STEPHAN, J.
Krista A. Rosencrans was severely injured when a train collided with a motor vehicle in which she was a passenger.
On March 19, 2005, 18-year-old Rosencrans was a passenger in a motor vehicle driven by 17-year-old Chanda McDonald. The vehicle was traveling north on Thayer County Road 26 near Belvidere, Nebraska, and the teenagers were talking and listening to music. About 11:40 a.m., the vehicle approached a two-track railroad grade crossing that had no automatic gate or flashing lights, but was protected by a stop sign and crossbucks on each side of the tracks. The stop sign and crossbucks were respectively located approximately 30 feet and 15 feet south of the tracks.
McDonald came to a complete stop at the stop sign. It was a clear day, and when Rosencrans looked in both directions at the stop sign, she saw a train coming down the tracks from her left. During her deposition, Rosencrans indicated on a photographic exhibit that the train was quite close to the crossing when she first saw it, but in a subsequent affidavit, she stated she could not quantify how far away the train was. Rosencrans testified she listened for but did not hear a train horn or bell. Rosencrans did not know whether McDonald looked in both directions at the stop sign. After stopping at the stop sign, McDonald drove the vehicle into the railroad crossing and onto the tracks. When Rosencrans began screaming, McDonald tried to back the vehicle off the tracks, but was unable to get off the tracks in time, and the vehicle was struck by the train. Rosencrans suffered severe injuries in the accident.
The locomotive engineer testified that he sounded the locomotive horn as the train approached the crossing. He observed the McDonald vehicle slowing as it approached the stop sign south of the crossing. The engineer testified he could see the occupants of the vehicle and noted they were not paying attention to him. The engineer testified that when he saw the vehicle pulling onto the tracks, he immediately applied the emergency brake and took cover on the floor of the locomotive. Before taking cover, the engineer noticed the nose of the vehicle was roughly in the center of the railroad tracks.
The conductor testified that he saw the McDonald vehicle approaching the railroad crossing and thought it was slowing down to stop at the stop sign. He then looked away to check for traffic from the other direction. When he looked back, the vehicle was coming into the crossing and the engineer was yelling "No, no, no." The conductor testified that at this time, he could see the occupants of the vehicle. He heard the engineer apply the emergency brake and then took cover on the floor prior to impact.
In compliance with Federal Railroad Administration requirements, each of the three locomotives powering the train was equipped with an event recorder, similar to an airplane's "black box," which captures information as to the speed of the train, braking applications, throttle position, and other locomotive and train functions. Data from these devices showed the train was traveling at 45 m.p.h. at the time of the accident, well within the 80-m.p.h. federally mandated speed limit for this type of train and track. Event recorder data also established the train was 189 feet past the center of the railroad crossing before the emergency brake was activated. After the brake was applied, the train traveled between 2,732 feet (.517 miles)
The event recorder data also disclosed when the locomotive horn was activated. Union Pacific's expert averred that the horn was activated 4,902 feet (.928 miles) before the train came to a stop, for a period of 35 seconds. An expert retained by appellants opined that the locomotive horn was activated as one uninterrupted blast 577 feet from the center of the crossing, for a period of 10 seconds before impact. This expert also explained that the event recorder shows only that an electrical impulse was sent to the horn, and does not record whether the horn in fact sounded when the impulse was sent.
Appellants brought this negligence action against Union Pacific, McDonald, and McDonald's mother, seeking to recover medical expenses incurred by Dresser on Rosencrans' behalf and general damages sustained by Rosencrans. The operative second amended complaint alleges Union Pacific was negligent in part because the train crew failed to maintain a proper lookout, failed to slow or stop the train to avoid the collision, and failed to properly sound the locomotive horn. In its answer, Union Pacific denied that it was negligent and alleged that any injuries or damages sustained by Rosencrans were proximately caused by the negligence of McDonald. It also alleged the negligence claims were preempted by local, state, and federal laws.
Approximately 17 months after the action was commenced, Union Pacific filed a motion for summary judgment and a motion to stay discovery while that motion was pending. After conducting a hearing on the motion to stay, the district court ordered that "[a]ll discovery not related to issues raised by the pending motion for summary judgment of the defendant Union Pacific is stayed until resolution of that motion or further order of the court." The district court later entered summary judgment in favor of Union Pacific. It determined that the claims that the train crew failed to maintain a proper lookout and failed to slow or stop the train to avoid a specific, individual hazard were preempted by the Federal Railroad Safety Act of 1970 (FRSA).
Appellants assign, restated and renumbered, that the district court erred in (1) finding no genuine issue of material fact existed as to whether the Union Pacific locomotive horn was sounded at the crossing; (2) dismissing the claims of negligence identified in paragraphs 8(c), (j), (l), (q), (r), and (t) of the second amended complaint; (3) finding no genuine issue of material fact existed as to whether the locomotive horn signalization was a proximate cause of the accident; (4) finding federal law preempted their claim that Union Pacific was negligent in failing to maintain a proper lookout and to slow or stop its train; and (5) limiting the scope of their discovery.
In reviewing a summary judgment, the court views the evidence in the light most favorable to the party against whom the judgment was granted and gives such party the benefit of all reasonable inferences deducible from the evidence.
Union Pacific's general defense is that McDonald's negligent operation of the vehicle in which Rosencrans was a passenger was the sole proximate cause of the accident. The respective duties of motorists and train engineers approaching a grade crossing are well settled. A traveler on a highway, when approaching a railroad crossing, has a duty to look and listen for the approach of trains, and failure to do so without a reasonable excuse constitutes negligence.
The respective duties of parties in a summary judgment proceeding are also well settled. The party moving for summary judgment has the burden to show that no genuine issue of material fact exists and must produce sufficient evidence to demonstrate that the moving party is entitled to judgment as a matter of law.
For Union Pacific to be successful on its motion for summary judgment, the record must show as a matter of law either that it owed appellants no duty, that any duty owed was not breached, or that any breach was not the proximate cause of the accident.
The operative complaint alleged Union Pacific was negligent because it "fail[ed] to properly sound the locomotive's horn and bells." Evidence presented to the district court on this issue primarily focused on when and how the horn was sounded and whether such sounding complied with federal regulations and Union Pacific's internal protocol. Relying on this evidence, the district court initially found
In this appeal, appellants no longer focus on when and how the horn sounded. Instead, they argue there is a genuine issue of material fact as to whether the horn was sounded at all. Although Union Pacific contends that this is a new theory of the case, we consider a claim that the horn was not sounded at all to be encompassed within the allegation in the complaint that Union Pacific failed to "properly" sound the horn. We further note that appellants argued to the district court that the horn was not sounded at all.
The evidence on whether the horn was sounded consists of data from the train's event recorder, which shows the horn was activated, and testimony from both the train engineer and the train conductor that the horn was activated. Appellants contend this evidence is not sufficient to entitle Union Pacific to summary judgment, because their expert testified that activating the horn does not necessarily make the horn sound. They also contend the evidence supports an inference that the horn did not sound, because Rosencrans testified she did not hear the horn and McDonald indicated the same in an interrogatory answer.
We, of course, view the evidence in the light most favorable to the party against whom the summary judgment was granted and give such party the benefit of all reasonable inferences deducible from the evidence.
The operative complaint alleged Union Pacific failed to operate the train in a safe and prudent manner, failed to properly train the crew, failed to adequately supervise the crew, failed to follow its internal rules, failed to follow the General Code of Operating Rules, and failed to follow proper trainhandling methods. In its initial
Appellants argue this was error because (1) there remains a genuine issue of material fact as to whether the horn was sounded at all and (2) the district court "made no specific findings with respect to these claims."
Appellants contend genuine issues of material fact exist as to whether Union Pacific negligently failed to avoid the accident once it became apparent that to proceed would probably result in a collision.
Pursuant to long-established Nebraska law, Union Pacific's engineer had the right-of-way at the grade crossing.
It is undisputed that McDonald stopped the vehicle at the stop sign south of the railroad crossing and then proceeded into the crossing. Precisely when the engineer's duty to exercise ordinary care to avoid the accident arose in this case may be subject to dispute, but it is clear that it arose. For purposes of this summary judgment motion and giving appellants all reasonable inferences, we assume that the duty arose at the time McDonald's vehicle left the stop sign.
Union Pacific is entitled to summary judgment if the record shows as a
Any factual dispute about whether a duty was breached is immaterial if the record shows as a matter of law that any breach by Union Pacific was not the proximate cause of the accident. Without specific citation to the record, Union Pacific continually asserts that even if the engineer had reacted by activating the emergency brake immediately after McDonald's vehicle left the stop sign, the accident could not have been avoided.
We agree that on this record, no reasonable fact finder could conclude that even immediate action by the engineer could have stopped the train before it reached the crossing. After the engineer applied the emergency brake, the train traveled between 2,732 and 2,798 feet before it came to a stop, a distance of approximately one-half mile. There is no evidence in this record that could support a reasonable inference that the train was at least 2,731 feet away from the crossing at the time the McDonald vehicle left the stop sign. Both the engineer and the conductor testified that at the time the vehicle pulled onto the tracks, they were so close they could see the faces of the vehicle's occupants. And during her deposition, Rosencrans marked an exhibit with her approximation of where the train was when she first saw it; her mark is quite close to the crossing. Based on this evidence, no reasonable fact finder could conclude that the engineer could have stopped the train before it reached the crossing if he had activated the emergency break the instant the vehicle left the stop sign, which is the first possible moment that his duty to take evasive action could have arisen. The record therefore shows as a matter of law that the train's failure to stop was not a proximate cause of the accident.
But the record does not show as a matter of law that the train's failure to slow was not a proximate cause of the accident. As noted, in reviewing a summary judgment, we give all inferences to the nonmoving party, and we thus assume that the duty to exercise ordinary care arose the instant McDonald's vehicle left the stop sign and that slowing or stopping the train was encompassed in the duty to exercise ordinary care. Although the record shows as a matter of law that the train could not have been stopped before it reached the crossing, it is silent on what effect activation of the emergency brake would have had on the speed of the train. It is thus impossible to conclude on this record that the train's speed could not have been reduced had the engineer pulled the emergency brake immediately after the vehicle left the stop sign. Union Pacific did not meet its burden to show it is entitled to summary judgment on this issue.
While this deficiency may not be relevant in every case, it is here. The engineer
The district court found the claim that the engineer failed to exercise ordinary care to avoid the accident by failing to slow or stop the train was an excessive speed claim and was preempted by 49 U.S.C. § 20106, a provision of the FRSA. Congress enacted the FRSA in 1970 with the purpose of promoting "safety in every area of railroad operations and reduc[ing] railroad-related accidents and incidents."
The U.S. Supreme Court addressed federal preemption under the previous version of § 20106 in CSX Transp., Inc. v. Easterwood.
We do not agree with the district court that appellants' state law negligence claim based on Union Pacific's alleged failure to exercise ordinary care once it appeared that a collision would probably occur is speed based and thus preempted. State tort law is not preempted "until" a federal regulation "cover[s]" the same subject matter,
Instead, we find that the state law claim against a railroad at issue here is akin to a duty to avoid a "specific, individual hazard" at a grade crossing, and we agree with the various federal and state courts that have concluded that such claims are not preempted by § 20106.
Union Pacific filed its motion for summary judgment on December 11, 2006. The motion was generic in nature and stated only that it sought summary judgment because there were no genuine issues of material fact and it was entitled to judgment as a matter of law. On January 5, 2007, Union Pacific moved to stay discovery while the summary judgment was pending. A hearing was held on January 12, and on June 4, the court ordered that "[a]ll discovery not related to issues raised by the pending motion for summary judgment of the defendant Union Pacific is stayed until resolution of that motion or further order of the court."
The parties agree that in its initial brief in support of its summary judgment motion, Union Pacific asserted that several of appellants' claims were preempted, but did not specifically refer to the claim regarding lookout and failure to stop or slow the train. Union Pacific first specifically asserted this claim was preempted in its reply brief on the motion for summary judgment. Appellants argue that because they did not know Union Pacific was seeking summary judgment on this claim until the reply brief was filed, they were unaware this claim was included in the summary judgment proceeding and therefore had not engaged in discovery on the claim.
At the final hearing on the summary judgment motion, appellants' counsel argued to the district court that the effect of its stay was to deny them the opportunity to conduct discovery on this claim. But they did not request a continuance, and instead argued to the court that the evidence before it was insufficient to prove as a matter of law that Union Pacific did not proximately cause the accident.
According to Neb.Rev.Stat. § 25-1335 (Reissue 2008):
The language of this statute is a counterpart to Fed.R.Civ.P. 56(f), and we have interpreted it in accordance with the federal rule.
If appellants believed they could not present evidence on the failure to keep a lookout and/or failure to slow or stop the train claim because they had not conducted discovery in that area, they could have requested a continuance under § 25-1335 at the time of the summary judgment final hearing. They did not. Under these circumstances, the issuance of the discovery order was not an abuse of discretion and did not result in reversible error.
The district court erred in finding that appellants' claim based on failure to slow
AFFIRMED IN PART, AND IN PART REVERSED AND REMANDED FOR FURTHER PROCEEDINGS.
WRIGHT, J., not participating.