is confronted with multistate tort litigation, that court must apply the law of the place of injury as to all matters of substantive law. Id., 911 A.2d at 845; see also White v. King, 244 Md. 348, 352, 223 A.2d 763, 765 (1966) ("This Court has consistently followed the rule that when an accident occurs in another state[,] substantive rights of the parties, even though they are domiciled in Maryland, are to be determined by the law of the state in which the alleged tort took place.").
The Court of Appeals, in crafting the certified question as it does, recognizes Maryland's adherence to lex loci delicti. What the certified question does not ask, at least not in so many words, is whether Maryland would apply lex loci delicti in the present case. In their briefs and at oral argument before this Court, the parties focused their attention on whether the public policy exception to lex loci delicti should be invoked. By so arguing, the parties necessarily assumed that the filing requirement is part of Maryland's substantive law.
We, however, do not make the same assumption. Our choice-of-law rules mandate a threshold determination of whether the Act's filing requirement is substantive law or a procedural matter. Heffernan, 399 Md. at 615, 925 A.2d at 646. If substantive, lex loci delicti controls and, absent invocation of the public policy exception, a Maryland court would not enforce the Act's filing requirements. If, however, the filing requirements are procedural, a Maryland court would require compliance.
To resolve the substantive-procedural dichotomy for choice-of-law purposes, we look first to our cases in which we have applied the doctrine of lex loci delicti. Our research has not uncovered a single case in which the doctrine has been applied to a provision of law similar to that at issue in the case before us. The cases we discuss below, however, reveal that the Act's filing requirements are distinguishable from the various provisions of law that we have treated as involving matters of substantive tort law.
We have applied lex loci delicti on prior occasions to enforce the substantive law of the place of injury. We have done so, for example, to enforce the Guest Statutes of other jurisdictions. In White, the plaintiff brought a tort claim in Maryland to recover for injuries resulting from a car accident that occurred in Michigan. 244 Md. at 351, 223 A.2d at 765. Michigan's Guest Statute at the time limited an automobile passenger's ability to recover damages from the driver for injuries to situations involving intentional misconduct or gross negligence. Id., 223 A.2d at 765. We applied lex loci delicti and held that Michigan's Guest Statute applied, and, therefore, the question of whether the accident was caused by gross negligence should have been submitted to the jury. Id. at 362, 223 A.2d at 771.
We also have applied the doctrine to cases involving claims for loss of consortium. In Harford Mut. Ins. Co. v. Bruchey,
Other scenarios in which Maryland Courts have applied lex loci delicti analysis include: (1) whether a Maryland court would enforce a foreign jurisdiction's ban on wrongful birth actions, see Hood, 395 Md. 608, 622-24, 911 A.2d at 849-51 (reaffirming this State's commitment to lex loci delicti and opining that Maryland would invoke the public policy exception to allow a wrongful birth action to proceed in Maryland courts should the law of the state of injury bar such an action); (2) cases involving the elements required to be established in a negligence action, see, e.g., Chambco v. Urban Masonry Corp., 338 Md. 417 421-22, 659 A.2d 297, 299 (1995) (reversing and remanding judgment in part because trial court erred in applying Maryland law, when lex loci delicti directed application of D.C. law to determine elements of negligence claim); and (3) cases involving whether to apply Maryland's then-existing doctrine of interspousal immunity to a suit for which lex loci delicti directed application of foreign law, see, e.g., Linton v. Linton, 46 Md.App. 660, 667, 420 A.2d 1249, 1253 (1980) (allowing an interspousal suit sounding in negligence to proceed because it was permitted by the law of Virginia, the place of injury).
We most recently affirmed our commitment to lex loci delicti in Heffernan, 399 Md. at 620, 925 A.2d at 649. In that case, Mr. and Mrs. Heffernan purchased two uninsured/underinsured motorist policies from Erie Insurance Exchange. Id. at 606, 925 A.2d at 640-41. Pursuant to those policies, Erie guaranteed to pay to the Heffernans all damages "that the law entitles you" to recover from an uninsured or underinsured motorist.
Id. at 604, 925 A.2d at 639.
With regard to the first question, we determined that the contractual language, "that the law entitles you," did not raise a question of contractual interpretation, but, instead, of tort liability and damages. Id. at 619-20, 925 A.2d at 648. As such, the question was one involving substantive tort law, for which lex loci delicti applied. Id., 925 A.2d at 648.
We answered both parts of the second question in the negative, holding that the statutory cap on non-economic damages and the principle of contributory negligence were matters of substantive tort law and the respective public policy undergirding each was insufficient to override lex loci delicti. Id. at 635-36, 925 A.2d at 658. With respect to the statutory cap on non-economic damages, we rejected the notion raised by Erie that the provision was part of Maryland's procedural law. Id. at 633, 925 A.2d at 656. In doing so, we agreed with the Court of Special Appeals' determination in Black v. Leatherwood Motor Coach Corp., 92 Md.App. 27, 39, 606 A.2d 295, 300-01 (1992), that the statutory cap is part of the "substantive law of Maryland and ... therefore, inapplicable to this case, which is governed by the substantive law of Delaware." Heffernan, 399 Md. at 633, 925 A.2d at 656. We found support for our conclusion in § 412 of the Restatement (First) of Conflicts of Laws, which provides that "[t]he measure of damages for a tort is determined by the place of the wrong." Id. at 633, 925 A.2d at 656-57 (quoting Restatement (First) of Conflict of Laws § 412 (1934)). We also noted that, in Steger v. Egyud, 219 Md. 331, 149 A.2d 762 (1959), we relied on § 412 for the proposition that substantive tort law encompasses "the extent of liability and the right to, and measure of[,] contribution." Heffernan, 399 Md. at 633, 925 A.2d at 656-57 (quoting Egyud, 219 Md. at 337, 149 A.2d at 765) (internal quotation mark omitted). Accordingly, we held that Delaware law, which did not limit noneconomic damages and followed comparative negligence principles, would govern the Heffernan litigation. Id. at 635-36, 925 A.2d at 658.
With the exception of Heffernan, the cases we have discussed thus far involved provisions of law that were, without question, matters of substantive law, for which lex loci delicti applied. Consequently, we had no reason to scrutinize the substantive-procedural dichotomy. There is, however, one case from the intermediate appellate court that provides guidance on that distinction. That case is Jacobs v. Adams, 66 Md.App. 779, 505 A.2d 930 (1986).
In Jacobs, the intermediate appellate court had before it three tort cases filed in Maryland circuit courts involving automobile accidents that occurred in D.C. Id. at 783, 505 A.2d at 932. Each case presented the same choice-of-law issue: whether Maryland courts should enforce D.C.'s no-fault insurance statute, which barred all civil suits to recover for personal injury resulting from automobile accidents unless, inter alia, medical expenses exceeded $5,000, and, if applied to the plaintiffs' claims, would bar them. Id., 505 A.2d at 932. Maryland's no-fault insurance scheme had no such limitation. Id. at 787, 505 A.2d at 934.
To answer that question, the Court of Special Appeals had to decide, among other
Jacobs, 66 Md.App. at 790-91, 505 A.2d at 936 (emphasis added) (internal footnote omitted). Persuaded by Professors Richman and Reynold's reasoning, the Court of Special Appeals held that D.C.'s no-fault insurance law was substantive. Id. at 791, 505 A.2d at 936. The court found it dispositive that the law "did not restrict, limit, define, qualify, or otherwise simply modify the cause of action [which would indicate that the provision was one of procedure,] but declared it to be wholly unavailable." Id., 505 A.2d at 936.
From the cases we have discussed, we can reduce the provisions of law to which we have applied lex loci delicti (i.e., the provisions of law that we have deemed matters of substantive tort law) to three broad categories. First, we have applied lex loci delicti to provisions of law that recognize or bar a cause of action. Second, we have applied the doctrine to provisions of law which define the elements of a claim. And third, we have applied the doctrine to provisions of law that limit or prescribe the way in which damages are calculated. In each situation, the provision of law is linked inextricably to the nature and existence of the underlying right.
Though our review of Maryland's choice-of-law rules indicates that this Court has not had the opportunity to provide a lengthy commentary on the matter of procedure for choice-of-law purposes, we have explained that Maryland law controls "the inferences to be drawn from the evidence, the sufficiency of the evidence, the inferences from it to go to the jury and other procedural matters." Vernon v. Aubinoe, 259 Md. 159, 162, 269 A.2d 620, 621 (1970). We have also held that statutes of limitations are procedural for choice-of-law purposes. Doughty v. Prettyman, 219 Md. 83, 88, 148 A.2d 438, 440 (1959). And, as our Court of Special Appeals has explained, procedural matters are those that merely "restrict, limit, define, qualify, or otherwise simply modify the cause of action," rather than provisions that declare the existence or abrogation of a cause of action, which are substantive. Jacobs, 66 Md.App. at 791, 505 A.2d at 936.
We believe that the Court of Special Appeals's analysis in Jacobs establishes the appropriate analytical framework in distinguishing substantive from procedural provisions of law. We agree that "[i]t is only after the rights of parties
Robert A. Leflar, American Conflicts Law § 122, p. 243-44 (3d ed. 1977) (footnotes omitted). In sum, we shall describe procedural provisions of law as those that generally "restrict, limit, define, qualify, or otherwise simply modify" an existing cause of action. Put differently, procedural matters are those that simply affect the manner in which the forum administers justice.
With this legal framework in mind, we turn next to identify on which side of the procedural-substantive divide the Act's filing requirements reside. It is plain from the outset that the filing requirements do not fit neatly among any of the three "categories" to which we have applied lex loci delicti. We have described § 3-2A-04(b)(1)'s certificate of qualified expert as "an indispensable part of [the process to reduce the number of medical malpractice court suits] because it helps weed out non-meritorious claims." Kearney, 416 Md. at 658, 7 A.3d at 610. "The certificate [furthers this process] not only by helping the litigants, the HCADRO, and the trial court determine whether a claimant or plaintiffs claim has merit, but also by requiring the claimant or plaintiff to support the claim with an expert's opinion." Id., 7 A.3d at 610. Compliance with the Act's filing requirements is a condition precedent to maintenance of suit. See supra pp. 656-57, 31 A.3d at 128-29. Though of obvious importance to the Act, these filing provisions in no way establish, deny, or define a cause of action. These provisions do not define the standard of care to be applied; nor do they prescribe how liability is to be determined. Instead, the provisions are part of a legislative scheme intended to control the manner in which Maryland administers justice, by controlling access to Maryland courts.
Any remaining doubt as to the nature of the filing provisions for choice-of-law purposes is resolved by the plain language of CJ § 3-2A-10,
CJ § 3-2A-10 (emphasis added). Defining the Act's filing requirements as procedural, for choice-of-law purposes, gives effect to the General Assembly's clear advisement that, with the exception of CJ §§ 3-2A-08A and 3-2A-09, "the provisions of this subtitle shall be deemed procedural in nature and may not be construed to create, enlarge, or diminish any cause of action not heretofore existing." CJ § 3-2A-10.
In sum, we hold that the filing provisions at issue in this case are procedural provisions of Maryland law. And, under Maryland law, Lewis would be required to comply with the filing requirements.
In conclusion, the doctrine of lex loci delicti does not apply under the circumstances present here. For the reasons we have explained, we hold that the filing requirements at issue are procedural, mandating application of those requirements under Maryland choice-of-law principles, as the law of the forum. We would require Lewis to comply with the Act's filing requirements.
MURPHY and ADKINS, JJ., dissent.
ADKINS, J., dissenting, in which MURPHY, J., joins.
Respectfully, I dissent. At the core of the American judicial system lies the notion that litigants have the right to be heard by the court that passes judgment on their case. This is reflected in the principle that we will not consider or decide cases on an issue that was not briefed by the parties. See Menefee v. State, 417 Md. 740, 746 n. 9, 12 A.3d 153, 157 (2011) (observing that because a particular issue "was not briefed by either party, it is not, at present, before this Court"); Lubin v. Agora, Inc., 389 Md. 1, 26 n. 13, 882 A.2d 833, 848 (2005) (declining to consider "an important issue" of law that was "not briefed or argued"); Sweeney v. Sav. First Mortgage, LLC, 388 Md. 319, 325 n. 8, 879 A.2d 1037, 1040 (2005) (declining to address an issue that was "not briefed or argued"); Alexander & Alexander, Inc. v. B. Dixon Evander & Assocs., Inc., 336 Md. 635, 657 n. 19, 650 A.2d 260, 271 (1994) (same); Mercantile-Safe Deposit & Trust Co. v. Purifoy, 280 Md. 46, 59, 371 A.2d 650, 658 (1977) ("Nor do we express any view with respect to the specific issue raised by appellants, but not briefed by appellees, nor presented as a certified question by the Fourth Circuit, of whether appellants' interests under the trust instruments were alienable[.]").
The Majority opinion deprives these litigants of that right by deciding an issue not raised by the certified question, not briefed by the parties, and not mentioned at oral argument. As the majority acknowledges, the parties "focused their attention on whether the public policy exception to lex loci delicti should be invoked.
I submit that the decision to decide this non-certified question is not only inconsistent with general principles of fairness, but also inconsistent with our jurisprudence relating to an analogous certification rule that permits the Court of Special Appeals to certify a question of law to this Court. See Maryland Rule 8-304(c). In Barnett v. State, 307 Md. 194, 203-04, 512 A.2d 1071, 1076 (1986), we explained:
We were careful to qualify our exercise of the power to modify, however, by considering fairness to the parties:
Id. at 204, 512 A.2d at 1076. I take no position on the issue the majority decides. I dissent because I think it only fair that we either resolve the case on the certified question or give the parties the opportunity to brief and argue whether the Act's filing requirement is substantive or procedural.
The latter is not an open and shut matter. A similar issue was addressed in Davison v. Sinai Hosp. of Balt., Inc., 462 F.Supp. 778, 780 (D.Md.1978), aff'd, Davison v. Sinai Hosp. of Balt., Inc., 617 F.2d 361 (4th Cir.1980). The Davison courtheld that the word "procedural," in an identical part of the Act, does not apply toward resolving the substantive-procedural distinction in the choice-of-law decision.
I conclude the parties should be given the opportunity to address whether the Act is procedural or substantive for purposes of a choice-of-law analysis, before we throw the case out of court based on our resolution of that issue.
Judge MURPHY authorizes me to state that he joins in the views expressed in this dissent.
(b) Filing and service of certificate of qualified expert.—Unless the sole issue in the claim is lack of informed consent: