JOHN R. TUNHEIM, Chief District Judge.
Plaintiff Stephanie Jenkins seeks a total of $801,545.00 in attorneys' fees and $18,954.73 in costs from Defendant Ted Swem following a favorable jury verdict on Jenkins's 42 U.S.C. § 1983 claim. Swem opposes the motion, arguing that the requested fees are unreasonable and excessive. Considering all reasonableness factors, the Court will grant in part Jenkins's motion, awarding $305,003.21 in attorneys' fees and $18,954.73 in costs.
Swem also moves for a new trial, arguing that the Court erred in deciding that Swem acted under the color of state law, rather than submitting the issue to the jury. Because the Court finds no error in its prior decisions, it will deny Swem's motion for a new trial.
Stephanie Jenkins filed this suit in July 2013, represented by attorney Joseph A. Larson,
After the Court denied Swem's motion for summary judgment on Jenkins's hostile work environment claim (Count VI), Swem filed an interlocutory appeal. (Notice of Interlocutory Appeal, Oct. 6, 2015, Docket No. 207.) At that time, Jenkins hired additional counsel — David E. Schlesinger and Janet M. Olawsky — with "appellate and trial expertise."
In total, four counts remained at trial: hostile work environment against the University (Count V); hostile work environment against Swem (Count VI); intentional infliction of emotional distress against Swem (Count VII); and assault against Swem (Count IX). The Court dismissed Count IX at the close of trial. Then, the jury returned a verdict in favor of Jenkins on Count VI against Swem, but found in favor of Swem and the University on the remaining counts. (Special Verdict at 1-2, Mar. 17, 2017, Docket No. 316.) The jury awarded Jenkins $1.00 in damages. (Id. at 2.)
On April 11, 2017, Jenkins moved for attorneys' fees and costs pursuant to 42 U.S.C § 1983 and Rule 54(d)(1) and 54(d)(2) of the Federal Rules of Civil Procedure. Jenkins requests $570,617.50
Under 42 U.S.C § 1988, a prevailing party in a § 1983 action may seek attorneys' fees and costs in order to provide "`effective access to the judicial process' for persons with civil rights grievances." Hensley v. Eckerhart, 461 U.S. 424, 429 (1983) (quoting H.R. Rep. No. 94-1558, at 1 (1976)). "[A] plaintiff `prevails' when actual relief on the merits of his [or her] claim materially alters the legal relationship between the parties by modifying the defendant's behavior in a way that directly benefits the plaintiff." Farrar v. Hobby, 506 U.S. 103, 111-12 (1992). "[A] plaintiff who wins nominal damages is a prevailing party under § 1988." Id. at 112.
While Swem does not specifically contest that Jenkins was a prevailing party, Swem argues that Jenkins's victory was technical and that any attorneys' fees awarded would be unreasonable. To support his argument, Swem cites Milton v. Des Moines, 47 F.3d 944, 945 (8
Here, the Court finds that Jenkins's victory is not merely technical because it fundamentally changed the relationship between Jenkins and Swem. Swem has maintained, and the presumption throughout litigation is, that Swem's conduct was not impermissible under § 1983. However, the jury's verdict in this case confirms that Swem's conduct was illegal, which changes the relationship between the parties. Preventing sexual harassment to enable broad participation of all genders in the workforce is an important public goal. See City of Riverside v. Rivera, 477 U.S. 561, 579 (1986) ("Regardless of the form of relief he [or she] actually obtains, a successful civil rights plaintiff often secures important social benefits that are not reflected in nominal or relatively small damages awards."). The jury's judgment that Swem engaged in impermissible conduct is neither technical nor de minimis. Accordingly, although the Court will consider the degree of success in determining the reasonableness of the attorneys' fees, the Court rejects Swem's argument that Jenkins's victory was only technical or de minimis and did not entitle her to attorneys' fees in any amount.
The district court has "broad discretion" in awarding attorneys' fees. Hanig v. Lee, 415 F.3d 822, 825 (8
Reasonableness of the award depends on twelve primary factors laid out in the legislative history.
Here, Swem does not specifically challenge the hourly rates that any attorney assessed or the application of the hourly rates in this case, and the Court finds the hourly rates to be reasonable. Swem, instead, challenges certain individual fees explicitly and also broadly contends that the fees are unreasonable and excessive. In light of Swem's arguments, the Court has broadly categorized each fee and will reduce the fee category, considering Swem's challenges and only awarding fees the Court finds were necessary for Jenkins's successful claim. For the reasons discussed below, the Court will reduce the requested fees as shown ill the following charts:
Swem asks the Court to reduce Jenkins's fee award based on the unreasonable number of attorneys who worked on her case. However, the number of attorneys alone does not affect the reasonableness analysis; what matters is the number of efficient hours worked on non-duplicative services. A.J by L.B. v. Kierst, 56 F.3d 849, 863-64 (8
There is, however, some duplication of effort when additional attorneys are brought into a case, and those fees should be reduced. Id. While it is not unreasonable for two attorneys to discuss a case, bringing new attorneys into a case, as here, requires the new attorneys to familiarize themselves with the case, which can be time consuming. The Court will therefore reduce Larson's total fee award by 20 percent after Schlesinger and Olawsky joined the litigation, finding that roughly 20 percent of his time was duplicated and dedicated to conferences with co-counsel that were not independently necessary for success on Count VI. The Court will also reduce Schlesinger and Olawsky's fees by 30 percent, finding that roughly 30 percent of their work was duplicative of work already performed by Larson and not independently necessary for success on Count VI. All later fee totals discussed will include these reductions.
Swem contends that Larson improperly assessed approximately one-half of the early-litigation fees against him when the fees should have been distributed evenly among all of the defendants asserted in the Complaint. The Court, however, finds that attributing approximately one-half of the early-litigation fees to Swem was reasonable. Many of the activities undertaken prior to filing the complaint were necessary for Jenkins's victory on Count VI, including gathering factual information, conducting research, and drafting the complaint. Jenkins is not barred from seeking compensation for the entirety of the fee when an attorney's time serves a dual purpose on a successful and unsuccessful claim. Fox, 563 U.S. at 840-41.
Beyond that, Swem's actions toward Jenkins formed the foundation of the complaint and, therefore, necessitated a large portion of the fees amassed during research, discovery, and ongoing litigation. Necessarily, Jenkins spent most of the prehearing and pretrial preparation building a case against Swem because, without winning Count VI, success on the other counts would have been nearly impossible. While preparation costs, such as discussing the case with the client, preparing for depositions, and phone conferencing with a therapist helped to build the case against the other defendants, these fees were necessary to prevail at trial on the successful claim.
That said, Jenkins did not achieve a great success during litigation, and the earlylitigation fees should be reduced to reflect the outcome at trial. Hensley, 461 U.S. at 430. Here, the Court will reduce early-litigation fees to one-third of the requested value, considering the limited nature of Jenkins's success. This brings the early-litigation fees to $72,490.61 for Larson and $1,258.95 for Schlesinger and Olawsky.
The Court finds all attorneys' fees associated with Swem's appeal were necessary for Jenkins to prevail on Count VI and reasonable given the victory obtained on interlocutory appeal. Moreover, because Swem was the only party appealing, all fees related to the appeal are attributable to Swem and not to any other defendant. Therefore, after accounting for duplication in effort, the Court will assess 100 percent of the fees associated with the appeal against Swem, resulting in $61,807.00 in fees for Larson and $13,777.75 in fees for Schlesinger and Olawsky.
Swem engaged in significant motion practice, some of which was excessive, throughout the pretrial period, increasing the length and cost of litigation. Swem filed numerous motions, some of which were duplicative, as well as extensions for time to respond.
Swem argues that the Court should reduce Jenkins's fees related to trial and pretrial settlement negotiations because they were unreasonable and related to both the University and Swem. At the pretrial settlement conference and at trial, four claims remained against the University and Swem. The parties discussed many of the same topics in relation to claims against both the University and Swem. It is impossible to know the exact amount of time and expense Jenkins spent in relation to Count VI, as the claims were intertwined and often indistinguishable. Furthermore, the settlement negotiations involved both the University and Swem and the parties failed to reach an acceptable settlement. The Court estimates that roughly 20 percent of the time at trial and during the settlement process related specifically to Count VI. The Court approximates that Jenkins spent an additional 60 percent of the time at trial and during the settlement process devoted to evidence and fact finding necessary for all claims, including Count VI. Thus, in total, approximately 80 percent of pretrial settlement and trial fees are attributable to Swem. Given that Jenkins failed to prove damages regarding her claim, the Court will only award 40 percent of all settlement, trial preparation, and trial fees against Swem. The Court, therefore, awards $54,723.80 to Larson and $54,724.60 to Schlesinger and Olawsky for trial and settlement fees.
Based exclusively on the attorney log descriptions, ascertaining the exact nature of work performed is difficult. A fee should not be assessed against Swem if it cannot be determined that it was necessary for Jenkins to prevail at trial. Swem objects to a number of specific entries, and while Swem does not make explicit arguments for why each entry listed should be excluded, the Court is responsible for awarding "reasonable" attorneys' fees necessary to prevail on the successful claims. See 42 U.S.C. § 1988(b). The Court has reviewed Jenkins's request and will not asses certain fees,
In sum, the Court will award $231,619.41 in fees to Larson and $73,383.80 in fees to Nichols Kaster, for a total of $305,003.21.
Under Fed. R. Civ. P. 54(d)(1), the Court should tax costs in favor of a prevailing party.
Stanley v. Cottrell, Inc., 784 F.3d 454, 464 (8
Swem challenges Jenkins's request for costs related to depositions, arguing Jenkins took the depositions to support the unsuccessful claims. For the same reasons discussed above, there is substantial overlap in Jenkins's claims, and the Court finds the relevant depositions were necessary for Jenkins's success on the Count VI. Swem also argues that the depositions costs are unwarranted because some depositions, or portions of depositions, were not used at trial. However, "[e]ven if a deposition is not introduced at trial, a district court has discretion to award costs if the deposition was `necessarily obtained for use in [the] case' and was not `purely investigative.'" Smith v. Tenet Healthsystem SL, Inc., 436 F.3d 879, 889 (8
Swem lacks other specific objections to Jenkins's requested costs. Upon review, the Court finds the costs reasonable and recoverable under § 1920, 28 U.S.C. § 1821, or as attorneys' fees under § 1988. See Jenkins v. Kansas City Mo. Sch. Dist., 525 F.3d 682, 682 n.1 (1996) (per curiam) (noting that "travel expenses and other out-of-pocket expenses that a law firm normally would bill to its client are more properly characterized as part of an attorney fee award" under § 1988); Bricklayers & Allied Craftworkers v. ARB Constr., Inc., No. 13-3883, 2016 WL 4943254, at *10 (E.D. Pa. Sept. 15, 2016) (discussing costs under § 1988). Therefore, all requested costs, totaling $18,914.73, will be assessed against Swem. (Bill of Costs at 1.)
Swem moves for a new trial on liability under Rules 50(b) and 59 of the Federal Rules of Civil Procedure. (Reply Br. in Supp. of Swem's Post-Verdict Mot. at 1, May 29, 2017, Docket No. 346.) Rule 59(a)(1)(A) provides: "[t]he court may, on motion, grant a new trial on all or some of the issues . . . after a jury trial, for any reason for which a new trial has heretofore been granted in an action at law in federal court." A new trial is appropriate when, because of legal errors, the first trial "resulted in a miscarriage of justice." Gray v. Bicknell, 86 F.3d 1472, 1480 (8
Swem argues that the Court erred in declining to submit to the jury the question of whether he was acting under color of state law. In support, Swem reiterates the argument he made and the Court rejected at various points during this case. At summary judgment, the Court found that Swem was acting under color of state law because "Swem was only able to allegedly harass Jenkins because of the collaboration between the USFWS and the University" and "Swem's actions took place while he was cloaked with authority provided to him by the University . . . as a mentor and supervisor for Jenkins." Jenkins, 131 F. Supp. 3d at 875. Swem raised the same argument in opposing Jenkins's motion in limine seeking to preclude Swem from arguing that he was not acting under color of state law. (See Response to Pl.'s Mot. in Limine — Color of State Law, Feb. 26, 2017, Docket No. 264.) The Court granted Jenkins's motion in limine on the issue, relying on its decision at summary judgment. (Min. Entry, Mar. 3, 2017, Docket No. 275.) Finally, Swem made the same argument in his Request for Permission to File Reconsideration Request regarding the Court's decision on the motion in limine. (Req. for Permission to File Recons. Req., Mar. 8, 2017, Docket No. 277.) The Court denied Swem's request, finding Swem raised no new argument or facts and did not alter the Court's initial conclusion on the issue. (Order at 2, Mar. 13, 2017, Docket No. 290.)
Swem still provides no new evidence, arguments, or law calling into question the Court's reasoning or suggesting that the Court's decision was erroneous. Moreover, the Court properly decided this issue as a matter of law rather than submitting it to the jury. See 8
Based on the foregoing, and all the files, records, and proceedings herein,
1. Jenkins's Motion for Attorneys' Fees and Costs [Docket No. 325] is
The Court directs the Clerk's Office to enter
2. Swem's Motion for New Trial [Docket No. 336] is
Hensley, 461 U.S. at 430 n.3.