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United States v. Thompson, 94-1138 (1994)

Court: Court of Appeals for the First Circuit Number: 94-1138 Visitors: 78
Filed: Aug. 16, 1994
Latest Update: Mar. 02, 2020
Summary: UNITED STATES COURT OF APPEALS FOR THE FIRST CIRCUIT ____________________ No. 94-1138 UNITED STATES, Appellee, v. EVERTON THOMPSON, Defendant Appellant.
USCA1 Opinion











UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
____________________

No. 94-1138

UNITED STATES,

Appellee,

v.

EVERTON THOMPSON,

Defendant - Appellant.

____________________

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MASSACHUSETTS

[Hon. A. David Mazzone, Senior U.S. District Judge]
__________________________

____________________

Before

Torruella, Cyr and Stahl,

Circuit Judges.
______________

_____________________

Owen S. Walker, Federal Defender Office, by Appointment of
_______________
the Court, for appellant.
Michael J. Pelgro, Assistant United States Attorney,
____________________
Organized Crime Drug Enforcement Task Force, with whom Donald K.
_________
Stern, United States Attorney, was on brief for appellee.
_____



____________________

August 16, 1994
____________________




















TORRUELLA, Circuit Judge. A federal grand jury
______________

returned an eleven-count indictment which charged seven

defendants, not including defendant/appellant Everton Thompson,

with conspiracy to distribute cocaine base from September 1991 to

June 1992, and other substantive drug distribution counts. Count

Ten of the indictment charged Thompson, and three other

defendants, with the knowing possession of a handgun with an

obliterated serial number in violation of 18 U.S.C. 922(k).

Thompson pled guilty to Count Ten. At the sentencing hearing,

the court determined that the applicable guideline was U.S.S.G.

2K2.1 (1990), and found that Thompson "used or possessed the

firearm in connection with the commission or attempted

commission" of the drug offenses. The court therefore applied

the cross-reference provision set forth in 2K2.1(c)(2) and

imputed to Thompson a series of drug offenses committed by the

alleged conspiracy. Thompson now challenges the district court's

interpretation and application of U.S.S.G. 2K2.1(c)(2). We

affirm.

I. BACKGROUND
I. BACKGROUND
__________

A. Facts
A. Facts

We cull the facts from unobjected to portions of the

Presentence Report ("PSR") and from the government's statement of

evidence at the plea hearing. United States v. Garc a, 954 F.2d
_____________ ______

12, 14 (1st Cir. 1992).

This case involves a 1991 Drug Enforcement

Administration ("DEA") investigation of drug trafficking in


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Dorchester, Massachusetts. Codefendant David Jackson was the

leader of a group of persons who were running a cocaine and

cocaine base distribution enterprise out of an apartment at 49

Theodore Street in Dorchester. During the investigation, the DEA

utilized a confidential informant ("CI") who purchased large

quantities of cocaine and cocaine base from various codefendants

at 49 Theodore Street, engaged in negotiations with various

codefendants to purchase a machine gun and other firearms, and

purchased a handgun with an obliterated serial number.

The evidence established the following facts linking

Thompson to his codefendants. On August 15 and September 9, the

CI made his first two cocaine purchases, totalling approximately

250 grams, from two men, one of whom was defendant Charles Brown.

On September 24, 1991, Brown sold the CI 68 grams of cocaine base

and 43 grams of cocaine. Brown told the CI that he might be able

to get him a Tech-9 firearm for $1000 and would contact "the man

with the guns." On September 25, 1991, the CI placed a drug

order with Brown, and Brown mentioned that he was going to check

about obtaining the gun.

On October 2, 1991, Brown took the CI to the first

floor apartment at 49 Theodore Street, where the CI observed drug

transactions and other drug activity. Brown introduced the CI to

Jackson, and told the CI that Jackson was the "boss." The CI

paid Jackson $8,500 and was thereupon given 227 grams of cocaine

base by defendant Roy Gray, who was also in the apartment.

On October 3, 1991, the CI and Brown had a telephone


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conversation in which they discussed the "crack" which the CI had

purchased the day before, and the firearm Brown had mentioned.

On October 6, 1991, the CI telephoned the Theodore Street

apartment and spoke to a man named "Henry." The CI then told

Henry to tell Brown to get a firearm for him.

On October 9, 1991, the CI went to the Theodore Street

apartment, but neither Brown nor Jackson was there. Brown then

arrived at the apartment with Thompson, and Thompson told the CI

that Jackson was not there, and asked the CI for his beeper

number. Shortly thereafter, Jackson arrived. The CI asked

Jackson if he could buy a quarter kilogram of crack and Jackson

replied that it would be no problem. Jackson told the CI that he

could get the CI anything he wanted and that he could get a 9

millimeter pistol for the CI immediately. Jackson stated that he

had to have guns, and that all of his boys had guns. Jackson

further informed the CI that a Jamaican soldier sold guns to him

and was supposed to bring him a machine gun. Jackson told the CI

that he would sell a Tech-9 (firearm) to the CI for $1000.

Jackson asked the CI for his beeper number, and the CI told

Jackson that he had given the number to Thompson.

On October 11, 1991, Jackson, who presumably received

the beeper number from Thompson, paged the CI. The CI telephoned

Jackson, and Jackson said that he had to go somewhere and that

the CI would have to deal with his brother, "Dean." Jackson said

that he could get the CI any type of gun, and that he had spoken

with his gun contact the previous night. Later that day, the CI


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went to the Theodore Street apartment and bought 227 grams of

crack from Dean for $8000. Thompson and Gray were present at the

apartment, and the CI asked Gray about the firearm. Gray talked

to Thompson, and Thompson stated that he did not know anything

about it. That night, the CI spoke with Jackson, and Jackson

told the CI that he could pick up the gun from defendant Michael

Shields the following morning at Theodore Street.

On October 12, 1991, the CI went to Theodore Street,

where he met Shields. The CI told Shields that he was there to

pick up a gun. Shields told the CI that he was going to make a

call to Henry's house, so that Henry would bring the gun to the

CI at Theodore Street. The CI then observed Shields make a

telephone call. Shields handed the telephone to the CI and said

that Jackson was on the phone. Jackson told the CI to wait a

while until Shields woke up Henry who would get the gun for the

CI. Shields then asked Thompson to take a cab to Henry's home,

and to get the gun from him. Thompson left the apartment, and

later returned with Henry. Henry handed the CI a 9 millimeter

firearm with an obliterated serial number. Thompson handed Henry

a box containing 50 rounds of ammunition and Henry gave the box

of ammunition to the CI.

During the following three or four weeks, the CI had

more contact with the defendants at Theodore Street. On October

15, the CI went to Theodore Street. Thompson opened the kitchen

door for him and led him to an adjacent room where the CI met

with Jackson. The CI paid Jackson $650 for the handgun he had


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previously purchased. While in the apartment, the CI observed

Dean engage in a drug transaction involving what appeared to be

cocaine.

On October 18, the CI telephoned Theodore Street and

Thompson answered the telephone. The CI then talked to Shields

about a future crack cocaine transaction.

On October 21, Thompson was present at Theodore Street

when the CI arrived to purchase more crack. Shields and Henry

arrived later to sell the CI the crack. Acting at the

instruction of Shields, Henry left the apartment and returned

with 223 grams of cocaine base, and sold it to the CI for $8000.

The CI also had a discussion with Shields about purchasing

machine guns.

After early November 1991, there was less contact

between the CI and the defendants. On November 5, Jackson paged

the CI through his beeper. The CI then telephoned Jackson, at

which point Jackson asked him when he was going to purchase more

cocaine. Jackson informed the CI that his gun supplier was

getting weapons and that the CI could purchase them when Jackson

received them.

On December 10, the CI went with Shields to the

Theodore Street apartment and had a discussion with Jackson

concerning future narcotics transactions. While there, the CI

saw Thompson at the apartment. In early January 1992, the CI

went to a second location, 973 Blue Hill Avenue in Boston, to

purchase more cocaine base, and he spoke with Gray. After a


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while, the CI went to the Theodore Street apartment, where he met

with Thompson and Gray. The CI told Thompson that he was there

to buy something from Jackson, and Thompson responded that the CI

would have to deal directly with Jackson.

B. Proceedings Below
B. Proceedings Below

On January 20, 1993, the grand jury returned an eleven-

count indictment against eight defendants. The only count in
____

which Thompson was charged, Count Ten, alleged that on or about

October 12, 1991, Jackson, Shields, "Henry," and Thompson

knowingly possessed a 9-millimeter pistol with a removed,

obliterated or altered serial number, in violation of 18 U.S.C.

922(k). The other counts, alleging a cocaine base distribution

conspiracy, and substantive cocaine and cocaine base distribution

charges, concerned conduct of the other defendants over a six-

month period from late September 1991 through March 1992.

Thompson pled guilty to Count Ten on October 20, 1993.

Pursuant to a plea agreement, the government agreed to recommend

a 30-month prison sentence. The agreement provided that if the

court decided to sentence Thompson to more than 30 months,

Thompson would be permitted to withdraw his guilty plea.

The PSR was issued on December 15, 1993. The PSR

recommended that the guideline applicable to the offense was

U.S.S.G. 2K2.1, and that the 1990 guidelines applied, rather

then the guidelines in effect when the report was prepared,

because applying the latter version might create an ex post facto
__ ____ _____

problem. Because the PSR determined that "defendant used or


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possessed the firearm in connection with the commission or

attempted commission" of the overall drug conspiracy, the PSR

applied the "cross-reference" provision set forth in

2K2.1(c)(2) and imputed to Thompson a series of drug offenses

committed by the alleged conspiracy in October 1991. Finding

that the conspiracy was responsible for 122.5 grams of cocaine

and 450.9 grams of cocaine base during that period, the PSR

calculated Thompson's base offense level as 34. By making

certain adjustments, it found Thompson's overall offense level to

be 37, and Thompson's applicable criminal history category to be

I. Since the applicable Sentencing Guideline range of 210-262

months was above the statutory maximum of 60 months, the latter

figure became the Sentencing Guideline range pursuant to U.S.S.G.

5G1.1(a).

Thompson agreed that the applicable offense-level

guideline was U.S.S.G. 2K2.1 (1990), but objected to the PSR's

conclusions that the 2K2.1(c)(2) cross-reference provision

applied to him.

The court sentenced Thompson on January 7, 1994. The

court, agreeing with the PSR, found that the 2K2.1(c)(2) cross-

reference provision applied and imputed to Thompson the drug

offense level as computed in the PSR. Specifically, the court

accepted the undisputed factual assertions contained in the PSR,

which convinced the court by a preponderance of the evidence that

there was a "sufficient basis" to find that "the weapon was used

in connection with and/or to facilitate the commission of the


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offense." The court specifically noted that all of the

narcotics-related events occurred at the Theodore Street

apartment and that Thompson's name came up in the PSR "in

connection with others who were, indeed, involved in the

substantive drug offenses and in the context in which Mr.

Thompson could reasonably be held to have knowledge that they

were so involved and he was so involved."

The court determined that the applicable sentencing

range was the statutory maximum of 60 months imprisonment. The

court then departed downward to a prison sentence of thirty

months, because it found that the cross-reference resulted in an

"extraordinary enlargement of defendant's role and culpability,"

and the plea agreement "does not undermine the guidelines" and

does not contravene the purposes of the sentences.1

II. ANALYSIS
II. ANALYSIS
________

A. Standard of Review
A. Standard of Review

On appeal, Thompson challenges the district court's

application of sentencing guideline 2K2.1(c)(2) (1990). When

we review a district court's application of a sentencing

guideline, we utilize a bifurcated process. First, we review the

guideline's legal meaning and scope de novo. United States v.
_______ _____________

Brewster, 1 F.3d 51, 54 (1st Cir. 1993) (citing United States v.
________ _____________

St. Cyr, 977 F.2d 698, 701 (1st Cir. 1992)). Next, we review the
_______

court's factfinding for clear error, giving due deference to the


____________________

1 Without the 2K2.1(c)(2) (1990) cross-reference provision,
Thompson's guideline sentencing range would be 0-6 months.

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court's application of the guidelines to the facts. 18 U.S.C.

3742(e); Brewster, 1 F.3d at 54 (citing St. Cyr, 977 F.2d at
________ ________

701); see, e.g., United States v. Wheelwright, 918 F.2d 226, 227-
___ ____ _____________ ___________

28 (1st Cir. 1990) (applying clearly erroneous standard when

reviewing district court's application of U.S.S.G.

2K2.1(c)(1987) cross-reference provision).

B. Principles of Statutory Construction -
B. Principles of Statutory Construction -
What does the Guideline Say and Mean?
What does the Guideline Say and Mean?

The sentencing guideline at issue, U.S.S.G.

2K2.1(c)(2) (1990), provides:

If the defendant used or possessed the
firearm in connection with commission or
attempted commission of another offense,
apply 2X1.1 (Attempt, Solicitation, or
Conspiracy) in respect to that other
offense, if the resulting offense level
is greater than that determined above.

U.S.S.G. 2X1.1(a) (1990) in turn requires that the base offense

level is to be determined from the guideline for the object

offense, plus any adjustments from such guideline for any

intended offense conduct that can be established within

reasonable certainty.

The question in this appeal is whether Thompson's

constructive possession of the firearm was "in connection with"

one or more of the drug offenses.2 This Circuit has not

specifically identified what evidence is sufficient to sustain a

____________________

2 Thompson pled guilty to Count Ten of the indictment which
charged him with the knowing possession of a handgun with an
obliterated serial number. Thompson does not, therefore,
challenge the court's implicit determination at sentencing that
he "used or possessed" the firearm pursuant to U.S.S.G.
2K2.1(c)(2).

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finding under 2K2.1(c)(2) that a firearm was possessed in

connection with the commission or attempted commission of another

offense. Thompson argues that the phrase "in connection with"

should be interpreted narrowly, in a way that requires a tight

facilitative nexus between a defendant's possession of a firearm

and the commission of any drug offense. Thompson contends that

such a nexus is lacking in this case. The government argues that

the phrase is to be interpreted broadly and that Thompson's

conduct easily falls within the purview of the guideline.

When interpreting a statute, it is axiomatic that a

court must first look to the plain words and structure of the

statute. United States v. O'Neil, 11 F.3d 292, 295 (1st Cir.
_____________ ______

1993); see also United States v. DeLuca, 17 F.3d 6, 10 (1st Cir.
________ _____________ ______

1994) (stating that principles of statutory interpretation apply

to sentencing guidelines). With respect to the sentencing

guidelines, courts should strive to apply the guidelines as

written, according words in common usage their ordinary meaning.

Brewster, 1 F.3d at 54. Because the phrase "in connection with"
________

is not defined under U.S.S.G. 2K2, we assume that the

Sentencing Commission did not intend the terms to have an

exceptional or guideline-specific meaning. This reinforces our

belief that the words should be accorded their customary meaning.

See Smith v. United States, 113 S. Ct. 2050, 2054 (1993);
___ _____ ______________

Brewster, 1 F.3d at 54.3
________

____________________

3 Thompson points to the language of the 2K2 cross-reference
when originally issued, which provided:


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Merriam-Webster's Collegiate Dictionary 245 (10th Ed.

1993) defines "connection" as a "causal or logical relation or

sequence." This definition suggests that there must be some

reasoned link between a defendant's possession of a firearm and

the commission or attempted commission of another offense. While

it is difficult to sketch the outer boundaries of this link,

there is no question that where a defendant's possession of a

firearm somehow aids or facilitates, or has the potential to aid

or facilitate, the commission of another offense, the defendant's

possession of the firearm is causally and logically related to

the other offense. A defendant's possession of a firearm cannot

therefore simply be coincidental.

Courts which have interpreted the phrase "in connection

____________________

If the defendant used the firearm in
committing or attempting another offense,
apply the guideline in respect to such
other offense, or 2X1.1 (Attempt of
Conspiracy) if the resulting offense
level is higher than that determined
above. U.S.S.G. 2K2.1 (1987).

Thompson argues that this earlier language required a tight nexus
between the firearm and the cross-referenced offense. Although
the wording of the cross-reference provision was changed between
1987 and 1990, Thompson argues that this modification was not
intended to change the meaning of the cross-reference. (The
phrase "[i]f the defendant used the firearm in committing or
attempting another offense" was replaced by "[i]f the defendant
used or possessed the firearm in connection with commission or
attempted commission of another offense." U.S.S.G., App. C,
Amendment 189 (1989)). To support this argument, Thompson
contends that the lack of expository comment in relation to the
amendment means that it is unlikely that the change in wording
signalled a change in meaning or how it was to be applied. We do
not agree. We do not believe we should use the absence of
legislative history to interpret a statute or guideline in a
manner inconsistent with its plain language. United States v.
_____________
Zackular, 945 F.2d 423, 424 (1st Cir. 1991).
________

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with" in the context of 2K2 of the guidelines have adopted and

applied this plain meaning. In Brewster, the First Circuit
________

reviewed the district court's application of the phrase "in

connection with" in the context of U.S.S.G. 2K2.1(b)(5) (1992),

a similar cross-reference provision.4 Id. at 54-55. In
__

Brewster, over the course of a month, an undercover federal agent
________

met with Brewster several times to discuss the possibility of

buying drugs and guns. Their discussions came to fruition when

Brewster sold the agent a small amount of crack cocaine, and

within an hour of that transaction, also sold him an automatic

weapon. Brewster eventually pled guilty to charges of

distribution of cocaine and being a felon in possession of a

firearm. At the sentencing hearing, the agent testified that he

had told Brewster from the outset that he aspired to be a drug

dealer, and that he needed a weapon to facilitate his plan.

Brewster denied that he knew of any link between the weapon and

the agent's planned drug trafficking. The court then found that

Brewster sold the firearm with knowledge of the buyer's intended

narcotics-related use of the weapon, and enhanced his sentence

pursuant to U.S.S.G. 2K2.1 (b)(5). Brewster then appealed the


____________________

4 U.S.S.G. 2K2.1(b)(5) (1992) provides:

If the defendant used or possessed any
firearm or ammunition in connection with
another felony offense; or possessed or
transferred any firearm or ammunition
with knowledge, intent or reason to
believe that it would be used or
possessed in connection with another
felony offense, increase by four levels.

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court's application of this cross-reference. We determined that

the phrase "in connection with" should be accorded its ordinary

meaning. The court then noted that the case turned on

credibility, and found that the district court's decision to

credit the agent's recitation of events, which indicated that

Brewster sold the gun with reason to believe that his customer

planned to use the gun in connection with drug trafficking, was

supported by the record, and that this constituted a sufficient

nexus between the weapon and the drug trafficking, for purposes

of the sentence enhancement. Id. at 54-55. See also United
__ _________ ______

States v. Condren, 18 F.3d 1190, 1200 (5th Cir. 1994); United
______ _______ ______

States v. Sanders, 990 F.2d 582, 585 (10th Cir.), cert. denied,
______ _______ ____________

114 S. Ct. 216 (1993).

Our construction of the phrase "in connection with"

comports with the Supreme Court's recent interpretation of an

analogous phrase, "in relation to" in the context of 18 U.S.C.

924(c)(1). See Smith v. United States, 113 S. Ct. 2050, 2059
___ _____ _____________

(1993); United States v. Routon, No. 93-10103, slip. op. (9th
______________ ______

Cir. June 1, 1994). In Smith, the Supreme Court looked to the
_____

ordinary meaning of the phrase "in relation to" and found that it

meant "with reference to" or "as regards." Smith, 113 S. Ct. at
_____

2058-59 (citing Webster's New International Dictionary of the

English Language, at 2102). The Court emphasized that the phrase

had an expansive meaning. Id. at 2058. The Court stated:
__

The phrase "in relation to" thus, at a
minimum, clarifies that the firearm must
have some purpose or effect with respect
to the drug trafficking crime; its

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presence or involvement cannot be the
result of accident or coincidence. As
one court has observed, the "in relation
to" language "allays explicitly the
concern that a person could be" punished
under 924(c)(1) for committing a drug
trafficking offense "while in possession
of a firearm" even though the firearm's
presence is coincidental or entirely
"unrelated" to the crime. United States
_____________
v. Stewart, 779 F.2d 538, 539 (9th Cir.
_______
1985) (Kennedy, J.). Instead, the gun at
least must "facilitate, or have the
potential of facilitating," the drug
trafficking offense.

Smith, 113 S. Ct. at 2059 (other citations omitted.); United
_____ ______

States v. Hadfield, 918 F.2d 987, 998 (1st Cir. 1990) (stating
______ ________

that under 18 U.S.C. 924(c), the critical concern is the

presence or absence of a facilitative nexus between the firearm

and drug activity, and finding that even if a firearm is not

instantly available or exclusively dedicated to the narcotics

trade, a sufficient nexus may exist to find a firearm was used

during and in relation to a drug trafficking crime), cert.
_____

denied, 500 U.S. 936 (1991). We therefore believe that the
______

phrase "in connection with" should be interpreted broadly and

that where a defendant's possession of a firearm aids or

facilitates the commission of another offense, the requisite link

is present.5

____________________

5 Thompson points to the Tenth Circuit's opinion in United
______
States v. G mez-Arrellano, 5 F.3d 464 (10th Cir. 1993), which
______ _______________
expressly looked to 18 U.S.C. 924(c) for interpretative
guidance, as controlling precedent. In United States v. Sanders,
_____________ _______
990 F.2d 582 (10th Cir.), cert. denied, 114 S. Ct. 216 (1993), an
____________
earlier Tenth Circuit case, the court refused to look to 18
U.S.C. 924(c) which creates criminal liability for one who uses
or carries a firearm "during and in relation to any crime of
violence or drug trafficking crime" as a guide for interpreting

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We do not believe that the district court's factual

finding that Thompson's constructive possession of the handgun

facilitated the commission of the cocaine and cocaine base

offenses, and therefore fell within the ambit of the

2K2.1(c)(2) cross-reference provision, was clearly erroneous.

The record supports the conclusion that a drug distribution

operation was run out of the Theodore Street apartment, and that


____________________

2K2.1(b)(5) because the standard under 924(c) was "much higher
than that necessary for enhancement under the Guidelines."
Sanders, 990 F.2d at 585. After Sanders was decided, the United
_______ _______
States Supreme Court issued its decision in Smith v. United
_____ ______
States, 113 S. Ct. 2050, 2059-60 (1993), which interpreted 18
______
U.S.C. 924(c) to require evidence showing only that a weapon
facilitated or had the potential to facilitate a crime -- a lower
standard than that previously used by the Tenth Circuit.

In G mez-Arrellano, the Tenth Circuit expressly looked to 18
_______________
U.S.C. 924(c) for guidance as to how to interpret the phrase
"in connection with" and ultimately held that the district
court's decision to apply the sentence enhancement for use of a
firearm in connection with another felony was unsupported by the
record. The facts had shown that when INS officers went to
arrest Mr. G mez-Arrellano at an Albuquerque residence, the
officers observed a green leafy substance in plain view and Mr.
G mez-Arrellano attempting to hide a plastic bag under a bed. A
subsequent search of the residence led to the discovery of
marijuana, cocaine, a pistol and ammunition. Because there was
no evidence in the record regarding the physical proximity
between the weapon and the drugs, nor any evidence regarding the
size or layout of the house, nor any indication that drug
transactions occurred inside the house, the Tenth Circuit found
there was insufficient evidence to support the inference of a
nexus between the weapon and narcotics activity.

We do not believe that the Tenth Circuit's decision in G mez-
______
Arrellano to use 924(c) as a model for interpreting
_________
2K2.1(b)(5) is inconsistent with Sanders, in light of the
_______
intervening United States Supreme Court case. Moreover, our
interpretation of 2K2.1 (c)(2) is consistent with the Supreme
Court's interpretation of similar language in 924(c). We also
believe that the facts of the present case show a stronger
connection between the firearm possession and drug offenses than
did the facts in G mez-Arrellano.
_______________

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Jackson was the "Boss," who was supported in his business by his

"boys," one of whom was Thompson. As the district court found,

it was imminently reasonable to believe that Thompson knew about

this drug dealing operation -- he was present on numerous

occasions when the CI went to Theodore Street to purchase cocaine

and cocaine base, and while there, saw drug related activities

openly occurring in the apartment.

While purchasing drugs, the CI repeatedly sought to

purchase firearms as well. Specifically, the CI was looking to

purchase a handgun on October 11, 1991, when he bought a quarter-

kilogram of cocaine base at Theodore Street. The handgun was not

available and the CI was told to come back the next day. On

October 12, the CI returned to Theodore Street to purchase the

gun, and Thompson, along with Henry, personally delivered the 9

millimeter pistol and ammunition to the CI. Essentially, this

completed the sale from the previous day. It does not in any way

strain credulity to believe that the Theodore Street group's sale

of the firearm to the CI facilitated the cocaine and cocaine base

sales. The evidence reasonably suggested that the cast of

characters at Theodore Street was in the business of supplying

both drugs and firearms, and that they were willing to obtain

whatever contraband the CI requested, in order to accommodate a

good customer and to maintain his confidence and business.

Thompson argues that the requisite nexus should only be

found to exist when there is some type of physical proximity

between the firearm and the drugs. The guideline does not


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require that the defendant actually use the firearm himself, or

use the firearm in any particular way. Rather, as we have

already determined, the language of the guideline is broad. The

combination of firearms and drugs is common, and the guideline

encompasses the many logical links which exist between the use of

firearms and drugs.

Thompson also points out that the usual case in which

the 2K2.1 cross-reference is used to apply drug guidelines to

a firearms offender is where the defendant used a firearm for

protection during a drug transaction or had the firearm available

to protect his supply of drugs. While this may be the most

common scenario, it is certainly not the only type of situation.

Rather, the cross-reference has been applied in a variety of

factual scenarios where a firearm has somehow aided or

facilitated the cross-referenced offense. See, e.g., United
___ ____ ______

States v. Patterson, 947 F.2d 635, 636 (2d Cir. 1991) (finding
______ _________

that the district court properly applied 2K2.1(c)(2)

enhancement when evidence showed that defendant had a gun under

the front seat of his car while he was driving to purchase drugs,

even though no drugs were physically present in the car.) Here,

the requisite nexus existed by virtue of the fact that the

enterprise, which Thompson was associated with, sold the guns and

drugs together, in an attempt to accommodate a customer and

maintain his business. The application of the 2K2.1(c)(2)

cross-reference to Thompson reflects the seriousness of firearm

possession in connection with other felonies, and the reality


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that when firearms are possessed or used in connection with drug

offenses, there is a greater threat to public safety. See, e.g.,
___ ____

United States v. McFadden, 13 F.3d 463, 464 (1st Cir. 1994)
______________ ________

(noting that Congress viewed the connection between firearm

possession in relation to drug trafficking provided by 18 U.S.C.

924(c) very seriously by requiring a mandatory five year

sentence, thus denying parole to an offender at a time when

parole was ordinarily available as a matter of course); U.S.S.G.

2D1.1(b)(1) comment (n.3) (1990) (enhancement of drug

trafficking offense for weapons possession reflects the increased

danger of violence when drug traffickers possess weapons).

For the foregoing reasons, the district court correctly

applied U.S.S.G. 2K2.1(c)(2), and the sentence is affirmed.
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Source:  CourtListener

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