Filed: Apr. 05, 2007
Latest Update: Mar. 28, 2017
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 06-3 PHILIP EDWARD WILKINSON, Petitioner - Appellant, versus MARVIN L. POLK, Warden, Central Prison, Raleigh, North Carolina, Respondent - Appellee. Appeal from the United States District Court for the Eastern District of North Carolina, at Raleigh. Malcolm J. Howard, Senior District Judge. (5:01-hc-00343-H) Argued: November 29, 2006 Decided: April 5, 2007 Before WILKINS, Chief Judge, and TRAXLER and GREGORY, Circuit Judges. A
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 06-3 PHILIP EDWARD WILKINSON, Petitioner - Appellant, versus MARVIN L. POLK, Warden, Central Prison, Raleigh, North Carolina, Respondent - Appellee. Appeal from the United States District Court for the Eastern District of North Carolina, at Raleigh. Malcolm J. Howard, Senior District Judge. (5:01-hc-00343-H) Argued: November 29, 2006 Decided: April 5, 2007 Before WILKINS, Chief Judge, and TRAXLER and GREGORY, Circuit Judges. Af..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 06-3
PHILIP EDWARD WILKINSON,
Petitioner - Appellant,
versus
MARVIN L. POLK, Warden, Central Prison,
Raleigh, North Carolina,
Respondent - Appellee.
Appeal from the United States District Court for the Eastern
District of North Carolina, at Raleigh. Malcolm J. Howard, Senior
District Judge. (5:01-hc-00343-H)
Argued: November 29, 2006 Decided: April 5, 2007
Before WILKINS, Chief Judge, and TRAXLER and GREGORY, Circuit
Judges.
Affirmed by unpublished opinion. Chief Judge Wilkins wrote the
opinion, in which Judge Traxler and Judge Gregory joined.
ARGUED: Erwin Chemerinsky, Professor, DUKE UNIVERSITY SCHOOL OF
LAW, Durham, North Carolina, for Appellant. Sandra Wallace-Smith,
Assistant Attorney General, NORTH CAROLINA DEPARTMENT OF JUSTICE,
Raleigh, North Carolina, for Appellee. ON BRIEF: Mary Ann Tally,
CENTER FOR DEATH PENALTY LITIGATION, INC., Durham, North Carolina;
Matt C. Stiegler, Durham, North Carolina, for Appellant. Roy
Cooper, Attorney General, Raleigh, North Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
WILKINS, Chief Judge:
Philip Edward Wilkinson appeals an order of the district court
denying his petition for a writ of habeas corpus, see 28 U.S.C.A.
§ 2254 (West 2006), in which he challenged his convictions and
death sentences for the murders of Judy, Chrystal, and Larry
Hudson.1 Wilkinson contends that law enforcement officers
unconstitutionally interfered with his relationship with trial
counsel, that the prosecution failed to turn over materially
exculpatory evidence, and that his counsel were constitutionally
defective in several respects. Because we conclude that the first
of these claims is defaulted and that the rejection of the
remainder by the state court was neither contrary to, nor an
unreasonable application of, clearly established federal law, we
affirm.
I.
Judy, her 19-year-old daughter Chrystal, and her 11-year-old
son Larry were found dead in their apartment in Fayetteville, North
Carolina, on July 30, 1991. All three had been bludgeoned to
death; Judy and Chrystal had been sexually assaulted. Police were
at a standstill in the investigation until January 9, 1992, when
Wilkinson turned himself in and confessed to the crime.
1
Wilkinson named Marvin Polk, Warden of Central Prison in
Raleigh, North Carolina, as Respondent. We will refer to
Respondent as “the State.”
2
Wilkinson provided the following account of the murders to law
enforcement officers. On the night of July 29, 1991, Wilkinson--a
habitual Peeping Tom--met a female friend at a restaurant at
approximately 9:00 p.m. Wilkinson drank heavily before, during,
and after this meeting. When Wilkinson’s friend left the bar, he
followed her in his vehicle. He was angry because she had been
“teasing” and “flirtatious,” and he intended to go to her apartment
to seduce her or, “if it did lead to that,” to rape her. Id. at
609. Wilkinson deliberately parked some distance from the
apartment in order to avoid detection. He abandoned his plan when
the woman’s dog began barking at him.
On his way back to his barracks,2 Wilkinson pulled into the
Heather Ridge Apartment complex, where the Hudsons lived. Walking
around the back of the complex, he approached the sliding glass
doors at the back of the Hudsons’ apartment and observed Chrystal
on the couch in a t-shirt and panties, asleep. Looking at her,
Wilkinson “was getting all worked up ... [b]ecause I had already
planned on doing that other chick.” Id. at 611. He picked up a
bowling pin that he saw outside the apartment door and “knew,” at
that point, that he “was going to kill her.” Id. at 640.
Wilkinson entered the apartment and fondled Chrystal, who woke
up. Wilkinson clubbed Chrystal repeatedly with the bowling pin,
2
At the time of the murders, Wilkinson was a soldier
stationed at Fort Bragg.
3
killing her. He then bit her breasts and attempted to rape her,
but failed because he was unable to achieve an erection. It then
occurred to Wilkinson that there might be other people in the
apartment. He found Judy and Larry asleep in one of the bedrooms.
He retrieved the bowling pin from the living room and bludgeoned
both of them to death. He then used a lightbulb to sexually
assault Judy and Chrystal.
Wilkinson eventually left the apartment, but upon reaching his
car he realized that he had left behind the bowling pin and the
lightbulb. He went back to the apartment to get these things, and
while there attempted to eliminate evidence of his presence in the
apartment by wiping down the screen door and the faucet where he
had washed his hands.
Police were without leads in the murders until approximately
six months later, when Wilkinson turned himself in and confessed.
He eventually pleaded guilty to three counts of first-degree murder
and other offenses. Thereafter, a jury sentenced him to death on
each of the murder convictions. The convictions and sentences were
affirmed on direct appeal. See State v. Wilkinson,
474 S.E.2d 375
(N.C. 1996). In 1997, Wilkinson filed a motion for appropriate
relief (MAR). The MAR court denied relief on the pleadings, and
the North Carolina Supreme Court denied Wilkinson’s petition for a
writ of certiorari. See State v. Wilkinson,
546 S.E.2d 394 (N.C.
2000).
4
In May 2001, Wilkinson filed this petition for a writ of
habeas corpus in the district court. As is relevant here,
Wilkinson raised three claims:
1. Law enforcement officers, acting as agents of the state,
violated Wilkinson’s constitutional right to counsel by making
disparaging remarks about counsel and encouraging Wilkinson to
reject counsel’s advice.
2. The State failed to disclose material, exculpatory evidence in
violation of Brady v. Maryland,
373 U.S. 83 (1963).
3. Trial counsel were ineffective in their preparation and
presentation of Wilkinson’s case in mitigation.
The district court concluded that the first claim was procedurally
defaulted and that all of the claims were without merit. Having
received a certificate of appealability from the district court,
Wilkinson now appeals.
II.
To the extent that Wilkinson’s claims were reviewed on the
merits in state court proceedings, our review is constrained by the
provisions of the Antiterrorism and Effective Death Penalty Act of
1996 (AEDPA), Pub. L. No. 104-132, 110 Stat. 1214. Pursuant to
that act, we review the decision of the district court de novo, but
we defer to the decision of the state court insofar as it
adjudicated Wilkinson's claims. See Conaway v. Polk,
453 F.3d 567,
581 (4th Cir. 2006). A federal court may grant habeas relief on a
claim “adjudicated on the merits” by a state court only if the
state court ruling “resulted in a decision that was contrary to, or
5
involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United
States” or “resulted in a decision that was based on an
unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C.A. § 2254(d).
A decision is “contrary to” clearly established federal
law if it either applies a legal rule that contradicts
prior Supreme Court holdings or reaches a conclusion
different from that of the Supreme Court “on a set of
materially indistinguishable facts.” A decision is an
“unreasonable application” of clearly established federal
law if it “unreasonably applies” a Supreme Court
precedent to the facts of the petitioner's claim.
Buckner v. Polk,
453 F.3d 195, 198 (4th Cir. 2006) (quoting
Williams v. Taylor,
529 U.S. 362, 412-13 (2000)) (citation
omitted), petition for cert. filed, No. 06-8699 (U.S. Jan. 3,
2007).
With these principles in mind, we turn to an examination of
Wilkinson's claims.
III.
During Wilkinson’s initial contact with police, the following
exchange occurred between Wilkinson, Sergeant Mike Calfee, and
Investigator Jeff Stafford:
P. Wilkinson: I want a quick or a speedy trial.... How
long do you think [it’s] going to be
before the trial.
Sgt. Calfee: That’s up to you.
Inv. Stafford: The quickest that this would get done
would be six months.
6
P. Wilkinson: I have to stay in Fayetteville for six
months.
Sgt. Calfee: Maybe four months if [you’re] real
adamant[. W]hat will happen to you, is
you will get an appointed public defender
.... And with all public defenders they
are going to want you to plead not
guilty. And try to make up some kind of
a story, as to why it couldn’t be used.
P. Wilkinson: What I am [sic] here telling you guys
everything.
Sgt. Calfee: You have to be adamant with your public
defender, about what you want to do,
because they are going to tell you what
they are going to do. They are good for
that, for not listening to what you want
to do. What you want to do is what I
would want to do, if I was in your
position.... [G]et it over with, get my
sentence started, and go on with the rest
of my life....
P. Wilkinson: This is taxpayer[s’] money, and I really
don’t think that’s fair, that they have
to pay for what I did.
Sgt. Calfee: That will be between you and your public
defender.
P. Wilkinson: What if I didn’t have one?
Sgt. Calfee: You have to have one. This is a
[capital] case. You have to be
represented by a competent counselor.
[It’s] up to you, your public defender[]
will say we want you to [plead] not
guilty and come up with some excuse.
That’s where you come in and say look no,
that’s not what I want you to do, you are
here to represent me, and this is the way
I want to proceed.
J.A. 655-56 (emphasis added).
7
A public defender was appointed to represent Wilkinson on
January 10, and she instructed Wilkinson not to talk with anyone,
especially Calfee and Stafford. Nevertheless, the officers
contacted Wilkinson on January 16 and spoke to him without his
attorney’s knowledge. The notes of this interview state that
Wilkinson “told us that he thought[] that he made his attorney mad,
because she wanted him to sign a paper, telling him not to talk to
us [any] more. And he refused to sign this paper. We told him
that [s]he was only looking out for him.” J.A. 422 (emphasis
added). The report further states that the officers advised
Wilkinson of his Miranda rights. See Miranda v. Arizona,
384 U.S.
436, 478-79 (1966). The report continues: “He initialed and
indicated that he understood, and that he did not want to talk to
us, and that he would talk to us, without an attorney being
present.” J.A. 422. The officers contacted Wilkinson once more on
February 14, again without the knowledge of his attorney.
Wilkinson maintains that these contacts, particularly the
first one, violated his Sixth Amendment rights because the officers
disparaged his attorneys and thus interfered with his relationship
with them. The MAR court found that this claim was procedurally
defaulted because Wilkinson could have raised it on direct appeal.
The district court affirmed this finding and also determined that
the claim was without merit. We affirm on the basis that the claim
was procedurally defaulted.
8
Absent cause and prejudice or a miscarriage of justice, a
federal habeas court may not review constitutional claims when a
state court has declined to consider their merits on the basis of
an adequate and independent state procedural rule. See Harris v.
Reed,
489 U.S. 255, 262 (1989). The procedural rule at issue here
is N.C. Gen. Stat. § 15A-1419(a)(3) (2005), which provides that a
claim is defaulted if the petitioner could have raised it in a
previous appeal but failed to do so. The MAR court determined that
the facts underlying Wilkinson’s Sixth Amendment claim were
presented on the face of the trial record, and thus the claim could
have been raised on direct appeal, see State v. Fair,
557 S.E.2d
500, 525 (N.C. 2001) (holding that an ineffective assistance of
counsel claim must be raised on direct appeal when the facts
supporting the claim are presented on the face of the record).
Wilkinson does not dispute the general adequacy of § 15A-
1419(a)(3). Rather, he maintains that counsel could not have
raised the issue at trial or on direct appeal because the fact and
content of Wilkinson’s conversations with Calfee and Stafford were
known only to Wilkinson. This is an incorrect statement of the
record. As the district court noted, “a videotape of Wilkinson’s
conversation with the officers was admitted into evidence” during
the penalty phase, and “Sergeant Stafford testified that he met
with Wilkinson on two other occasions at the jail.” J.A. 698-99.
9
We therefore affirm the conclusion of the district court that this
claim is procedurally defaulted.
IV.
Wilkinson next maintains that the State failed to disclose
material exculpatory evidence--namely, the results of a blood
alcohol test--in violation of Brady. The MAR court ruled that this
claim was procedurally defaulted and that, alternatively, it was
without merit. On federal habeas review, the district court
concluded that the claim was not defaulted but that the merits
ruling of the MAR court was not an unreasonable application of
clearly established law. The State does not challenge the
rejection by the district court of the procedural default ruling by
the MAR court, and we therefore do not consider it. We conclude,
rather, that the rejection of this claim on the merits by the MAR
court is entitled to deference under the AEDPA.
By his own account, Wilkinson drank heavily on the night of
the murders. By 8:00 p.m., he had drunk eight beers. He then met
his friend at the bar, where he drank another six to eight mixed
drinks, each one a double. After leaving the bar, Wilkinson drank
another two beers in his car before he committed the murders.
Indeed, Wilkinson told the police during his confession that he was
drunk at the time of the murders and had difficulty recalling some
of the details of the crimes.
10
Wilkinson missed his 6:00 a.m. formation on the morning
following the murders. His squad leader found him and had him
taken to the hospital, where a blood alcohol test was conducted.
Defense counsel repeatedly requested a copy of the test results but
did not receive them until two days after Wilkinson pleaded guilty.
Based on the test results, a toxicologist hired by MAR counsel
estimated that Wilkinson had a blood alcohol level of .174 at the
time of the murders.
Wilkinson argues that the failure to provide the test results
prior to his guilty plea constituted a violation of his due process
rights. Suppression by the government of evidence favorable to the
defense that is material to the outcome of a trial or sentencing
proceeding violates due process, irrespective of the good or bad
faith of the prosecutor. See Brady, 373 U.S. at 87. Undisclosed
evidence is material when its cumulative effect is such that “there
is a reasonable probability that, had the evidence been disclosed
to the defense, the result of the proceeding would have been
different.” Kyles v. Whitley,
514 U.S. 419, 433-34 (1995)
(internal quotation marks omitted); see id. at 436 (explaining that
“suppressed evidence [must be] considered collectively, not item by
item”). A “reasonable probability” is one sufficient to undermine
confidence in the outcome. See id. at 434.
Wilkinson contends that the test results were material because
they would have enabled trial counsel to persuade Wilkinson that he
11
was too drunk to premeditate the murders, and thus that he should
plead guilty to second-degree murder or plead not guilty and try to
persuade a jury, based on a defense of voluntary intoxication, that
he was innocent of capital murder. This claim fails. Even without
the test results, Wilkinson’s attorneys had ample evidence to
support a jury instruction on voluntary intoxication. See State v.
Mash,
372 S.E.2d 532, 538 (N.C. 1988). Wilkinson’s attorneys knew
that Wilkinson had been drinking heavily for hours before the
incident and that he had stated in his confession that he was drunk
at the time of the murders--even that he did not think he would
have killed the victims had he been sober. Additionally, counsel
knew that Wilkinson’s sobriety was sufficiently questionable the
next day that his commanding officer had him taken in for a blood
alcohol test. In short, even without the test results, Wilkinson’s
attorneys had ample evidence to support a voluntary intoxication
defense and to persuade their client to seek a lesser conviction,
whether through plea or trial. It is exceedingly unlikely that
having the actual test results would have made any difference to
the outcome. We therefore conclude that the rejection of this
claim by the MAR court was neither contrary to, nor an unreasonable
application of, clearly established federal law.
12
V.
Finally, Wilkinson challenges the effectiveness of trial
counsel. In order to establish that his constitutional right to
the effective assistance of counsel was violated, Wilkinson must
make a twofold showing. See Wiggins v. Smith,
539 U.S. 510, 521
(2003). First, he must demonstrate that his attorneys’
“representation fell below an objective standard of
reasonableness.” Strickland v. Washington,
466 U.S. 668, 688
(1984). “Judicial scrutiny of counsel’s performance must be highly
deferential,” and “every effort [must] be made to eliminate the
distorting effects of hindsight ... and to evaluate the
[challenged] conduct from counsel’s perspective at the time.” Id.
at 689.
Wilkinson must also demonstrate that he was prejudiced by his
attorneys’ ineffectiveness, i.e., “that there is a reasonable
probability that, but for counsel’s unprofessional errors, the
result of the proceeding would have been different.” Id. at 694.
In the context of an ineffective assistance claim related to
counsel’s performance during the penalty phase of a capital trial,
the question is whether the habeas petitioner can demonstrate a
reasonable probability that at least one juror would have voted to
impose a sentence of life imprisonment. See Buckner, 453 F.3d at
203.
13
A.
Wilkinson maintains that trial counsel failed to make an
adequate presentation regarding the statutory mitigating factor
that “the defendant was under the influence of mental or emotional
disturbance.” N.C. Gen. Stat. § 15A-2000(f)(2) (2005). In
particular, Wilkinson criticizes trial counsel’s failure to make
use of Dr. Billy Royal and Dr. Faye Sultan, both of whom were
defense experts who had examined Wilkinson. Instead, trial counsel
presented the testimony of Dr. Stephen Alexander, who testified at
length regarding Wilkinson’s mental state around the time of the
murders.
Trial counsel adequately explained their failure to use Royal
and Sultan. As to Royal, trial counsel abandoned him as an expert
after he failed to produce an intelligible report after two years
on the case. As the district court explained,
Despite having worked on [Wilkinson’s] case for two years
and having cost the defense over $7,000 in court-
authorized funds, Dr. Royal never completed his
evaluation and never reached any final conclusions
regarding [Wilkinson’s] state of mind. Counsel told the
trial judge that they were finally able to “pry an
evaluation out of [Dr. Royal]” approximately eight or
nine months before [Wilkinson’s] trial but that the
evaluation was “worthless” and “gibberish.” Trial
counsel effectively had two choices -- they could
continue working with Dr. Royal and hope that he would
provide something useful or they could cut their losses
and begin anew with different experts. Given the
circumstances trial counsel faced, it cannot be said that
they performed deficiently in choosing different mental
health experts to assist them.
14
J.A. 725 (third alteration in original). Dr. Sultan, after
examining Wilkinson, adamantly refused to have any further
involvement in the case, saying that her testimony would hurt
Wilkinson more than help him.
In light of these circumstances, it was not ineffective for
counsel to employ different experts to present Wilkinson’s case in
mitigation. Indeed, this is precisely the type of strategic
judgment that is entitled to a full measure of deference from
reviewing courts. See Strickland, 466 U.S. at 690 (“[S]trategic
choices made after thorough investigation of law and facts relevant
to plausible options are virtually unchallengeable.”). Moreover,
the experts employed by counsel, particularly Dr. Alexander, who
testified as to Wilkinson’s mental state, were very effective. The
jury found the “mental or emotional disturbance” mitigator based on
Dr. Alexander’s testimony. Therefore, it was not unreasonable or
contrary to Strickland for the MAR court to reject this claim.
B.
Trial counsel presented substantial evidence regarding the
circumstances of Wilkinson’s upbringing. This testimony was
presented through Wilkinson’s younger brother and sister, Paul and
Jennifer, and through psychotherapist Janet Vogelsang. These three
witnesses testified that Wilkinson’s parents divorced when he was
six and that his father visited the family on Sundays for a while,
but then dropped out of their lives. They also testified that
15
despite living in a middle-class neighborhood in Ohio, they were
sometimes without electricity and hot water because Wilkinson’s
mother, a nurse, refused to work to support the family. On
occasion, Wilkinson’s mother would parade her children (including
Wilkinson’s older brother, Peter, who is developmentally disabled)
in front of various churches, begging for charity. They would move
on to another church when one grew tired of supporting them. All
of the churches were fundamentalist Pentecostal, and Wilkinson grew
up fearing that if he took one wrong step, he would go to Hell.
Also, the Wilkinson home was chaotic and filthy, and the children
could not bring their friends over. Their mother was often absent
when the children were home; once, Jennifer was injured by a piece
of falling plaster, and the children had to go to a neighbor for
help because they could not find their mother. In addition to
laying out this factual background, Dr. Vogelsang testified at
length regarding the impact of Wilkinson’s upbringing on his mental
health, specifically relating the circumstances to his behavior in
the murders.
Despite all of this, Wilkinson maintains that trial counsel
were ineffective for not presenting more witnesses, particularly
Wilkinson’s parents. Indeed, Wilkinson criticizes the fact that
his parents were told there were no funds to bring them to North
Carolina for the trial. Wilkinson maintains that additional
witnesses would have allowed trial counsel to “develop[] a far more
16
detailed and richer description of Mr. Wilkinson’s childhood.” Br.
of Appellant at 49.
The rejection of this assertion by the MAR court was not
unreasonable. The picture presented to the jury, particularly
through the testimony of Wilkinson’s siblings, was quite detailed.
It is highly unlikely that additional evidence, which would merely
have been cumulative, would have changed the outcome. We therefore
affirm the denial of habeas relief on this claim.
C.
Wilkinson’s strongest claim regarding the effectiveness of
trial counsel concerns their failure to present evidence that
Wilkinson was filled with remorse for the murders. Specifically,
Wilkinson maintains that trial counsel should have presented
testimony from Randy Johnson, a pastor who spoke with Wilkinson
shortly before Wilkinson confessed to the murders. In an affidavit
submitted with Wilkinson’s MAR, Pastor Johnson stated that he
“could sense that [Wilkinson] was extremely remorseful.” J.A. 466.
Pastor Johnson further affirmed that he thought Wilkinson was a
very likeable young man and that he would have been willing to
testify if he had been subpoenaed. Although Wilkinson’s acceptance
of responsibility for his criminal conduct was submitted as a
mitigating factor, it was not found by any juror.
The failure to call Pastor Johnson as a witnesses is
troubling, particularly since it appears that no other witness
17
testified at length regarding Wilkinson’s remorse for the crimes,
and counsel did not spend any significant time arguing that
Wilkinson was remorseful, instead focusing on the fact that the
investigation of the murder was at a dead end and that Wilkinson
did the right thing by turning himself in. However, we do not
consider this claim on de novo review, but rather subject to the
strictures of the AEDPA. Pursuant to those limitations, that we
would decide an issue differently on de novo review is not enough
to grant habeas relief; the decision of the state court must not be
merely incorrect, but unreasonable. See Lovitt v. True,
403 F.3d
171, 178 (4th Cir.), cert. denied,
126 S. Ct. 400 (2005).
We cannot reach such a conclusion here. Assuming that trial
counsel were ineffective for failing to present Pastor Johnson’s
testimony, it was not unreasonable for the MAR court to conclude
that there was no resulting prejudice. In the first place,
Wilkinson’s confession revealed that he had talked to Pastor
Johnson for the very first time only a few hours, at most, before
his confession. And, as the district court noted, not only did
Dr. Alexander testify regarding Wilkinson’s remorse, but trial
counsel made it clear to the jury that the crime would have gone
unsolved had Wilkinson not voluntarily confessed. Finally, the
jury knew that Wilkinson had pleaded guilty and that he had
insisted upon doing so from the moment he turned himself in. In
light of the evidence presented of Wilkinson’s remorse, we cannot
18
say that it was unreasonable for the MAR court to conclude that the
failure to present the additional testimony of Pastor Johnson would
not have created a reasonable probability of a different outcome.
We therefore affirm the denial of relief on this claim.3
VI.
For the reasons set forth above, we affirm the denial of
habeas relief by the district court.
AFFIRMED
3
Wilkinson also argues that trial counsel should have
presented evidence regarding his ability to adjust to a prison
environment. This claim is without merit. Given the evidence
before the jury (both in aggravation and mitigation), it is highly
unlikely that the jury would have been swayed to impose a life
sentence based on the fact that Wilkinson would have been a good
prisoner, especially considering that the state did not argue
future dangerousness as an aggravating factor. It therefore was
not unreasonable for the MAR court to reject this assertion.
19