Filed: Jan. 14, 2008
Latest Update: Feb. 12, 2020
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 06-4878 UNITED STATES OF AMERICA, Plaintiff - Appellee, versus ANTHONY PATTERSON, a/k/a Tony P, Defendant - Appellant. Appeal from the United States District Court for the District of South Carolina, at Columbia. Cameron McGowan Currie, District Judge. (3:05-cr-00464-CMC-AL) Argued: September 28, 2007 Decided: January 14, 2008 Before MOTZ, Circuit Judge, HAMILTON, Senior Circuit Judge, and Raymond A. JACKSON, United States Dis
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 06-4878 UNITED STATES OF AMERICA, Plaintiff - Appellee, versus ANTHONY PATTERSON, a/k/a Tony P, Defendant - Appellant. Appeal from the United States District Court for the District of South Carolina, at Columbia. Cameron McGowan Currie, District Judge. (3:05-cr-00464-CMC-AL) Argued: September 28, 2007 Decided: January 14, 2008 Before MOTZ, Circuit Judge, HAMILTON, Senior Circuit Judge, and Raymond A. JACKSON, United States Dist..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 06-4878
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
ANTHONY PATTERSON, a/k/a Tony P,
Defendant - Appellant.
Appeal from the United States District Court for the District of
South Carolina, at Columbia. Cameron McGowan Currie, District
Judge. (3:05-cr-00464-CMC-AL)
Argued: September 28, 2007 Decided: January 14, 2008
Before MOTZ, Circuit Judge, HAMILTON, Senior Circuit Judge, and
Raymond A. JACKSON, United States District Judge for the Eastern
District of Virginia, sitting by designation.
Affirmed by unpublished opinion. Judge Jackson wrote the opinion,
in which Judge Motz and Senior Judge Hamilton joined.
ARGUED: David Bruce Betts, Columbia, South Carolina, for Appellant.
Jane Barrett Taylor, Assistant United States Attorney, OFFICE OF
THE UNITED STATES ATTORNEY, Columbia, South Carolina, for Appellee.
ON BRIEF: Reginald I. Lloyd, United States Attorney, Columbia,
South Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
JACKSON, District Judge:
Anthony Allen Patterson appeals the district court’s refusal
to continue his sentencing hearing, its finding that he violated
his plea agreement, and its finding that he was not entitled to a
Government motion for downward departure. For the reasons that
follow, we affirm.
I.
On May 18, 2005, Appellant Anthony Allen Patterson, along with
22 others, was charged in a 75 count superseding indictment for
conspiracy to distribute 5 kilograms or more of cocaine and 50
grams or more of cocaine base and various individual or jointly
undertaken substantive drug distribution charges. J.A. 12-53.
Subsequent to his arrest, Patterson signed a proffer agreement with
the Government and agreed to cooperate. J.A. 54. As part of that
agreement he was to be “fully truthful and forthright with the
United States Attorney’s Office...concerning all unlawful
activities.” J.A. 54. Additionally, the proffer agreement
required Patterson to submit to a polygraph if requested. J.A. 55.
As long as Patterson abided by all of its terms, the agreement
provided that any statements made pursuant to that agreement would
not be used against him. J.A. 56. This protection, however, did
not extend to any information involving homicides or other crimes
of extreme violence. J.A. 56.
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On September 22, 2006, Patterson pled guilty pursuant to a
written plea agreement. J.A. 9. Consequently, Patterson renewed his
agreement to cooperate and submit to a polygraph if requested by
the Government. J.A. 60-62. The plea agreement required Patterson
to be truthful and forthright concerning “importation and
distribution of controlled substances, money laundering, firearms
offenses, income tax evasion and other unlawful activities...” J.A.
60. It also provided that the Government would move for a downward
departure in the event that Patterson abided by all terms of the
plea agreement and provided substantial assistance to the
Government. J.A. 63-64.
During the plea hearing, the Government advised the Court that
Patterson’s cooperation resulted in substantial assistance to the
Government, which would warrant a downward departure motion at the
time of sentencing if he continued to abide by the terms of his
plea agreement. J.A. 134-153. After his plea, the Government
received information that Patterson may have been involved in an
unsolved murder. J.A. 152-153. Instead of interviewing Patterson
under the plea agreement and the original proffer, which required
truthfulness without protection from self-incrimination, the
Government offered him a revised proffer which would allow him to
be forthright concerning the murder without risk of prosecution.
J.A. 144-147, 153-154. Patterson signed the new proffer and was
debriefed. However, he denied any knowledge of or involvement in
the homicide. J.A. 154. Subsequently, Patterson took a polygraph
and failed. J.A. 154.
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A pre-sentence investigation was conducted and a report
issued. J.A. 198-226. The case was initially scheduled for
sentencing on May 24, 2006, but was cancelled and rescheduled for
June 19, 2006. J.A. 9. At sentencing, the Government refused to
file a motion for downward departure based upon the failed
polygraph, which was a violation of Patterson’s plea agreement.
J.A. 163. The district court held that the nature of the
homicides, involving “firearms offenses,” required Patterson to
provide truthful information regarding the murders and pass a
polygraph to the Government’s satisfaction. The court further held
that because Patterson was unable to pass the test, the Government
was not required to make a downward departure even though it
confirmed Patterson had otherwise offered substantial assistance.
J.A. 168.
Upon Patterson’s motion, the court continued sentencing until
July 20, 2006. J.A. 9-10. On July 14, 2006, Patterson again moved
for a continuance. J.A. 10. The court granted Patterson’s second
motion and continued the hearing until August 14, 2006. The court
noted that no further continuances would be granted. J.A. 10. On
August 14, 2006, Patterson appeared for sentencing. J.A. 10. He
again moved for a continuance in order to allow a psychiatrist to
examine him and determine if there was an explanation for his
failure to pass a polygraph other than being untruthful. J.A. 165-
166. The motion was denied. J.A. 167. Patterson next moved to
withdraw his guilty plea, claiming it was only entered because he
had been assured that he had already earned a right to a downward
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departure motion, thereby avoiding a life sentence. The motion was
also denied. J.A. 165. The district court then sentenced
Patterson to life in prison. J.A. 186.
II.
We review the district court’s determination that Patterson
breached the plea agreement as a question of fact. Therefore, we
are governed by the “clearly erroneous” standard. United States v.
Conner,
930 F.2d 1073 (4th Cir. 1991).
Patterson argues that the district court clearly erred when it
determined that his failure to pass a polygraph regarding a ten
year old unsolved and unrelated double homicide constituted a
failure to abide by all the terms of his plea agreement.
(Appellant’s Br., 8.) He highlights Paragraph 4 of his plea
agreement with the Government, which provides in part that he:
agrees to be fully truthful and forthright with the
United States Attorney’s Office for the District of South
Carolina and federal law enforcement agents in their
investigation of...firearms offenses...and other unlawful
activities, to include, but not limited to, truthful and
complete debriefings of the Defendant’s knowledge
concerning...firearms offenses...and other unlawful
activities. (Emphasis added). (Appellant’s Br., 11.)
Patterson essentially asserts that neither the United States
Attorney’s Office for the District of South Carolina nor any
federal law enforcement agency was interested in or engaged “in
the[] investigation of...firearms offenses” related to the unsolved
1997 murders in Richland County, South Carolina. Patterson argues
that he was not questioned for the purpose of aiding any federal
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investigation into “firearms offenses,” but merely for the purpose
of “helping a local Sheriff’s office in its attempt to close a ten
year old unsolved case.” (Appellant’s Br., 13.) Patterson argues
that because information about the unrelated homicides was not
required by the plea agreement, the district court was clearly
erroneous in its determination that the attorneys for the
Government were entitled to declare “their unquestionable
obligation” to move for departure “null and void.”
Id.
The Government argues that Patterson’s assertion that the
issue on which he was tested was not covered by the plea agreement
is without merit. (Appellee’s Br., 12.) The plain language of
Patterson’s plea agreement required him to be fully truthful and
forthright concerning any unlawful activities, to submit to a
polygraph examination, and pass that examination to the
Government’s satisfaction. (Appellee’s Br., 12.) The plea agreement
does not limit the requirement of truthfulness or of passing a
polygraph to matters central to the Government’s case. The
Government argues that it “has a significant and legitimate
interest in testing the credibility of the defendant and in
assessing his overall value as a potential witness.” (Appellee’s
Br., 12.) Moreover, the Government argues that Patterson’s plea
agreement was designed to address these issues and, therefore,
served its purpose.
The Court finds the district court did not clearly err when it
determined Patterson’s failure to pass a polygraph constituted a
breach of his plea agreement. The Supreme Court calls for a
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combination of contractual and constitutional waiver analysis in
analyzing the formation and enforcement of plea agreements. See
Santobello v. New York,
404 U.S. 257 (1971). The fairness of any
voluntary agreement turns upon the parties’ expectations that:(1)
the plea agreement will be honored by the other party and (2)
redress must be available when necessary in the courts.
Id. at
260-262. This Court has stated that with predictability and
reliance as the foundation of plea bargaining, the Court must apply
fundamental contract and agency principles to plea bargains as the
best means to fair enforcement of the parties’ agreed obligations.
United States v. McIntosh,
612 F.2d 835, 837 (4th Cir. 1979); see
also United States v. Martin,
25 F.3d 211, 216-17 (4th Cir.
1994)(stating judicial interpretation of plea agreements is largely
governed by law of contracts).
In determining whether the district court clearly erred when
it determined that Patterson’s failure to pass a polygraph
constituted a breach of his plea agreement, the Court examined the
text of the agreement. Paragraph five of Patterson’s plea agreement
states the following:
The Defendant, ANTHONY PATTERSON, agrees to submit to
such polygraph examinations as may be requested by the
Attorneys for the Government and agrees that any such
examinations shall be performed by a polygraph examiner
selected by the Attorneys for the Government. Defendant
ANTHONY PATTERSON, further agrees that his failure to
pass any such polygraph examination to the Government’s
satisfaction will result, at the Government’s sole
discretion, in the obligations of the Attorney’s for the
Government within the Agreement becoming null and void.
J.A. 61, 62
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Patterson agreed to submit to a polygraph examination if requested
and his failure to pass resulted in the Government’s obligation
becoming null and void “at the Government’s sole discretion.”
Id.
Based on the clear language of the agreement, Patterson has failed
to satisfy his burden of proving the district court committed clear
error in its finding that his failure to pass a polygraph
constituted a failure to abide by all the terms of his plea
agreement.
III.
We determine a district court’s denial of a motion to continue
to be an abuse of discretion only when that court exhibits “an
unreasoning and arbitrary insistence upon expeditiousness in the
face of a justifiable request for delay.” Morris v. Slappy,
461
U.S. 1, 11-12 (1983). A determination not to grant a motion to
continue is within the broad discretion of the district court.
Id.
Patterson asserts that the district court abused its discretion
when it refused to grant his request for a continuance of his
sentencing hearing. (Appellant’s Br., 13.) In support of this
conclusion, Patterson avers that a continuance would not have caused
undue delay and that a forensic psychiatrist indicated that the case
seemed very unique. (Appellant’s Br., 14.) Patterson further argues
that he was clearly prejudiced by the denial of the requested
continuance because without it, it was impossible to avoid a
mandatory life sentence. (Appellant’s Br., 15.) Under these unusual
circumstances, Patterson asserts, the district court abused its
8
discretion in refusing a continuance of his sentencing hearing to
allow a psychiatrist to determine the reason he failed the polygraph
test. (Appellant’s Br., 15.)
The Government claims Patterson’s arguments are wholly without
merit. The Government argues that it gave Patterson a “free pass”
on the murder if he had truthfully admitted his participation. J.A.
153, 158. The Government previously advised that Patterson had
substantially assisted the Government and, if he abided by all terms
of the plea agreement, was entitled to a downward departure. J.A.
158. Therefore, if Patterson admitted the murder and passed a
polygraph, he would not have suffered the consequences for the
murder and would have received a motion for downward departure. J.A.
158. However, Patterson denied his involvement in the murder and
failed a polygraph. As the Government points out, the district court
denied the motion, stating:
[A]t this point in the case, given the history of what
has gone on, it is not reasonable to continue this case
another time for sentencing to give a person who has had
an opportunity to tell the truth an opportunity to try to
convince the psychiatrist that because of some repressed
memory he can’t remember what happened. That is just
farfetched. J.A. 171
The facts of this case do not evidence “an unreasoning and arbitrary
insistence upon expeditiousness in the face of a justifiable request
for delay.” See
Slappy, 461 U.S. at 11-12.
Patterson had previously requested and obtained two
continuances of his sentencing hearing, and the court had ordered
that no further continuances would be granted. Despite this, the
court considered Patterson’s request and found that the basis for
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continuance was “farfetched.” Patterson has not cited any case in
which this Court found an abuse of discretion on facts similar to
facts in this case. On the other hand, there is ample precedent
which establishes that the district court has broad discretion in
denying continuance motions. See United States v. Hedgepeth,
418
F.3d 411, 423-24 (4th Cir. 2005)(no abuse of discretion to deny
continuance motion on eve of sentencing based upon allegation that
attorney-client relationship deteriorated or on day of sentencing
to investigate whether defendant was entitled to departure for
diminished capacity); see also United States v. Attar,
38 F.3d 727,
735 (4th Cir. 1994)(no abuse of discretion to deny continuance to
secure new counsel after allowing former counsel to withdraw at
sentencing). Based on the above facts, the Court finds no error in
the district court’s denial of the motion to continue.
IV.
The district court’s determination that Patterson’s failure to
pass a polygraph constituted a failure to abide by all the terms of
his plea agreement and the district court’s refusal to grant
Patterson’s request for a continuance of his sentencing hearing were
proper. Accordingly, for the reasons stated herein the judgment of
the district court is affirmed.
AFFIRMED
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