Filed: Aug. 08, 2002
Latest Update: Feb. 21, 2020
Summary: UNITED STATES COURT OF APPEALS For the Fifth Circuit No. 01-11562 GREGORY E. AUGUST, Petitioner - Appellant, VERSUS RALPH PAYNE, Warden, Federal Correctional Institute, Big Spring, Texas Respondent - Appellee. Appeal from the United States District Court For the Northern District of Texas (1:01-CV-138) August 7, 2002 Before JOLLY, DUHÉ and DENNIS, Circuit Judges. PER CURIAM:* This pro se petitioner appeals the district court’s denial and dismissal with prejudice of his habeas corpus petition. Fo
Summary: UNITED STATES COURT OF APPEALS For the Fifth Circuit No. 01-11562 GREGORY E. AUGUST, Petitioner - Appellant, VERSUS RALPH PAYNE, Warden, Federal Correctional Institute, Big Spring, Texas Respondent - Appellee. Appeal from the United States District Court For the Northern District of Texas (1:01-CV-138) August 7, 2002 Before JOLLY, DUHÉ and DENNIS, Circuit Judges. PER CURIAM:* This pro se petitioner appeals the district court’s denial and dismissal with prejudice of his habeas corpus petition. For..
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UNITED STATES COURT OF APPEALS
For the Fifth Circuit
No. 01-11562
GREGORY E. AUGUST,
Petitioner - Appellant,
VERSUS
RALPH PAYNE, Warden, Federal Correctional Institute,
Big Spring, Texas
Respondent - Appellee.
Appeal from the United States District Court
For the Northern District of Texas
(1:01-CV-138)
August 7, 2002
Before JOLLY, DUHÉ and DENNIS, Circuit Judges.
PER CURIAM:*
This pro se petitioner appeals the district court’s denial and
dismissal with prejudice of his habeas corpus petition. For the
reasons given below, we REVERSE and REMAND.
*
Pursuant to 5TH CIR. R. 47.5, the Court has determined that
this opinion should not be published and is not precedent except
under the limited circumstances set forth in 5TH CIR. R. 47.5.4.
1
I. FACTS AND PROCEDURAL HISTORY
On June 7, 1999, Gregory August, a federal prisoner in the Big
Spring Federal Correctional Institute, circulated a petition
signed by 64 inmates and alleging that various groups of Hispanic
prisoners had rioted several times in the last few months. The
petitioner also stated that the African-American prisoners were
being singled out and “systematically separated from each other”
and that they were in danger because the Hispanic prisoners greatly
outnumbered them. The petition claimed that a prison official had
been informed that “African-Americans would have to leave the
compound . . . or be killed or injured.” The petition further
stated that:
. . . African-Americans are keenly aware of the fact the
their lives are in eminent [sic] danger of attack or
death and seek the government’s intervention to eliminate
this volatile situation, African-Americans do not want to
lose their lives and do not want to be forced to take
someone elses [sic] life to prevent losing there [sic]
own.
According to the petitioners, “these [are] genuine issues of
material facts concerning our safe confinement and request that
these issues be taken seriously, before someone or numerous ones
are injured or killed, because no one took these issues seriously
and implimented [sic] preventive measures to maintain peace by
2
balancing the population or transfering [sic] all the African-
Americans out of Big Springs [sic].”
Shortly after receipt of the petition, the Bureau of Prisons
(BOP) began an investigation. On June 15, 1999, the BOP charged
August with violating BOP Rules 203 (threatening another with
bodily harm) and 212 (engaging in, or encouraging a group
demonstration). August received notice of these charges on that
day. On June 17, the Unit Discipline Committee (UDC) determined
that there was not sufficient evidence to support a 203 charge and
changed the charge to a Rule 299 violation (conduct which disrupts
or interferes with the security or orderly running of the
institution of the Bureau of Prisons (conduct most like a 212
violation)). The UDC referred the case to a Disciplinary Hearing
Officer (DHO) for further proceedings. On June 17, 1999, August
was given notice of the hearing before the DHO.
On August 4, 1999, a DHO held a hearing. August admitted to
writing the petition and sending it to the Regional Office, but
contended that he did not know that writing a petition was
prohibited, did not participate in any demonstration, did not
threaten anyone or force anyone to sign the petition, and did not
encourage anyone to participate in a demonstration. Three
witnesses were called, and all testified to signing the petition.
The DHO concluded that August had committed the charged 299
violation. While acknowledging August’s right to voice his
concerns, the DHO stated that August did not have a right to file
3
a petition in concert with other inmates and should have followed
the Administrative Remedy procedure. The DHO noted that there “was
no evidence that [August] participated in a group demonstration or
encouraged others to participate in a demonstration physically,”
but noted that August’s petition sought to “‘extort’ from the
government the balancing (racial) of the inmate population or the
transfer of all African-Americans out of Big Spring.” The DHO
stated that the BOP had to view August’s language stating that
“African-Americans do not want to lose their lives and do not want
to be forced to take someone else’s life to prevent losing their
own,” as a threat to Hispanic inmates by African-Americans. The
DHO noted that although August’s “petition may have succeeded in
settling some of [his] issues,” August’s use of the wrong procedure
here “diverted staff’s attention away from the existing problems
between Hispanic inmates.” Because August’s conduct had “great
potential to fuel riots, disturbances, assaults, and escapes” and
because “[d]isruptive conduct absorbs valuable time of staff,” the
DHO sentenced August to loss of 13 days of good-conduct time (with
54 days taken, if available) and to 30 days’ disciplinary
segregation.
August appealed to the BOP Regional Director who denied relief
to August because “there appears to be sufficient evidence
presented to support the DHO’s decision.” The Regional Director
noted that August’s behavior had “the potential to motivate or
excite other inmates to engage in misconduct,” that his activity
4
placed him in a leadership position among the inmates, and that he
failed to comply with the proper administrative procedure for
seeking formal review of an issue relating to confinement, which
requires submission of requests to the Warden.
On February 21, 2001, August filed a pro se habeas corpus
petition in the district court. On the Government’s motion, the
district judge denied August’s petition and dismissed his case with
prejudice. August has timely appealed, contending that he was
denied due process because he was allegedly not informed of the
code sections he was charged with violating and because the BOP
regulations did not provide him with fair notice that his conduct
of circulating a petition was prohibited.2
2
August also raises three other claims that are without
merit. First, August claims that he was retaliated against for the
exercise of his First Amendment rights. Despite August’s
contention, he was not punished for the exercise of his First
Amendment rights. August was disciplined for circulating and
signing a petition. Because the prison grievance procedure was
available to August, this claim is without merit. Adams v.
Gunnell,
729 F.2d 362, 367 (5th Cir. 1984). Second, August argues
that he was the victim of selective prosecution because only he was
prosecuted, unlike the other prisoners who signed the petition.
Because August, however, does not dispute that he initiated, wrote,
circulated, and mailed the petition to the prison authorities, this
argument fails. United States v. Hoover,
727 F.2d 387, 389-92
(5th Cir. 1984). Finally, August contends that he was denied due
process because charges were brought against him more than 24 hours
after his conduct occurred, and 28 C.F.R. § 541.15(a) requires
delivery to the inmate of “a written copy of the charge(s) against
the inmate, ordinarily within 24 hours of the time staff became
aware of the inmate’s involvement in the incident.” Because Wolff
v. McDonnell,
418 U.S. 539, 564 (1974), requires only that the
inmate receive written notice of the charges at least 24 hours
before the hearing, not within 24 hours from the time the prison
staff became aware of the incident, this claim is also without
merit.
5
II. ANALYSIS
“Prison disciplinary proceedings are not part of a criminal
prosecution, and the full panoply of rights due a defendant in such
proceedings does not apply.”3 On the other hand, although a
prisoner’s “rights may be diminished by the needs and exigencies of
the institutional environment, a prisoner is not wholly stripped of
constitutional protections when he is imprisoned for crime.”4 For
example, when a prisoner is granted a right to good time, the
deprivation of which may result from major misconduct, he maintains
an interest in his good time protected by the Fourteenth Amendment,
which entitles him to limited procedural protections to protect
against his right being arbitrarily abrogated.5 This limited right
to procedural due process in prison disciplinary hearings includes,
among other things, “written notice of the charges . . . no less
than 24 hours” prior to the hearing to be delivered to the “inmate
to prepare for the appearance before the Adjustment Committee.”6
3
Wolff, 418 U.S. at 556.
4
Id. at 555.
5
Wolff, 418 U.S. at 556-67. See also Henson v. U. S. Bureau
of Prisons,
213 F.3d 897, 898 (5th Cir. 2000). 18 U.S.C. §
3624(a) provides that “[a] prisoner shall be released by the Bureau
of Prisons on the date of the expiration of the prisoner’s term of
imprisonment, less any [good] time credited. . . .” (emphasis
added). This mandatory sentence reduction as a result of good
behavior indicates that once good time credit is earned, a liberty
interest is created. See Madison v. Parker,
104 F.3d 765, 768-69
(5th Cir. 1997).
6
Id. at 564.
6
Relying on the logic of Wolff, we have also found this right to
include “fair warning” of proscribed conduct.7 That is, “because
we assume that man is free to steer between lawful and unlawful
conduct, we insist that laws give the person of ordinary
intelligence a reasonable opportunity to know what is prohibited,
so that he may act accordingly.”8 Here, it appears that August had
neither “fair warning” that circulating a petition was prescribed
conduct nor advanced written notice of the charges brought against
7
Adams v. Gunnell,
729 F.2d 362, 370 (5th Cir. 1984).
Despite the government’s contention, Sandin v. Conner,
515 U.S. 472
(1995), did not overrule Adams. Sandin involved a prison inmate
who was disciplined with segregated confinement because of his
abusive language and physical interference with correctional
officers. Although the inmate in Sandin was not allowed to call
witnesses in his defense, the Court found that his punishment did
violate the Due Process Clause of the Fourteenth Amendment because
the types of liberty interests recognized under Wolff are
“generally limited” to “freedom from restraint” which “imposes
atypical and significant hardship on the inmate in relation to the
ordinary incidents of prison life.”
Id. at 483-84. “[T]he Court
in Sandin clearly left intact its holding in Wolff, namely, that
the loss of good time credits under a state statute that bestowed
mandatory sentence reductions for good behavior must be accompanied
by certain procedural safeguards in order to satisfy due process.”
Madison, 104 F.3d at 769; see also Malchi v. Thaler,
211 F.3d 953,
957 (5th Cir. 2000). In Adams, we merely relied on Wolff to find
that “fair notice” is one of the due process procedural protections
afforded to inmates faced with the loss of good time credits under
a state statute.
Adams, 729 F.2d at 370 (“[B]asic due process was
violated by the eventual imposition of severe punishment for
conduct no inmate could have known was against prison rules.”). In
short, because Sandin did not overrule Wolff, Adams remains intact.
In light of the restrictive nature of Sandin, however, August’s
disciplinary segregation no longer presents a constitutional claim.
Pichardo v. Kinker,
73 F.3d 612, 612-23 (5th Cir. 1996); Luken v.
Scott,
71 F.3d 192, 193 (5th Cir. 1995).
8
Adams, 729 F.2d at 368-69 (citing Grayned v. City of
Rockford,
408 U.S. 104, 108 (1972)).
7
him prior to his hearing.
A. Fair Warning
In Adams v. Gunnell, we encountered an almost identical
situation as exists here, i.e., a prisoner being punished for
circulating a petition under a general “disruptive conduct”
statute,9 and we find that case to be instructive in resolving this
dispute. In Adams, 36 African-American inmates signed a “gentle”
petition alleging that African-American inmates were not given the
same opportunity to participate in the same programs as white
prisoners at the prison.10 Two inmates were charged with having
“signed an illegal petition” in violation of Prison Rule 399, which
prohibited “conduct which disrupts the orderly running of the
Institution.”11 The disciplinary committee found that both inmates
had violated the rules and sanctioned them with loss of good time
and administrative segregation.12 Because there was nothing in the
prison regulations or in the petition itself to suggest that such
conduct was prohibited, this court found that the prison’s “catch-
all” disruptive-conduct provision violated “basic due process . .
. by the eventual imposition of severe punishment for conduct no
9
Id.
10
Id. at 362-64.
11
Id. at 362.
12
Id. at 365.
8
inmate could have known was against prison rules.”13
Like the court in Adams, we are not called upon to determine
whether Rule 299 is unconstitutionally vague.14 Instead, we “must
consider whether the catch-all rule is impermissibly vague as
applied to the conduct of th[is] plaintiff[] – that is, whether
[he] had fair warning that [his] conduct was proscribed.”15 Here,
the BOP’s code of violations contains no explicit prohibition on
the circulation of petitions.16 Similarly, the Administrative
Remedy procedure does not prohibit multi-prisoner petitions.17
Nothing in any of the administrative decisions in August’s case
indicates that there is a specific prohibition on petitions at Big
Spring, or that prisoners have previously been punished for
circulating petitions. Although both the government in its brief
and the UDC at the hearing have classified August’s petition as
“threatening” and “incendiary,” August’s petition is devoid of
obscene or inflammatory language, as is evidenced by the UDC’s
decision to drop the Rule 203 charge against August for threatening
another with bodily harm. In fact, the petition indicated that
13
Id. at 370.
14
Id.
15
Id.
16
See 28 C.F.R. § 541.13, Table 3. We do not suggest,
however, that the prison does not have the authority to establish
a rule prohibiting inmates from drafting or circulating petitions.
17
See 28 C.F.R. §§ 542.10-542.14.
9
“African-Americans do not want to lose their lives and do not want
to be forced to take someone elses [sic] life to prevent losing
their own.” (emphasis added). Moreover, there is no indication
that the circulation of the petition in this case had any
disruptive effect on the operation of the prison. The record
reveals no circumstances that might have given August notice that
drafting, circulating, and signing of this petition containing
nonthreatening language was prohibited and could subject him to
punishment.18 Although federal courts ordinarily defer to prison
authorities’ interpretation of rules, “fair notice of a rule
against petitions was quite clearly lacking at [Big Spring] – there
is simply no such rule.”19
B. Advanced Notice
August also claims that he was denied due process because
although he received notice of the original charges against him for
violations of Rules 203 and 212 for threatening bodily harm and
encouraging a group demonstration, he did not receive any notice of
the 299 charge for conduct which disrupts the orderly running of
the institution. August contends that his first knowledge of this
new charge was at the DHO hearing held on August 4, 1999.
The record indicates that the incident report, which listed
18
See
Adams, 729 F.2d at 369.
19
Id. at 369.
10
and described only the 203 and 212 charges, was completed and
delivered to August on June 15, 1999. On June 17, 1999, the UDC
evaluated the charge, took a statement from August, and referred
the issue to the DHO. At that time, the UDC modified the charges
because “there [wa]s no evidence to support the 203 & the incident
should be a 299, most like 212.” There is nothing in the record to
suggest that August was given a written copy of the “Committee
Action” form changing the charges. Although August did, on June
17, 1999, at 3:00 p.m., receive notice of the hearing before the
DHO,20 it is unclear whether this notice constituted verbal
notification or an actual written copy of the UDC “Notice of
Hearing” form. Assuming, arguendo, that August received a written
copy of the UDC form, this form does not reflect the amended
charges and indicates that August is alleged to have “threaten[ed]
bodily harm/encourag[ed] group demonstration” in violation of code
sections 203 and 212. In fact, the DHO Report indicates that the
only written notice that August received of the charges filed
against him was on June 15, 1999 -- two days before the
modification and addition of the 299 charge. In short, based on
the evidence before us, we cannot say that August received the
constitutionally required written notice of the charges brought
against him no less than 24 hours prior to his hearing.21
20
August also received an advisement of rights form at this
time.
21
Wolff, 418 U.S. at 564.
11
III. CONCLUSION
For the foregoing reasons, the judgment of the district court
is REVERSED, and this case is REMANDED for proceedings consistent
with this opinion.
12