Filed: Mar. 05, 2009
Latest Update: Feb. 12, 2020
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 07-15 ROGER M. BLAKENEY, Petitioner – Appellant, v. GERALD J. BRANKER, Warden, Central Prison, Raleigh, North Carolina, Respondent – Appellee. Appeal from the United States District Court for the Western District of North Carolina, at Charlotte. Richard L. Voorhees, District Judge. (3:05-cv-00010-RLV) Argued: September 23, 2008 Decided: March 5, 2009 Before MICHAEL, KING, and GREGORY, Circuit Judges. Affirmed by unpublished op
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 07-15 ROGER M. BLAKENEY, Petitioner – Appellant, v. GERALD J. BRANKER, Warden, Central Prison, Raleigh, North Carolina, Respondent – Appellee. Appeal from the United States District Court for the Western District of North Carolina, at Charlotte. Richard L. Voorhees, District Judge. (3:05-cv-00010-RLV) Argued: September 23, 2008 Decided: March 5, 2009 Before MICHAEL, KING, and GREGORY, Circuit Judges. Affirmed by unpublished opi..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 07-15
ROGER M. BLAKENEY,
Petitioner – Appellant,
v.
GERALD J. BRANKER, Warden, Central Prison, Raleigh, North
Carolina,
Respondent – Appellee.
Appeal from the United States District Court for the Western
District of North Carolina, at Charlotte. Richard L. Voorhees,
District Judge. (3:05-cv-00010-RLV)
Argued: September 23, 2008 Decided: March 5, 2009
Before MICHAEL, KING, and GREGORY, Circuit Judges.
Affirmed by unpublished opinion. Judge King wrote the opinion,
in which Judge Michael joined. Judge Gregory wrote a separate
opinion concurring in part and dissenting in part.
ARGUED: Burton Craige, PATTERSON HARKAVY, L.L.P., Raleigh,
North Carolina, for Appellant. Edwin William Welch, NORTH
CAROLINA DEPARTMENT OF JUSTICE, Raleigh, North Carolina, for
Appellee. ON BRIEF: Jeffrey P. Bloom, Columbia, South Carolina,
for Appellant. Roy Cooper, North Carolina Attorney General,
Raleigh, North Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
KING, Circuit Judge:
Roger M. Blakeney (“Blakeney” or “defendant”) appeals the
district court’s denial of his federal habeas corpus petition,
by which he seeks to have his North Carolina convictions and
death sentence vacated for alleged constitutional violations.
Blakeney contends that the district court erred in three
respects: (1) in denying him relief on the claim that his trial
counsel rendered ineffective assistance during sentencing
proceedings; (2) in denying him relief on the claim that the
prosecution withheld exculpatory evidence; and (3) by rejecting
his request for an evidentiary hearing on the claim that his
trial counsel was ineffective in failing to adequately challenge
the racial composition of the jury. As explained below, we are
constrained to affirm.
I.
A.
The pertinent details of Blakeney’s state trial and the
factual predicate for his prosecution were outlined by the
Supreme Court of North Carolina on direct appeal, as follows:
On 13 May 1996 defendant Roger McKinley Blakeney
(defendant) was indicted for the first-degree murder
of Callie Washington Huntley (the victim). Defendant
was also indicted for arson, common law robbery,
felonious breaking and entering, felonious larceny,
and felonious possession of stolen goods. Defendant
was tried capitally at the 25 August 1997 Criminal
2
Session of Superior Court, Union County. At the close
of the evidence, the state voluntarily dismissed the
larceny charge. In addition, the charge of felonious
possession of stolen goods was not submitted to the
jury. The jury found defendant guilty of first-degree
murder on the basis of malice, premeditation, and
deliberation and under the felony murder rule. The
jury also found defendant guilty of first-degree
arson, common law robbery, and felonious breaking and
entering. Following a capital sentencing proceeding,
the jury recommended a sentence of death for the
first-degree murder conviction, and the trial court
entered judgment in accordance with that
recommendation. The trial court also entered
judgments sentencing defendant to consecutive terms of
imprisonment for the remaining convictions.
The state presented evidence at trial which is
summarized as follows: On 15 April 1996, between the
hours of 10:00 a.m. and 12:00 noon, defendant, age
thirty-three, opened and crawled through a back window
in his mother’s home for the purpose of stealing
something of value that he could sell. Defendant
stole three of his mother’s rings, a brown leather
pouch, approximately $4.00 in change, a small
herringbone chain, and his mother’s savings account
deposit book. Defendant then telephoned his wife and
told her he would be home in a few minutes.
After defendant finished speaking with his wife,
the victim, age seventy-six, drove behind the house.
The victim had lived with defendant’s mother for over
twenty years. Defendant hid in a small room behind
the refrigerator as the victim entered the residence.
According to defendant’s confession, which was
admitted into evidence at trial, defendant entered the
kitchen, and the two began arguing. Defendant told
authorities that he turned to leave, but the victim
grabbed him. Defendant charged at the victim, grabbed
and wrestled a .22-caliber revolver out of the
victim’s hand, and hit the victim in the back of the
head with the butt of the gun. The victim fell
facedown on the kitchen floor and started bleeding.
According to defendant, after some additional period
of physical struggle, a metal can of kerosene was
accidentally spilled. Defendant also claimed that a
cigarette he was smoking fell out of his mouth at some
3
time during the struggle. According to defendant, at
some point, he pulled the victim off the floor, sat
him in a chair, and wrapped an electrical cord around
his hands and legs. Defendant then removed $78.00
from the victim’s wallet, exited the residence, and
departed the area in defendant’s vehicle.
Terry Lee Bivens (Bivens), defendant’s
longstanding friend, worked at a nearby business and
observed defendant departing his mother’s residence on
the day in question. Bivens recognized defendant’s
vehicle. Seconds later, Bivens noticed smoke coming
from the residence. Bivens and several other
witnesses looked on as the house began to burn.
Firefighters arrived at the scene and discovered
the victim’s wire-bound body as they fought the fire.
Agent Van Worth Shaw, Jr. (Agent Shaw), an arson
investigator for the State Bureau of Investigation
(SBI), determined that the fire had two distinct
points of origin and was caused by the use of a
flammable liquid. In contrast to defendant’s
statement, all accidental causes were eliminated
during the investigation, and Agent Shaw opined that
the fire was intentionally set. The investigation
revealed traces of kerosene on samples taken from the
couch in the den and on the victim’s clothing.
Dr. Robert Thompson, a forensic pathologist with
the Office of the Chief Medical Examiner, performed an
autopsy on the victim’s body. The autopsy revealed
that seventy-five percent of the victim’s skin was
charred. Dr. Thompson also observed that the victim
had received a wound to the back and a wound to the
left temporal area of the head, which resulted in
injury to the brain. Dr. Thompson opined that the
victim was conscious for approximately three to five
minutes after the fire started, that the victim died
within approximately ten minutes, and that the cause
of death was carbon monoxide poisoning produced by the
fire.
On 16 April 1996 law enforcement officers located
defendant at a friend’s residence, sitting in the
passenger seat of his vehicle. Defendant consented to
a search of his vehicle, where the officers found his
mother’s stolen jewelry, leather pouch, and savings
4
deposit book in the glove compartment. The
authorities later recovered the .22-caliber revolver
that defendant had taken from the victim. Defendant
had exchanged the gun for a loan. The investigation
also revealed that bloodstains found on defendant’s
clothing were consistent with the victim’s blood.
Defendant did not present evidence during the
guilt-innocence phase of trial.
State v. Blakeney,
531 S.E.2d 799, 806-08 (N.C. 2000). 1 Specific
to the trial’s sentencing phase, the state supreme court
observed that
the state presented evidence of, and defendant
stipulated to, one conviction for robbery with a
dangerous weapon. The state’s evidence tended to show
that, in 1989, defendant robbed a grocery store and
struck the store owner in the back of the head with a
1
The state supreme court provided further details of the
murder and its aftermath, as follows:
defendant telephoned his wife from his mother’s
residence, before the victim arrived, and informed her
he would be home “in a few minutes.” The record
reveals, however, that defendant did not return home
as planned. Rather, defendant ran from the scene of
the crime and departed the area in his vehicle. One
of defendant’s longstanding friends waved at him, but
defendant did not respond. After departing the area,
defendant drove to “[Emanuel Blackman’s] shack out in
the country,” where he traded the victim’s gun for
cocaine and twenty dollars in cash. Defendant then
continued to drive through the country, stopping in
Pageland, South Carolina, where he traded more stolen
items for drugs. Rather than return home, as
originally intended, defendant then went to Kenneth
Funderburk’s house and remained there overnight. Law
enforcement officers apprehended defendant at this
residence the next afternoon.
Blakeney, 531 S.E.2d at 819 (alteration in original).
5
gun. Evidence at trial also indicated that defendant
had a history of drug abuse.
* * *
[In considering the death penalty on the first-
degree murder conviction,] [t]he jury found four
aggravating circumstances: (1) defendant had been
previously convicted of a felony involving the use of
violence to the person, N.C.G.S. § 15A-2000(e)(3); (2)
the murder was committed while defendant was engaged
in the commission of first-degree arson, N.C.G.S.
§ 15A-2000(e)(5); (3) the murder was committed for
pecuniary gain, N.C.G.S. § 15A-2000(e)(6); and (4) the
murder was especially heinous, atrocious, or cruel,
N.C.G.S. § 15A-2000(e)(9).
Of the eight mitigating circumstances submitted,
one or more jurors found the following: (1) defendant
grew up in very unfortunate and difficult
circumstances in that he grew up in a physical and
psychological environment which significantly retarded
the proper development of his character and functional
abilities; (2) defendant’s father was absent from the
home since defendant was two or three years old; and
(3) defendant’s mother was in and out of the home and
involved in an alcoholic and verbally and sometimes
physically abusive relationship with Mr. Huntley, the
victim here, which the defendant witnessed.
Id. at 821, 824-25. On July 13, 2000, in his direct appeal, the
state supreme court affirmed Blakeney’s convictions and death
sentence. See
id. at 826. Thereafter, on January 16, 2001, the
Supreme Court of the United States denied Blakeney’s petition
for a writ of certiorari. See Blakeney v. North Carolina,
121
S. Ct. 868 (2001).
B.
Blakeney filed a motion for appropriate relief (the “MAR”)
in the state superior court (the “MAR court”) on November 16,
6
2001, and amended the MAR on February 5, 2003, raising a total
of seven issues. By its Order of June 5, 2003, the MAR court,
in relevant part, deferred ruling on Blakeney’s claims that his
trial counsel had rendered ineffective assistance at sentencing
(the “ineffective assistance/sentencing claim”) and that the
prosecution had withheld various exculpatory evidence (the
“original exculpatory evidence claim”). See State v. Blakeney,
No. 96 CRS 4774-4777 (N.C. Super. Ct. June 5, 2003) (the “First
MAR Order”). 2 Also by the First MAR Order, the court rejected as
procedurally barred the claim that Blakeney, who is African-
American, had been unconstitutionally tried by an all-white jury
(the “substantive jury composition claim”).
In the meantime, on May 9, 2003, Blakeney had amended his
MAR for a second time, raising the claim that his trial counsel
had rendered ineffective assistance by failing to object to the
racial composition of the jury (the “ineffective assistance/jury
composition claim”). By its Order of November 12, 2003, the MAR
court rejected the ineffective assistance/jury composition claim
as both procedurally barred and without substantive merit. See
2
The First MAR Order is found at J.A. 847-933. (Citations
herein to “J.A. ” refer to the contents of the Joint Appendix
filed by the parties in this appeal.)
7
State v. Blakeney, No. 96 CRS 4774-4777 (N.C. Super. Ct. Nov.
12, 2003) (the “Second MAR Order”). 3
In January 2004, the MAR court conducted an evidentiary
hearing (the “MAR hearing”) on Blakeney’s ineffective
assistance/sentencing claim, as well as his original exculpatory
evidence claim. At that time, Blakeney filed a motion to
reconsider the MAR court’s prior rulings on his substantive jury
composition and ineffective assistance/jury composition claims,
which the court denied from the bench. On April 30, 2004,
Blakeney amended his MAR for the last time to conform with the
MAR hearing evidence, asserting that the prosecution had
withheld exculpatory evidence (the “exculpatory evidence claim”)
beyond that complained of in his original exculpatory evidence
claim. 4 By its Order and Memorandum Opinion of May 21, 2004, the
MAR court rejected, inter alia, Blakeney’s ineffective
assistance/sentencing and exculpatory evidence claims as lacking
substantive merit and being, in part, procedurally barred. See
3
The Second MAR Order is found at J.A. 934-64.
4
Blakeney has since abandoned his original exculpatory
evidence claim, but the claim asserted in the amended MAR of
April 30, 2004, which we refer to as the “exculpatory evidence
claim,” is now before us.
8
State v. Blakeney, No. 96 CRS 4774-4777 (N.C. Super. Ct. May 21,
2004) (the “Third MAR Order”). 5
The state supreme court, by Order of December 2, 2004,
denied Blakeney’s subsequent petition for a writ of certiorari.
See State v. Blakeney,
607 S.E.2d 650 (N.C. 2004).
C.
On January 31, 2005, Blakeney filed a petition for federal
habeas corpus relief, pursuant to 28 U.S.C. § 2254, in the
Western District of North Carolina. In his petition, Blakeney
raised twenty-one issues, including his ineffective
assistance/sentencing, exculpatory evidence, substantive jury
composition, and ineffective assistance/jury composition claims.
In response, the State filed an answer and a motion for summary
judgment. Thereafter, Blakeney responded to the State’s summary
judgment motion, and filed his own summary judgment motion, a
motion for discovery, and a motion for an evidentiary hearing.
After the parties submitted further memoranda on the cross-
motions for summary judgment, the district court issued its
Order of May 3, 2007, denying Blakeney’s habeas corpus petition,
summary judgment motion, and motions for discovery and an
evidentiary hearing, and granting the State’s summary judgment
5
The Third MAR Order is found at J.A. 2158-2300.
9
motion. See Blakeney v. Lee, No. 3:05-cv-00010 (W.D.N.C. May 3,
2007) (the “Habeas Corpus Order”). 6
Blakeney timely filed a motion to alter or amend judgment
and for relief from judgment under Federal Rules of Civil
Procedure 59(e) and 60(b), which the district court treated as a
Rule 59(e) motion seeking to relitigate its rejection of
Blakeney’s ineffective assistance/sentencing and exculpatory
evidence claims, and to challenge the denial of an evidentiary
hearing on his substantive jury composition and ineffective
assistance/jury composition claims. By its Order of June 11,
2007, the court concluded that, with respect to Blakeney’s
ineffective assistance/sentencing and exculpatory evidence
claims, his Rule 59(e) motion constituted an unauthorized
successive application for federal habeas corpus relief under 28
U.S.C. § 2244(b). See Blakeney v. Lee, No. 3:05-cv-00010
(W.D.N.C. June 11, 2007) (the “First Rule 59(e) Order”). 7 In its
First Rule 59(e) Order, however, the court further observed that
Blakeney had properly made in his Rule 59(e) motion the
contention that he was erroneously denied an evidentiary hearing
on his substantive jury composition and ineffective
assistance/jury composition claims. Accordingly, invoking this
6
The Habeas Corpus Order is found at J.A. 2954-3079.
7
The First Rule 59(e) Order is found at J.A. 3096-98.
10
Court’s precedent, the court gave Blakeney “the options of
deleting the claims subject to the requirements of successive
petitions or having his entire Rule 59(e) Motion treated as a
successive application for habeas relief.” First Rule 59(e)
Order 5-6 (citing United States v. Winestock,
340 F.3d 200 (4th
Cir. 2003)).
In accordance with the district court’s instructions,
Blakeney promptly filed a motion to amend his Rule 59(e) motion,
in which he opted to withdraw his contentions with respect to
his ineffective assistance/sentencing and exculpatory evidence
claims. By its Order of July 9, 2007, the court granted
Blakeney’s motion to amend his Rule 59(e) motion, but rejected
on the merits Blakeney’s remaining contention that he had been
erroneously denied an evidentiary hearing on his substantive
jury composition and ineffective assistance/jury composition
claims. See Blakeney v. Lee, No. 3:05-cv-00010 (W.D.N.C. July
9, 2007) (the “Second Rule 59(e) Order”). 8
On August 7, 2007, Blakeney timely noted this appeal. On
October 22, 2007, the district court granted a certificate of
appealability (the “COA”) on Blakeney’s ineffective
assistance/sentencing claim. On March 10, 2008, we expanded the
COA to include Blakeney’s exculpatory evidence claim, as well as
8
The Second Rule 59(e) Order is found at J.A. 3104-06.
11
the contention that the district court should have granted him
an evidentiary hearing on his ineffective assistance/jury
composition claim. 9 We possess jurisdiction over Blakeney’s
appeal pursuant to 28 U.S.C. §§ 1291 and 2253.
II.
We review de novo a district court’s denial of habeas
corpus relief on the basis of a state court record. See Tucker
v. Ozmint,
350 F.3d 433, 438 (4th Cir. 2003). Insofar as the
MAR court adjudicated Blakeney’s habeas corpus claims on the
merits, its decision is entitled to deference pursuant to the
1996 Antiterrorism and Effective Death Penalty Act (“AEDPA”).
See 28 U.S.C. § 2254(d). AEDPA mandates the use of a two-step
analysis to assess whether a habeas corpus petitioner is
entitled to relief. Under the first step of the analysis, we
may award relief only if (1) the state court adjudication of the
issue on its merits “resulted in a decision that was contrary
to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of
the United States”; or (2) the adjudication “resulted in a
decision that was based on an unreasonable determination of the
9
Blakeney has abandoned all contentions with respect to
his substantive jury composition claim.
12
facts in light of the evidence presented in the State court
proceeding.”
Id. And, even if error is identified, habeas
corpus relief can only be granted, under the second step of the
AEDPA analysis, if the error had a “substantial and injurious
effect or influence in determining the jury’s verdict.” Brecht
v. Abrahmson,
507 U.S. 619, 637 (1993) (internal quotation marks
omitted). The state court’s factual determinations are presumed
to be correct and may be rebutted only by clear and convincing
evidence. See 28 U.S.C. § 2254(e)(1).
We are barred from conducting habeas corpus review “of a
state prisoner’s claims that are procedurally defaulted under
independent and adequate state procedural rules . . . unless the
prisoner can show cause for the default and demonstrate actual
prejudice as a result of the alleged violation of federal law,
or prove that failure to consider the claims will result in a
fundamental miscarriage of justice.” Lawrence v. Branker,
517
F.3d 700, 714 (4th Cir. 2008) (internal quotation marks
omitted). “A state rule is adequate if it is firmly
established, and regularly and consistently applied by the state
court.”
Id. (internal quotation marks omitted).
Finally, we review a district court’s denial of an
evidentiary hearing for abuse of discretion. See Robinson v.
Polk,
438 F.3d 350, 367 (4th Cir. 2006).
13
III.
On appeal, Blakeney’s COA authorizes him to contend that
the district court erred in three respects — in denying him
relief on his ineffective assistance/sentencing claim, in
denying him relief on his exculpatory evidence claim, and by
rejecting his request for an evidentiary hearing on his
ineffective assistance/jury composition claim. We assess these
contentions in turn.
A.
The ineffective assistance/sentencing claim essentially has
two aspects: first, whether trial counsel rendered ineffective
assistance by failing to collect relevant records and provide
them to Blakeney’s expert psychologist for the sentencing
proceedings (the “expert witness aspect”); and second, whether
counsel was ineffective in failing to conduct pretrial
interviews of, and then to call as character witnesses, several
of Blakeney’s family members and acquaintances (the “character
witness aspect”). Blakeney contends that the MAR court’s
adjudication on the merits of both aspects of his ineffective
assistance/sentencing claim “resulted in a decision that was
contrary to, or involved an unreasonable application of,”
Supreme Court precedent. 28 U.S.C. § 2254(d). The Supreme
Court explained in Williams v. Taylor that,
14
[u]nder the “contrary to” clause, a federal habeas
court may grant the writ if the state court arrives at
a conclusion opposite to that reached by [the Supreme]
Court on a question of law . . . . Under the
“unreasonable application” clause, a federal habeas
court may grant the writ if the state court identifies
the correct governing legal principle from [the]
Court’s decisions but unreasonably applies that
principle to the facts of the prisoner’s case.
529 U.S. 362, 412-13 (2000).
Here, as recognized by the district court, the MAR court
correctly identified the controlling Supreme Court precedent,
including the Court’s seminal decision in Strickland v.
Washington,
466 U.S. 668, 687 (1984) (recognizing that
ineffective assistance claim requires showing (1) “that
counsel’s performance was deficient,” and (2) “that the
deficient performance prejudiced the defense”). See Habeas
Corpus Order 8. Accordingly, the relevant issue is whether the
MAR court unreasonably applied that precedent to the facts of
Blakeney’s case — that is, “whether the state court’s
application of clearly established federal law was objectively
unreasonable.”
Williams, 529 U.S. at 409. We assess such issue
beginning with the expert witness aspect, followed by the
character witness aspect, of the ineffective
assistance/sentencing claim.
1.
a.
15
The MAR court concluded that the expert witness aspect of
Blakeney’s ineffective assistance/sentencing claim failed on
both the performance and the prejudice prongs of the Strickland
test. See Third MAR Order 89. In adjudicating the expert
witness aspect, the MAR court provided an extensive discussion
of the relevant evidence in the MAR hearing record, but largely
abstained from explicitly resolving disputed issues of fact and
making credibility determinations. The court observed, however,
that “the evidence before [it] shows that all of this claim is
without merit.”
Id. The court also invoked various authorities
applying Strickland and its Supreme Court progeny to justify the
rejection of Blakeney’s “claim[] of prejudicial error.”
Id. at
33. Although the precise reason for the court’s decision is not
entirely clear, we must deem the decision to be reasonable if it
“is at least minimally consistent with the facts and
circumstances of the case.” Wright v. Angelone,
151 F.3d 151,
157 (4th Cir. 1998) (internal quotation marks omitted).
i.
According to the MAR court, Blakeney’s “experienced trial
counsel” — lead counsel Robert Huffman and co-counsel Harry
Crow, Jr. — retained Dr. Mark Worthen, an expert in clinical and
forensic psychology, to evaluate Blakeney for the sentencing
phase of the trial. See Third MAR Order 10, 89, 91. Worthen
produced a seventeen-page Forensic Psychological Evaluation (the
16
“Expert Report”), dated August 28, 1997, which was incorporated
by reference as part of the Third MAR Order. 10 The purpose of
Worthen’s evaluation, according to the Expert Report, was “to
describe Mr. Blakeney’s psychological functioning during the
time of the alleged offenses; to provide a social and
psychological history; to list any relevant psychiatric
diagnoses; and to comment on his propensity for violence within
the correctional system.” Expert Report 1. For the Expert
Report, Worthen relied on psychological testing of and
interviews with Blakeney, discussions with some of Blakeney’s
family members, and certain records provided by trial counsel
and obtained by Worthen himself. See Third MAR Order 105-06;
Expert Report 2.
Trial counsel obtained school and prison records on
Blakeney, and they provided those records to Dr. Worthen, along
with police statements and reports about the Huntley murder.
See Third MAR Order 89, 92. The prison records, from the North
Carolina Department of Correction, related to Blakeney’s
imprisonment from 1990 to 1995 on the prior robbery with a
dangerous weapon offense. See Expert Report 17. Lawyer Huffman
advised Worthen that “‘if you need anything else, please let me
10
The Expert Report is found at J.A. 2307-23.
17
know.’” See Third MAR Order 89 (quoting J.A. 1182). 11 When
Worthen did not follow up with any requests for further
information, Huffman presumed that Worthen was satisfied with
what had been provided. See
id.
Dr. Worthen obtained records, on his own initiative, from
the Union County Mental Health Center upon learning from
Blakeney that he had also been seen there. See Third MAR Order
92. According to the Expert Report, those records reflected
that Blakeney had sought treatment for substance abuse from the
Union County Mental Health Center in September 1995, after being
released from prison. See Expert Report 6. The records also
reflect that, at that time, Blakeney was “anxious and
depressed,” and he was diagnosed with dependence on and
withdrawal from cocaine and alcohol.
Id. at 6-7.
Dr. Worthen was unable to obtain records from the North
Carolina Department of Correction relating to Blakeney’s
reported participation in a drug and alcohol rehabilitation
treatment (“DART”) program, despite requesting them in two or
three letters and, perhaps, a phone call. See Third MAR Order
93. Trial counsel also made unsuccessful attempts to obtain the
DART records. See
id. The Expert Report reflects that “Mr.
11
Where the MAR court quoted from transcripts of the MAR
hearing, we provide J.A. citations for those portions of the
transcripts.
18
Blakeney indicated that he participated in the DART program
through the Department of Correction[] when he was incarcerated
between 1990 and 1995”; that Worthen, “[u]nfortunately, . . .
was not able to obtain records regarding” any such treatment;
and that Worthen was “not sure if this indicates that Mr.
Blakeney actually never participated in DART or if the records
simply could not be located.” Expert Report 6. As the MAR
court later recognized, there were Department of Correction
records that, if produced, would have confirmed to Worthen that
Blakeney received “130 hours of instruction” in the DART program
prior to the Huntley murder. Third MAR Order 94; see also J.A.
1831 (Department of Correction letter of March 28, 1994,
reflecting that Blakeney completed four-week DART program at
Craggy Correctional Center).
During the trial preparations, “Dr. Worthen met [lawyer]
Crow in person twice, once when they met at Crow’s office and he
interviewed two or three of defendant’s family members, and once
with Huffman and Crow immediately before the sentencing phase of
defendant’s trial.” Third MAR Order 91. The Expert Report
reflects that Worthen met with Blakeney five times, conducted a
series of psychological tests on him, and interviewed three of
his family members: wife Tiney Blakeney, mother Gracie
Blakeney, and sister Peggy Blakeney. See Expert Report 2.
19
Extensive details of Blakeney’s childhood, education, and
family life are provided in the Expert Report, which reflects,
inter alia, that Blakeney, the youngest of nine children, was
abandoned by his father as a toddler and spent his childhood
living in “embarrassing” and “terrible” conditions in houses
with no running water or electricity, filled with rats, snakes,
and roaches. See Expert Report 3. Blakeney was intermittently
cared for by his older siblings and by his mother Gracie, who
was in and out of the home, being absent more often after she
began dating Huntley when Blakeney was nine or ten years old.
See
id. Gracie Blakeney and Huntley both drank heavily and
frequently fought, and Gracie “would alternate between
neglecting the children and indulging [defendant].”
Id.
Blakeney’s school performance was “below average,” and he
withdrew from school in the ninth grade.
Id. at 5. He
thereafter attempted to return to high school three different
times, but “he had to find work in order to survive,” making “it
difficult for him to stay in school despite his several
attempts.”
Id. Blakeney had six children with five different
women, including two children with Tiney Blakeney, whom he
married in February 1996. See
id. at 5-6. Tiney Blakeney told
Dr. Worthen “that her husband has had problems with alcohol and
other drugs, but she characterized him as a good father who is
able to relate to and discipline the children better than she.”
20
Id. at 6. Tiney Blakeney also “indicated that she and Mr.
Blakeney had arguments about finances and the fact that he was
spending some of their money on alcohol and other drugs rather
than the family, but she had not contemplated a separation or
divorce.”
Id.
The Expert Report contains a narrative of Blakeney’s
description to Dr. Worthen of the events surrounding the Huntley
murder, including Blakeney’s reports of having not slept “for
most of the previous three or four days and nights prior to the
alleged offense” and of having consumed alcohol and smoked
marijuana and crack cocaine during that time period. Expert
Report 7. Nevertheless, according to the Expert Report, “Mr.
Blakeney stated that at the time of the alleged offense he was
not intoxicated and he was not feeling particularly bad.”
Id.
The Expert Report also observes that Blakeney gave a written
statement to police the day after the Huntley murder that did
not include information about his conduct over the days prior to
the murder (including his sleeplessness and substance abuse).
See
id. at 9. With respect to details of the murder itself,
Blakeney’s description of events to Dr. Worthen “varie[d]
somewhat from that given to law enforcement officers in [the]
written statement,” and Worthen assumed that the statement to
police, being closer in time to the murder, was “more accurate.”
Id.
21
During a screening test for alcoholism, the Expert Report
reflects, Dr. Worthen “suspect[ed] that Mr. Blakeney tended to
minimize problems associated with alcohol use when answering the
. . . questions.” Expert Report 10. Similarly,
Mr. Blakeney also minimized the extent of his drug
(including alcohol) use and related problems on . . .
a substance abuse evaluation instrument. After
talking with Mr. Blakeney’s attorney, it became
apparent that Mr. Blakeney was afraid that if he
acknowledged his drug use it would somehow hurt his
case. After his attorney advised him that it was
crucial to be open and honest . . . , Mr. Blakeney
acknowledged that he has had a long term problem with
crack cocaine and that he has been a regular user of
alcohol and marijuana.
Id. On one psychological test, “Mr. Blakeney likely answered
‘true’ to some test items indicative of more severe
psychopathology than he actually exhibits, either in an attempt
to look more disturbed or as a ‘cry for help.’”
Id. at 11.
The Expert Report includes a diagnosis of “Personality
Disorder, Not Otherwise Specified (Mixed Personality Disorder)
with avoidant, dependent, anti-social, and narcissistic traits,”
as well as cocaine, marijuana, and alcohol dependence. Expert
Report 14. It also observes that “Mr. Blakeney endorsed some
symptoms of dependent, avoidant, and anti-social personality
disorder during [the] interview procedure,” and that his sister
Peggy Blakeney “indicated that she has observed her brother to
exhibit signs of anti-social, narcissistic, avoidant, and
dependent personality disorder.”
Id. at 13-14. The Expert
22
Report concludes that “[t]he substance abuse diagnoses are
relevant” in that “[t]he violence that occurred would not have
taken place had Mr. Blakeney not chosen to seek out more money
for more drugs,” and “[i]t is also likely that Mr. Blakeney’s
rational judgment was impaired, at least slightly, by the
chronic use of alcohol and other drugs and the fact that he had
reportedly been awake for most of the previous three days and
nights.”
Id. at 16. According to the Expert Report, “Mr.
Blakeney presumably did not plan well in advance to kill Mr.
Huntley . . . but when confronted by Mr. Huntley, he reacted.
It was at this time that the poor judgment caused by chronic
drug abuse, and alleged lack of sleep, was a factor.”
Id. The
Expert Report acknowledges, however, that there was
no evidence that Mr. Blakeney was experiencing more
severe effects of alcohol and other drug abuse such as
delusions, hallucinations, or perceptual disturbances,
acute physical withdrawal, or memory blackout at the
time of the alleged offenses. Thus, while Mr.
Blakeney’s ability to adequately consider the
consequences of his actions was impaired to some
extent, he was not so impaired that he lost
significant awareness of his circumstances nor did he
significantly lose his ability to control his
behavior.
Id. With respect to the diagnosis of personality disorder, the
Expert Report opines that such disorder rendered Blakeney “more
vulnerable to the temporary stress-reducing properties of drugs
and consequently, drug addictions,” and that it “also adversely
affected [Blakeney’s] ability to adequately consider the
23
consequences of his actions on others, due to his narcissism and
anti-social attitudes.”
Id. at 16-17. Finally, the Expert
Report reflects Dr. Worthen’s opinion — based on Blakeney’s lack
of “a past history of violence in the [prison] setting” or
“psychopathic personality” — that Blakeney “poses no greater
risk for violence than the average prisoner” and does not
“pose[] an imminent threat to other inmates.”
Id. at 17.
In his trial testimony, Dr. Worthen “repeated much of the
information stated in [the Expert Report].” Third MAR Order 91.
According to lawyer Crow, he “‘thought Dr. Worthen’s testimony
in court went over fairly well. We basically had him go over
the report that he provided in front of the jury and he did a
good job of presenting that information. . . . [H]e did not
give the impression that he had not been adequately prepared.’”
Id. at 89 (quoting J.A. 1159-60). 12
Thereafter, at the MAR hearing, Blakeney’s post-conviction
counsel presented records not obtained by trial counsel nor
provided to Dr. Worthen prior to trial, including the following:
Blakeney’s DART and other records from the North Carolina
Department of Correction; state Division of Social Services
records concerning Blakeney’s wife, Tiney Blakeney; employment
12
Our review of Dr. Worthen’s trial testimony confirms
that it closely covered the contents of the Expert Report.
24
records for Blakeney; and records concerning victim Huntley’s
prior conviction for driving under the influence of alcohol
(“DUI”). See Third MAR Order 90. Lawyer Huffman acknowledged
during the MAR hearing that all of these records, except
Huntley’s DUI records, “were the types of records he would have
provided Dr. Worthen prior to defendant’s trial if he had
collected them.”
Id. For his part, Worthen testified at the
MAR hearing that he did not consider it his responsibility to
locate witnesses or to actively collect records, but he
acknowledged there are some instances when he might send a
letter regarding records on the theory that an agency would
respond better to a letter from a doctor than an attorney. See
id. at 91-92. In Blakeney’s case, Dr. Worthen understood that,
in general, trial counsel would locate witnesses and obtain
records, although Worthen volunteered to try to obtain records
from the North Carolina Department of Correction and from the
Union County Mental Health Center. See
id. at 92.
Dr. Worthen further testified at the MAR hearing that he
had reconsidered his prior diagnosis of Blakeney based on new
information, including the records obtained by Blakeney’s post-
conviction counsel, which they provided to Worthen after the
trial. See Third MAR Order 92. “Specifically, Dr. Worthen
testified: ‘I would now diagnose the defendant with depressive
disorder not otherwise specified. It was not a diagnosis I
25
assigned at the time and I would not diagnose him with a
personality disorder, which I did at the time.’”
Id. (quoting
J.A. 1245). Additionally, Worthen testified that he “would now
‘render an opinion . . . [t]hat [defendant] was under the
influence of a mental or emotional disturbance at the time of
the crime.’”
Id. (quoting J.A. 1245-46) (alterations in
original). When asked whether “‘the capacity of the defendant
to appreciate the criminality of his conduct or to conform his
conduct with the requirements of law was impaired,’” Worthen
stated “his opinion that defendant ‘was impaired at the time of
the crime.’”
Id. at 92-93 (quoting J.A. 1246). 13
Dr. Worthen attributed the change in diagnosis to the
following (collectively, the “post-conviction information”):
● His post-trial review of community member
affidavits and interviews with family members
(including a re-interview of sister Peggy
Blakeney and interviews of four other siblings),
which indicated “that defendant ‘experienc[ed]
symptoms of depression prior to the crime,’”
Third MAR Order 93 (quoting J.A. 1248), and
“‘exhibited positive character traits which . . .
would argue against the personality disorder
diagnosis,’”
id. at 96 (quoting J.A. 1267);
13
Blakeney contends that Dr. Worthen’s revised opinion
would have supported two statutory mitigating circumstances at
sentencing: (1) that “[t]he capital felony was committed while
the defendant was under the influence of mental or emotional
disturbance,” and (2) that “[t]he capacity of the defendant to
appreciate the criminality of his conduct or to conform his
conduct to the requirements of law was impaired.” N.C. Gen.
Stat. § 15A-2000(f)(2), (6).
26
● Records from the North Carolina Department of
Correction, including what Worthen referred to as
“a previous diagnosis of depression” made while
Blakeney was incarcerated before the Huntley
murder,
id. at 93;
● The DART records reflecting Blakeney’s 130 hours
of instruction during his prior incarceration,
see
id. at 93-94; 14
● Additional Department of Correction records,
which constituted “‘more substantive evidence . .
. that [Blakeney] did not exhibit behavior
problems [while incarcerated], including signs of
anti-social personality disorder,’”
id. at 94
(quoting J.A. 1253);
● North Carolina Division of Social Services
records concerning problems in Tiney Blakeney’s
home (including Tiney’s own alcohol abuse), which
records: “‘provide[d] information regarding the
level of [depression-inducing] stress that the
defendant was under at the time leading up to the
crime’”; “‘corroborate[d] information from
[Blakeney’s] family . . . that they were having
trouble in the home’”; and provided Worthen “‘a
better understanding of [Blakeney’s]
psychological condition at the time, and helped
[him] to put together how [Blakeney’s] substance
abuse and the depression were interacting to
cause a deterioration in his functioning,’”
id.
at 94 (quoting J.A. 1254-55); and
● Blakeney’s employment records, providing
“‘further evidence that although his employment
history was certainly not perfect, he had sought
and obtained employment after his previous
14
Dr. Worthen testified that the DART records “to some
extent go[] to the question of whether or not [Blakeney] had a
personality disorder, how truthful he was being,” and that such
records also “demonstrated that he at least had some motivation
to try to overcome his alcohol and other drug problems.” J.A.
1251.
27
incarceration’” — a fact that “‘goes against the
. . . impression [Worthen] had at the time [of
trial] that [Blakeney] was exhibiting some
narcissistic and anti-social personality
traits,’”
id. at 95 (quoting J.A. 1257).
Worthen testified that, if he had been provided the post-
conviction information prior to trial, he “‘would not have come
to that conclusion [i.e., the personality disorder diagnosis],
because there’s information that would argue against the
diagnosis of a personality disorder.’”
Id. (quoting J.A. 1259).
Worthen explained, inter alia, that he now saw Blakeney’s drug
use “‘as being signs and symptoms of substance dependence itself
and the depressant disorder, and as a reaction to the stress he
was under, as opposed to being symptomatic of a personality
disorder.’”
Id. (quoting J.A. 1259). 15
Nevertheless, in testifying at the MAR hearing to his new
diagnosis, “Dr. Worthen admitted that when he interviewed
15
According to Worthen, the newly obtained records were
also relevant to him in the following ways: the additional
Department of Correction Records reflecting Blakeney’s lack of
behavior problems while incarcerated corroborated Worthen’s 1997
trial testimony regarding his opinion about Blakeney’s future
adjustment in prison, see Third MAR Order 94; the employment
records demonstrated that Blakeney “passed certain urinalysis
testing at work, which tends to show that ‘there were some
periods of time where he was not using . . . drugs,’”
id. at 95-
96 (quoting J.A. 1260); and Huntley’s DUI records corroborated
what Blakeney and his sister Peggy told Worthen about their
childhood environment, i.e., “‘that their stepfather was
drinking a lot, had an alcohol problem, and that this cause was
a source of stress within the home,’”
id. at 96 (quoting J.A.
1261).
28
defendant prior to trial, defendant ‘did not report that he was
experiencing depressive symptoms at . . . the time of the
evaluation, and it was not clear to [Dr. Worthen] whether he was
experiencing depressive symptoms at the time of the crime.’”
Third MAR Order 93 (quoting J.A. 1249) (alterations in
original). And indeed, Worthen had testified at trial that
Blakeney, during a pretrial evaluation, “‘denied any suicidal
thoughts or plans other than very fleeting suicidal thoughts,
which he said he would not carry out. He denied any symptoms of
depression.’”
Id. at 106 (quoting J.A. 87, 1304). “When asked
to explain the meaning of ‘he denied any symptoms of
depression,’ Dr. Worthen replied, ‘I asked him . . . if he
experienced certain symptoms of depression and he said no.’”
Id. (quoting J.A. 1304-05).
Moreover, on cross-examination at the MAR hearing, Dr.
Worthen retreated from his characterization of “a previous
diagnosis of depression” in Blakeney’s North Carolina Department
of Correction records, see Third MAR Order 93, explaining that
he merely assumed the relevant document — a “‘summary report’”
reflecting that Blakeney had been referred to a staff
psychologist because of admitted feelings of depression —
further indicated that there was an “‘official diagnosis’” of
depression.
Id. at 101 (quoting J.A. 1285). Worthen also
agreed that it is “‘common for someone going into a period of
29
long term confinement to have situational depression,’” and that
“‘[m]ight . . . have been what [the Department of Correction]
document referred to.’”
Id. at 102 (quoting J.A. 1285-86).
Additionally, it was established on cross-examination that the
Union County Mental Health Center report of September 1995,
diagnosing Blakeney with dependence on and withdrawal from
cocaine and alcohol, was “‘basically square with the diagnosis
that [Dr. Worthen] testified to at trial in this case,’” except
that Worthen also diagnosed marijuana dependence and did not
include “‘the withdrawal diagnoses . . . because [he] couldn’t
determine whether or not [Blakeney] was in a state of withdrawal
at that time.’”
Id. at 103 (quoting J.A. 1291) (some
alterations in original).
To corroborate Dr. Worthen’s new diagnosis, Dr. James E.
Bellard, an expert in the field of forensic psychiatry, also
testified at the MAR hearing. See Third MAR Order 111. Bellard
performed a post-conviction evaluation of Blakeney, an
evaluation that involved meeting with Blakeney “on three
occasions and spend[ing] about six hours with him,” as well as
“review[ing] many documents provided by defendant’s post-
conviction counsel.”
Id. 16 “Dr. Bellard’s diagnosis of
16
Dr. Bellard also interviewed defendant’s sister, Peggy
Blakeney. See J.A. 1426.
30
defendant’s mental status at the time of the crime ‘was that of
. . . major depression of moderate [to] severe severity[,]
without psychotic features.’”
Id. (quoting J.A. 1428). Bellard
opined that, “at the time of the crime, defendant was under the
influence of severe mental or emotional disturbances.”
Id. at
112. More specifically, Bellard described his belief that
Blakeney “‘was suffering from a major depression, which he had
been suffering for at least two months, and . . . he was
suffering from the effects of the dependencies on at least
cocaine and alcohol and probably marijuana. And at the time of
the crime was also under the influence of cocaine, marijuana,
and alcohol.’”
Id. (quoting J.A. 1437-38). Bellard further
opined that Blakeney’s “‘capacity . . . to appreciate the
criminality of his conduct or to conform his conduct to the
requirements of law’ was impaired.”
Id. (quoting J.A. 1438)
(alteration in original). On this point, Bellard explained that
“‘with that combination of chemicals in the system, combined
with the depression, I believe [Blakeney’s] ability to make
reasonable decisions and weigh[] options was impaired. And so
in general you can support and corroborate Dr. Worthen’s revised
opinion as to depression and the presence of these mental health
impairments.’”
Id. at 113 (quoting J.A. 1438). 17
17
Although, in evaluating Blakeney, Dr. Bellard reviewed
(Continued)
31
The MAR court noted Dr. Bellard’s MAR hearing testimony
about factors in Blakeney’s life history significant to his
overall mental status, including the following:
that defendant “shows a family history [for]
alcoholism”; that defendant’s parents “split up by age
two and [defendant] didn’t ever have a relationship
with his father past that point”; that “no specific
person . . . took a specific interest in [Blakeney]”;
that things at defendant’s home were “pretty chaotic”;
that defendant “didn’t do well in school”; that
defendant “was promoted socially several times and
left school in the ninth grade”; [and] that defendant
had “a brother who died in the mid-eighties that was
very close to him.”
Third MAR Order 113 (quoting J.A. 1439-44) (some alterations in
original). On cross-examination, Bellard agreed that there was
no indication that Blakeney had been diagnosed with depression
prior to the Huntley murder, including during his 1990-1995
various documents, including those included in the post-
conviction information, his MAR hearing testimony reflects that
the major depression diagnosis was largely based on his
interviews with Blakeney and his sister Peggy. Specifically,
Dr. Bellard testified that Blakeney and Peggy were “able to
describe [seven symptoms of depression] for a period of at least
two months before [the Huntley murder].” J.A. 1431. According
to Bellard, “[i]t’s possible but speculative that [Blakeney] had
clinical signs for long before that.”
Id. When asked how he
“would . . . rate Roger Blakeney’s depression at the time of the
incident,” Bellard responded that, “based on [Blakeney’s] report
and his sister’s report, I would rate him as moderate to
severe.”
Id. at 1433. Bellard also noted that there “is a
minor distinction” between his diagnosis of major depression and
Dr. Worthen’s diagnosis of depressive disorder, but that both of
the diagnoses were of “active disorders about depression.”
Id.
at 1448.
32
incarceration in North Carolina and his September 1995 visit to
the Union County Mental Health Center. See
id. at 114, 116.
Bellard also acknowledged that Blakeney had “‘some things that
would satisfy some of the criteria . . . for personality
disorders,’” but he clarified that “‘the vast majority of
individuals’” also satisfy some of the personality disorder
criteria, and that he did not “‘think [Blakeney] has a
personality disorder.’”
Id. at 116 (quoting J.A. 1461).
Finally, the MAR court accepted Dr. Pamela Laughon as an
expert in the field of psychology on behalf of Blakeney. See
Third MAR Order 118. “She opined that it is ‘customary’ for
trial attorneys to collect information, such as documents and
records, and provide them to any psychologist evaluating a
client.”
Id. (quoting J.A. 1691).
ii.
In ruling against Blakeney on the expert witness aspect of
his ineffective assistance/sentencing claim, the MAR court
invoked our decision in Byram v. Ozmint,
339 F.3d 203 (4th Cir.
2003), among various other authorities applying Strickland and
its Supreme Court progeny. See Third MAR Order 34
(characterizing Byram as “a case having similarities to the case
at bar”). We recognized in Byram that, to satisfy Strickland’s
performance prong, “the defendant ‘must show that counsel’s
performance was deficient’” by “produc[ing] evidence that
33
‘counsel’s representation fell below an objective standard of
reasonableness.’” 339 F.3d at 209 (quoting
Strickland, 466 U.S.
at 687, 688). More specifically, we observed that
[a] failure to obtain available records . . . does not
show that counsel’s investigation was inadequate.
Attorneys will not be found ineffective unless they
fail to make a reasonable investigation for possible
mitigating evidence. And the reasonableness of an
investigation, or a decision by counsel that
forecloses the need for an investigation, must be
considered in light of the scarcity of counsel’s time
and resources in preparing for a sentencing hearing
and the reality that counsel must concentrate his
efforts on the strongest arguments in favor of
mitigation.
Id. at 210 (internal citations and quotation marks omitted). We
further observed in Byram, on the prejudice prong of Strickland,
that “[a] showing of prejudice requires the defendant to prove
that ‘counsel’s errors were so serious as to deprive the
defendant of a fair trial.’”
Id. at 209 (quoting Strickland,
466 U.S. at 687). And we explained that, “[i]n the context of a
capital sentencing proceeding, the question is whether ‘but for
counsel’s unprofessional errors, the result of the proceeding
would have been different.’”
Id. (quoting, inter alia,
Strickland, 466 U.S. at 694). Finally, we concluded that where,
“[i]n light of the wealth of information presented by trial
counsel [at sentencing], additional information [contained in
unobtained records] would have added little[,] [t]here was no
‘reasonable probability’ that the outcome would have been
34
different had trial counsel conducted an even more exhaustive
investigation.”
Id. at 211.
Applying these principles in Byram, we first rejected
Byram’s claim that his trial counsel rendered deficient
performance at sentencing by deciding not to present
psychological evidence, on the ground that counsel made a
reasonable strategic decision in recognition of the potential
harm posed by such evidence.
See 339 F.3d at 210. Notably, we
also recognized that trial counsel was not obligated “to ‘shop
around’ for a favorable expert opinion after an evaluation
yield[ed] little in mitigating evidence.”
Id. Furthermore, we
rejected trial counsel’s failure to obtain certain records as a
basis for the ineffective assistance claim, under Strickland’s
performance and prejudice prongs, on the grounds that reasonable
efforts were made to obtain those records and that, in any
event, they “would have added little” to “the wealth of
information presented by trial counsel” in support of Byram’s
mitigation case.
Id. at 210-11.
b.
For Blakeney to prevail in these habeas corpus proceedings
on the expert witness aspect of his ineffective
assistance/sentencing claim, we would have to conclude that the
MAR court unreasonably applied Supreme Court precedent in
rejecting such claim under both the performance and prejudice
35
prongs of Strickland. Blakeney contends that he is entitled to
relief on the premise that Dr. Worthen’s initial personality
disorder diagnosis — the diagnosis to which Worthen testified
during the trial’s sentencing phase — was the result of trial
counsel’s failure to obtain and provide the post-conviction
information. Blakeney asserts that the personality disorder
diagnosis “was harmful to Blakeney, and did not support the
submission of any statutory mental health mitigators.” Br. of
Appellant 24 (emphasis omitted). And, Blakeney maintains that,
[i]f Dr. Worthen had been provided access to the
[post-conviction information], he would have abandoned
the damaging diagnosis of [personality disorder], and
recognized that Blakeney was suffering from
depression. There is at least a reasonable
probability that had the jury understood that
defendant was suffering from a depressive disorder and
resulting substance abuse, as opposed to an anti-
social personality disorder, at least one juror would
have reached a different conclusion.
Id. at 28-29. Unfortunately for Blakeney, though we are willing
to assume that he has satisfied Strickland’s performance prong,
we cannot rule in his favor on the prejudice prong.
Specifically, even accepting that the MAR court found Dr.
Worthen’s post-conviction diagnosis of depressive disorder to be
credible — a dubious notion in light of the evidence highlighted
in the Third MAR Order, including Worthen’s testimony that
Blakeney had originally endorsed symptoms of personality
disorder and denied symptoms of depression — the court could yet
36
reject the proposition that Worthen’s change in diagnosis
depended on the post-conviction information. As the district
court observed in its Habeas Corpus Order, “[a]ssuming arguendo
that the post-conviction diagnosis is the more accurate one, Dr.
Worthen did not need counsel’s help to diagnose Blakeney with a
depressive disorder.” Habeas Corpus Order 10. This is evident
from the MAR hearing testimony of Dr. Bellard, corroborating
Worthen’s post-conviction diagnosis, in that Bellard relied for
his major depression diagnosis on sources of information that
were available to Worthen when he made his initial diagnosis of
personality disorder. See
id. at 12. Specifically,
[l]ike Dr. Worthen’s [initial diagnosis], Dr.
Bellard’s diagnosis was based upon his
interview/evaluations with Blakeney and his interview
with [Blakeney’s sister] Peggy. According to Dr.
Bellard, Blakeney reported experiencing seven
identifiable symptoms of the illness of depression at
the time of the [Huntley] murder. Significantly,
Blakeney and Peggy were able to describe those
symptoms as having existed for at least two months
prior to the murder.
Id. at 11; see also supra note 17. Moreover, those factors of
Blakeney’s life history noted by the MAR court as being
significant to Bellard in assessing Blakeney’s overall mental
status — his family history of alcoholism, the absence of his
father or another adult role model, the chaotic nature of his
home life, his lack of success in school, and the loss of his
brother — were largely known to Worthen prior to trial and
37
discussed in his Expert Report. In these circumstances,
Worthen’s MAR hearing “testimony that it was the [post-
conviction information] that made his diagnosis of depressive
disorder possible is unconvincing.” Habeas Corpus Order 12.
Accordingly, we agree with the district court that,
“[w]hatever the reason for Dr. Worthen’s original diagnosis, the
record indicates that he had the necessary resources to make a
diagnosis of depressive disorder prior to trial. As such, any
prejudice arising from the original diagnosis is not
attributable to trial counsel and cannot support an
ineffectiveness of counsel claim.” Habeas Corpus Order 14
(citing McHone v. Polk,
392 F.3d 691, 706 (4th Cir. 2004)
(concluding that any ineffectiveness arising from expert’s
failure to utilize readily available evidence is attributable to
expert rather than to counsel and, thus, cannot support
Strickland claim)); see also
Byram, 339 F.3d at 211 (recognizing
lack of prejudice resulting from counsel’s failure to obtain
records, where additional information in those records “would
have added little”). 18 We thus affirm the district court’s
18
To the extent that Blakeney contends that he was
prejudiced by his trial counsel’s failure to obtain the DART
records, because the prosecution used the absence of such
records to paint Blakeney as a liar, we agree with the district
court’s rejection of such contention:
(Continued)
38
denial of habeas corpus relief on the expert witness aspect of
the ineffective assistance/sentencing claim.
2.
a.
The MAR court also concluded that the character witness
aspect of Blakeney’s ineffective assistance/sentencing claim
failed on both the performance and the prejudice prongs of the
Ultimately, [Blakeney] cannot show that he was
prejudiced by counsel’s failure to obtain the DART
records. The absence of DART records was only one
example of several cited by the prosecutor as evidence
that Blakeney was untruthful and that Dr. Worthen did
not believe what Blakeney had told him. The
prosecutor argued, without objection, that Dr. Worthen
did not believe what Blakeney had told him about the
arson and murder and that he did not believe the
answers that Blakeney had given to some of the
questions on the psychological tests. Indeed, Dr.
Worthen testified at sentencing that the story
Blakeney had told the police was likely more accurate
than the very different story that Blakeney had told
him about the crimes. He also testified that on the
questionnaires he administered, Blakeney minimized his
substance abuse problems, and that he (Dr. Worthen)
had to adjust for that in making his diagnosis. Dr.
Worthen testified that he likewise had to adjust for
the fact that Blakeney exaggerated some symptoms of
psychological problems on at least one of the tests
that he took. The jury, therefore, had ample evidence
to conclude that Dr. Worthen doubted Blakeney’s
veracity. As such, there is no reasonable probability
that the jury would have returned a life sentence had
the prosecutor not been able to argue that the absence
of the DART records was evidence that Blakeney was not
truthful.
Habeas Corpus Order 16-17.
39
Strickland test. See Third MAR Order 54. According to the MAR
court, “[t]rial counsel’s pretrial investigative efforts were
well within the acceptable ‘wide range of reasonable
professional assistance’ required by the first prong of the
Strickland test and not the source of prejudice that is the
second prong of the Strickland test.”
Id. (quoting Strickland,
466 U.S. at 689). Importantly, the court supported its ruling
with explicit findings of fact and legal analysis.
i.
The MAR court found that “[o]ne of trial counsel’s most
significant pretrial investigative efforts involved [lawyer]
Crow’s discussions with defendant,” which provided counsel with,
inter alia, “information about defendant’s background and
family,” “information about defendant’s prior criminal
conviction and sentence,” and “information about defendant’s
presence in his mother’s house on” the day of the Huntley
murder. Third MAR Order 54. “While preparing for trial, Crow
asked defendant about people who were not his family members to
whom trial counsel might talk about testifying as character
witnesses.”
Id. at 59. Blakeney suggested Jerry Leak, his
former supervisor at the City of Monroe Sanitation Department,
and Crow then spoke with Leak but did not call him as a witness.
See
id. at 59, 60. Blakeney “also told Crow that there were
people working at the jail who could testify about how he had
40
gotten along while incarcerated and awaiting trial.”
Id. at 59.
“Crow questioned Officer Tim Phillips and Deputy Sheriff Andrew
Simmerson, obtained a basic good report from them concerning
defendant’s conduct in jail, and thereafter called Phillips and
Simmerson to testify at trial that defendant had been a good
inmate.”
Id.
As for family members, Crow “was well acquainted with”
Blakeney’s sister, Peggy Blakeney, whom Crow “had previously
represented” and known “for about three or four years before he
represented defendant.” Third MAR Order 60. Counsel also
conducted pretrial interviews with Blakeney’s mother, Gracie
Blakeney, and wife, Tiney Blakeney. See
id. Peggy, Gracie, and
Tiney Blakeney are apparently the family members referred to in
the MAR court’s finding that Crow “talked to some of defendant’s
family members and sized them up to determine whether he thought
they would make good witnesses for the defense.”
Id. at 63.
Counsel ultimately decided, with respect to Peggy, Gracie,
and Tiney, to call only Peggy as a witness. “Crow knew that
being a witness can be difficult,” but that Peggy “had the
composure to be a witness.” Third MAR Order 63. By contrast,
Crow “ruled out” calling Gracie and “did not feel that Tiney
. . . would be a good witness.”
Id. With specific regard to
Tiney,
41
Crow decided not to call [her] as a witness at trial
because he thought she might present some testimonial
evidence that could hurt defendant’s case. More
precisely, Crow thought that evidence from [Tiney]
concerning defendant’s use of alcohol and drug abuse
would be the proverbial two-edged sword that cuts both
ways and would hurt defendant in the eyes of the jury.
Id. at 61. Counsel decided to present evidence on Blakeney’s
background through the defense’s expert psychologist, Dr.
Worthen, rather than family members (other than Peggy), because,
as Crow explained, “‘I just felt like we could get all we needed
in through Dr. Worthen without putting on people as witnesses
who might not be able to express themselves as well as Dr.
Worthen.’”
Id. at 63-64 (quoting J.A. 1118). Crow added that
“‘I liked the Blakeney family, but it helps to have somebody
who’s experienced and has some composure to testify.’”
Id. at
64 (quoting J.A. 1118).
During the trial’s sentencing phase, counsel called a total
of four witnesses: Dr. Worthen, Peggy Blakeney, and jail
personnel Phillips and Simmerson. See Third MAR Order 60.
Counsel also “encouraged family members to attend defendant’s
trial to show support for defendant.”
Id. at 60-61. During the
trial, counsel spoke with several family members “who were
present for the trial and could have testified about their
knowledge of defendant.”
Id. at 61. “[C]ounsel made a tactical
decision,” however, “not to call as witnesses any of defendant’s
42
family and friends other than those witnesses who were called to
testify.”
Id. Crow believed
“that we could bring out what we needed to bring out
about [Blakeney’s] family background, through the
information that Dr. Worthen got, and it was going to
be presented by an experienced witness, and I thought
that would come over a lot better than by presenting
the individual family members who [we were not] real
sure could handle testifying.”
Id. (quoting J.A. 1127) (second alteration in original). Crow
also explained that one of the reasons he decided not to call
the additional family members “‘was the fact that I really had
no prior contact with [them],’” explaining that “‘[i]t’s hard to
make a [really] good decision about something like that, with
such short contact. I already had pretty well in my mind what I
was going to do. That would require a change of strategy that I
didn’t feel comfortable with.’”
Id. at 64 (quoting J.A. 1164)
(third alteration in original).
During the MAR hearing, “[w]hen asked to reply to the
allegation that trial counsel provided professional services
below the requirements of Strickland by failing to adequately
interview defendant’s family members and other character
witnesses,” Crow responded as follows:
“Hindsight is twenty, twenty. I interviewed and
talked to the people that [they, the family members]
made . . . available to us, and that I ultimately felt
comfortable with. I guess the bottom line, I talked
to those people that came forward and I urged them —
and I would have talked to anybody else, any other
family member that had — had they brought along with
43
them. It’s their family. I felt that they were the
ones who could involve the other family members better
than anybody else. That’s all I know to answer.”
Third MAR Order 63 (quoting J.A. 1158-59) (alterations in
original). 19 According to the MAR court,
Crow thought that defendant’s family members were “all
good people,” but he also knew that none of them were
“what you might call leading citizens [in] the
community.” None of defendant’s family members held
public office; none were members of any profession
(e.g., ministers, lawyers, doctors, bankers). Thus,
Crow did not call as witnesses at trial all of
defendant’s brothers and sisters.
Id. at 64 (quoting J.A. 1118). 20
19
Crow similarly testified at the MAR hearing that “‘I
guess in hindsight I should have gone out and hunted each one
down and talked to them. Ideally that’s what I should have
done, no question about that. I told Gracie, I told Tiney, I
told Peggy, this is your son, this is your brother, people come
to my office, bring other family members, we can talk. And
those were the ones that came.’” Third MAR Order 64 (quoting
J.A. 1165).
20
Notably, Crow’s “leading citizens in the community”
testimony came in response to the State’s questions about
whether any Blakeney family member was “a college graduate,” “a
leading citizen in the community,” a holder of “any elective
office,” or a professional such as a “minister[], lawyer[],
doctor[], banker[,] etc.” J.A. 1118-19. Crow offered that,
“[f]or better or worse, that’s true, they weren’t. But they’re
good people. I don’t want to disparage any. They’re — from
what I know about them, they’re all fine, honorable people.”
Id. at 1119. The State then responded that it “didn’t mean to
suggest otherwise” by its questions.
Id. With this context, it
does not seem, as the MAR court suggested, that Crow indicated
that he did not call more family members as witnesses because
they were not “leading citizens in the community” or members of
any profession.
44
Post-conviction counsel presented fourteen character
witnesses at the MAR hearing — eight family members (including
Peggy, Gracie, and Tiney Blakeney) and six non-relatives
(including former supervisor Leak). The MAR court observed
that, “[i]n general, they each testified that they believed
defendant was a man of good character and a nice person, and
that they would have testified to that effect if they had been
called as witnesses at defendant’s 1996 trial.” Third MAR Order
64-65. The court concluded, however, that “the stated basis of
their opinions and the nature of their responses during cross-
examination were such that their opinions would have no more
than a de minimis [e]ffect on a reasonably objective juror
evaluating the evidence and the aggravating and mitigating
circumstances in defendant’s case.”
Id. at 65; see also
id. at
65-85 (detailing character witnesses’ MAR hearing testimony).
ii.
In denying relief on the character witness aspect of
Blakeney’s ineffective assistance/sentencing claim, the MAR
court concluded, with respect to the performance prong of
Strickland, that “[t]rial counsel’s investigation of defendant’s
background and his circumstances in life was objectively
reasonable,” that “[t]here was no inattention to this matter by
trial counsel,” and that there was nothing to indicate “that
what trial counsel knew of defendant would have led a reasonable
45
attorney to investigate further.” Third MAR Order 85. The
court further ruled that, “[a]lthough trial counsel interviewed
far fewer potential witnesses than postconviction counsel
presented at the [MAR] hearing, trial counsel’s interviewing of
potential witnesses was objectively reasonable performance that
was [not] below the requirements of the first prong of the
Strickland test.”
Id. at 86. The court distinguished Wiggins
v. Smith,
539 U.S. 510, 524 (2003) (deeming counsel ineffective
for “abandon[ing] their investigation of petitioner’s background
after having acquired only rudimentary knowledge of his history
from a narrow set of sources”). See Third MAR Order 85
(observing that “there was in the case at bar nothing remotely
approaching the egregious neglect of the counsel in Wiggins”).
And, the MAR court drew favorable comparisons to three of our
decisions: Tucker v. Ozmint,
350 F.3d 433, 441-42 (4th Cir.
2003) (concluding that counsel’s performance “far surpassed the
inadequate performance described in Wiggins,” in that counsel,
inter alia, “presented an expert psychologist who gave the jury
a full picture of Tucker’s disturbing social history”);
Byram,
339 F.3d at 210 (rejecting ineffective assistance claim where,
“[u]nlike in Wiggins, . . . counsel here spent considerable time
developing a picture of Byram’s life”); and Bacon v. Lee,
225
F.3d 470, 481 (4th Cir. 2000) (observing that “Bacon’s counsel
could reasonably have concluded. . . that the evidence they had
46
developed . . . would give the jury an accurate picture of
Bacon’s personality and that further investigation into Bacon’s
background would not be fruitful”). See Third MAR Order 86.
On Strickland’s prejudice prong, the MAR court “re-weighed
the evidence in aggravation against the totality of available
mitigating evidence.” Third MAR Order 88 (citing
Wiggins, 539
U.S. at 534;
Tucker, 350 F.3d at 442). The court explained
that, in particular, it considered the following circumstances:
(a) that several of the witnesses demonstrated an
obvious bias in favor of defendant based on their past
close familial relationship to him; (b) that several
of the witnesses based their opinion that defendant
was a man of “good character” on factors not normally
considered to be indicia of good character; (c) that
considerable evidence of record shows that defendant
is not a man of good character (e.g., the evidence of
his history of substance abuse and his commission of
armed robbery, larceny, assault, arson, and murder);
(d) that defendant did not introduce any significant
evidence affirmatively proving that he is in fact a
man of good character; and, (e) that evidence of
record shows that after defendant completed the DART
program while serving five years confinement and after
he was placed on probation, defendant disregarded the
lessons he should have learned and returned to the
costly and debilitating practice of using illegal
drugs.
Id. at 87. This assessment led the court to conclude that trial
counsel’s failure to interview and call more character witnesses
was not “the source of prejudice that is the second prong of the
Strickland test.”
Id. at 86.
b.
47
In these habeas corpus proceedings, Blakeney contends that
he is entitled to relief because “counsel’s unreasonably limited
investigation resulted in a failure to discover readily
available evidence of their client’s positive character and past
behavior, the very kind of evidence that could compel at least
one juror to find the client’s life to be worth saving.” Br. of
Appellant 22 (citing
Wiggins, 539 U.S. at 537). According to
Blakeney, the additional character witnesses who testified at
the MAR hearing would have “provided important positive evidence
to counter the State’s demonization of Blakeney” at trial.
Id.
at 24.
Of the eight family members and six non-relatives, Blakeney
specifically discusses in this appeal the MAR hearing testimony
of five of them:
● Union County Deputy Sheriff Curtis Parker, “who
had known Blakeney all his life, and testified
that [the Huntley murder] was ‘out of character’
for him”;
● Leak, Blakeney’s former supervisor while employed
by the City of Monroe, “who spoke positively
about [Blakeney’s] work”;
● Blakeney’s brother, Jimmy Blakeney, who
corroborated that Blakeney completed the DART
program during his prior incarceration;
● Gracie Blakeney, who “admitted that she and
Huntley exposed her son to extensive alcohol
abuse and violence,” and who “expressed love for
her son and her desire that mercy be shown for
his culpability in” Huntley’s death; and
48
● Tiney Blakeney, who “shed light on the chaotic
household in which [Blakeney] was living before
the crime,” testified about his drug abuse, and
described him as a nonviolent “good person” whom
she loved.
Id. at 10-12. Blakeney generally describes the other non-
relative witnesses, with one exception, as “life-long citizens
of Union County, gainfully employed, and without criminal
records,” who testified that Blakeney “had performed good deeds
and positive acts in the community, that he did not have a
juvenile criminal history, [and] that he was usually
nonviolent.”
Id. at 11 & n.2. Similarly, Blakeney’s family
member witnesses “[a]ll are life-long residents of Union County,
and none has a criminal record. All articulated positive
memories about Blakeney and described his positive
characteristics, along with his debilitating background and the
dysfunctional household in which he grew up.”
Id. at 11.
According to Blakeney, the MAR court’s ruling on the
prejudice prong of Strickland means that “a family member cannot
credibly testify for a defendant because of bias,” and a
defendant “cannot have any positive character traits, since he
has committed a bad act.” Br. of Appellant 33. Blakeney
asserts that the MAR court ruling cannot stand. Otherwise,
contrary to Supreme Court precedent, “no defendant could ever
present family witnesses or mitigating lay testimony because the
murder conviction — the ultimate evidence of bad character —
49
would always preclude any testimony about good character
traits.”
Id. (citing, inter alia, Wiggins, 539 U.S. at 535).
Although we may assume that Blakeney has satisfied
Strickland’s performance prong, as we did with respect to the
expert witness aspect of the ineffective assistance/sentencing
claim, we again cannot rule in his favor on the prejudice prong
of Strickland. 21 Simply put, whatever else the merits of the MAR
court’s prejudice ruling, the additional character evidence
testimony was substantially cumulative and, thus, can reasonably
be said to “have no more than a de minimis [e]ffect on a
reasonably objective juror evaluating the evidence and the
aggravating and mitigating circumstances in defendant’s case.”
Third MAR Order 65. As the district court recognized, “[t]he
testimony of Blakeney’s friends and family at the MAR hearing
was largely repetitive of the evidence offered at sentencing
through Dr. Worthen and Peggy.” Habeas Corpus Order 19.
Moreover, “the additional mitigating evidence, when combined
with what the jury learned at sentencing, would [not] have been
enough to outweigh the aggravating evidence in this case.”
Id.
at 24.
21
Because we assume that Blakeney has satisfied the
performance prong of Strickland, we express no views (contrary
to the depiction of this opinion by our dissenting colleague) on
the reasonableness of trial counsel’s performance or the MAR
court’s assessment thereof.
50
Accordingly, the character witness aspect of Blakeney’s
ineffective assistance/sentencing claim fails for lack of a
sufficient showing of prejudice. See
Tucker, 350 F.3d at 445
(recognizing that trial counsel’s failure to expose impeachment
evidence against prosecution expert was non-prejudicial, where
expert’s testimony was cumulative and, “[c]onsidering the
aggravating and mitigating circumstances present in this case,”
confidence in outcome of trial was not undermined);
Byram, 339
F.3d at 211 (concluding there was no prejudice resulting from
failure to present additional information about Byram’s
childhood, where “the evidence presented before the [state post-
conviction relief] court was largely cumulative”). We therefore
affirm the district court’s denial of habeas corpus relief on
this aspect of such ineffective assistance claim.
B.
Next, we turn to Blakeney’s exculpatory evidence claim,
which also has two aspects: first, whether the prosecution
withheld, in contravention of his due process rights as
recognized in Brady v. Maryland,
373 U.S. 83 (1963), the DART
records from the North Carolina Department of Correction (the
“DART records aspect”); and second, whether the prosecution
committed a Brady violation by failing to reveal the fact that
Blakeney had confessed to the Huntley murder after Detective
Ronnie Honeycutt of the Union County Sheriff’s Department told
51
him “it was time for him to stop hurting his family and hurting
himself and tell the truth” (the “confession aspect”). As the
Supreme Court has explained,
[t]here are three components of a true Brady
violation: The evidence at issue must be favorable to
the accused, either because it is exculpatory, or
because it is impeaching; that evidence must have been
suppressed by the State, either willfully or
inadvertently; and prejudice must have ensued.
Strickler v. Greene,
527 U.S. 263, 281-82 (1999). We assess
whether the MAR court unreasonably applied Brady and its Supreme
Court progeny to the facts of Blakeney’s case, beginning with
the DART records aspect, followed by the confession aspect, of
the exculpatory evidence claim.
1.
The MAR court concluded that the DART records aspect of
Blakeney’s exculpatory evidence claim failed on the merits
because, inter alia, “[d]efendant has not shown that the
Department of Correction was acting on behalf of either the
prosecutor or any state law enforcement agency investigating the
murder of Callie Huntley at the time of the alleged non-
disclosures.” Third MAR Order 131 (citing, inter alia, Kyles v.
Whitley,
514 U.S. 419, 437 (1995), for proposition that duty to
disclose encompasses material in possession of prosecutor as
well as material “known to the others acting on the government’s
behalf in the case, including the police”). The MAR court
52
further concluded that “the information allegedly withheld was
not ‘material’ to either defendant’s conviction or sentence.”
Id. at 135 (citing Strickler, 527 U.S. at 289, for proposition
that, to establish prejudice, petitioner must show “a reasonable
probability that the result of the trial would have been
different if the suppressed documents had been disclosed to the
defense” (internal quotation marks omitted)).
Without reaching the issue of whether the Department of
Correction was acting on behalf of the prosecution when it
failed to disclose the DART records, we conclude that Blakeney
has not made a sufficient showing of prejudice. See supra note
18 (quoting Habeas Corpus Order 16-17). We thus affirm the
district court’s denial of habeas corpus relief on the DART
records aspect of Blakeney’s exculpatory evidence claim.
2.
The MAR court rejected the confession aspect of the
exculpatory evidence claim as both procedurally barred and
lacking in substantive merit. See Third MAR Order 124, 129-31.
The district court concluded that the MAR court’s procedural
ruling — that Blakeney had abandoned the confession aspect on
direct appeal, thus triggering the North Carolina General
Statute section 15A-1419(a)(3) bar on collateral review — was
premised on a misreading of the issue. See Habeas Corpus Order
42-43. The court thus proceeded to analyze the merits of the
53
confession aspect, but rejected Blakeney’s request for habeas
corpus relief thereon. See
id. at 43. In this appeal, the
parties dispute whether the confession aspect was procedurally
defaulted. Because we conclude that it fails on the merits, we
need not reach the procedural default question. See Eaton v.
Angelone,
139 F.3d 990, 994 n.1 (4th Cir. 1998) (“Because we
agree with the district court’s denial of Eaton’s
ineffectiveness claim on the merits, we need not resolve the
thorny issue of procedural default.”).
Blakeney contends that “Detective Honeycutt revealed for
the first time at the MAR hearing that Blakeney’s confession
came only after the detective made an appeal to Blakeney’s
humanity . . . . Such an [empathetic], emotional response to an
appeal to Blakeney’s feelings for his family would have been
contrary to the picture the prosecution sought to paint of
Blakeney as cold, calculating, anti-social and devoid of any
feelings for anyone but himself.” Br. of Appellant 40-41.
Unfortunately for Blakeney, however, no Brady violation
occurred, because Blakeney, as a participant in the conversation
with Honeycutt, is presumed to know what was said. See United
States v. Roane,
378 F.3d 382, 402 (4th Cir. 2004) (“We have
explained that information actually known by the defendant falls
outside the ambit of the Brady rule.” (citing Fullwood v. Lee,
290 F.3d 663, 686 (4th Cir. 2002))). In these circumstances, we
54
affirm the district court’s denial of habeas corpus relief on
the confession aspect of Blakeney’s exculpatory evidence claim.
C.
Finally, we assess Blakeney’s contention that he is
entitled to an evidentiary hearing on his ineffective
assistance/jury composition claim. The premise of the
ineffective assistance/jury composition claim is that Blakeney’s
trial counsel was constitutionally ineffective in failing to
object to the prosecution’s jury selection under Swain v.
Alabama,
380 U.S. 202, 223 (1965) (recognizing that inference of
purposeful discrimination would be raised on evidence that
prosecutor, “in case after case, whatever the circumstances,
whatever the crime and whoever the defendant or the victim may
be,” removes qualified African-American prospective jurors who
have survived challenges for cause, so that no African-Americans
“ever serve on petit juries”). Of course, by its decision in
Batson v. Kentucky,
476 U.S. 79 (1986), the Supreme Court
“replaced Swain’s threshold requirement to prove systemic
discrimination under a Fourteenth Amendment jury claim, with the
rule that discrimination by the prosecutor in selecting the
defendant’s jury sufficed to establish the constitutional
violation.” Miller-El v. Dretke,
545 U.S. 231, 236 (2005).
Nevertheless, Blakeney maintains that Swain survives Batson,
relying on Miller-El. In deciding whether the district court
55
abused its discretion in denying Blakeney an evidentiary hearing
on his ineffective assistance/jury composition claim under
Swain, we first review the procedural history of this and
related claims pursued by Blakeney, and then turn to our
analysis.
1.
Blakeney first challenged the composition of his jury at
trial, having unsuccessfully made written and oral motions to
dismiss the jury venire based on an alleged under-representation
of African-American citizens. The state supreme court affirmed
on direct appeal, concluding that the difference in the makeup
of the jury venire and the general population was not
statistically significant, and observing that Blakeney had
failed to allege (as required to sustain his claim) that the
under-representation of African-American citizens was the result
of systemic exclusion in the jury selection process. See State
v. Blakeney,
531 S.E.2d 799, 808-09 (N.C. 2000). Also on direct
appeal, Blakeney asserted ineffective assistance of trial
counsel for failure to make a Batson objection to the
prosecution’s peremptory challenge to one African-American
prospective juror, Robert Crawford. See
id. at 814. The state
supreme court concluded that “defendant has not demonstrated
that his counsel was ineffective by failing to make a Batson
objection. Rather, defendant has shown only that he is black
56
and that the State peremptorily struck one black prospective
juror. This is insufficient to establish a prima facie case of
racial discrimination.”
Id. at 815 (internal quotation marks
omitted).
Thereafter, in his MAR, Blakeney asserted his substantive
jury composition claim, alleging that “[t]he prosecution used
its peremptory challenges to excuse all eligible African-
American jurors” from his trial as part of a pattern of
discrimination, J.A. 731, and citing three other Union County
cases as evidence. The MAR court rejected the substantive jury
composition claim as procedurally barred for having been
“previously determined on the merits upon an appeal”; waived by
Blakeney’s failure to raise the three other Union County cases
at trial; and without merit in light of the disparate facts of
one of the other Union County cases (in which the defendant was
Native American and did not challenge the jury composition on
direct appeal), and the failure of jury composition challenges
in the remaining two Union County cases. First MAR Order 78,
81-84.
Blakeney then amended his MAR to raise the ineffective
assistance/jury composition claim, repeating his allegation that
“[t]he prosecution used its peremptory challenges to excuse all
eligible African-American jurors” from his trial, and further
asserting that “trial counsel failed to investigate and present
57
available and credible evidence that the prosecutor’s conduct
impermissibly excused all African-American jurors not only in
[his] case, but in prior capital cases in Union County.” J.A.
840. Blakeney again raised the three other Union County cases,
and he invoked Swain, Batson, and Miller-El. The MAR court
rejected the ineffective assistance/jury composition claim as
procedurally barred and without substantive merit. First, the
court observed that, contrary to Blakeney’s allegation of
peremptory challenges being used to exclude “African-American
jurors” from his trial, only one African-American prospective
juror (Crawford) was peremptorily challenged. See Second MAR
Order 3. Additionally, the court observed that Blakeney’s
assertion about discrimination in other Union County cases was
not supported by the three other Union County cases cited. See
id. at 4. The court also observed that the three other Union
County cases, as well as Blakeney’s own case, “are matters of
record affirmatively showing an absence of prosecutorial
misconduct during jury selection.”
Id. at 11. The court
concluded that the ineffective assistance/jury composition claim
was procedurally barred for having been raised in Blakeney’s
direct appeal, by way of his Batson-related ineffective
assistance claim. See
id. at 16. Further, the court rejected
the claim on the merits by ruling that, because Blakeney could
not establish ineffective assistance for failure to make a
58
Batson objection, he could not do so for failure to make a Swain
objection. As the MAR court explained, “a defendant can not
establish either an ‘old’ Swain violation or a ‘new’ Batson
violation unless he can prove that a prosecutor in his case
engaged in racially discriminating use of peremptory
challenges.”
Id. at 20.
In these habeas corpus proceedings, the district court
considered and rejected the ineffective assistance/jury
composition claim on the merits. As an initial matter, the
court properly recognized that the relevant state court decision
for AEDPA purposes in these proceedings is that of the state
supreme court on direct appeal. See Habeas Corpus Order 32-33
(citing Goins v. Angelone,
226 F.3d 312, 320 (4th Cir. 2000)).
The district court then observed that,
[o]rdinarily, the Court would review the North
Carolina Supreme Court’s decision to determine whether
it was contrary to or an unreasonable application of
established Federal law. However, [Blakeney] does not
challenge that court’s adjudication of this issue in
any way. In fact, he does not directly acknowledge
that he raised a Batson-related [ineffective
assistance] claim on direct appeal. He does not
assign error to the state Supreme Court’s factual or
legal conclusions rejecting his Batson-related
[ineffective assistance] claim. Most importantly, he
has not directed this Court to any relevant
circumstances from his trial or the record on appeal
that would constitute evidence of discriminatory
intent on the part of the prosecutors when they used a
peremptory challenge to strike Robert Crawford (e.g.
racially suspect comments by the prosecutors during
voir dire, similarities between voir dire answers by
white jurors who were not excused by the prosecutor
59
and those of Robert Crawford, etc.). Because
[Blakeney] has not alleged error on the part of the
state Supreme Court or challenged that court’s
conclusion that there is no evidence in the record on
appeal of discriminatory intent by the prosecutor when
he removed Robert Crawford, he has waived any argument
in this Court that the state Supreme Court was
incorrect in either its factual or legal conclusions.
Since [Blakeney] waived any challenge to the
North Carolina Supreme Court’s conclusion that there
is no evidence of discriminatory intent by the
prosecutor when he removed Robert Crawford, his
support for a prima facie case of a Batson violation
by the State consists solely of the following evidence
presented in his MAR and in the instant claim: 1)
[Blakeney] is African-American; 2) prosecutors used a
peremptory strike to excuse Robert Crawford, an
African American, from [Blakeney’s] jury; and 3) in
three other Union County capital cases, prosecutors
allegedly struck all African American jurors who were
not struck for cause. [Blakeney] refers to the three
prior Union County capital cases as “Swain” evidence
and argues that under
Swain[, 380 U.S. at 222-24], he
is entitled to show the prosecutor’s systemic use of
peremptory challenges to strike African-American
jurors over time. It appears that [Blakeney’s]
argument is that had trial counsel made a Batson
objection and presented evidence from [the three other
Union County cases], it would have been sufficient to
establish a prima facie case of discriminatory intent
on the part of the prosecutors when they excused
Robert Crawford.
Habeas Corpus Order 33-35 (internal citations and quotation
marks omitted).
The district court concluded that, even “[a]ssuming that
Swain’s prima facie evidentiary standard survived Batson,
[Blakeney’s] evidence of ‘historical systemic exclusion’ is
insufficient to raise an inference of discriminatory intent in
his own case.” Habeas Corpus Order 35. The court therefore
60
ruled that Blakeney’s ineffective assistance/jury composition
claim failed on the first prong of Strickland, in that trial
counsel was not deficient in failing to challenge the exclusion
of Crawford from Blakeney’s jury. See
id. at 37. Additionally,
the court observed that, even if counsel had been deficient,
Blakeney could not make Strickland’s requisite showing of
prejudice. See
id. at 37-38. Finally, the court denied
Blakeney’s request for an evidentiary hearing on the ineffective
assistance/jury composition claim, on the ground that Blakeney
failed to establish one of the six factors in Townsend v. Sain,
372 U.S. 293, 312-13 (1963), a showing necessary to qualify him
for such a hearing. See Habeas Corpus Order 38. Thereafter, in
its Second Rule 59(e) Order, the court stood by its denial of
Blakeney’s evidentiary hearing request.
2.
On appeal, Blakeney challenges the district court’s grounds
for rejecting his ineffective assistance/jury composition claim
pursuant to Strickland, but he does not specifically address the
court’s ruling that he failed to demonstrate entitlement to an
evidentiary hearing under Townsend. A habeas corpus petitioner
is not entitled to an evidentiary hearing in the district court
if he “‘failed to develop the factual basis of a claim’ in state
court unless certain statutory requirements are satisfied.”
61
Fullwood, 290 F.3d at 681 (quoting 28 U.S.C. § 2254(e)(2)). 22
Even if § 2254(e)(2) presents no bar to an evidentiary hearing,
however, “that does not mean he is entitled to an evidentiary
hearing — only that he may be.”
Id. (internal quotation marks
omitted). And, as the district court recognized, petitioner
must also establish one of the six factors set forth in
Townsend, 372 U.S. at 312-13. Those six factors are:
(1) the merits of the factual dispute were not
resolved in the state hearing; (2) the state factual
determination is not fairly supported by the record as
a whole; (3) the fact-finding procedure employed by
the state court was not adequate to afford a full and
fair hearing; (4) there is a substantial allegation of
newly discovered evidence; (5) the material facts were
not adequately developed at the state-court hearing;
or (6) for any reason it appears that the state trier
of fact did not afford the habeas applicant a full and
fair fact hearing.
Townsend, 372 U.S. at 313. Simply put, Blakeney has not offered
us any basis to conclude that the district court abused its
discretion in ruling that he failed to satisfy one of the six
Townsend factors. Accordingly, we affirm the court’s denial of
22
Under 28 U.S.C. § 2254(e)(2), a habeas corpus
petitioner, in order to be accorded an evidentiary hearing in
the district court, must show that his habeas claim relies on “a
new rule of constitutional law, made retroactive to cases on
collateral review by the Supreme Court, that was previously
unavailable” or on “a factual predicate that could not have been
previously discovered through the exercise of due diligence,”
and that “the facts underlying the claim would be sufficient to
establish by clear and convincing evidence that but for
constitutional error, no reasonable factfinder would have found
the applicant guilty of the underlying offense.”
62
Blakeney’s request for an evidentiary hearing on his ineffective
assistance/jury composition claim.
IV.
Pursuant to the foregoing, we affirm the district court.
AFFIRMED
63
GREGORY, Circuit Judge, concurring in part and dissenting in
part:
Blakeney contends that he was prejudiced by trial counsel’s
failure to interview and present mitigating evidence from
several witnesses who were available and willing to testify at
the sentencing proceeding. 1 I agree and, therefore, dissent from
the majority’s denial of relief on Blakeney’s claim that his
trial counsel rendered ineffective assistance during the
sentencing phase of the trial. I concur in the majority’s
judgment to deny Blakeney relief on his other claims.
Trial counsel’s ineffectiveness was prejudicial because
their lack of investigation deprived Blakeney of witness
testimony that was crucial to his mitigation defense. They did
not call Blakeney’s wife, five of his six siblings, or members
of his community as witnesses. Although trial counsel’s
1
Blakeney also claimed that his counsel rendered
ineffective assistance because they failed to provide his
expert, Dr. Worthen, with sufficient information to make an
appropriate diagnosis. Although it seems clear that trial
counsel inadequately prepared Dr. Worthen, and that Dr.
Worthen’s testimony probably had a prejudicial effect on the
jury, I agree with the majority that Blakeney’s claim was
undermined when his own witness, Dr. Bellard, testified at the
MAR hearing that Dr. Worthen could have reached a proper
diagnosis with the limited information supplied by counsel.
Thus, Blakeney could not demonstrate that counsel’s ineffective
assistance caused the prejudice that resulted from Dr. Worthen’s
diagnosis.
64
decision not to call character witnesses is a strategic one to
which enormous deference is owed, United States v. Terry,
366
F.3d 312, 317 (4th Cir. 2004), we are not obliged to give such
deference when, as here, counsel’s conduct is unreasonable and
unjustifiable. If the Sixth Amendment is to have meaning, we
cannot simply elevate counsel’s flawed performance to the status
of strategy. This is especially so in capital sentencing
proceedings.
During the sentencing phase of the trial, Blakeney’s trial
counsel presented three lay witnesses and one expert, Dr. Mark
Worthen. Two of the lay witnesses, correctional officers from
the county jail, testified that Blakeney did not commit
infractions while in jail. (J.A. 56-60.) The third lay
witness, Peggy Blakeney Ratcliff, one of Blakeney’s six
siblings, (J.A. 143-51) testified that their family was
extremely poor and that Mr. Huntley, the victim, and Gracie
Blakeney, Blakeney’s mother, often drank too much. (J.A. 146-
51.) Trial counsel did not seek further testimony from Ms.
Ratcliff about Blakeney’s background or Mr. Huntley as a step-
father. 2 The testimony of the three lay witnesses represented
2
Evidence came in during the MAR hearing that the victim
had physically abused Blakeney’s mother and engaged in sexually
inappropriate behavior with Blakeney’s sisters.
65
only twelve pages of the entire trial transcript. (J.A. 56-60,
143-51.) Crow, one of Blakeney’s attorneys, testified that he
strategically chose to call only Ms. Ratcliff as a witness
because he knew her well. 3 (J.A. 2217.)
Trial counsel stated that they did not want to put
Blakeney’s wife on the stand for the strategic reason that she
would highlight his drug use. Yet, evidence of Blakeney’s drug
use was prevalent throughout the record without her testimony.
The drug use was emphasized specifically in Dr. Worthen’s
report, yet trial counsel thought that the doctor’s testimony
was the most effective way to present mitigation evidence.
Blakeney’s wife could have presented evidence of their
chaotic family life. She testified at the MAR hearing that her
oldest daughter, age fourteen, was in a violent relationship
with her twenty-one-year-old husband, Aaron. When Blakeney came
to his step-daughter’s aid, Aaron pulled a gun on him. 4 This was
not the first time that things became physical in that
household, yet Blakeney did not respond violently then or ever.
(J.A. 1646-47.) This was important testimony to be heard in
3
Crow served as Ms. Ratcliff’s counsel three or four years
prior to Blakeney’s trial. (J.A. 2217.)
4
This is exactly what the victim did to Blakeney in the
underlying offense.
66
juxtaposition to Blakeney’s prior criminal record and the
government’s attempt to portray Blakeney as a man prone to
violence.
The majority’s characterization of the other five siblings’
testimony presented at the MAR hearing as cumulative is
incorrect. All of Blakeney’s siblings were available and willing
to be interviewed and provide unique testimony. Claree Blakeney
Griffin testified at the MAR hearing and offered a portrait of
Blakeney quite different from that painted by the government.
She described her brother as a gentle and giving man, testifying
that when the father that abandoned all seven children became
ill as an elderly man, it was Blakeney who traveled to stay with
him and take care of him until “he got better on his feet.”
(J.A. 1400.) Blakeney cooked, cleaned, and helped his father
pay the bills. This was but one example of Blakeney’s actions
that supported Griffin’s testimony that her brother has a “good
heart.” (J.A. 1402.)
Griffin’s testimony was corroborated by another sister,
Catherine Taylor. Taylor added her own unique story to help
describe why she thought her brother was a good person. When
she was having personal problems, Blakeney offered to drive
Taylor from North Carolina to Cleveland and then take the bus
back. (J.A. 1602-03.) She said that he was always there when
she needed him. (Id.) It is mystifying that trial counsel
67
disregarded the entire family, when the MAR transcript of
Taylor’s testimony seemed to be especially coherent and
believable.
Like his sisters’ testimony, Jimmy Blakeney’s (“Jimmy”)
testimony could have helped his brother. Not only could Jimmy
have corroborated Blakeney’s assertion that he had completed the
DART program, but he also had his own unique story demonstrating
Blakeney’s positive character traits. Jimmy lived next door to
the Wilsons, an elderly couple whom Blakeney would take shopping
and fishing. Blakeney also did chores and ran errands for the
couple without compensation. (J.A. 1630.)
The majority did not explain how it was reasonable for
trial counsel to discount five siblings, saying that they could
not handle testifying, after meeting only one sibling, who
seemed worthy of the stand. (Maj. Op. 43.) The information the
family could have provided was vital because his family offered,
among other things, an alternative portrayal to contrast the
government’s image of a man who had thoughtless disregard for
the elderly and personal suffering.
The MAR court stated that trial counsel talked to
Blakeney’s family members and “sized them up” in order to decide
who should testify for Blakeney. Counsel met Blakeney’s wife
and mother and decided they did not have enough “composure” to
testify. (Maj. Op. 42.) It is clear that trial counsel based
68
their decision on the way that these women spoke and their level
of education, calling it “composure.” In fact, it seems that
after trial counsel met these women, they prejudged the rest of
Blakeney’s large family, deciding that if these women lacked
“composure” then no one in his family was worth interviewing.
The majority appears to approve of Crow’s stated reason for
not calling these family members: “I really had no prior
contact with [them] . . . [i]t’s hard to make a [really] good
decision about something like that, with such short contact.”
(Maj. Op. 43.) It is hard to believe that the majority was
satisfied with this excuse given that Crow’s “short contact”
with Blakeney’s family members was the result of his failure to
attempt to meet them. It is not clear whether counsel ignored
Blakeney’s family because they lacked composure or because Crow
“had no prior contact with them,” but each excuse is inadequate
on its own and indefensible when joined with the other. How can
it be reasonable to conclude that a person lacks composure
without meeting him or her? Clearly, trial counsel’s excuses
are unjustifiable.
In finding that trial counsel were reasonable in failing to
interview and offer Blakeney’s family as witnesses, the MAR
court stated:
Crow thought that defendant’s family members were “all
good people,” but he also knew that none of them were
“what you might call leading citizens of the
69
community.” None of defendant’s family members held
public office; none were members of any profession
(e.g., ministers, lawyers, doctors, bankers.) Thus
Crow did not call as witnesses at trial all of
defendant’s brothers and sisters.
(J.A. 2221.) Needless to say, one need not be a minister,
lawyer, doctor, or banker to be a respected or leading member of
one’s community. All of the people who testified for Blakeney
at the MAR hearing were hardworking members of the community
and, with the exception of one, none had criminal records.
Trial counsel prejudged these potential witnesses and discounted
them because they did not have fancy letters after their names.
The MAR court, district court, and majority called this strained
reasoning “strategy,” and concluded that it satisfied
Strickland. I disagree.
Even if trial counsel did not believe that Blakeney’s
family members were “upstanding citizens” worthy of the stand,
had trial counsel interviewed them they would have led to
witnesses such as Union County Deputy Sheriff George Curtis
Parker. Parker testified at the MAR hearing that he had known
Blakeney all of his life, that the incident was “out of
character” for Blakeney, and that he would have testified at the
sentencing proceeding. (J.A. 1375-88.) Parker was a law
enforcement officer with the Sheriff’s Office for seventeen
years before retiring. His testimony certainly would have been
persuasive at the sentencing proceeding, because unlike the
70
prison guards trial counsel presented at sentencing, Parker knew
Blakeney’s family intimately and had known Blakeney personally
since he was a boy. Given the nature of Parker’s close
relationship with the family, a minimal amount of investigation
would have led trial counsel to him. In fact, most of the
information that would have aided in Blakeney’s mitigation
defense could have been easily obtained.
The majority and the courts before it found Blakeney’s
trial counsel effective because they accepted Crow’s decision to
place all of the responsibility for mitigation investigation on
Blakeney’s family: “I guess the bottom line, I talked to those
people that came forward and I urged them—and I would have
talked to anybody else, any other family member that had-had
they brought along with them. It’s their family.” (J.A. 2220.)
One must appreciate Crow’s honesty. He admitted that he allowed
his mitigation investigation to begin and end with the efforts
of Blakeney’s family. He admitted that he was willing to talk
to anyone provided they came to him, but forged no independent
investigation despite the fact that such investigation could
have revealed defense theories and character witnesses. This
type of responsibility shifting has been rejected as ineffective
in relevant case law.
In Gray, this Court did not allow trial counsel to rely on
the petitioner’s failure to aid in his own
defense. 529 F.3d at
71
225-26, 230 (finding that trial counsel was not allowed to rely
on defendant’s instruction “not to spend another f’ing penny on
this trial” because “he didn’t need a psychiatrist” and “[t]here
was nothing wrong with him.”). In Rompilla, the defendant told
his trial counsel that his background was unexceptional, yet the
Supreme Court did not allow trial counsel to end their
investigation
there. 545 U.S. at 381. Investigation is as
important to a proper defense as oral argument in court, and it
is an especially essential element in the defense of a capital
case. It is ironic that Blakeney’s counsel shifted
responsibility for the investigation onto the same family that
they determined lacked composure. Even a cursory evaluation of
trial counsel’s performance reveals that it fell well below
professional norms and greatly prejudiced Blakeney.
The majority stated that the MAR court drew favorable
comparisons to three of our decisions, implying that the MAR
court’s analysis was sound when it was not. (Maj. Op. 46.)
Unlike in Tucker v. Ozmint, this Court cannot conclude that the
“psychologist ... gave the jury a full picture of [the
defendant’s] ... disturbing social
history.” 350 F.3d at 441-
42. Unlike the doctor in Tucker, Dr. Worthen could not have
presented a full picture of Blakeney to the jury, because, as
acknowledged, he lacked the complete picture. In this case,
72
Blakeney’s family could have provided the full picture, but no
one interviewed them to obtain it.
The MAR court and the majority correctly characterized
Bacon v. Lee, where we stated:
“[C]ounsel could reasonably have concluded, based on
their earlier investigation, that the evidence they
had developed . . . would give the jury an accurate
picture of [the petitioner’s] . . . personality and
that further investigation into . . . [the
petitioner’s] background would not be
fruitful.”
225 F.3d at 481. In contrast, here further investigation would
certainly have been fruitful in developing Blakeney’s mitigation
defense. Had trial counsel done even minimal investigation,
they would have discovered that Blakeney’s family could have
presented valuable information to the jury. This information
would have supplemented the doctor’s testimony with mitigating
evidence relating to Blakeney’s benevolent conduct, kind heart,
and good character.
It is unclear how Byram is analogous, since this Court
stated, “Unlike in Wiggins, . . . counsel here spent
considerable time developing a picture of [petitioner’s] . . .
life.”
5 339 F.3d at 210. The record reflects that trial counsel
5
In Byram, we held that the petitioner had not shown that
his trial counsel’s performance fell below an objective standard
of reasonableness.
Id. at 209. One member of Byram’s defense
team logged 623.5 hours of pre-trial preparation while the other
member met with Byram at least thirty times.
Id. at 210.
Blakeney’s trial counsel logged a total of 506.47 hours working
(Continued)
73
did not spend a considerable amount of time developing a picture
of Blakeney’s life. The cases cited by the MAR court, and
relied upon by the majority, are inapposite to the case at bar.
The MAR court proffered, and the majority tacitly accepts,
some troubling reasons to justify its finding that trial counsel
was not ineffective in failing to interview Blakeney’s family.
The court’s first stated reason for concluding that trial
counsel’s failure to interview and call Blakeney’s family as
character witnesses was not a “source of prejudice” was that
“several of the witnesses demonstrated an obvious bias in favor
of defendant based on their past close familial relationship to
him.” (Maj. Op. 47.) The MAR court seems to suggest that courts
must discredit the testimony of family members who love the
defendant. Is “obvious bias . . . based on . . . close familial
on Blakeney’s entire case. (J.A. 2167-69.) Most of trial
counsel Crow’s hours were in court. Despite the fact that one
member of Byram’s defense team logged more hours in pre-trial
preparation than the total of both of Blakeney’s defense
attorneys during the entire case, this is not dispositive as we
did not base our decision in Byram merely on the number of hours
logged by the attorneys. Byram’s defense team hired a forensic
psychologist and a forensic psychiatrist.
Id. Byram’s defense
team carefully analyzed the findings of the doctors and decided
not to present the testimony of either, which was a strategic
decision based on the potentially prejudicial findings of the
doctors.
Id. Blakeney could only wish that his trial counsel
had understood the potentially prejudicial effect of Dr.
Worthen’s diagnosis and supplemented it with mitigation
evidence.
74
relationship” not just a convoluted way of describing love? If
this Court were to adopt the logic of the MAR court, then we
would have to disregard the testimony of all family members even
when, as here, they possess valuable mitigation evidence.
The court went on to state that “several of the witnesses
based their opinion that defendant was a man of ‘good character’
on factors not normally considered to be indicia of good
character.” (Id.) Yet as shown above, his siblings offered
specific conduct as evidence to support their assertions that
Blakeney had a kind heart and was a good person. Additionally,
the court stated that “considerable evidence of record shows
that defendant is not a man of good character (e.g., the
evidence of his history of substance abuse and his commission of
armed robbery, larceny, assault, arson, and murder).” (Id.)
This is an especially troubling assertion. Under the court’s
standard, no person with a history of criminal convictions and
substance abuse could be considered a good person no matter how
many years he was sober or how many good deeds he had done.
Under the court’s standard, there would be no need to have
character witnesses at all because if a man were convicted of a
crime, he would be, per se, a man of bad character.
Most surprisingly, the court said, “[D]efendant did not
introduce any significant evidence proving that he is in fact a
man of good character.” (Id.) However, Blakeney presented
75
fourteen character witnesses, many of whom said wonderful and
unique things about him and supported their testimony with
specific evidence. By the MAR court’s standard, it seems there
is nothing Blakeney could have presented to demonstrate good
character.
Finally, the MAR court justified its finding that Blakeney
was not prejudiced by his counsel’s deficient performance by
stating: “[E]vidence of record shows that after defendant
completed the DART program while serving five years confinement
and after he was placed on probation, defendant disregarded the
lessons he should have learned and returned to the costly and
debilitating practice of using illegal drugs.” (Id.) Blakeney,
however, argues that he was prejudiced by Dr. Worthen’s
statements doubting that he had completed the DART program
because the prosecutor exploited it in closing argument to cast
doubt on other aspects of his life. The MAR court’s conclusion
that Blakeney was not prejudiced by the DART inference because
he had relapsed is unpersuasive. Blakeney never claimed he was
drug-free; he merely attempted to demonstrate that he had
completed the DART program in an effort to rid himself of drugs.
Although he was telling the truth about an important aspect of
his mitigation defense, he was impugned at the sentencing
proceeding as being a liar. This was clearly prejudicial.
76
Blakeney’s trial counsel’s failure to investigate is
indefensible and led to a meager mitigation defense: Dr.
Worthen’s poorly informed diagnosis could not mitigate the
evidence against Blakeney, his sister’s testimony was but a
small piece of the full story his family could have provided,
and the two correctional officers’ testimony paled in comparison
to that of the Deputy Sheriff. Trial counsel admitted that the
evidence on guilt was stacked against Blakeney, which only
increased the necessity to develop the mitigation defense that
was readily available if they had properly investigated the
case, assessed the witnesses, and presented the evidence at the
sentencing phase of the trial. Blakeney was practically left
defenseless at the sentencing proceeding. In this matter of
life or death, the Sixth Amendment certainly requires more of
counsel. Thus, I dissent.
77