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Joseph Malcomb v. Prothonotary of Beaver County, 14-3803 (2015)

Court: Court of Appeals for the Third Circuit Number: 14-3803 Visitors: 4
Filed: Sep. 16, 2015
Latest Update: Mar. 02, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 14-3803 _ JOSEPH CLIFFORD MALCOMB, Appellant v. BEAVER COUNTY PENNSYLVANIA (PROTHONOTARY); PA DEPT. OF CORRECTIONS, (Central Office); PENNSYLVANIA BOARD OF PROBATION & PAROLE; ATTORNEY GENERAL PENNSYLVANIA _ On Appeal from the United States District Court for the Western District of Pennsylvania (D.C. Civil No. 2-13-cv-01772) Magistrate Judge: Honorable Cynthia R. Eddy _ Submitted Pursuant to Third Circuit LAR 34.1(a) Se
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                                                               NOT PRECEDENTIAL

                       UNITED STATES COURT OF APPEALS
                            FOR THE THIRD CIRCUIT
                                 ___________

                                       No. 14-3803
                                       ___________

                           JOSEPH CLIFFORD MALCOMB,
                                             Appellant

                                             v.

             BEAVER COUNTY PENNSYLVANIA (PROTHONOTARY);
                 PA DEPT. OF CORRECTIONS, (Central Office);
              PENNSYLVANIA BOARD OF PROBATION & PAROLE;
                   ATTORNEY GENERAL PENNSYLVANIA
                   ____________________________________

                     On Appeal from the United States District Court
                        for the Western District of Pennsylvania
                             (D.C. Civil No. 2-13-cv-01772)
                     Magistrate Judge: Honorable Cynthia R. Eddy
                      ____________________________________

                   Submitted Pursuant to Third Circuit LAR 34.1(a)
                                September 11, 2015
         Before: FISHER, KRAUSE and VAN ANTWERPEN, Circuit Judges

                           (Opinion filed: September 16, 2015)
                                      ___________

                                        OPINION*
                                       ___________

PER CURIAM


*
 This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
         Joseph Clifford Malcomb appeals two orders dismissing his civil rights lawsuit.

We will affirm.

         Malcomb, while an inmate at SCI Benner1, filed suit under 42 U.S.C. § 1983,

alleging that prison officials refused to release him for several years after he completed

his twenty-year prison sentence. Malcomb named as defendants the Beavery County

Prothonotary, the Pennsylvania Department of Corrections, the Pennsylvania Board of

Probation and Parole, and the Attorney General of Pennsylvania.2

         The Department of Corrections, the Board of Probation and Parole, and the

Attorney General’s Office moved to dismiss the complaint, asserting that each defendant

was entitled to sovereign immunity under the Eleventh Amendment. The District Court

agreed and granted the motion. The Beaver County Prothonotary separately moved to

dismiss. The District Court granted the motion, finding that the Prothonotary was

immune from suit under the doctrine of quasi-judicial immunity and, further, that the

complaint failed to state a claim against the Prothonotary in her individual capacity.

         Malcomb timely appealed. We have jurisdiction pursuant to 28 U.S.C. § 1291 and

exercise plenary review over the District Court’s orders. See Allah v. Seiverling, 
229 F.3d 220
, 223 (3d Cir. 2000). We may affirm a district court for any reason supported by

the record. Brightwell v. Lehman, 
637 F.3d 187
, 191 (3d Cir. 2011) (citation omitted).



1
    Malcomb has since been released.
2
    The parties consented to proceed before the Magistrate Judge.
                                              2
       The District Court correctly ruled that the Department of Corrections, the Board of

Probation and Parole, and the Attorney General’s Office are immune from suit under the

Eleventh Amendment. “Since Congress expressed no intention of disturbing the states’

sovereign immunity in enacting § 1983, these suits, when brought against a state, are

barred by the Eleventh Amendment.” Blanciak v. Allegheny Ludlum Corp., 
77 F.3d 690
,

697 (3d Cir. 1996). “[T]he Eleventh Amendment . . . has been interpreted to render

states—and, by extension, state agencies and departments and officials when the state is

the real party in interest—generally immune from suit by private parties in federal court.”

Pa. Fed’n of Sportsmen’s Clubs, Inc. v. Hess, 
297 F.3d 310
, 323 (3d Cir. 2002). The

Department of Corrections, the Board of Probation and Parole, and the Attorney

General’s Office are immune from Malcomb’s § 1983 claims under the Eleventh

Amendment. Therefore, the District Court correctly granted those defendants’ motion to

dismiss.

       Moreover, as the District Court ruled, court Prothonotaries performing ministerial

duties mandated by statute are entitled to quasi-judicial immunity because their

“judgments are ‘functional[ly] comparab[le]’ to those of judges—that is, because they,

too, ‘exercise a discretionary judgment’ as a part of their function.” Antoine v. Byers &

Anderson, Inc., 
508 U.S. 429
, 436 (1993) (citations omitted). Malcomb did not allege

that the Prothonotary acted beyond her discretion, outside the scope of her duties, or

contrary to her direction as a judicial officer. See Gallas v. Supreme Court of Pa., 211

                                             
3 F.3d 760
, 772-73 (3d Cir. 2000); Kincaid v. Vail, 
969 F.2d 594
, 601 (7th Cir. 1992);

Lockhart v. Hoenstine, 
411 F.2d 455
, 460 (3d Cir. 1969). Accordingly, the Prothonotary

is immune from Malcomb’s claims, and the District Court properly granted her motion to

dismiss.

       Moreover, to the extent that Malcomb sued any defendants in their individual

capacities, he failed to state a claim as he did not allege that any defendant was

personally involved in violating his civil rights. See Polk County v. Dodson, 
454 U.S. 312
, 325 (1981) (holding that liability in a § 1983 action must be predicated on personal

involvement, not on the basis of respondeat superior).

       Thus, we will affirm the judgment of the District Court.3




3
  It becomes clear in Malcomb’s brief that he is challenging the way in which his prison
sentence was extended by a parole violation. To the extent that his complaint amounted
to a challenge to his prison sentence, we agree with the Beaver County Prothonotary that
it is barred under Heck v. Humphrey, 
512 U.S. 477
, 487 (1994).
                                             4

Source:  CourtListener

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