Filed: Aug. 16, 2010
Latest Update: Feb. 21, 2020
Summary: NOT PRECEDENTIAL IN THE UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT NO. 06-3982 UNITED STATES OF AMERICA v. ANDRE M. HUGGINS, Appellant On Appeal From the United States District Court For the District of Delaware (D.C. Crim. Action No. 03-cr-00091-1) District Judge: Hon. Sue L. Robinson Submitted Pursuant to Third Circuit LAR 34.1(a) February 26, 2010 BEFORE: CHAGARES, STAPLETON and LOURIE,* Circuit Judges (Opinion Filed: August 16, 2010) * Hon. Alan D. Lourie, United States Circuit Jud
Summary: NOT PRECEDENTIAL IN THE UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT NO. 06-3982 UNITED STATES OF AMERICA v. ANDRE M. HUGGINS, Appellant On Appeal From the United States District Court For the District of Delaware (D.C. Crim. Action No. 03-cr-00091-1) District Judge: Hon. Sue L. Robinson Submitted Pursuant to Third Circuit LAR 34.1(a) February 26, 2010 BEFORE: CHAGARES, STAPLETON and LOURIE,* Circuit Judges (Opinion Filed: August 16, 2010) * Hon. Alan D. Lourie, United States Circuit Judg..
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NOT PRECEDENTIAL
IN THE UNITED STATES COURT
OF APPEALS
FOR THE THIRD CIRCUIT
NO. 06-3982
UNITED STATES OF AMERICA
v.
ANDRE M. HUGGINS,
Appellant
On Appeal From the United States
District Court
For the District of Delaware
(D.C. Crim. Action No. 03-cr-00091-1)
District Judge: Hon. Sue L. Robinson
Submitted Pursuant to Third Circuit LAR 34.1(a)
February 26, 2010
BEFORE: CHAGARES, STAPLETON and
LOURIE,* Circuit Judges
(Opinion Filed: August 16, 2010)
* Hon. Alan D. Lourie, United States Circuit Judge for the Federal Circuit, sitting by
designation.
OPINION OF THE COURT
STAPLETON, Circuit Judge:
Andre Huggins appeals criminal convictions and sentences imposed by the United
States District Court for the District of Delaware. For the reasons that follow, we will
affirm the judgment of the District Court.
I. Factual and Procedural Background
This criminal case arose out of a joint investigation conducted by the Internal
Revenue Service (“IRS”) and the Drug Enforcement Administration (“DEA”). Federal
law enforcement officers became interested in Huggins during an investigation into a
used car business named 1800 Motor Cars in Wilmington, Delaware. The IRS suspected
that 1800 Motor Cars was accepting large cash payments from drug dealers but was not
reporting such transactions to the IRS, as required by federal law. Huggins was a client
of 1800 Motor Cars, and law enforcement officers believed he was dealing drugs as his
primary source of income. As part of the investigation, law enforcement officers used a
variety of techniques to investigate Huggins, including surveillance, wiretaps, and a pen
register. The agents also conducted undercover operations, using a confidential informant
to attempt to purchase drugs from Huggins.
2
In connection with this investigation, the law enforcement officers sought and
received authorization to search Huggins’s home for evidence of drug trafficking. At
trial, three law enforcement officers testified that Huggins agreed to speak with them
while his home was being searched and confessed that he was involved in distributing
large amounts of cocaine. Huggins was arrested that day.
A grand jury returned a third superseding indictment, charging Huggins in
seventeen counts. Count I charged that Huggins and Ricardo Rogers, a separately
indicted co-conspirator, and others engaged in a conspiracy to distribute five kilograms or
more of cocaine and distribute fifty grams or more of cocaine base between November
2001 and June 2002, in violation of 21 U.S.C. § 846 and 18 U.S.C. § 2. Counts II
through XI charged Huggins and Rogers with distributing cocaine or cocaine base on
specific dates between February 21, 2002, and June 4, 2002. Count XII charged that
Huggins and Jermaine Franklin, a previously indicted co-conspirator, and others
conspired to possess with intent to distribute five kilograms or more of cocaine, in
violation of 21 U.S.C. § 846. Count XIII charged Huggins and Franklin with knowingly
managing and controlling a building, room, and enclosure for the purpose of unlawfully
storing and distributing cocaine, in violation of 21 U.S.C. §§ 856(a)(2) and (b) and 18
U.S.C. § 2. Count XIV alleged that Huggins and Franklin knowingly possessed cocaine
with the intent to distribute on May 28, 2003. Lastly, Counts XV through XVII charged
Huggins with money laundering, in violation of 18 U.S.C. §§ 1956(a)(1)(B)(i) and 2
3
involving transactions involving a Cadillac Escalade on December 3, 2001, a GMC
Denali on August 14, 2002, and the same GMC Denali on February 3, 2003.
Huggins filed pretrial motions. He moved to dismiss the indictment with
prejudice, contending that one of the federal agents involved in the investigation
presented materially false information to the grand jury. He also moved to suppress the
statements made during the search of his residence, arguing that they were obtained in
violation of his Miranda rights and were involuntary. The District Court denied the
motion to dismiss the indictment without a hearing. The Court also denied the motion to
suppress after holding an evidentiary hearing. The case proceeded to trial.
At trial, the government presented the testimony of the three law enforcement
officers who interviewed Huggins at his home, Special Agent Greene of the IRS, Special
Agent Miller of the DEA, and Task Force Officer Collins 1 of the DEA Task Force.
Agent Greene testified that, during the search of the house, the three law enforcement
officers spoke with Huggins in his bedroom. During this discussion, Agent Greene
explained to Huggins that he had conducted an investigation of his finances and had
concluded that his expenditures exceeded the approximately $5,000 of legitimate income
reported on his 2001 tax return. Agent Greene then explained to Huggins that, based on
the investigation, the officers believed he was making his money by distributing drugs.
1
Task Force Officer Collins testified that he worked as a parole officer for the State of
Delaware. During the time relevant to the criminal case, Task Force Officer Collins was
assigned to the DEA Task Force.
4
According to Agent Greene, Huggins initially denied being involved in drug
activity but eventually confessed that he was selling powder cocaine. Agent Greene
stated that Huggins told them that other individuals, including Ricardo Rogers, Jermaine
Franklin, and Ricardo Barnaby, were also involved in selling drugs with him.
Specifically, Huggins stated that he sold cocaine to Rogers in four and a half ounce and
nine ounce quantities and that Huggins was aware that Rogers converted the powder
cocaine into crack cocaine. According to Agent Greene, Huggins also informed them that
Franklin held kilograms of cocaine for him and that Franklin held “one to two kilos and
up to five kilos” “a couple of times.” (App. at 275-76.) Agent Greene also testified that
Huggins told the officers he had been purchasing powder cocaine from Barnaby, whom
Huggins called Pop or Man-pop, for the previous six months and that he purchased up to
ten kilograms of powder cocaine from Barnaby at a time.
The officers also asked Huggins about his involvement with 1800 Motor Cars.
Agent Greene said that Huggins told them that he found out about 1800 Motor Cars
through an acquaintance. Huggins explained to the officers that he spoke with Chris
Malatesta, an employee at 1800 Motor Cars, and told him he needed some cash “cleaned
up” and wanted to buy a car. (App. at 290.) According to Huggins, 1800 Motor Cars
charged two thousand dollars extra to “clean up” the cash — in other words, to make the
transaction appear legitimate and avoid reporting that the business had received over ten
thousand dollars in cash. Huggins said he purchased several cars from 1800 Motor Cars,
including a 2001 GMC Denali.
5
Agent Greene also testified about his investigation of Huggins’s finances. He
testified that Huggins lived in a house with a pool in Bear, Delaware, that was purchased
for approximately $332,000. He further explained that law enforcement officers
discovered a number of expensive items in Huggins’s home, including a forty-two inch
plasma television, fur coats, and eighty-two sports jerseys. Agent Greene also testified
the IRS had no record of tax returns filed by Huggins for the years 1999, 2000, 2002, or
2003, but Huggins did report $5,465 of business income on his 2001 tax return. Agent
Greene stated that Huggins explained that he purchased the items in his home with the
money he received from selling drugs.
Task Force Officer Collins and Agent Miller also testified at trial and corroborated
Agent Greene’s statements with regard to Huggins’s confession — testifying that
Huggins told them that he was involved in dealing cocaine, that he supplied Rogers with
cocaine, that Franklin held his drugs for him, and that he purchased drugs from Ricardo
Barnaby.
Ricardo Rogers, one of the individuals Huggins identified as involved in
distributing drugs with him, also testified for the government at trial. Rogers testified that
he sold cocaine and crack cocaine from November 2001 to June 2002 and that Huggins
supplied him with the cocaine he sold. Rogers explained that Huggins supplied him with
cocaine in four and a half ounce quantities. Rogers also testified that Huggins was aware
that he cooked some of the cocaine into crack cocaine and sold it in that form.
6
With regard to the drug transaction alleged in Count II of the Third Superseding
Indictment,2 Rogers testified that he saw Melvin Barner, whom he had met several years
earlier, at Huggins’s store, Sight and Sound, in February of 2002. Rogers testified that
Barner spoke with Huggins in the back of the store and then left the store. After Barner
left, Huggins told Rogers that Barner was trying to buy drugs and asked if Rogers “could
take care of him.” (App. at 1156.) Rogers agreed to supply Barner with the drugs he had
asked for and asked Huggins for Barner’s phone number. After getting the number from
Huggins, Rogers then called Barner, who wanted to buy four and a half ounces of
cocaine. He explained to Barner that Huggins told him to “holler” at him, arranged to
meet him, and sold him four and a half ounces of cocaine for approximately $3,500 or
$3,600. (App. at 1158.) After the first sale, Rogers continued to sell to Barner and
testified that he sold drugs to Barner a total of seven times from the first date into the
early summer of 2002. In addition to Barner, Rogers said he sold drugs to hundreds of
other individuals during that time period and was selling approximately one kilogram of
cocaine or crack cocaine per week.
Melvin Barner also testified at trial. He testified that he worked as a paid
confidential informant for the DEA in the spring and summer of 2002. Barner testified
that on February 19, 2002, he went to Huggins’s store to attempt to set up a drug deal
with Huggins at the behest of DEA agents. Barner and Huggins exchanged phone
2
Count II charged Huggins and Rogers with knowingly distributing cocaine “[o]n or
about February 21, 2002.” (App. at 51.)
7
numbers, and Barner asked Huggins where he could buy cocaine. Huggins answered that
he could provide it and that he had a friend who was coming in that evening and asked
Barner to call him then. Barner then asked how much four and a half ounces of cocaine
would cost. Huggins responded that it would cost $3,500. Barner stated that he left with
Huggins’s number, but that Rogers called him the next day, they set up a drug deal, and
completed the deal the following day. Barner also testified that he completed a total of
seven drug deals with Rogers in the spring and summer of 2002 and described each of
those transactions in detail.
Jermaine Franklin also testified as to his relationship with Huggins at trial.
According to Franklin, Huggins offered him approximately $1,000 per week to allow
Huggins to use his apartment to “stash” drugs. (App. at 509.) After agreeing to this
arrangement in April of 2003, Huggins then began bringing a bag to Franklin’s apartment
once a week. Franklin would put the bag in his closet, and Huggins would leave. At
other times, Huggins would come to Franklin’s apartment to retrieve items out of the bag.
Franklin testified that Huggins dropped off a bag approximately every week but would
come to retrieve items more frequently. Franklin testified that he saw the contents of the
bags and believed they contained kilograms of cocaine based on their white color and
rectangular shape. He was uncertain about the number of kilograms of cocaine in each
bag but believed there was more than one kilogram of cocaine in each bag. Franklin
testified that Huggins stopped dropping off drugs in July of 2003. During the period from
April to July of 2003, Franklin also testified that he picked up drugs from someone named
8
Pop, at Huggins’s request. Franklin believed that the bags he picked up from Pop
contained the same amount of drugs as those Huggins brought to his apartment. Under
cross-examination, however, Franklin testified that he was unsure about the exact amount
of cocaine in the bags brought to his apartment and had guessed with regard to those
amounts.
In addition to the testimony of Franklin, the jury also heard tape recordings of calls
between Huggins and Franklin, which Franklin identified as calls in which Huggins
would notify Franklin that he was coming to his apartment to pick up drugs from him.
Chris Malatesta, the sales manager at 1800 Motor Cars, testified that he sold five
cars to Huggins, including a 2001 GMC Denali (“Denali”). With regard to the Denali,
Malatesta said that Huggins wished to purchase the vehicle but told Malatesta to title it in
his grandmother’s name. Malatesta testified that he and other employees of 1800 Motor
Cars falsified numbers on the bill of sale to conceal the fact that Huggins had paid over
$10,000 in cash to the dealership so that the business would not have to report the
transaction. 1800 Motor Cars also took out a loan in Huggins’s grandmother’s name for
the amount Huggins owed after the cash and a trade-in car were credited toward the sale.
A few weeks later, an employee of the bank that provided the loan called Malatesta and
expressed concern that Huggins’s grandmother had told them she was not aware of the
loan that had been taken out in her name. Malatesta testified that he then called Huggins,
and Huggins brought him $18,000 in cash to pay off the loan. Malatesta explained that
9
the loan documents showed the entire loan being paid off approximately nine days after it
was taken out.
Malatesta testified that Huggins then told him to put his father’s name, instead of
his grandmother’s name, on the title of the Denali. Malatesta then created a false bill of
sale that reflected that the Denali was sold to Huggins’s father so that the Delaware
Division of Motor Vehicles would record the title in Huggins’s father’s name. Malatesta
also testified that the title of the Denali listed Huggins’s father as the vehicle’s owner.
The testimony of Huggins’s grandmother, Ruby Spielman, and his father, Donald
Jones, corroborated Malatesta’s account of events. Spielman testified that she never
authorized 1800 Motor Cars to take out a loan for $18,000 in order to pay for a 2001
Denali and was upset when she found out about the loan. Huggins’s father, Donald
Jones, testified that Huggins asked him if he could put the Denali in Jones’s name, and
Jones agreed. Jones also stated that he did not pay any money for the Denali, that it was
Huggins’s car, that Huggins was the primary driver of the Denali, and that it was kept at
Huggins’s home.
After the nine day trial, the jury convicted Huggins of six counts: two counts of
distribution of cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(C) and 18
U.S.C. § 2 (Counts II and XIV); (2) one count of conspiracy to distribute more than five
kilograms of cocaine, in violation of 21 U.S.C. § 846 (Count XII); (3) one count of
maintaining a dwelling to distribute cocaine, in violation of 21 U.S.C. § 856(a)(2) and (b)
and 18 U.S.C. § 2 (Count XIII); and two counts of money laundering, in violation of 18
10
U.S.C. §§ 1956(a)(1)(B) and 2 (Counts XVI and XVII). The jury was unable to reach a
verdict on Count I of the third superseding indictment and acquitted Huggins of the
remaining ten counts.
Huggins filed a timely motion for judgment of acquittal, seeking acquittal on each
of the six counts of conviction. The government also sought forfeiture on Counts II, XII,
XVI, and XVII. The parties agreed that the Court would decide the amount of forfeiture
and, after holding a hearing on both motions, the Court denied Huggins’s motion for
acquittal and found that the forfeiture amount was $292,000. Although the total
forfeiture amount was $292,000, the money judgment was reduced to $262,000 because
the government was able to recover $30,000 from the sale of Huggins’s Denali.
Shortly before Huggins was scheduled to be sentenced, his trial counsel withdrew,
and he obtained new counsel. The sentencing was rescheduled. On November 4, 2005,
Huggins moved for a new trial based on newly discovered evidence. This new evidence
included an affidavit from Melvin Barner, the confidential informant, and a private
investigator hired by Huggins’s family. In the affidavit, Barner allegedly recanted his
trial testimony and stated that the government had given him a script before he testified at
trial. The investigator reported that Barner had made similar statements to him. In
response to this motion, the District Court held an evidentiary hearing. After the hearing
and post-hearing briefing, the Court denied the motion for a new trial.
In August of 2006, more than a year and a half after the jury verdict, Huggins filed
a pro se motion for a new trial, arguing that the government knowingly presented false
11
evidence at trial, and a second pro se motion to vacate the convictions and dismiss the
indictment or for a new trial based on the government’s failure to disclose exculpatory
information in violation of its obligations under Rule 16 and Brady v. Maryland, 373 U.S.
83 (1963). At the August 21, 2006, sentencing hearing, the District Court denied those
pro se motions as untimely.
The Court then sentenced Huggins to 240 months of imprisonment on each of the
six counts, ten years of supervised release on three of the counts, and three years of
supervised release on the remaining three counts, all to run concurrently. The Court
ordered Huggins to pay a special assessment of $600 and entered a final order of
forfeiture, awarding the government a $262,000 money judgment. Huggins filed a timely
appeal.3
II. Discussion 4
3
The counsel who assisted Huggins with his motion for a new trial based on newly
discovered evidence and at his sentencing hearing was permitted to withdraw from her
representation after Huggins was sentenced. This Court appointed the Federal Public
Defender for the District of Delaware to represent Huggins on appeal. After his
counseled opening brief was filed with the Court, Huggins wrote to the Court, expressing
dissatisfaction with his attorneys. Huggins then filed a pro se motion, seeking
appointment of new counsel or, in the alternative, permission to file a pro se supplemental
brief. Huggins’s motion was denied in accordance with Third Circuit Local Appellate
Rule 31.3. His subsequent motion to reconsider was also denied. Huggins then filed
another pro se motion, asking the Court to suspend Local Appellate Rule 31.3 and allow
him to file a pro se brief. This motion was referred to a merits panel. This panel granted
Huggins’s motion and allowed him to file a pro se supplemental brief. This opinion
addresses the issues raised in Huggins’s counseled and pro se briefs.
4
The District Court exercised jurisdiction pursuant to 18 U.S.C. § 3231, and we have
jurisdiction pursuant to 18 U.S.C. § 3742(a) and 28 U.S.C. § 1291.
12
Huggins makes several arguments on appeal. He contends that: (a) the District
Court erred by denying his motion to suppress; (b) the evidence was insufficient to
support any of the six counts of conviction; (c) the Court erred by denying his motion for
a new trial based on newly discovered evidence; (d) the Court erred in calculating his
Guidelines range and in determining the forfeiture amount; (e) the Court erred by denying
his motion for a new trial based on the government’s use of false evidence; and (f) the
Court erred by denying his motion to vacate the convictions and dismiss the indictment
or, in the alternative, for a new trial based on the government’s failure to produce Rule 16
or Brady material. He also claims that his convictions should be vacated and the
indictment dismissed because of prosecutorial misconduct before the grand jury and asks
us to resolve his ineffective assistance of counsel claim on direct appeal. We address
each of his arguments in turn.
A. Motion to Suppress
Before trial, Huggins moved to suppress the statements obtained during the search
of his home, arguing that the statements were inadmissible because the officers violated
Miranda v. Arizona, 384 U.S. 436 (1966), and the statements were involuntary. The
Court held an evidentiary hearing and heard testimony from the three officers who
interviewed Huggins and Huggins, himself.
The District Court denied the motion, finding that Huggins “was afforded Miranda
warnings and his statements were voluntary.” (Supp. App. at 513.) Specifically, the
Court found that Agent Miller advised Huggins of his Miranda rights “almost
13
immediately upon the officers’ entry” and that Huggins had knowingly signed a written
Miranda waiver form. Id. at 513-14. On appeal, Huggins argues that the District Court
erred by finding that he was informed of his Miranda rights and that he voluntarily
waived those rights. He also claims, for the first time on appeal, that he invoked his right
to remain silent by informing the officers that he did not wish to discuss drugs.
We review a district court’s denial of a motion to suppress for clear error as to the
underlying facts but exercise plenary review over its legal conclusions. See United States
v. Brown, 595 F.3d 498, 514 (3d Cir. 2010). A suppression argument made for the first
time on appeal is waived pursuant to Federal Rule of Criminal Procedure 12 unless good
cause is shown. United States v. Rose,
538 F.3d 175, 184 (3d Cir. 2008).
Miranda requires law enforcement officers to warn suspects of their right to
remain silent and their right to an attorney before they may be subjected to a custodial
interrogation. Berghuis v. Thompkins, 130 S. Ct. 2250, 2259 (2010). “The main purpose
of Miranda is to ensure that an accused is advised of and understands the right to remain
silent and the right to counsel.”
Id. at 2261. Thus, a statement made during a custodial
interrogation is “inadmissible at trial unless the prosecution can establish that the accused
‘in fact knowingly and voluntarily waived [Miranda] rights’ when making the statement.”
Id. at 2260 (quoting North Carolina v. Butler,
441 U.S. 369, 373 (1979)). The waiver
must be (1) “voluntary in the sense that it was the product of a free and deliberate choice
rather than intimidation, coercion, or deception” and (2) “made with a full awareness of
14
both the nature of the right being abandoned and the consequences of the decision to
abandon it.” Id. (internal quotations and citations omitted).
After reviewing the transcript of the evidentiary hearing, we conclude that the
District Court did not clearly err by finding that Huggins was properly advised of his
Miranda rights before he was questioned by the officers. At the evidentiary hearing,
Agent Miller testified that, upon entering Huggins’s residence, he read the warnings from
a standard card issued to DEA agents. Task Force Officer Collins corroborated this
testimony. Although Huggins testified that this warning did not occur, the District Court
did not clearly err by crediting the testimony of the law enforcement officers instead of
that of Huggins.
Second, the Court did not err by concluding that Huggins explicitly waived his
rights by knowingly signing the “Miranda Advisement” given to him by Agent Miller.
The evidence presented at the hearing did not support a conclusion that the waiver
resulted from intimidation, coercion, or deception. The evidence also supports the
Court’s finding that Huggins signed knowingly.5 Although Huggins testified that he
believed he was signing a consent form regarding his laptop computer, the Court did not
5
Huggins does not contend that he did not understand the meaning of the Miranda
warnings. In fact, Huggins testified at the evidentiary hearing that he had been arrested
previously and been advised of his Miranda rights on at least two occasions prior to
August 2003. When asked if he understood the significance of Miranda rights, he
responded, “Yes, I understand Miranda vs. Arizona,” and stated that he understood what
the warnings meant when they were given prior to the questioning in this case. (Supp.
App. at 418.)
15
clearly err by not crediting Huggins’s testimony, and instead crediting the testimony of
the law enforcement officers and recognizing that the form was clear as to its contents.
Finally, Huggins also argues, for the first time on appeal, that he invoked his right
to remain silent by informing the agents that he did not wish to speak about drugs.
Although we doubt Huggins could succeed on this argument in light of the Supreme
Court’s recent decision in Berghuis, we need not address it because Huggins waived it by
failing to raise it before the District Court. Rose, 538 F.3d at 184. Moreover, Huggins
has not shown good cause for his failure to raise it. Accordingly, we do not address it and
conclude that the District Court did not err by denying Huggins’s motion to suppress.
B. Sufficiency of the Evidence
Next, Huggins claims that the evidence was insufficient to support any of the
counts of conviction. “When evaluating a sufficiency of the evidence challenge, we must
view the evidence in the light most favorable to the government and must sustain the
jury’s verdict if a reasonable jury believing the government’s evidence could find guilt
beyond a reasonable doubt.” United States v. Vosburgh, 602 F.3d 512, 537 (3d Cir. 2010)
(internal quotations and citations omitted). Moreover, “[t]he jury is entitled to draw
reasonable inferences from the trial evidence.”
Id. “We will overturn a conviction for
insufficient evidence only if ‘no rational trier of fact could have found [the defendant]
guilty beyond a reasonable doubt.’” United States v. Holmes,
607 F.3d 332, 335 (3d Cir.
2010) (quoting United States v. Johnson,
302 F.3d 139, 149 (3d Cir. 2002)).
1. Count II
16
On appeal, Huggins argues that the evidence was insufficient to convict him on
Count II because he did not facilitate the February 2002 drug transaction between Barner
and Rogers. Count II charged Huggins with knowingly distributing cocaine, in violation
of 21 U.S.C. §§ 841(a)(1) and (b)(1)(C) and 18 U.S.C. § 2, on or about February 21,
2002. At trial, the jury was instructed as to principal and aider and abettor liability for
Count II.
The evidence at trial, when viewed in the light most favorable to the government,
was sufficient to allow a jury to conclude that Huggins knowingly distributed cocaine or
aided and abetted the distribution of cocaine as alleged. First, Barner testified that he
visited Huggins in his store on February 19, 2002, that they exchanged phone numbers,
and that he asked Huggins how he could obtain cocaine. Barner testified that Huggins
responded that he had a friend who was coming who could provide it and also quoted a
price for four and a half ounces of cocaine. Barner further testified that Rogers called
him the next day, they arranged for Barner to purchase four and a half ounces of cocaine
at the price Huggins quoted, and that he did in fact purchase that amount of cocaine from
Rogers on February 21, 2002. Second, Rogers testified that Huggins asked him if he
could provide Barner with the cocaine he was seeking. Rogers agreed to do so and sold
four and a half ounces of cocaine to Barner. Finally, Agent Greene, Agent Miller, and
Task Force Officer Collins testified that Huggins admitted to selling cocaine to Rogers on
several occasions when he spoke with agents at his home. This evidence was sufficient to
17
support the jury’s verdict that Huggins knowingly distributed cocaine or aided or abetted
the distribution of cocaine on February 21, 2002.6
2. Counts XII, XIII, and XIV
Count XII charged that, from on or about April 28, 2003, to on or about July 11,
2003, Huggins and Jermaine Franklin and others knowingly conspired to possess with the
intent to distribute five kilograms or more of cocaine, in violation of 21 U.S.C. § 846.
Count XIII charged that Huggins and Franklin knowingly managed a building, room, and
enclosure for the purpose of unlawfully storing and distributing cocaine, in violation of
21 U.S.C. §§ 856(a)(2) and (b) and 18 U.S.C. § 2. Count XIV charged that, on or about
6
Huggins contends that Agent Ramos-Diaz’s trial testimony and Agent Miller’s notes
require us to conclude that Rogers was not present in Huggins’s store on February 19,
2002, and thus there is insufficient evidence to support the jury’s verdict that Huggins
aided and abetted the distribution of cocaine to Barner. We conclude to the contrary. At
trial, Rogers testified that he was inside of Huggins’s store when Barner came in and
spoke with Huggins. Barner, on the other hand, testified that Rogers was on his way into
Huggins’s store as he was exiting it. Consistent with Barner’s testimony, Agent Ramos-
Diaz testified, and Agent Miller’s notes confirmed, that Agent Ramos-Diaz saw Barner
meet and speak with Rogers outside of the store. Although Huggins has identified
inconsistencies among the trial testimony of Rogers, Barner, and Agent Ramos-Diaz with
regard to whether Rogers was inside of Huggins’s store while Huggins was speaking with
Barner, this does not establish that Rogers did not enter the store and speak with Huggins
about selling cocaine to Barner on February 19, 2002. In fact, the testimony of Barner
and Agent Ramos-Diaz support an inference that Rogers was headed into Huggins’s store
after speaking with Barner. The jury, as the finder of fact, was entitled to draw such an
inference or to credit the testimony of Rogers. Accordingly, the evidence, when viewed
in the light most favorable to the government, was sufficient to support the jury’s verdict,
and these inconsistencies do not give us reason to overturn it.
18
May 28, 2003, Huggins and Franklin knowingly possessed with intent to distribute
cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(C) and 18 U.S.C. § 2.
On appeal, Huggins makes three arguments with regard to these convictions. First,
with regard to all three counts, he contends that there is no direct evidence that what he
possessed was cocaine. With regard to Count XII, he also argues that the evidence did
not support a conclusion that the conspiracy involved five or more kilograms of cocaine
and that the evidence did not show an agreement between two or more persons.
First, the government was not required to produce direct evidence that Huggins
possessed cocaine during the conspiracy. Contrary to Huggins’s argument that the
government was required to produce a chemical analysis to prove he conspired to
distribute cocaine, the government may prove the identity of a controlled substance
through circumstantial evidence. See, e.g., Griffin v. Spratt, 969 F.2d 16, 22 n.2 (3d Cir.
1992). Here, there was sufficient circumstantial evidence for the jury to conclude that
Huggins and Franklin were distributing cocaine. Significantly, three law enforcement
officers testified that Huggins told them he was selling powder cocaine and that Franklin
held his “stash” for him. In addition, Franklin testified that he had seen the contents of
the bags Huggins brought to his apartment and that he believed the bags contained
kilograms of cocaine because of their white color and rectangular shape. Thus, the
evidence was sufficient to support the jury’s determination that Huggins was involved in
a conspiracy to distribute cocaine with Franklin.
19
With regard to Count XII, the evidence was clearly sufficient to support the jury’s
finding that Huggins and Franklin agreed to possess cocaine with the intent to distribute
and that their agreement involved more than five kilograms of cocaine. The jury heard
testimony from the three law enforcement officers who interviewed Huggins at his home,
and they testified that Huggins told them that Franklin held drugs for him at his
apartment. The officers also testified that Huggins made comments about the quantity of
drugs that Franklin held for him, and the jury could infer from this testimony that the
conspiracy involved a total of more than five kilograms of cocaine. (App. at 275 (“He
[Huggins] said he [Franklin] was holding one to two kilos and up to five kilos.”); 1585
(“He [Huggins] said that he [Franklin] holds one or two kilos, but less than five on a
couple of occasions.”); 1713 (“Mr. Huggins stated that Jermaine Franklin has held one to
two kilograms of cocaine, but less than five kilograms of cocaine a couple of times for
Mr. Huggins.”)). Agent Greene also testified that Huggins said he purchased up to ten
kilograms from Barnaby at one time.
Franklin testified at trial that he agreed to hold Huggins’s drugs at his apartment in
exchange for $1,000 a week and that Huggins would frequently bring over bags that
contained packages of drugs. Although Franklin testified that he was not certain about
the amount of cocaine in each bag, he stated that each bag appeared to have more than
one kilogram of cocaine in it and that Huggins came by once a week between April and
July of 2003 to drop off a bag of cocaine. Thus, there was sufficient evidence from which
a jury could conclude that the conspiracy involved more than five kilograms of cocaine
20
and that Huggins and Franklin formed an agreement in which Huggins paid Franklin to
store his drugs.
3. Counts XVI and XVII
We also conclude that the evidence was sufficient to support the jury’s verdict as
to the money laundering counts. In order to obtain convictions on Counts XVI and XVII,
the government was required to prove: “(1) an actual or attempted transaction; (2)
involving proceeds of specified unlawful activity; (3) knowledge that the transaction
involves the proceeds of some unlawful activity; and (4) . . . knowledge that the
transactions were designed in whole or in part to conceal the nature, location, source,
ownership, or control of the proceeds of specified unlawful activity.” United States v.
Omoruyi, 260 F.3d 291, 294-95 (3d Cir. 2001). Count XVI alleged an August 14, 2002,
transaction involving the 2001 GMC Denali, and Count XVII alleged a February 3, 2003,
transaction involving the same vehicle.
On appeal, Huggins first argues that the evidence did not establish that the money
used for the two transactions was the proceeds of specified unlawful activity. Contrary to
Huggins’s argument, the evidence was sufficient to support the jury’s conclusion that the
money used in the transactions was the proceeds of specified unlawful activity, namely
violations of 21 U.S.C. §§ 841 and 846. First, Agent Greene testified that Huggins told
him during the interview that he spoke with an employee at 1800 Motor Cars and told him
that he “had some cash that he needed cleaned up and he wanted to get a car.” (App. at
290.) The jury also heard evidence that Huggins was involved in distributing cocaine and
21
that his expenses greatly exceeded his reported income, and thus it could have reasonably
inferred that income from the drug transactions was used to purchase the car.
Second, Huggins claims that the evidence was insufficient to support a finding that
he knew the transactions were designed to conceal the nature, location, source,
ownership, or control of the proceeds used to purchase the vehicles. This argument also
fails. Significantly, as mentioned above, Agent Greene testified that Huggins said he told
the employee of 1800 Motor Cars, Malatesta, that he needed money “cleaned up” and that
1800 Motor Cars charged an additional $2,000 for this service. Second, Malatesta
testified at trial that 1800 Motor Cars falsified the bill of sale for the Denali in order to
conceal the fact that Huggins had paid over $10,000 in cash for the vehicle. Third, the
jury also heard from Malatesta that Huggins directed 1800 Motor Cars not to put the title
of the Denali in his name and, instead, to title it in grandmother’s name, and then, after
she found out and objected, to place it in his father’s name. Further, Huggins’s father
testified that he authorized his son to put the Denali in his name, but that it was Huggins’s
car, that he did not make payments on it, and that he did not regularly drive it. After
hearing this evidence, the jury could reasonably conclude that Huggins knew the
transactions were designed to conceal the nature of the proceeds used to purchase the
vehicles.7
7
Huggins’s reliance on United States v. Sanders, 928 F.2d 940 (10th Cir. 1991), is
misplaced because the facts of that case were materially different. There, the defendant
was convicted of two counts of money laundering based on two vehicle purchases. The
Tenth Circuit found that the evidence was not sufficient to support the money laundering
22
C. Sentencing Issues
1. Sentencing Enhancement
Next, Huggins contends that the District Court abused its discretion during
sentencing by increasing his offense level by two levels for his leadership role in the
offense, arguing that there was no evidence to support a finding that he was a leader of
five or more people. See United States v. Tomko, 562 F.3d 558, 567 (3d Cir. 2009) (en
banc) (recognizing that we review the sentence imposed by a district court under the
abuse of discretion standard). This argument is without merit because the District Court
did not sentence him based on a determination that he was a leader of five or more
people. Sections 3B1.1(a) and 3B1.1(b) of the Sentencing Guidelines address criminal
activity that “involved five or more participants or was otherwise extensive” and direct
the Court to increase the offense level by four and three levels, respectively, upon a
finding that the defendant engaged in such criminal activity. Huggins, however, was
sentenced pursuant to § 3B1.1(c) which directs the Court to increase the offense level by
two levels “[i]f the defendant was an organizer, leader, manager, or supervisor in any
criminal activity other than described in (a) or (b) . . . .” U.S. Sentencing Guidelines
convictions because there was no indication that the purchases at issue were intended to
conceal drug proceeds. Specifically, the Court noted that the two vehicles were
purchased for the defendant’s wife and daughter, and one of the vehicles was titled in his
daughter’s name, but that the defendant’s ownership of the vehicle was apparent, and
there was no evidence of an attempt “to conceal or disguise the source or nature of the
proceeds.”
Id. at 946. The evidence in this case — unlike in Sanders — clearly showed
that the transactions were intended to conceal Huggins’s ownership of the vehicles.
23
Manual § 3B1.1(c) (2005). Huggins was sentenced in accordance with § 3B1.1(c), and
his offense level was increased by two levels.
To the extent Huggins argues that he was not a leader of the criminal activity, this
argument is easily rejected because there was ample support for the District Court’s
determination that a two level increase, as recommended by the Presentence Investigation
Report, was appropriate because Huggins was an organizer or manager of the drug
activity he engaged in.8 Accordingly, we find no abuse of discretion. We also note that,
although the District Court calculated Huggins’s Guidelines range as 188 to 235 months,
the Court was required to impose a mandatory minimum of 240 months on Count XII,
and imposed that sentence of imprisonment for each of the six counts of conviction.
Thus, if there were error in calculating the Guidelines range, it was certainly harmless.
See United States v. Langford, 516 F.3d 205, 215 (3d Cir. 2008) (holding that an incorrect
Guidelines calculation generally requires a remand for resentencing “unless [we]
conclude on the record as a whole . . . that the error did not affect the district court’s
selection of the sentence imposed.” (citation omitted)).
2. Forfeiture Amount
Huggins also claims that the District Court erred in calculating the forfeiture
amount. “We review a district court’s factual findings for clear error and exercise plenary
8
The recommendation in the Presentence Investigation Report was based on
Franklin’s testimony that Huggins had recruited and paid him to store drugs at his
apartment and on Huggins’s statements to law enforcement authorities, in which he
explained that Franklin held drugs for him.
24
review over a district court’s interpretation of a statute.” See United States v. Cheeseman,
600 F.3d 270, 275 n.4 (3d Cir. 2010). Federal Rule of Criminal Procedure 32.2 provides
that “after a verdict or finding of guilty . . . on any count in an indictment . . . regarding
which criminal forfeiture is sought, the court must determine what property is subject to
forfeiture under the applicable statute.” Further, “[i]f the government seeks a personal
money judgment, the court must determine the amount of money that the defendant will
be ordered to pay.” Fed. R. Crim. P. 32.2(b)(1). Here, the government sought forfeiture
on Counts II and XII under 21 U.S.C. § 853(a) and on Counts XVI and XVII under 18
U.S.C. § 982(a)(1). The parties agreed that the Court would determine the forfeiture
amount, and the Court held an evidentiary hearing on the matter. After the hearing, the
Court issued a Preliminary Order of Forfeiture and an accompanying memorandum
opinion in which it concluded that the government had proven, by a preponderance of the
evidence, that the amount of proceeds associated with Count II was $3,500 and with
Count XII was $250,000. The Court also found that the value of the property involved in
Counts XVI and XVII was $38,500 but noted that the government had recovered $30,000
from the sale of the Denali. Thus, the total amount in the Preliminary Order of Forfeiture
was $262,000.
25
Huggins argues that the District Court erred in determining the forfeiture amount.9
First, he argues that the Court erred by attributing the total amount of the proceeds
involved in Count II to him, even though there was no evidence that he received all of the
money. This argument fails because 21 U.S.C. § 853(a)(1) “imposes joint and several
liability with respect to forfeiture.” See United States v. Pitt, 193 F.3d 751, 765 (3d Cir.
1999). Thus, Huggins is responsible for the entire amount involved in Count II.
Second, Huggins argues that the Court erred by concluding that Count XII
involved ten kilograms of cocaine and that the value of a kilogram of cocaine was
$25,000. We find no error. First, the law enforcement officers’ testimony regarding
Huggins’s statements about the amount of drugs he held at Franklin’s apartment and
obtained from Ricardo Barnaby was sufficient to support a finding that ten kilograms
were involved in the conspiracy alleged in Count XII. Second, Agent Miller’s testimony
was sufficient to establish the price for one kilogram of cocaine in Wilmington,
Delaware, at the time of the conspiracy was approximately $25,000. Accordingly, the
Court did not clearly err by arriving at a forfeiture amount of $250,000 for Count XII.
Third, Huggins argues that it was improper for the Court to require him to forfeit
$38,500 as the value of property involved in Counts XVI and XVII. We find no clear
error in the Court’s determination of the value of the Denali. We also note that Huggins
9
Huggins’s argument that United States v. Booker, 543 U.S. 220 (2005), applies to the
forfeiture amount, is foreclosed by our decision in United States v. Leahy,
438 F.3d 328,
331-32 (3d Cir. 2006) (en banc).
26
is mistaken when he claims that the government both retained the vehicle and sought a
money judgment for the value of the vehicle. The government did seize the vehicle, but
when it was sold, the $30,000 sale amount was used to reduce the amount owed by
Huggins to $8,500.
The remainder of Huggins’s arguments regarding the forfeiture are without merit.
D. Motion for a New Trial Based on Newly Discovered Evidence
As discussed above, after trial, Huggins filed a counseled motion for a new trial
based on newly discovered evidence pursuant to Federal Rule of Criminal Procedure 33,
relying primarily on an affidavit purportedly signed by Melvin Barner, the confidential
informant who testified on behalf of the government at trial, and a private investigator’s
report. In the affidavit (“Affidavit 1”), Barner averred that he had testified falsely at trial
when he described Huggins’s role in the drug transaction between Barner and Rogers and
that the government gave Barner a script to memorize for trial.10 Huggins argued that this
newly discovered evidence required a new trial because the jury might have reached a
different conclusion if it had been presented with this evidence. In response to the
motion, the government produced a second affidavit from Barner. In this affidavit,
Barner averred that he “did not write or authorize the text of [the first affidavit], and . . .
did not knowingly sign it.” (App. at 2073.) He also stated that he testified truthfully at
trial and was not given a script to memorize by the government.
10
Barner’s testimony was used in support of Huggins’s conviction on Count II of the
Third Superseding Indictment.
27
The District Court scheduled an evidentiary hearing on Huggins’s motion for a
new trial. At the hearing, Barner testified that he did not sign Affidavit 1 as written and
that the statements in it were not true. Instead, he explained that he was incarcerated at
the same institution as Huggins and that Huggins had managed to contact him —
personally and through others — several times about his trial testimony. During one such
contact with Huggins, Barner said that he signed a blank sheet of paper but never signed a
completed affidavit or Affidavit 1. Barner also testified that his trial testimony was
truthful and that he was not given a script to memorize at trial. Huggins offered
contradictory testimony, stating that Barner had in fact signed Affidavit 1 as written.
After the hearing, the District Court denied Huggins’s motion for a new trial. The
Court found Barner credible and accepted his testimony that he had testified “truthfully
and to the best of his recollection” at trial and had not been given a script to memorize.
(App. at 71.) The Court also found it plausible that Barner would sign the blank sheet
because he was “uncomfortable” about being incarcerated at the same institution as
Huggins and had been contacted on several occasions by Huggins or other inmates. Id.
Thus, the Court determined that “any statements or conduct Barner made while
incarcerated with defendant are suspect and less believable than his testimony given
under oath and in open court.” (App. at 72.) Because the District Court found that
“Barner’s testimony persuasively repudiated the allegations in Affidavit 1,” the Court
determined that there was “no newly discovered evidence to consider as grounds for a
new trial.”
Id.
28
On appeal, Huggins argues that the Court abused its discretion by denying his
motion for a new trial, contending that he met each of the five factors first set forth in
United States v. Ianelli,
528 F.2d 1290 (3d Cir. 1976). He also claims that the Court erred
by limiting the scope of the evidentiary hearing and refusing to allow Huggins to question
Barner about the truth of his statements at trial. Finally, he argues that the Court erred by
refusing to hold an additional hearing to allow his family’s private investigator to testify.
We have held that a district court may grant a new trial based on newly discovered
evidence if the following five requirements are met: “(a) the evidence must be in fact,
newly discovered, i.e., discovered since trial; (b) facts must be alleged from which the
court may infer diligence on the part of the movant; (c) the evidence relied on, must not
be merely cumulative or impeaching; (d) it must be material to the issues involved; and
(e) it must be such, and of such nature, as that, on a new trial, the newly discovered
evidence would probably produce an acquittal.” See United States v. Brown, 595 F.3d
498, 511 (3d Cir. 2010) (citing United States v. Cimera,
459 F.3d 452, 458 (3d Cir. 2006)
(quoting
Ianelli, 528 F.2d at 1292)). A defendant “bears a ‘heavy burden’ in proving
each of these requirements.”
Id. Moreover, “courts . . . look upon after-discovered
evidence or recantations with skepticism and do not generally grant new trials on such
grounds.” United States v. Meyers,
484 F.2d 113, 116 (3d Cir. 1973). We review a
district court’s decision to deny a motion for a new trial for abuse of discretion.
Brown,
595 F.3d at 511.
29
Here, the District Court did not abuse its discretion by denying Huggins’s motion
for a new trial based on its finding that “there [was] no newly discovered evidence to
consider as grounds for a new trial.” (App. at 72.) This finding was based on the Court’s
finding that Barner’s alleged recantation was falsified and that he had signed a blank
sheet of paper, not Affidavit 1. We find no clear error in this determination, as the Court
determined that Barner was a credible witness at the evidentiary hearing and accepted that
he testified truthfully or “to the best of his recollection” at trial. (App. at 71.) Given
these findings, the Court did not abuse its discretion by concluding that Huggins had not
presented newly discovered evidence that would merit granting his motion for a new trial.
Huggins also argues that the Court erred by limiting the scope of the evidentiary
hearing to whether Barner actually signed Affidavit 1 and “did not consider evidence of
whether Mr. Barner’s trial testimony was actually false.” (Appellant’s Br. 44.) At the
hearing, the issue before the Court was whether Huggins had discovered new evidence
that required a new trial. During cross-examination, Huggins’s counsel attempted to
question Barner about what actually occurred in February of 2002, and the government
objected. The Court sustained the government’s objection, explaining that it was first
interested in determining whether Affidavit 1 was Barner’s affidavit and whether Barner
had testified pursuant to a script at trial.
The District Court did not err by proceeding in this manner. In order to grant the
motion for a new trial, the Court was first required to find that the defendant had
presented newly discovered evidence. See Brown, 595 F.3d at 511. The evidence
30
Huggins submitted in support of his motion included Affidavit 1 and the investigator’s
report about the statements Barner made. In order to determine whether this was newly
discovered evidence, the Court was appropriately concerned with whether the evidence
was genuine — specifically, whether Barner was indeed asserting that he had not testified
truthfully at trial or had been given a script to memorize for trial. As the District Court
put it at the hearing, “[w]ithout newly discovered evidence, we wouldn’t be here.” (Hr’g
Tr. 67, Mar. 2, 2006.) Given that the authenticity of this evidence was contested, it was
proper to address that issue first. Accordingly, the Court did not err by first focusing the
hearing on whether the evidence of Barner’s recantation was falsified.11
Neither did the Court err by refusing to hold an additional hearing to allow
Huggins to present the testimony of the private investigator. As we have noted,
Huggins’s November 4, 2005, motion for a new trial based on newly discovered evidence
was accompanied by a copy of a private investigator’s report which represented that
Barner had recanted his trial testimony in a prison interview. On February 9, 2006, the
District Court scheduled an evidentiary hearing on Huggins’s motion for March 2, 2006.
Two days before the scheduled hearing, Huggins moved for a continuance on the ground
that the private investigator could not appear at the hearing because of a doctor’s
11
To hold otherwise would give defendants an incentive to falsify evidence of
recantations by government witnesses. In a case such as this, if the Court did not first
determine whether the recantation was falsified, the evidentiary hearing would give the
defendant the opportunity to question the witness again and possibly create new evidence,
even when there was no genuine evidence to support the defendant’s motion.
31
appointment. The District Court denied the motion, noting that it was fourteen months
since the return of the verdict and Huggins had yet to be sentenced. It ruled, however,
that while the hearing would go forward as scheduled the Court would consider reopening
the record in the light of the evidence received at the hearing and the post-hearing
briefing.
In its post-hearing opinion, the District Court evidenced its awareness of the
contents of the private investigator’s report by quoting it at length. It ruled, however, that
“[c]onsidering the conclusions reached regarding Barner and Affidavit 1, it [would be]
unnecessary” to reopen the record. (App. at 74.) It did not abuse its discretion in so
ruling. The Court had heard Barner and Huggins testify, had become familiar with the
situation Barner faced in prison, had become convinced that Barner had not recanted, and
had concluded that any statements Barner made while incarcerated with Huggins which
were inconsistent with his trial testimony should not be credited. The Court was the trier
of the relevant facts under these circumstances and was in a position to know whether the
private investigator’s report could affect its decision on Huggins’s motion. Under these
circumstances, the District Court did not abuse its discretion in concluding that a
reopening of the record would not be helpful.12
12
In his pro se supplemental brief, Huggins argues that the N-15 CD, a recording
taken from a wire worn by Barner on February 19, 2002, Agent Ramos’s trial testimony,
and Agent Miller’s notes also support his motion for a new trial. However, this evidence
was not newly discovered, as it was all disclosed to Huggins’s counsel before or during
trial.
32
Accordingly, we find no error in the District Court’s denial of Huggins’s motion
for a new trial based on newly discovered evidence.13
E. Motion for a New Trial Based on the Allegation that the Government
Used Perjured Testimony of Barner and Rogers
Huggins argues that the District Court abused its discretion by denying his motion
for a new trial based on the prosecution’s use of perjured testimony. Here, Huggins
claims that Barner’s and Rogers’s testimony about his role in their drug transaction was
false. Huggins contends that he did not connect Barner and Rogers by giving Roger
Barner’s phone number, but, instead, that Barner and Roger met outside his store and
completed their transaction without Huggins’s assistance.
The District Court denied this motion for a new trial as untimely. We find no
error. The jury verdict was entered in January of 2005, but Huggins did not file the
motion until August of 2006. When Huggins filed his motion, Rule 33 of the Federal
13
Huggins asks us to resolve the question of whether the test set forth in Larrison v.
United States, 24 F.2d 82 (7th Cir. 1928), applies to his case. In Larrison, the Seventh
Circuit held that a defendant was entitled to a new trial upon a showing that “(1) the
witness is material and the testimony false; (2) the jury might have reached a different
verdict if it knew the testimony was false or if it hadn’t heard the testimony; and (3) the
defense was taken by surprise by the false testimony or didn’t learn of its falsity until after
trial.” United States v. Mitrione,
357 F.3d 712, 717 (7th Cir. 2004) (emphasis in original).
That Court has subsequently overruled the test set forth in Larrison.
Id.
We have not yet adopted the Larrison test and find no occasion to resolve the
question of whether it would apply in this case. Even if we did apply it, Huggins would
not be entitled to a new trial because he could not satisfy its third prong. Although he
asserts in his opening brief that he did not know Barner’s trial testimony was false until
after the trial, this claim is implausible because he was a party to the conversation Barner
testified about and, therefore, Huggins knew whether Barner was accurately describing its
contents and his role in the transaction between Barner and Rogers.
33
Rules of Criminal Procedure required that any motion for a new trial to be “filed within 7
days after the verdict,” unless the motion was based on newly discovered evidence or the
Court had extended the time to file within the 7 days allowed by the Rule. Fed. R. Crim.
P. 33(b). The motion regarding the testimony of Barner and Rogers was not based on
newly discovered evidence, as all of the evidence relied on was introduced at trial or
disclosed before trial. Nor did the District Court extend the time for filing the motion to
August of 2006. Accordingly, Huggins’s motion for a new trial based on the false
testimony of Barner and Roger was untimely and was properly denied as such. See
Eberhart v. United States, 546 U.S. 12, 19 (2005) (“Rule 33 . . . is a claim-processing
rule-one that is admittedly inflexible because of Rule 45(b)’s insistent demand for a
definite end to proceedings.”).
F. Motion to Vacate Convictions and Dismiss the Indictment or for a New Trial
Based on the Government’s Failure to Disclose Rule 16 & Brady Material
Next, Huggins argues that the District Court erred by denying his motion to vacate
his convictions and dismiss the indictment or, in the alternative, for a new trial based on
the government’s failure to disclose exculpatory evidence in violation of Rule 16 and
Brady. Huggins claims that the government should have informed him that Jermaine
Franklin was guessing about the amounts of cocaine and money Huggins brought to his
apartment. The District Court denied Huggins’s motion as untimely. As Huggins’s
motion was filed more than a year after the jury verdict and was not based on newly
34
discovered evidence, it was properly denied as untimely under both Rule 29 and Rule 33
of the Federal Rules of Criminal Procedure. See Fed. R. Crim. P. 29; Fed. R. Crim. P. 33.
Moreover, even if we assume arguendo that a discovery violation did occur,
Huggins’s claim would fail because he cannot show prejudice: Huggins wrote a letter to
the District Court on May 16, 2005, acknowledging that he and his attorneys knew
Franklin was guessing about the amounts before the trial, and, at trial, his counsel was in
fact able to elicit that information from Franklin during cross-examination. See Strickler
v. Greene, 527 U.S. 263, 281-82 (1999) (“There are three components of a true Brady
violation: The evidence at issue must be favorable to the accused . . .; that evidence must
have been suppressed by the [government] . . . ; and prejudice must have ensued.”); see
also Lambert v. Blackwell,
387 F.3d 210, 265 (3d Cir. 2004) (“Brady does not require the
government to inform a defendant about information that the defendant possesses.”).
Accordingly, the District Court did not err by denying this motion.
G. Prosecutorial Misconduct Before the Grand Jury
Next, Huggins contends that his due process rights were violated when the
government knowingly presented false testimony to the grand jury and asks the Court to
vacate the convictions and dismiss the indictment. Specifically, Huggins claims that
Rogers and Franklin gave false or misleading testimony before the grand jury. We do not
address the merits of this claim because it was waived when Huggins failed to raise it
before the District Court, and Huggins has not shown good cause for his failure to raise it.
See Fed. R. Crim. P. 12; United States v. Whitfield, 590 F.3d 325, 359 (5th Cir. 2009); cf.
35
Rose, 538 F.3d at 183-84. Although Huggins did file a motion to dismiss the indictment
based on material misrepresentations to the grand jury before the District Court, that
motion was focused solely on the testimony of Agent Miller. Furthermore, even if we
assume arguendo that the government did engage in misconduct before the grand jury,
the “petit jury’s guilty verdict rendered any prosecutorial misconduct . . . harmless.” See
United States v. Console,
13 F.3d 641, 672 (3d Cir. 1993) (citing United States v.
Mechanik,
475 U.S. 66, 70-72 (1986)).
I. Ineffective Assistance of Counsel Claim on Direct Appeal
Huggins argues that this Court should consider his ineffective assistance of
counsel claim on direct appeal. This Court generally refuses to hear such claims on direct
appeal, except in the rare case in which the claim does not require an evidentiary hearing
to further develop the facts. See United States v. Headley, 923 F.2d 1079, 1083 (3d Cir.
1991). Here, Huggins claims that his trial counsel was constitutionally deficient because
counsel failed to introduce the N15 CD, the recording taken from the wire Barner wore
on February 19, 2002, into evidence and failed to impeach Barner with the CD or the
testimony of Agent Ramos. In order to succeed on this claim, Huggins must show that:
(1) “counsel’s representation fell below an objective standard of reasonableness” and (2)
“but for counsel’s unprofessional errors, the result of the proceeding would have been
different.” Strickland v. Washington,
466 U.S. 668, 688, 694 (1984). Huggins’s trial
counsel may well have made a strategic choice not to use the N15 CD and Agent Ramos’s
testimony to impeach Barner. It is far from clear that this evidence could have been
36
effectively used to impeach Barner14 and several other approaches were available to trial
counsel. In fact, trial counsel attacked Barner’s credibility on several other grounds —
questioning him about his engagement in criminal activity while he was working as a
confidential informant for the government and his history of violating court orders and
lying to law enforcement officers. Counsel also questioned Barner about his plea
agreement with the government.
Because the record must be further developed, this is not the rare case in which we
may resolve an ineffective assistance claim on direct appeal. Accordingly, we do not
reach this claim.
III. Conclusion
We have considered all of Huggins’s remaining arguments and have determined
that they are without merit. Accordingly, the judgment of the District Court will be
affirmed.
14
As the District Court observed, “[a]fter listening to N15 multiple times in tape and
CD form, it remains difficult to discern the identities of the speakers, the contents of their
conversations, or the location of same.” (App. at 72.)
37
