MARY R. RUSSELL, Chief Justice.
The plaintiff in an automobile accident case was not present during voir dire or at the beginning of the second morning of trial before opening statements commenced. Her attorney initially informed the trial court during voir dire that the plaintiff would not be attending the trial. After conversations with the court and defense counsel, the plaintiff's attorney announced that the plaintiff could be present if given additional time. Upon motion of the defendant, the trial court excluded the plaintiff from the trial and allowed the defendant to argue an adverse inference. Because it was error for the trial court both to exclude the plaintiff and then to allow the defendant to argue an adverse inference, the trial court's judgment is reversed and remanded for further proceedings consistent with this opinion.
Shannon Bair
On the second day of trial, before opening statements, both attorneys again raised issues to the court pertaining to Plaintiff's absence from trial. Defendant's attorney voiced frustration that Plaintiff's attorney was trying to create an impression that Plaintiff could come and go from the trial as she pleased and that she did not have to be in the courtroom to pursue her cause of action. Defendant's attorney feared that Plaintiff would attempt to make a "grand entrance" into the proceeding.
Plaintiff's attorney explained that his client's husband would testify that Plaintiff did not want to be in the same room with Defendant because she felt that Defendant had ruined her life.
Defendant's attorney, who made at least three requests
After contacting Plaintiff, her attorney advised the court that the soonest Plaintiff could arrive would be anywhere from 35 minutes to one hour, if the court ordered her to be there. The court indicated that it did not want to have the jury wait for Plaintiff's arrival. In addition to excluding Plaintiff, the court advised Defendant's attorney that he could use an adverse inference. This conversation followed:
Shortly after this exchange, the court stated, "I'm going to let you go on an adverse inference." Defendant's attorney then asked for clarification as to what he would be allowed to argue to the jury. The court clarified, "I think you're entitled to point out the empty chair. I think you're entitled a question where she is. I think you're entitled to talk about the fact [that] you won't hear her version of events. And I'm going to leave it at that for now."
Plaintiff's attorney requested an additional 30 minutes to get Plaintiff to the courtroom, but the court again declined because the jury had already been waiting an hour. Finally, with Plaintiff's attorney insisting Plaintiff was on her way, the court brought the jury in after an hour and 30 minutes of waiting. The court confirmed to Defendant's attorney that he could refer to the empty chair and talk about Plaintiff's lack of testimony. The court noted that Plaintiff was excluded from the courtroom.
During trial, Defendant's attorney took advantage of the court's decision to allow an adverse inference numerous times. In his opening statement, he referenced Plaintiff's absence at least 15 times. He told the jury that Plaintiff would not be present in the courtroom for the trial and that they could draw the inference that any testimony that Plaintiff would give would be unfavorable to her case. He concluded by telling the jury that the "non-present plaintiff was at fault for this accident[, and] [s]he's not here for a reason."
After the trial began, Plaintiff's attorney attempted to correct the damage done. Following opening statements, he moved for a new trial based on the court's decision both to exclude Plaintiff from trial and to allow an adverse inference during opening statements. After the close of evidence, Plaintiff's attorney again moved to prohibit Defendant's attorney from making an adverse inference during closing argument. The court denied the motion, and Defendant's attorney took multiple opportunities to refer to Plaintiff's absence and assert an adverse inference.
The jury returned a verdict in favor of Plaintiff in the amount of $60,000, but it apportioned 85 percent of fault to her, reducing her award to $9,000. Following the entry of the judgment, Plaintiff's attorney moved for a new trial, but the motion was overruled.
Plaintiff appeals, alleging that the trial court abused its discretion in failing to grant a new trial after both excluding her from the courtroom and allowing Defendant's attorney to argue an adverse inference based on her absence.
A trial court's denial of a motion for new trial is reviewed under an abuse of discretion standard. In re H.L.L., 179 S.W.3d 894, 896 (Mo. banc 2005). Additionally, the court has broad latitude in determining whether to admit or exclude testimony, and absent an abuse of discretion, its decision will not be disturbed. See Howard v. City of Kansas City, 332 S.W.3d 772, 785-86 (Mo. banc 2011). An abuse of discretion occurs when a ruling is clearly against the logic of the circumstances before the court and is so arbitrary and unreasonable that the ruling indicates a lack of careful deliberate consideration and shocks the sense of justice. Watts v. Lester E. Cox Med. Ctrs., 376 S.W.3d 633, 637 (Mo. banc 2012).
The issue in this case relates to the trial court's decision both to exclude Plaintiff from the courtroom and to allow Defendant's attorney to argue an adverse inference based on her absence. Plaintiff argues that the trial court's denial of her motion for new trial on these issues was an abuse of discretion.
When a party is represented by counsel, she has the right to personally appear, or not, at her trial. See Spirtas Co. v. Div. of Design and Constr., 131 S.W.3d 411, 415-16 (Mo.App.2004). That right to be absent from trial, however, must be tempered with the trial court's inherent authority and broad discretion in the control of the courtroom. See Blessing v. Blessing, 539 S.W.2d 699, 702 (Mo.App. 1976); State v. Borman, 529 S.W.2d 192, 194 (Mo.App.1975) ("It is the responsibility of the trial judge to maintain `dignity, order and decorum' in the courtroom.") (citing Illinois v. Allen, 397 U.S. 337, 343, 90 S.Ct. 1057, 25 L.Ed.2d 353 (1970)).
The record demonstrates the understandable frustration of the trial court with Plaintiff's attorney's actions regarding whether Plaintiff would be present at trial. The court indicated that it considered Plaintiff's initial absence prior to her exclusion from the courtroom a tactical maneuver. The trial court first learned of the possibility that Plaintiff would not attend the trial during voir dire. It was not until just before opening statements that Plaintiff's attorney confirmed that Plaintiff was not planning to attend trial and instead would have her husband testify as to why she was absent. After the strategy was unsuccessful, Plaintiff's attorney was left scrambling to get Plaintiff to the courtroom. Because the trial court did not want Plaintiff to make a "grand entrance" later during trial, it excluded her from participating in the trial in its entirety. The trial court had the inherent authority to make sure the trial was conducted in an orderly manner. Borman, 529 S.W.2d at 194. But Plaintiff argues that this purpose could have been served by directing the timing and manner of her entry into the courtroom and that her exclusion entirely, for the entire trial, was unnecessary and an abuse of discretion.
This Court need not resolve whether the trial court's decision to exclude Plaintiff entirely was within its discretion. Assuming, without deciding, that it did have such authority, the trial court abused its discretion in allowing Defendant's attorney to make an adverse inference about Plaintiff's absence from the courtroom. Calvin v. Jewish Hosp. of St. Louis, 746 S.W.2d 602, 605 (Mo.App.1988). It was fundamentally unfair for the trial court both to exclude Plaintiff from the courtroom and also allow an adverse inference about her absence. The two actions together resulted in Plaintiff
The adverse inference rule that allows for "an unfavorable inference to be drawn against a party, knowledgeable of the facts of the controversy, who fails to testify," and it is well established that such failure may be used by an opponent in argument. Pasternak v. Mashak, 428 S.W.2d 565, 568 (Mo.1967) (emphasis added). An opponent may not draw an adverse inference, however, when the sole reason for the failure to testify was the opponent's motion to exclude the testimony. See Barnes v. Kissell, 861 S.W.2d 614, 620 (Mo.App.1993); Calvin, 746 S.W.2d at 605.
In Calvin, the trial court granted the plaintiff's attorney's motion to exclude the defendant's only expert medical witness. Calvin, 746 S.W.2d at 604. During closing argument, the plaintiff's attorney made an adverse inference indicating that the defendant had no expert medical witnesses willing to testify. Id. at 605. The plaintiff's attorney knew that his motion to exclude was the only reason the defendant had not presented expert medical testimony about the plaintiff's injuries, but the trial court refused the defendant's request that it instruct the jury to disregard the statement. Id. On appeal, the court noted that "[t]he exercise of judicial discretion `should be directed toward the accomplishment of fundamental fairness and the avoidance of unfair disadvantage.'" Id. (quoting Ellis v. Union Elec. Co., 729 S.W.2d 71, 76 (Mo.App.1987)). Calvin held that the trial court abused its discretion and caused the defendant to suffer manifest injustice by granting the plaintiff's motion to exclude the defendant's medical expert and then allowing the plaintiff to make an adverse inference to the jury regarding the defendant's lack of a medical expert. See id.
In Barnes, the trial court excluded a defendant's medical expert as a "penalty" for the expert's failure to allow the plaintiff's husband to be present in the examination room during a medical evaluation. 861 S.W.2d at 619. During closing arguments, the plaintiff's counsel was allowed to argue an adverse inference based on the expert's failure to testify. Id. at 620. In Barnes, the court of appeals reversed the trial court's decision, highlighting that the plaintiff's attorney knew his actions were the reason that the defendant had not presented the expert's testimony.
Calvin and Barnes are instructive here. In both cases, the trial courts were reversed for allowing the plaintiffs' attorneys to take advantage of an exclusion by arguing adverse inferences to the jury. It similarly was error here. Moreover, here the error was more egregious, for while the attorneys in Calvin and Barnes made adverse inferences only in closing arguments, Defendant's attorney's adverse inferences were not limited to closing argument here. Defendant's attorney made repetitive adverse inferences during opening statements, instructing the jury that it could "draw the inference that any testimony [Plaintiff] would give would be unfavorable to her case." He concluded by insisting that the "non-present plaintiff was at fault for this accident[, and] [s]he's not here for a reason." He referred to her as the "nonpresent plaintiff" throughout
The dissent takes issue with this Court's reliance on Calvin and Barnes rather than Pasternak. Pasternak is instructive in the event that a party chooses not to testify. But, because Plaintiff's absence from trial was due to the Defendant's motion to exclude her and the trial court's grant of that motion, Calvin and Barnes provide the proper framework through which to analyze such an exclusion and subsequent adverse inference.
Although Plaintiff was not present at the beginning of the trial, she was prohibited from later attending her trial because of the trial court's decision to grant Defendant's attorney's motion to exclude her from the courtroom. Once the court had excluded Plaintiff from trial, it abused its discretion in also allowing Defendant's attorney to make adverse inference arguments. Fundamental fairness had been lost, and Plaintiff suffered an unfair disadvantage resulting in manifest injustice. See Calvin, 746 S.W.2d at 605.
For the foregoing reasons, the trial court's judgment is reversed and remanded for further proceedings consistent with this opinion.
BRECKENRIDGE, STITH, DRAPER and TEITELMAN, JJ., concur.
WILSON, J., dissents in separate opinion filed.
FISCHER, J., concurs in opinion of WILSON, J.
PAUL C. WILSON, Judge.
The majority opinion holds that the trial court abused its discretion by excluding Plaintiff from the courtroom and then allowing Defendant to argue that the jury should draw an adverse inference from Plaintiff's failure to testify. If such a case ever presents itself, I likely would reach the same conclusion. But that is not
During voir dire, with no prior warning to or discussion with the trial court or opposing party, Plaintiff's counsel announced that Plaintiff would not be attending the trial. The next day, with the trial set to begin and the jury waiting, the court warned that Plaintiff could not change her mind after trial begins. Instead, she must be present from the beginning of trial or be barred from the courtroom for the duration. Plaintiff's counsel stated that, after further consultation following voir dire, Plaintiff again had chosen not to attend. At no time prior to the trial court's order barring the Plaintiff from the courtroom once the trial began did Plaintiff's counsel suggest that Plaintiff desired to testify. To the contrary, when questioned on this topic, Plaintiff's counsel stated unequivocally that Plaintiff had chosen not to testify and that he would not be using her deposition testimony for any purpose. Accordingly, the trial court's order enforcing Plaintiff's choice not to
Throughout the first three days of trial, Plaintiff's counsel repeatedly acquiesced in the trial court's rulings regarding Plaintiff's attendance and Defendant's right to argue an adverse inference. But, when it came time for Plaintiff to rest her case — and the ramifications of her choice not to attend the trial had become uncomfortably plain — Plaintiff suddenly tried to reverse course and requested that she be permitted to testify. Parties who attend their trials are free to change their minds about testifying as often as they like. But a party who makes an unprompted declaration that she will not attend or testify cannot later decide that she wants to testify, at least not once the trial court expressly has prohibited her from entering the courtroom and reference to her absence already has been made. Here, by the time Plaintiff tried to change her mind on the last day of trial, it was far too late for the trial court to unscramble the mess that her attempted change in strategy would create. So, when Plaintiff sought to change her mind and testify, the trial court's only options were either to hold Plaintiff to the choice she made or declare a (second) mistrial. It was not an abuse of discretion to choose the former.
This decision was not "clearly against the logic of the circumstances," or "unreasonable and arbitrary that the ruling shocks the sense of justice," or so lacking in reason that it "indicates a lack of careful, deliberate consideration," or any of the other pejorative expressions that this Court routinely uses to describe an "abuse of discretion." The majority opinion studiously ignores these standards yet nevertheless brands the trial court's actions as an abuse of discretion.
Not only did the trial court not have the majority opinion's benefit of hindsight, Plaintiff's counsel deprived the trial court of any forewarning by deciding not to warn either the court or Defendant's counsel that Plaintiff had decided not to attend or testify. Without the luxury of hindsight, I cannot see what other course a reasonable trial judge should have taken. Even with this advantage, I do not agree that these actions were irrational, unreasonable, or unfair.
The majority opinion describes a scene in which the Plaintiff struggled valiantly to attend her trial but was turned away from the courthouse by an unsympathetic judge. Then, the trial court — seemingly seeking to add injury to such an insult — permitted Defendant to argue that the jury could infer from Plaintiff's refusal to testify that any testimony she might have given would have hurt her case. Rather than attempt to rebut the majority opinion's characterization of these events with one of my own, it is better to allow the trial record to speak for itself.
Late that afternoon, the trial court identified the jurors and alternates and released the remainder of the panel. The court then excused the members of the jury and instructed them to return for an early start on Wednesday morning at 8:45 a.m., at which time they would be sworn in and the trial would begin.
After the jurors left, Defendant's counsel noted that Counsel had made no prior disclosure — formal or informal — of the fact that Plaintiff would not be attending the trial. When he asked what evidence Counsel would adduce to fulfill the promise he had made to the jury, Counsel responded only that Plaintiff's husband would explain her absence. Counsel then confirmed that Plaintiff would not attend the trial and, when Defendant's counsel asked whether Counsel would be using Plaintiff's deposition testimony, stated unequivocally that he would not.
Perhaps shaken by the hostile response during voir dire, however, Counsel seemed to be concerned about Plaintiff's choice not to attend the trial:
(Emphasis added).
[Emphasis added].
At this point, three things were absolutely clear: (1) Plaintiff had chosen, voluntarily and without prompting, not to attend the trial; (2) Plaintiff had chosen, voluntarily and without prompting, not to testify either in person or by her deposition; and (3) the trial court had accepted Plaintiff's choices but ordered that she would not be allowed to change her mind after the trial started and stage a "grand entrance" in an effort to manipulate the jury's sympathies. Without vacating these decisions, the trial court nevertheless gave the Plaintiff one last opportunity to re-think her choices:
(Emphasis added).
Plaintiff thus confirmed — for the
(Emphasis added).
Note that Counsel did not request that Plaintiff be allowed to arrive late or even hint that Plaintiff desired to testify. Instead, he simply conceded that Plaintiff would come, but only if the trial court ordered her to do so and was willing to delay the trial until she arrived. The trial court refused to order Plaintiff to attend her own trial. Throughout this discussion, the trial court made repeated references to the fact that the jury was being kept waiting and that Counsel had been caught in a clear misrepresentation regarding certain exhibits he planned to use in opening statements. The court indicated that it believed Counsel was trying to manipulate the process unfairly and repeatedly admonished Counsel that this is "not the way we try lawsuits around here."
Defendant's counsel then objected to Plaintiff's husband being allowed to testify as to what he heard Plaintiff say were her reasons for not wanting to attend the trial. The court ruled that this testimony was not admissible. Counsel then tried to couch Plaintiff's reasons for deciding not to attend the trial as part of her claim for damages, arguing that he simply could argue those claims to the jury without any evidence, e.g., that Plaintiff had suffered mental anguish from Defendant forcing her to endure two years of litigation and invading her privacy by hiring an investigator to videotape her wedding on a public beach in Cancun, Mexico. The trial court ruled that such arguments were improper because these were not recoverable damages resulting from the automobile accident.
(Emphasis added).
Counsel stated several more times that he could have the Plaintiff in the courtroom in "30 minutes" but never acknowledged that this amount of time (and far more) had passed since he first made this representation. Finally, 96 minutes after the trial court initially inquired about the Plaintiff's plans, the trial court's patience was exhausted:
As recounted below, there was a further discussion of these issues after the trial recessed Wednesday evening. During this off-the-record discussion, the trial court stated that it would reconsider its rulings regarding Plaintiff's presence on Thursday morning if Counsel was able to offer any authority suggesting those rulings had been error.
Later Thursday, Counsel made an offer of proof concerning Plaintiff's husband's testimony "regarding the plaintiff's mental state of mind and present physical state, both before and after this crash and with regard to this litigation and this lawsuit." After this proffer, and after hearing arguments from counsel, the trial court ruled that Plaintiff's husband could testify about "his observations that relate to the accident and her injuries related to the accident[.]" But the court ruled that Plaintiff's "anxiety and her angst and her feelings with regard to the litigation of this case is not going to come in as a measure of damages[.]" Counsel responded much as he had on Wednesday:
(Emphasis added).
By the end of Thursday, the cost of Plaintiff's choices not to attend the trial or testify had become clear. But, at least to this point, Counsel had not moved for reconsideration of the order enforcing Plaintiff's decision not to attend, nor had he made any statement about her testifying other than that he recognized she could not do so in light of her choices and the trial court's rulings regarding them.
(Emphasis added).
The foregoing excerpts paint a very different picture from the one described in the majority opinion. The trial court maintained a clear record on these issues throughout the trial and, just to avoid precisely the mischaracterization now adopted by the majority opinion, recounted its actions and justifications on the last day of trial. The majority opinion may not agree with the trial court's rulings and, in hindsight, may believe that different rulings would have produced an outcome that was more "fair." But, the trial court's comments eliminate — or at least should eliminate — any suggestion that its actions were irrational or capricious. These comments demonstrate instead that the trial court was consistent, patient, and reasonable and that it acted at every step with an objectively evident purpose to treat all parties fairly. This is the very antithesis of an abuse of discretion.
Plaintiff decided she did not want to testify at trial — or even sit in the courtroom. That is her right. The trial court had no authority to force her to attend or punish her for not attending. However, the trial court had inherent authority to ensure that the trial was conducted fairly and, in the exercise of that authority, was entitled to hold Plaintiff to her choice not to attend and prevent her from coming
Plaintiff also has a right to not testify in aid of her suit, and the trial court has no authority to force her to testify in her own case-in-chief or rebuttal. But the law is and always has been that the jury may draw a negative inference from that fact that Plaintiff had first-hand knowledge of relevant facts and chose not to testify. Pasternak v. Mashak, 428 S.W.2d 565 (Mo. 1967). Therefore, from the moment Plaintiff voluntarily chose not to offer testimony — a choice Counsel confirmed to the trial court both before and after the trial began — Plaintiff opened herself to such an inference. In fact, the trial court had no choice but to allow Defendant to argue such an inference. See Pasternak, 428 S.W.2d at 568 ("trial court's refusal to permit such [adverse inference] argument when proper may constitute reversible error").
Plaintiff's argument — at its very, very best — is that she should have been allowed to change her mind about not testifying. After Counsel found out that Plaintiff's decision opened her up to an adverse inference, and after Counsel found out that the trial court would not let her husband testify concerning Plaintiff's hearsay statements as to why she did not want to attend the trial, Plaintiff argues that she should have been allowed to change her mind, notwithstanding that it was the last day of trial and Counsel already had told the jury she would not be testifying. That is Plaintiff's very best argument, and it falls very short of being good enough.
As noted above, there was nothing unfair or surprising about Defendant being allowed to argue an adverse inference in light of Counsel's unequivocal statement that Plaintiff would not testify. Nor was there anything unfair or surprising about the trial court's decision not to allow Plaintiff's husband to offer hearsay testimony regarding facts that have no legal or factual relevance to Plaintiff's claims. And, even if Counsel was uncertain about these two basic legal tenets — or wanted some insight as to how the trial court might apply them before allowing Plaintiff to make such strategically important decisions — Counsel could have brought a motion in limine or otherwise raised these issues at the pretrial conference. Counsel was not obligated to do so but, having chosen not to let Defendant's counsel or the trial court in on Plaintiff's decisions until after the trial began, Counsel cannot complain that Plaintiff would have made different choices if she had known the ramifications of those choices in advance.
The majority opinion concludes that the trial court abused its discretion by allowing Defendant to argue an adverse inference after "excluding" Plaintiff from the courtroom. In so holding, the majority opinion relies heavily on two court of appeals decisions, Calvin v. Jewish Hospital of St. Louis, 746 S.W.2d 602 (Mo.App. 1988), and Barnes v. Kissell, 861 S.W.2d 614 (Mo.App.1993), which bear no similarity to this case. Moreover, the majority opinion virtually ignores this Court's decision in Pasternak, which should be controlling, and thereby sacrifices what until now has been a clear and useful distinction regarding such adverse inferences.
Calvin and Barnes hold that a party cannot argue an adverse inference based
In Pasternak, however, this Court held that "
Here, Plaintiff chose not to testify and Defendant argued an adverse inference based on that decision. Under Pasternak, the reasons why Plaintiff did not testify are not relevant; therefore, so too are Calvin and Barnes. In a proper case, justice might require a party with a proven and compelling excuse for not testifying to be protected from an adverse inference. But this is not that case. Here, Counsel announced at the beginning of trial Plaintiff's unequivocal and wholly voluntary choice not to testify. The trial court's only role was to refuse to allow her to change her mind on the last day of trial when the consequences of her choice had become too onerous.
The majority opinion concludes that the trial court's decision not to grant a new trial due to Defendant's adverse inference argument was an abuse of discretion. To constitute an abuse of discretion, however, it is not enough for an appellate court in hindsight to disagree with the trial court's actions or their effect and then invoke the talismanic emblem of "fairness." Instead, the appellate court must find that "the trial court's decision was
"If reasonable people can differ about the propriety of the action taken by the trial court, then it
Far from being reckless or out of control, the record demonstrates that the trial court: (1) made the best rulings possible at the time the issues were presented; (2) never subsequently was provided with any