Filed: May 20, 1999
Latest Update: Mar. 02, 2020
Summary: IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 98-30077 CLEVELAND FONTENOT, JR., Plaintiff-Appellant, versus ALBEMARLE CORPORATION, Defendant-Appellee. Appeal from the United States District Court for the Middle District of Louisiana (96-CV-416) May 18, 1999 Before GARWOOD, BARKSDALE and STEWART, Circuit Judges.* GARWOOD, Circuit Judge: Cleveland Fontenot, Jr. (Fontenot) appeals from a summary judgment granted to his former employer Albemarle Corp. (Albemarle) for federal and st
Summary: IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 98-30077 CLEVELAND FONTENOT, JR., Plaintiff-Appellant, versus ALBEMARLE CORPORATION, Defendant-Appellee. Appeal from the United States District Court for the Middle District of Louisiana (96-CV-416) May 18, 1999 Before GARWOOD, BARKSDALE and STEWART, Circuit Judges.* GARWOOD, Circuit Judge: Cleveland Fontenot, Jr. (Fontenot) appeals from a summary judgment granted to his former employer Albemarle Corp. (Albemarle) for federal and sta..
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IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 98-30077
CLEVELAND FONTENOT, JR.,
Plaintiff-Appellant,
versus
ALBEMARLE CORPORATION,
Defendant-Appellee.
Appeal from the United States District Court
for the Middle District of Louisiana
(96-CV-416)
May 18, 1999
Before GARWOOD, BARKSDALE and STEWART, Circuit Judges.*
GARWOOD, Circuit Judge:
Cleveland Fontenot, Jr. (Fontenot) appeals from a summary
judgment granted to his former employer Albemarle Corp. (Albemarle)
for federal and state claims related to the termination of his
employment. We affirm.
Facts and Proceedings Below
Fontenot began working for Ethyl Corp. (Ethyl) in 1971. In
*
Pursuant to 5TH CIR. R. 47.5 the Court has determined that this
opinion should not be published and is not precedent except under
the limited circumstances set forth in 5TH CIR. R. 47.5.4.
1994, Ethyl spun off its chemicals division into a separate
corporate entity which became Albemarle. Fontenot moved to
Albemarle shortly after its inception. In 1995, Albemarle
conducted an internal review of its organizational structure and
decided to transfer Fontenot’s duties (purchasing) to another
department. Fontenot’s former position was eliminated and Fontenot
was terminated. Fontenot was then fifty-three years old.
Believing he had been unfairly discriminated against,
Fontenot, represented by counsel, sued Albemarle. Fontenot’s
complaint, filed in April 1996, raised claims under the Age
Discrimination in Employment Act (ADEA), 42 U.S.C. § 12101 et.
seq., the Employee Retirement Income Security Act (ERISA), 29
U.S.C. § 1001 et. seq., and their Louisiana statutory analogues
(collectively, the discrimination claims), as well as other
undefined state tort claims, resulting in physical, mental, and
financial damages (the state law claims).
Discussion
As a threshold matter, we must determine whether we have
jurisdiction over this appeal. Federal courts are duty bound to
determine their own jurisdiction, and may do so sua sponte if
necessary. See, e.g., Williams v. Chater,
87 F.3d 702, 704 (5th
Cir.1996) (recognizing court’s obligation to inquire into its own
jurisdiction, even where parties fail to raise the issue).
With limited exceptions not relevant here, “[t]he courts of
appeals . . . shall have jurisdiction [only] of appeals from all
final decisions of the district courts of the United States[.]” 28
2
U.S.C. § 1291 (West 1999); Moreau v. Harris County,
158 F.3d 241,
244 (5th Cir. 1998). The question before this Court is whether the
judgment sought to be appealed here is final within the meaning of
28 U.S.C. § 1291.
“A final judgment is one that Moreau, 158 F.3d at 244, quoting Coopers & Lybrand v.
Livesay,
98 S. Ct. 2454, (1978). If additional parties or claims
remain before the district court, the judgment is not final and
appealable unless certified under Fed. R. Civ. P. 54(b). See Bader
v. Atlantic International Ltd.,
986 F.2d 912, 914-15 (5th Cir.
1993). There is nothing amounting to (or which either party claims
amounts to) a Rule 54(b) certification here. To determine whether
a judgment is final, this Court must ascertain the district court’s
intent. See
Moreau, 158 F.3d at 244 (“We have advocated a
practical approach in deciding issues of finality. A judgment
reflecting an intent to dispose of all issues before the district
court is final.”) (citations omitted).
Our hesitation in this case derives from the district court’s
September 29, 1997, judgment dismissing “Fontenot’s claims,” while
its accompanying memorandum opinion discusses only some of these
claims. The court’s opinion discussed its reasons for finding that
Fontenot had failed to survive summary judgment on the issue of
discrimination, and explicitly discussed the discrimination claims,
including those based on Louisiana statutory law. The opinion does
not, however, discuss the other “state law claims.” If those
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claims were not dismissed, then they remain pending in the court
below and the order sought to be appealed is not final and
appealable.
Although both parties agree that the court’s order dismissed
all of Fontenot’s claims, the parties dispute whether Albemarle
requested judgment on the entire complaint. Albemarle’s motion for
summary judgment specifically discusses the age discrimination and
ERISA claims only, but nonetheless requests that Fontenot’s “suit”
be dismissed with prejudice. Albemarle also submitted a memorandum
supporting its motion which, also not mentioning the state law
claims, requested that Fontenot’s “claims” be dismissed. In his
opposition to the motion, Fontenot suggested that the summary
judgment motion did not include the state law claims.
Subsequently, on September 19, 1997, Albemarle, with leave of
court, filed a Reply Memorandum explicitly requesting dismissal of
these claims. Specifically, the Reply Memorandum asserts that
Fontenot failed to meet his burden of proof supporting those
claims: “Finally, plaintiff has completely failed to present any
evidence to support his state law claims of damages, such as that
his heart attack was caused by Albemarle’s (alleged) discrimination
against him based upon his age.” By the unambiguous language of
Albemarle’s Reply Memorandum, Albemarle requested dismissal of all
of Fontenot’s claims—including, but not limited to (“such as”),
Fontenot’s claims of emotional distress.
Fontenot, with leave of court, responded to Albemarle’s Reply
Memorandum, but did not mention the state law claims. Similarly,
4
Fontenot did not discuss the state law claims in his motion for
reconsideration to the district court—even though he has
consistently maintained on this appeal that he understood the
district court’s order to have dismissed his entire case.1
We also note that neither the summary judgment motion nor its
supporting memorandum expressly mentions the state law
discrimination claims. Yet, the district court expressly mentioned
these claims, and Fontenot concedes they were included in the
summary judgment motion, even though not expressly mentioned.
Moreover, Fontenot’s state law discrimination claims are grouped in
his complaint not with their federal counterparts, but instead with
Fontenot’s other “Pend[e]nt State Claims.” By reaching the state
law discrimination claims—even though not explicitly discussed in
Albemarle’s motion—the district court manifested its understanding
that it was disposing of the entire case. The court’s dismissal of
“Fontenot’s claims,” therefore, is a dismissal of the entire
complaint. See Armstrong v. Trico Marine, Inc.,
923 F.2d 55, 58
(5th Cir. 1991) (finding final order in dismissal of “complaint,”
despite court’s failure to mention all claims).
A closer look at the substance of Fontenot’s state law claims
confirms that the entire case was dismissed. Under the subheading
“Pendant [sic] State Claims,” Fontenot alleges that Albemarle’s
1
Albemarle argues that Fontenot’s state claims should
therefore be deemed abandoned and waived. “If a party abandons one
of its claims, a judgment that disposes of all remaining theories
is final and appealable so long as it is apparent that the district
judge intended the judgment to dispose of all claims.”
Moreau, 158
F.3d at 244, citing Chiari v. City of League City,
920 F.2d 311,
314 (5th Cir. 1991). We do not reach this issue.
5
“intentional and/or negligent conduct [subjected Fontenot] to
extreme and unwarranted stress, which caused [Fontenot] to have a
heart attack.” We interpret this allegation as raising alternative
claims for negligent and intentional infliction of emotional
distress under Louisiana law.2 See White v. Monsanto,
585 So. 2d
1205, 1209 (La. 1991) (“One who by extreme and outrageous conduct
intentionally causes severe emotional distress to another is
subject to liability for such emotional distress, and if bodily
harm to the other results from it, for such bodily harm.”); See
also Walker v. Allen Parish Health Unit,
711 So. 2d 734 (La. Ct.
App.--3d Cir. 1998) (recognizing tort of negligent infliction of
emotional distress under Louisiana law).
Fontenot has not alleged any facts to support these claims
apart from the alleged discrimination. Thus, despite Fontenot’s
present assertion that these claims do not depend upon proof of
discrimination, neither the complaint nor the record reveals any
other possible basis for these claims. Indeed, the success of
either claim is dependent upon a finding of discrimination.
Therefore, the district court’s order dismissing “Fontenot’s
claims” can be read to include the emotional distress claims, even
though the district court did not explicitly state its reasons for
2
Both during oral argument and in his supplemental brief to
this Court, Fontenot attacks Albemarle for “mischaracterizing” his
state personal injury claims as intentional or negligent infliction
of emotional distress claims. However, in Fontenot’s opening brief
to this Court, Fontenot himself characterized his state law claims
as such. (“In his Complaint, the appellant alleged that he suffered
damages under Louisiana law because of the appellee’s actions.
[Citation]. These damages involved, inter alia, the negligent and
intentional infliction of emotional distress.”).
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so holding in its memorandum and opinion. See
Moreau, 158 F.3d at
244 (“Here, the district court in entering final judgment appeared
to decide all claims, although it did not explicitly address
plaintiffs' wrongful refusal and retaliation claims.”).
Finally, Fontenot argues that his complaint states a claim
based on the loss of certain personal papers, including a
promissory note and letters from Fontenot’s late father, missing
from Fontenot’s former office. Fontenot’s complaint does not
mention any loss of property. Similarly, Fontenot’s opening brief
to this Court characterizes his state law claims only as involving
“inter alia, the negligent and intentional infliction of emotional
distress.” It is true that early in the litigation, Fontenot
responded to a motion in limine by expressing that “the missing
personal papers is [sic] part of the pendant [sic] state law claim
[singular]. . . in which the Plaintiff alleges both negligent and
intentional conduct by the Defendant.“ Because the district court
granted summary judgment before ruling on the motion in limine, it
did not address whether such a claim was present in the complaint.
No amended complaint mentioning lost papers or property was ever
filed or tendered. The response to the motion in limine cannot be
considered any part of the complaint.
Federal courts require that a plaintiff’s pleadings provide “a
short and plain statement of the claim showing that the pleader is
entitled to relief.” Fed. R. Civ. P. 8(a)(2). Even under this
lenient standard, see 5 Wright & Miller, Federal Practice &
Procedure Civ. 2d § 1215, no claim for a tort related to Fontenot’s
7
personal property can be gleaned from the complaint. In twelve
pages and fifty-eight paragraphs, Fontenot’s complaint does not
even mention any personal property either generally or
specifically. Nor does Fontenot’s list of nine distinct classes of
damages include any reference to property, or a specific dollar
amount for the value of the allegedly missing promissory note.
Instead, Fontenot now purports to interject a cause of action
entirely unrelated to the remainder of his complaint into his
boilerplate and nonspecific request for “any other legal and
equitable relief that this Court deems just and proper.”
We cannot unearth from Fontenot’s complaint any hint of
Albemarle’s alleged interference with Fontenot’s personal property.
Fontenot’s complaint in no way even attempts to state a claim
grounded on or related to any taking or loss of or damage to
personal property. Cf. Wright &
Miller, supra, (“[G]reat
generality in the statement of these circumstances [supporting
plaintiff’s claim] will be permitted as long as defendant is given
fair notice of what is claimed; nonetheless, Rule 8(a)(2) does
require that the pleader disclose adequate information concerning
the basis of his claim for relief as distinguished from a bare
averment that he wants relief and is entitled to it.”). It cannot
be said that any such claim still endures before the district
court—none ever existed.
Both parties interpret the district court’s order to dismiss
all of Fontenot’s claims, and we concur. The court below intended
to—and indeed did—dismiss Fontenot’s entire case, and this Court
8
therefore may assert jurisdiction over this appeal. See 28 U.S.C.
§ 1291.
Next, we reject Fontenot’s contention that the district court
erred in considering his state law claims on summary judgment. The
crux of Fontenot’s argument is that these claims were not presented
in Albemarle’s summary judgment motion. Thus, Fontenot suggests
that the court sua sponte dismissed these claims, without providing
ten days’ notice and the opportunity to respond, as required by
Rule 56(c) and the holdings of this Court. See, e.g., Fed. R. Civ.
P. 56(c); Ross v. University of Texas at San Antonio,
139 F.3d 521,
527 (5th Cir. 1998); Judwin Properties, Inc. v. United States Fire
Ins. Co.,
973 F.2d 432, 436 (5th Cir. 1992).
This argument is without merit. Albemarle’s Reply Memorandum
clearly requests dismissal of Fontenot’s state law claims and
specifically notes Fontenot’s lack of proof of causation as to his
heart attack. Fontenot filed a response to Albemarle’s Reply
Memorandum, but failed to address these claims, let alone present
any supporting evidence. Similarly, Fontenot failed to address
these claims in his motion for reconsideration to the district
court.
In his supplemental brief to this Court, Fontenot acknowledges
that Albemarle raised the issue in its Reply Memorandum. Yet,
confoundingly, in the very next paragraph Fontenot insists that he
has no duty to respond to issues not presented in a motion for
summary judgment. If this argument can be read consistently, we
must deduce that Fontenot is challenging the propriety of the
9
district court’s considering a claim raised initially in a reply
memorandum to a summary judgment motion. Unfortunately, Fontenot
has neither provided any argument why the Reply Memorandum should
not be read as a mere clarification of the initial summary judgment
request, nor supplied this Court with any legal authority
supporting his position. Finally, Fontenot offers no explanation
for his failure to challenge the procedural posture of the motion
in the district court, despite having squandered two separate
occasions to do so.
Having failed to respond to issues indisputably raised in the
court below, Fontenot cannot now argue that he was without notice
of his duty to support his claims in order to defeat summary
judgment. Cf. Celotex Corp. v. Cattret,
106 S. Ct. 2548, 2553
(1988) (after party moving for summary judgment demonstrates
absence of genuine dispute for trial, nonmoving party bears burden
of pointing to evidence in the record showing genuine dispute of
material fact). The district court did not err in dismissing
Fontenot’s state law claims.
Turning to the discrimination claims, we essentially agree
with the well-reasoned opinion of the district court, that Fontenot
failed to establish a genuine dispute of material fact as to any of
these claims.
Conclusion
The judgment before us, while not explicitly mentioning the
state law damages claims, dismisses Fontenot’s entire complaint and
is thus a final, appealable order. The district court did not err
10
in dismissing all of Fontenot’s claims.
For the reasons stated herein and in the opinion of the
district court, the judgment is
AFFIRMED.
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