JENNIFER A. DORSEY, District Judge.
Defendants Arquarius Robertson, Cortaz Robertson, and William Morrow are charged with the armed robbery of the Palace Station Casino in Las Vegas, Nevada. Doc. 1. The government has moved to disqualify attorney Benjamin Nadig from representing Morrow, arguing that its investigation of Nadig in connection with an unrelated criminal matter creates an unavoidable conflict of interest that violates Nevada Rule of Professional Conduct 1.7(a) and the Sixth Amendment. Doc. 78. Magistrate Judge Cam Ferenbach issued proposed findings and recommended that the government's motion be denied. Doc. 111. The government now objects. Doc. 122. I find that Morrow has been fully advised of the potential conflict and expressed his desire for Nadig to continue to represent him and that Nadig has affirmed that he does not believe the investigation will compromise his representation, and I overrule the government's objections, with the exception of one "objection" that I sustain as a technical matter. I thus adopt Judge Ferenbach's findings to the extent consistent with this order, and deny the motion.
Defendant Morrow and his co-defendants were jointly indicted on April 17, 2013. Doc. 1. On September 24, 2013, Morrow made his initial appearance and retained Nadig as his lawyer. Docs. 20 (minutes), 21. After his initial appearance, Morrow met with the government and signed a non-binding plea agreement with a cooperation provision. Doc. 78 at 4. The agreement was transmitted to the court in April 2014. Doc. 78 at n.1.
After transmission of the plea agreement, Nadig discovered that he was under investigation by the government for actions he had allegedly taken while representing defendant Robert Wolfe in an unrelated criminal matter. Docs. 78 at 4; 109 at 1. It then moved to appoint Morrow new counsel in this case, claiming that Nadig's continued representation of Morrow (which includes defending Morrow during his anticipated testimony against his co-defendants) is compromised because Nadig will now have an incentive to "appease" the government by permitting Morrow to be subjected to a more comprehensive examination. Doc. 78.
After reviewing this supplemental information, Judge Ferenbach concluded that Nadig's continued representation of Morrow in this case would not violate either the Nevada Rules of Professional Conduct or the Sixth Amendment, and he issued proposed findings and recommendations to that effect. Doc. 111. The government objects to Judge Ferenbach's conclusions. Doc. 122. Having carefully considered the motion de novo, I overrule the government's objections for the reasons below.
The district court reviews objections to a magistrate judge's proposed findings and recommendations de novo
Nevada Rule of Professional Conduct 1.7(a) governs conflicts of interest between an attorney and his counsel and states:
Nevada Rule of Professional Conduct 1.7(b) provides, however, that even if a concurrent conflict of interest exists, it can be cured if:
Judge Ferenbach concludes that a Rule 1.7(a) conflict of interest exists because Nadig is under investigation by the same U.S. Attorney's office that is prosecuting Morrow, and under the plain language of the rule, a conflict exists even where no prosecution has occurred where there is a "significant risk" that the lawyer's representation "`will' be materially limited by a lawyer's personal interest." Doc. 111 at 3-4. That, of course, is not the end of the discussion. Both Rule 1.7(a) and the Sixth Amendment permit Morrow to waive this conflict, and Judge Ferenbach also concludes that Morrow and Nadig have satisfied Rule 1.7(a) and demonstrated that Morrow's Sixth Amendment rights are not in peril because Nadig has attested to his ability to continue to provide competent and diligent representation to Morrow, Morrow's plea and cooperation agreement were made "months before the government its investigation into" Nadig, Morrow waived the conflict, and the government has not demonstrated an actual conflict adversely affecting Nadig's performance. Id. at 4-5.
The government does not seriously contest Judge Ferenbach's conclusions. Instead, the government urges me to decline to honor Morrow's written waiver under the Sixth Amendment on the grounds that I am "entitled to balance the right to retain counsel, or alternatively, substitute counsel, against the interests of judicial integrity and efficiency." Doc. 122 at 2-4. According to the government, my decision should guard my obligation "to protect a defendant from actual conflicts of interest that the client may not fully understand or appreciate." That obligation, it contends, is triggered here because, even if the conflict arose after Morrow's April 2014 plea deal was penned, Morrow will likely testify at his co-defendants' trial and Nadig may be obligated to interact with the government's attorneys; at that time he will have new incentive to "appease" the government to the detriment of his client. See Doc. 122 at 3. This, in turn, will give Morrow an ineffective-assistance-of-counsel argument, which I can avoid by simply excluding Nadig from the case. See id. at 2-3.
But it's not that simple. True, the Sixth Amendment guarantees a criminal defendant the "right to conflict-free representation."
After acknowledging that no on-point precedent exists on this particular conflict question, the government offers persuasive authority from other circuits to support the proposition that a lawyer's interest is likely to diverge from that of his client when, as here, "the lawyer is being criminally investigated and/or prosecuted by the same United States Attorney who is criminally prosecuting his client." Doc. 122 at 3.
Having thoroughly considered Judge Ferenbach's carefully developed record that illustrates, inter alia, that Morrow is fully advised of this pretrial conflict and has knowingly, voluntarily, and intelligently waived it and that Nadig believes he can continue to represent Morrow effectively; and that Nadig's role in Morrow's continued representation will be de minimis, I agree that Sixth Amendment concerns will not bar Morrow from continuing to be represented by the counsel of his choice, even if Nadig must interact with government attorneys when Morrow testifies at his co-defendants' trial. For the same reasons, Nadig's continued representation of Morrow will not undermine the public's faith in the judicial process nor support an ineffective-assistance-of-counsel claim because there is a clear and comprehensive record that Morrow has waived any potential conflict and Nadig's continued representation will not compromise Morrow's rights. Against the weight of this evidence, I find the government's trial-related hypotheticals to be speculative and unpersuasive.
In a footnote of its objection, the government also appears to object to Judge Ferenbach's finding that any danger of cross-examination can be mitigated at trial by the exclusion of evidence under Federal Rule of Evidence 403. Doc. 122 at 4 n.4 (citing Doc. 111 at 8). The government contends that since no specific objection or motion in limine regarding any potential cross-examination of Morrow has been raised or made, Judge Ferenbach should not have "sua sponte granted a motion in limine precluding Morrow's co-defendants from cross-examining Morrow on this issue." Id. at 4. I note that in its original motion to disqualify Nadig, the government argued that "Mr. Nadig's continued representation of Morrow may open the door to questions on cross-examination regarding Morrow's motive for testifying." Doc. 104 at 4. Thus, at the time, it was reasonable for Judge Ferenbach to respond to this argument with a discussion of the evidentiary implications of permitting Nadig to retain Morrow as his counsel. Nevertheless, because the government appears to be retracting this particular argument regarding the implications of Nadig's representation—presumably so it can raise the issue in a specific in limine motion closer to the time of trial—I need not address the merits of their "objection" to Judge Ferenbach's in limine ruling. But as a purely technical matter, I sustain the government's "objection" for the sole purpose of clarifying that the government may raise this issue closer to the time of trial, or at trial, and I reserve any adoption of that recommendation for another day.
Accordingly, based on the foregoing reasons, and with good cause appearing and no reason for delay,