Ronald Wayne Moore was convicted of and sentenced to death for the 1998 murder of 11-year-old Nicole Carnahan, which occurred
Rebecca Carnahan lived with her daughter, Nicole, on Middlefield Road in Salinas. Defendant was their next-door neighbor. Carnahan was not friendly with defendant, had never invited him into her home, and had told Nicole to ignore him.
Carnahan worked during the day; Nicole, 11 years old when she was killed, took the bus to school and back. Nicole typically arrived home shortly after 3:00 p.m., let herself in with a front door key and, after changing her clothes, fed the animals she was raising in the backyard, had a snack, and started her homework. She always relocked the front door and had been told not to let anyone in, but she did not always relock the back door after tending the animals.
On the day of her murder, March 4, 1998, Nicole left for school around 7:00 a.m., and Carnahan went to work an hour later. Before leaving, Carnahan went into the backyard to feed the animals; at that time, she saw no holes in the wood fence between her property and defendant's. At 2:15 p.m., a neighbor noticed two or three boards were missing from the fence. When Carnahan returned from work a little after 5:00 p.m., Nicole did not come out to the car to greet her as usual and did not answer her knock at the front door, which (unusually) was dead bolted.
Carnahan went around to the back door, which she found unlocked and ajar. The house had been ransacked, "turned upside down," with things thrown about and the telephone cords pulled from the walls. She did not see Nicole. After less than a minute, Carnahan returned to the back door. She saw defendant running away from her toward the back pasture, a bundle of some sort tucked under his arm. She yelled after him, but he ran to a hole in the fence and went through it. Through the fence she asked him what was going on and where Nicole was, to which he eventually responded, "I didn't do it."
After calling the police from a neighbor's house, Carnahan returned to her backyard, where she again saw defendant through the fence. Asked if he had seen Nicole, defendant replied that he had seen "two Mexicans" in Carnahan's yard and had tried to chase them away. While Carnahan waited
A responding Monterey County deputy sheriff, Larry Robinson, followed a trail in the unmown grass in Carnahan's yard, though the hole in the fence, to a trailer in which he found defendant. Defendant said he had seen Nicole earlier at her back door; she had given him a drink of water and caught him when he started to fall. Robinson noticed a can of beer in defendant's trailer; it was cold to the touch even though there was no electricity in the trailer. In defendant's yard Robinson saw a guitar case, which drew his attention because, unlike the many other objects lying around the yard, it was clean and unweathered.
Some minutes later, Deputy Robinson asked to interview defendant in his patrol car, as defendant's trailer was cold and dark. Defendant agreed to be interviewed. He told Robinson "a couple of guys" had "tried to rob[]" him; he had heard from one neighbor of someone "crawling around" in her backyard and from another neighbor, Dennis Sullivan, that Sullivan had chased away two "Mexican guys" who had tried to break into his house.
Defendant agreed to go to the sheriff's station and give a statement. At the station, he repeated much of what he had told Deputy Robinson. He added that he had talked to Nicole at Carnahan's back door and had not entered the house. He gave a more detailed description of the "Mexican" man he claimed to have seen in Carnahan's backyard, specifying his hairstyle and clothing. He also said the stranger had run toward the back of Carnahan's property, not toward the hole in the fence along defendant's property line. Defendant also told the deputy he carried a "butcher's knife" in his waistband as well as a
Nicole's body was found stuffed between her bed and the wall of her bedroom. She had suffered numerous wounds, the gravest of which were a four-inch slash wound to her neck that severed her jugular vein and carotid artery (a broken knife blade remained lodged in this wound), and a blunt force injury to her head (inflicted by one extraordinarily heavy blow or by several strong blows) that severely fractured her skull, resulting in laceration to her brain. Other injuries included a set of lacerations on her face and head that were deep enough to reach the underlying bone, a set of bruises on her face that could have been inflicted by the piece of pipe defendant said he had been carrying earlier in the day of Nicole's death, and a set of apparently defensive wounds on Nicole's hands and wrists.
Nicole's blood was found spattered throughout her bedroom—on the wall, ceiling, windowsill, furniture, bedclothes, carpet and other objects—although the greatest concentration of blood was near her body. There was a single bloodstain on the living room floor. Blood was also found in several areas and on objects in defendant's trailer, including still damp blood on a broken cane, smears on a light switch and in the bathroom, and on a poncho and a pair of gloves. DNA analysis identified the blood as virtually certain to be Nicole's.
Carnahan identified numerous items taken from her house and found in defendant's house or trailer, including several pieces of jewelry, an antique pocketknife, food and beer, a lamp, a telephone and answering machine, $2 bills she and Nicole had been saving, collectible coins, bottles of bubble bath, a guitar, and stereo equipment.
On the afternoon of Nicole's murder, a woman visiting her daughter in defendant and Carnahan's neighborhood saw a male "Hispanic teenager" walking in the street.
Analysis of defendant's blood and urine taken after his arrest indicated he had consumed marijuana, cocaine, heroin, methadone and valium within
The People presented evidence of three prior incidents involving violence. In 1983, defendant and others burglarized a wholesale nursery business. The evidence suggested defendant shot twice at the owner before being shot by him. In 1997, defendant accosted a man he knew outside a methadone clinic, threatening him with a cane and a switchblade. Finally, in March of 1998, two days before the capital crimes, one of defendant's neighbors heard him arguing loudly with two women, then saw him pull and drag one of the women back to his trailer when she started to leave.
Both Nicole's parents testified regarding Nicole's life, activities and hopes, and the impact her death had had on them. A criminalist who had testified at the guilt phase gave further testimony on the bloodstain and spatter evidence in Nicole's bedroom. He concluded blows had been struck to Nicole's head both near her closet and, possibly, in another corner of the room.
Louise Moore DeMateo, defendant's sister, described their generally happy childhood, ending with defendant's heavy drug use, which began when he was 19 or 20 years old. She remained close to defendant and tried to help him, taking him to methadone treatments and visiting him and his family during the time he lived with his wife and children. After his marriage ended and his wife took custody of the children, defendant lived in a trailer on his mother's Middlefield Road property. He continued to use heroin and marijuana and developed a physical disability that involved difficulty walking and maintaining his balance. Defendant designated DeMateo his payee for disability benefits, but in the autumn of 1997 he revoked that designation at the instigation of a woman named Ladell, who was living with him. On Christmas Eve, 1997, DeMateo and defendant's mother, who was not living on the property at the time, asked DeMateo to bring defendant some food;
Two of defendant's daughters testified to his care for them as small children and their love for him.
Two experts, neurologist Arthur Kowell and neuropsychologist Dale Watson, examined, tested and interviewed defendant. Kowell found evidence of brain dysfunction in defendant's frontal and temporal lobes, which could cause problems in emotional function, impulse control, memory, and the ability to exercise the will to change. Watson's testing showed mildly impaired brain function with a significant deficit in the ability to maintain attention. Though these deficits did not cause defendant to kill Nicole, they could have influenced his judgment and behavior, and his ability to organize and to make decisions.
In the guilt phase, the jury returned verdicts of guilty on the charges of first degree murder, robbery and burglary (Pen. Code, §§ 187, 189, 212.5, subd. (a), 459)
Defendant moved to suppress statements he made to police, beginning with those he made to Deputy Robinson in his patrol car and including those made en route to and at the sheriff's station, on grounds he was in police custody but was not advised of his rights before questioning, as required by Miranda v. Arizona (1966) 384 U.S. 436 [16 L.Ed.2d 694, 86 S.Ct. 1602] (Miranda). The trial court, finding defendant was not in custody until he was formally arrested and given Miranda advisements, denied the motion.
"Whether a defendant was in custody for Miranda purposes is a mixed question of law and fact. [Citation.] When reviewing a trial court's determination that a defendant did not undergo custodial interrogation, an appellate court must `apply a deferential substantial evidence standard' [citation] to the trial court's factual findings regarding the circumstances surrounding the interrogation, and it must independently decide whether, given those circumstances, `a reasonable person in [the] defendant's position would have felt free to end the questioning and leave' [citation]." (People v. Leonard, supra, 40 Cal.4th at p. 1400.)
We examine in sequence each of the three sets of statements defendant claims should have been excluded—those made in the patrol car parked at the scene, in the patrol car en route to the sheriff's station, and in an interview room at the sheriff's station.
Sheriff's Deputy Robinson testified that after he talked briefly with defendant at defendant's trailer and searched the trailer, he asked if defendant would talk with him further in the deputy's patrol car. Deputy Robinson chose the patrol car over defendant's residence because night was beginning to fall, it was getting cold and dark, and the trailer had no electricity. Defendant agreed. Robinson was in uniform and carrying a firearm, but he did not draw his weapon or handcuff or patsearch defendant before interviewing him in the patrol car. Defendant was not a suspect; Robinson considered him an important witness because he had said he had seen the victim that afternoon. Though the back doors of the patrol car automatically locked when closed, defendant would have been permitted to leave had he sought to do so.
At the beginning of the taped interview, defendant said that he "would invite you guys in if I had, uh, had power." He seated himself in the vehicle's backseat and asked for the windows to be rolled up. Before he was even
At the conclusion of the interview, which lasted less than 15 minutes, Robinson told defendant he appreciated his cooperation and asked him to "hang tight" for a short time. Robinson left the car. When he returned a few minutes later, defendant was still sitting in the backseat, but the door was open. Defendant's feet were outside the car, and he was smoking a cigarette.
That the patrol car interview was not custodial is clear. Defendant's participation was requested and readily given. The location was chosen because the alternative, defendant's residence, was cold and dark; defendant himself agreed it was not suitable. No indicia of arrest were present. Defendant was neither searched nor handcuffed. No evidence indicated he knew the car doors were locked, and the windows were closed only at his request; later a back door was opened, and defendant partly exited to smoke a cigarette. The interview itself was short, and the questions focused on information defendant had indicated he possessed rather than on defendant's potential responsibility for the crimes. Nothing in the interview or its circumstances, in short, would have led a reasonable person to think he was not free to end the questioning and leave. (People v. Leonard, supra, 40 Cal.4th at p. 1400.)
After defendant, sitting in the patrol car's backseat with the door open, had smoked a cigarette, sheriff's investigator John Hanson approached to speak with him. Hanson confirmed that defendant had seen the victim earlier that day and asked: "[W]ould you volunteer to come down to the station and talk to me? I need to take a real detailed statement about it." Defendant asked, "Right now?" and, when Hanson answered affirmatively, further asked, "[C]an we do it in the morning?" Hanson responded, "No, we have to do [it] now." Hanson twice assured defendant he would be given a ride back home, and defendant said, "Okay" and "Very good."
Sheriff's Deputy Michael Shapiro then drove defendant to the station, using the same patrol car in which defendant had been interviewed. He did not handcuff or pat down defendant before they both got into the vehicle.
Beyond that, the conversation ranged over several topics, including Sullivan's business and back problems, defendant's previous burglary sentence and the shooting injury he had sustained during the burglary (a topic defendant raised), the prognosis for defendant's illness, an AIDS test defendant had just had, and how defendant kept food fresh without electricity (in a small ice chest). At one point, defendant asked Shapiro for an assurance he would not have to walk back from the sheriff's station; Shapiro answered, "Oh, no. No-no-no-no-no. We'll give you a ride back." On arriving at the station, defendant asked, "You guys just want a statement?" Shapiro answered, "Yeah," and "They're just going to talk to you, that's all." Defendant said, "Okay."
As with the patrol car interview, Deputy Shapiro's conversation with defendant en route to the station was plainly not a custodial interrogation. There were, as before, no indicia of arrest. Defendant had told several people, including Deputy Robinson and investigator Hanson, that he had seen the victim in the afternoon, not long before she was killed. Obviously an important witness, defendant was asked to go to the station voluntarily to give a statement. Though he apparently would have preferred doing so later, he acceded to Hanson's reasonable explanation that time was of the essence. His only other reservation—the need for assurance he would be given transportation home when finished—having been satisfied, he agreed. Deputy Shapiro did not interrogate defendant during the ride; defendant was at the least an equal partner in initiating and maintaining the conversation, which ranged widely in subject matter. On arriving at the station, defendant sought confirmation that the officers only wanted a statement and would drive him home afterward. Receiving that confirmation, he again agreed to give the
On arriving at the station, Deputy Shapiro escorted defendant to the investigations section. Defendant was taken to an interview room, where he was interviewed by investigator Hanson, later joined by investigator Ed Lorenzano. The interview was audio- and videotaped. Hanson testified defendant was not handcuffed or otherwise restrained and he, Hanson, was not wearing a gun. The interview room door locked automatically when closed, but Hanson recalled investigator Lorenzano, who came and went during the interview, either left his keys in the door or placed a wedge to keep it from closing and locking.
After getting some background information about defendant, Hanson opened the interview by reiterating that defendant was "not under arrest or anything" and was there only to make a statement because he was the last person known to have seen the victim. Defendant said he understood he was not under arrest, and Hanson repeated that defendant had been brought to the station only for a statement and was "free to go or whatever."
Hanson questioned defendant about Carnahan and Nicole, defendant's earlier meeting with Dennis Sullivan, his visit to the Carnahan residence, and his interaction with Nicole. As in the patrol car interview with Deputy Robinson, defendant said Sullivan had told him of an attempted burglary, he noticed the missing fence boards, and at 2:00 or 2:30 p.m. he went to Carnahan's to warn her. Nicole answered the door, defendant asked for a drink of water, which Nicole gave him, he stumbled and she "caught" him. Defendant told her he needed to talk to her mother when she came home, then went back to his trailer. About a half-hour later, he saw a man running in Carnahan's backyard and gave chase unsuccessfully; at that point Carnahan came home.
When investigator Lorenzano joined the interview, the questioning went over much the same ground again, with defendant giving more detail about the "Mexican" man he had seen in Carnahan's backyard. The detectives asked about events after Carnahan returned and before the first officers arrived, including a fall defendant took in which he claimed he sustained a visible injury to his elbow.
Eventually, Hanson asked defendant about his drug use and any past arrests. Defendant admitted some arrests and related, as he had to Deputy
After some discussion of Carnahan's personal life, defendant's relationship with her (defendant said they had had a talk about a week earlier about "boyfriends and girlfriends") and defendant's encounter with a man in Carnahan's backyard, Hanson asked a series of questions suggesting defendant might have been in the Carnahan house that day and might know what happened to Nicole. On defendant's denial, Hanson seemed to back off, but soon began questioning defendant about any weapon he might have had with him when he went to the Carnahan house; defendant admitted having a "stout stick" that he always carried.
Hanson told defendant Nicole had been killed and that "this is the time for you to be honest with me." When defendant denied knowing anything about Nicole's death, the detectives asked him about the knife he was wearing when he saw Dennis Sullivan that afternoon. Defendant said he left it at his trailer after that; Hanson asked for permission to search the trailer, but defendant said he would get it for them instead. When Lorenzano suggested defendant must still have had the knife at Carnahan's, defendant said, "You guys are trying to trick me, you know." The following colloquy ensued:
Hanson again suggested defendant might have sought money for his addiction and perhaps "didn't mean to harm anybody." Defendant said he was physically incapable of attacking anyone; the detectives questioned how, then, he could have pursued the "Mexican guy" in Carnahan's backyard. Defendant accused the detectives of trying to trick him, which they denied. The conversation continued as follows:
Hanson then asked defendant "to voluntarily give us your clothes" to be checked for trace evidence. In exchange defendant would get a jumpsuit to wear home. Defendant agreed. While they waited for the lab technician to come, the detectives continued to question defendant, who continued to deny involvement. Defendant at one point asked who was going to take him home, to which Hanson replied, "We will as soon as we grab your clothes." Lorenzano asked defendant whether anyone else had been at his trailer that day. Defendant said his girlfriend had not been there because they had had "a little fight." In answer to further questions, he explained that the knife he had been carrying was one of a set of seven kitchen knives his mother owned. The lab technician then took defendant's clothes and photographed his body, with special attention to scratches and bruises the detectives pointed out (and which defendant said were from falls or needle use).
Hanson again asked defendant if he had been in the Carnahan house or was involved in Nicole's death, and defendant denied both. He asked defendant to take a seat and assured him he would be "out of here . . . [a]s soon as I get this patrol guy to take you back again." Hanson then asked a few questions about defendant's family, clothing (defendant said he had changed from a sweatshirt to a jacket earlier), and drug and alcohol use that day (defendant said he had had a couple of beers but no heroin or methadone). Hanson said he would either give defendant a ride back or "get this, uh, patrolman" to do so.
After a few more questions about defendant's visit that day with Dennis Sullivan, Lorenzano called Hanson out of the room. Hanson testified that Lorenzano conveyed to him information gathered at the crime scene that linked defendant to the crime, including that property from the Carnahan residence had been found on defendant's property. On returning to the interview room, Hanson asked if they could have a technician come in and swab defendant's hands. Defendant said he wanted to "go home right now" and, when asked if he would stay voluntarily a little longer to talk to other officers, he refused.
We agree with the trial court that the sheriff's station interview did not, in its entirety, constitute custodial interrogation. As already discussed, defendant, the last person known to have seen the victim and obviously an important witness, was asked—and freely agreed—to come to the station to give a statement. In context, Hanson's statement that "we have to do [it] now" rather than the next day clearly referred only to the importance of getting information promptly and did not convey a command that defendant go to the station. On arriving at the station, defendant asked whether, and was again assured, he was there only to give a statement. Once in the interview room at the station, Hanson expressly told defendant he was not under arrest and was free to leave. Defendant said he understood. Defendant was not handcuffed or otherwise restrained, and there was no evidence the interview room door was locked against his leaving. The interview was fairly long—one hour 45 minutes—but not, as a whole, particularly intense or confrontational. The interview focused, initially, on defendant's encounter with Nicole, the missing fence boards, and information defendant might have had about the man he reported seeing in Carnahan's backyard or others connected with Carnahan. For a substantial period, while defendant filled in his previous statements with details, the questioning did not convey any suspicion of defendant or skepticism about his statements.
After a while, to be sure, the detectives interjected some more accusatory and skeptical questions, with Hanson asking defendant straight out, "Did you burglarize the house?" and, later, urging him to begin being "honest with me." The detectives' questions about defendant's prior arrests, drug use, need for money, and carrying of a knife and other weapons on the day of the crimes conveyed their suspicion of defendant's possible involvement. But Miranda warnings are not required "simply because the questioning takes place in the station house, or because the questioned person is one whom the police suspect." (Oregon v. Mathiason (1977) 429 U.S. 492, 495 [50 L.Ed.2d 714, 97 S.Ct. 711], italics added.) While the nature of the police questioning is relevant to the custody question, police expressions of suspicion, with no other evidence of a restraint on the person's freedom of movement, are not necessarily sufficient to convert voluntary presence at an interview into custody. (See id. at pp. 493-495 [no custody where defendant agreed to interview at police station, was told in interview that the police suspected him of a burglary and told (falsely) his fingerprints had been found at the scene,
People v. Boyer, supra, 48 Cal.3d 247, on which defendant relies, is readily distinguishable. The defendant there was a suspect when he was first contacted, and he was stopped by the police as he left his house by the back door, other officers having sought entry at the front door. (Id. at p. 263.) Although the defendant was asked, and agreed, to "voluntarily" go to the police station for an interview, once at the station he was given Miranda advisements, directly accused of having committed the homicide under investigation, and repeatedly told that the police had evidence of his guilt of which he was unaware and that he would not be able to live with his guilt unless he confessed. (Boyer, at pp. 264-265.) Several times the defendant asked whether he was under arrest and said he wanted a lawyer and did not wish to speak further, but the police interrogator ignored these remarks and continued questioning him. (Id. at p. 265.) We held this set of circumstances—the manner in which the police "accosted" the defendant at his home (id. at p. 268), their administration of Miranda advisements at the interrogation's outset, the defendant's being subject to "more than an hour of directly accusatory questioning" (Boyer, at p. 268) in which he was falsely told the police had the evidence to prove his guilt, and the officers' response to the defendant's questions about arrest—showed he had in fact been arrested, making his interrogation custodial for Miranda purposes (Boyer, at p. 272).
Defendant, in contrast, was first contacted as a witness with potentially important information about the burglary of his neighbor's house and the possible abduction of a child, rather than as a homicide suspect. (When Deputy Robinson first contacted defendant at his trailer and interviewed him in the patrol car, Nicole's body had not yet been found.) From the time defendant was asked to come to the sheriff's station through the first portion of the interview, the police consistently conveyed to defendant that they wanted to question him only as a witness; defendant sought and received the assurance that he was being asked only to give a statement of what he had seen and heard that day. Even when the interviewers began to express some skepticism about defendant's statements, they did not claim to know he was guilty or, until the point investigator Hanson expressly arrested him, to have evidence of his guilt. Unlike the defendant in Boyer, moreover, defendant was not detained while trying to leave his house, nor did the police repeatedly ignore statements that he wanted a lawyer and did not want to talk to them further.
We need not decide whether the interview became custodial when defendant asked to end the interview and go home, but was not given the transportation he had been promised. Defendant made no statements of any significance after that point, largely repeating his earlier responses. Defendant argues admission of the interview was prejudicial because the prosecution used his exculpatory statements made during the interview to rebut his claim of an impaired mental state, but he points to no such statements that he first made after he sought to end the interview and be driven home. Any error in not suppressing the last part of the taped sheriff's station interview would, therefore, be harmless beyond a reasonable doubt. (Chapman v. California (1967) 386 U.S. 18, 24 [17 L.Ed.2d 705, 87 S.Ct. 824].)
During the prosecution's case, criminalist Gene Avilez described a small bloodstain on the living room carpet, the only bloodstain found in that room. (Nicole's body was found in her bedroom, where there were numerous bloodstains on objects in various parts of the room.) Over defense objections of lack of foundation and of prejudicial effect outweighing probative value (Evid. Code, § 352), Avilez was permitted to answer this hypothetical question from the prosecutor: "If you assume that that bloodstain was deposited by a human being, do you have an opinion as to whether or not the individual would have been standing or either lying down or very close to the carpet at the time that bloodstain was deposited?" The witness opined the person "was either at or near the surface of the carpeting" at the time. But on cross-examination by the defense, as in the hearing on admissibility, Avilez testified he could not determine whether the stain had been deposited from a person or from an object.
The record contains no evidence the living room bloodstain was deposited directly from Nicole's wounds, rather than from, for example, a weapon used to attack her. Avilez could not answer how it was deposited, and the Attorney General points to nothing beyond his testimony to support the hypothetical question's assumption. For that reason, the premise of the prosecutor's hypothetical question was not rooted in the facts shown by the evidence; rather, it was an "`assumption[] of fact without evidentiary support.'" (People v. Richardson, supra, 43 Cal.4th at p. 1008.) The hypothetical question thus called for an opinion without adequate foundation.
The concurring and dissenting opinion argues the disputed question's assumption, that Nicole directly deposited the bloodstain in the living room, can be deduced from the fact Nicole "could have been" in the living room at some point during the attack. (Conc. & dis. opn., post, at p. 419.) That an event could have happened, however, does not by itself support a deduction or inference it did happen. From the existence of a single small bloodstain in Nicole's living room one might speculate she was attacked in that room, but one might equally well speculate the blood dripped from defendant or his weapon as he left after murdering her in her bedroom. Jurors should not be invited to build narrative theories of a capital crime on speculation.
Defendant contends admission of this evidence was prejudicial because it allowed the prosecutor to suggest, in guilt phase argument, that defendant had first encountered Nicole in the living room, knocked her down, and then, after a pause, pursued the attack in her bedroom. The prosecutor thus "conjure[d] a vivid and unsettling image of Nicole lying on the floor in a pool of blood and ma[d]e it into the turning point of the crime."
In light of all the evidence and instructions, we do not agree the error was prejudicial. From defense counsel's cross-examination, the jury knew that the living room bloodstain might as likely have been deposited from an object as from Nicole, making it arguably insignificant. Indeed, the jury was instructed it was for them to determine whether the facts assumed in a hypothetical question had been proved and that they could consider any failure of such proof in evaluating the value and weight of the expert's opinion.
More important, the evidence of Nicole's numerous wounds and the blood prolifically deposited in her bedroom, independent of the small bloodstain in the living room, told the story of an extraordinarily brutal attack. Even without consideration of the living room bloodstain, the jury would have learned defendant, an adult man, repeatedly beat the 11-year-old victim on the head and face with one or more blunt objects and cut her neck with a knife,
Defendant contends the evidence was constitutionally insufficient to show he formed the intent to take property from the Carnahans before entering their house, as required to prove burglary, or before attacking and killing Nicole, as required to prove robbery. He argues on this ground that the convictions for those felonies as well as the first degree murder conviction and the felony-murder special-circumstance findings must be reversed.
Observing that he could have gone to Carnahan's house earlier, when no one was home, and that he seemingly failed to plan thoroughly what items he would take from the Carnahans and how he would transport the items to his property, defendant argues "it is just as likely that [Nicole's killing] was the result of a spontaneous explosion of violence, with any theft as an afterthought, rather than [defendant's] entering the Carnahan house with the intent to steal."
We disagree. While no direct evidence indicated defendant formed the intent to steal before going to Carnahan's house, the circumstantial evidence
Having "review[ed] the entire record in the light most favorable to the prosecution to determine whether it contains evidence that is reasonable, credible, and of solid value, from which a rational trier of fact could find the defendant guilty beyond a reasonable doubt" (People v. Kipp (2001) 26 Cal.4th 1100, 1128 [113 Cal.Rptr.2d 27, 33 P.3d 450]), we conclude a rational jury could find, beyond a reasonable doubt, that defendant entered the house with the preformed intent of taking property from the Carnahans and attacked Nicole to facilitate that plan. Substantial evidence thus supports the burglary and robbery convictions and the felony-murder theory of first degree murder. Substantial evidence also supports the finding, required for proof of the felony-murder special-circumstance allegations, that defendant had an independent felonious purpose for the burglary and robbery, that is, the theft was not merely incidental to his murder of Nicole. (People v. Tafoya (2007) 42 Cal.4th 147, 171 [64 Cal.Rptr.3d 163, 164 P.3d 590].) Finally, the evidence supporting the murder conviction and special circumstance findings was not so equivocal or unreliable as to render the death penalty violative of defendant's Eighth Amendment rights.
Defendant contends he was denied his federal and state constitutional rights to due process, a jury trial, and reliable guilt and death penalty verdicts by the trial court's failure to instruct the jury, sua sponte, on theft as a lesser included offense of robbery. He relies on the same theory of after-formed intent to steal as in his previous claim attacking the robbery and burglary convictions.
As explained in the previous part, no evidence supports the theory of after-formed intent to steal. Defendant points to nothing in the record suggesting any motive for him to attack and kill Nicole other than to facilitate the theft. Mere speculation that he might have killed out of some other, spontaneous and violent impulse is not sufficient to warrant the instruction. (People v. Zamudio (2008) 43 Cal.4th 327, 361 [75 Cal.Rptr.3d 289, 181 P.3d 105].) In the absence of substantial evidence from which the jury could have found defendant guilty of theft as a lesser included offense to robbery, no such instruction was warranted.
The jury was instructed on first degree murder (on theories of felony murder and premeditation), second degree murder (with malice aforethought but without premeditation) and on involuntary manslaughter (where malice is lacking due to intoxication). They were further instructed that if they found defendant guilty of murder they must determine the degree. The court continued, using the current version of CALJIC No. 8.71 (6th ed. 1996): "If you are convinced beyond a reasonable doubt and unanimously agree that the crime of murder has been committed by a defendant, but you unanimously agree that you have a reasonable doubt whether the murder was of the first or of the second degree, you must give defendant the benefit of that doubt and return a verdict fixing the murder as of the second degree." (Italics added.)
With regard to the lesser included offense of manslaughter, the court, using the current version of CALJIC No. 8.72 (6th ed. 1996), instructed: "If you are convinced beyond a reasonable doubt and unanimously agree that the killing was unlawful, but you unanimously agree that you have a reasonable doubt whether the crime is murder or manslaughter, you must give the defendant the benefit of that doubt and find it to be manslaughter rather than murder." (Italics added.)
The Attorney General first argues that any error in giving these instructions was invited because defense counsel included both on his list of requested instructions. However, "[t]he invited error doctrine will not preclude appellate review if the record fails to show counsel had a tactical reason for requesting or acquiescing in the instruction." (People v. Moon (2005) 37 Cal.4th 1, 28 [32 Cal.Rptr.3d 894, 117 P.3d 591].) Here, no such tactical reason appears in the record. CALJIC Nos. 8.71 and 8.72 were the commonly used pattern instructions on application of the reasonable doubt principle to lesser included homicide offenses, a topic on which counsel obviously and appropriately wanted the jury to be instructed. Trial counsel's failure to detect in the standard instructions the flaw appellate counsel perceives and to request a modification does not demonstrate a tactical intent to induce the error now claimed.
On the merits, the Attorney General correctly notes that in People v. Frye (1998) 18 Cal.4th 894, 963-964 [77 Cal.Rptr.2d 25, 959 P.2d 183], we rejected a similar challenge to earlier versions of CALJIC Nos. 8.71 and 8.72. These earlier versions, however, did not contain the problematic language of which defendant now complains. (See fn. 7, ante.) We have not previously decided whether the particular instructions at issue here are reasonably likely to be understood and applied in an unconstitutional manner. (See Frye, at p. 957.)
In two decisions, the Third District Court of Appeal has rejected challenges, made on the same ground offered here, to the 1996 version of CALJIC Nos. 8.71 and 8.72, concluding in both cases that the challenged instructions, read together with the other instructions given, would not likely have led jurors to believe they were required to vote for first degree murder if any of the other jurors found that charge proven. (People v. Gunder (2007) 151 Cal.App.4th 412, 424-425 [59 Cal.Rptr.3d 817]; People v. Pescador (2004) 119 Cal.App.4th 252, 255-258 [14 Cal.Rptr.3d 165].)
In Pescador, the court relied, in addition to CALJIC No. 17.40, on two other instructions given: CALJIC No. 17.11, which told jurors, without any requirement of unanimity, that if they had reasonable doubts as to the degree of murder proven, they had to find the defendant guilty only of second degree murder (People v. Pescador, supra, 119 Cal.App.4th at p. 257); and CALJIC No. 8.50, which, as given, stated in part: "`To establish that a killing is murder and not manslaughter, the burden is on the People to prove beyond a reasonable doubt each of the elements of murder . . .'" (Pescador, at p. 258). Neither CALJIC No. 17.11 nor CALJIC No. 8.50 was given in the present case, though the jury was, of course, instructed on the requirement of proof beyond a reasonable doubt (CALJIC No. 2.90) and its application to the mens rea elements of the charged crimes (CALJIC No. 4.21).
We need not decide here, however, whether Gunder was correct that the possibility of confusion is adequately dispelled by instruction with CALJIC No. 17.40 on the jurors' duty of individual decision. Any error in giving these instructions was harmless beyond a reasonable doubt (Chapman v. California, supra, 386 U.S. at p. 24) in light of the jury's true findings on the burglary-murder and robbery-murder special circumstances. Having found defendant killed Nicole Carnahan in the commission of robbery and burglary, the jury must also have found him guilty of first degree murder on those same felony-murder theories. The lesser offenses of second degree murder and manslaughter were not legally available verdicts if defendant killed Nicole in the commission of burglary and robbery, as the jury unanimously determined he had. (See § 189; People v. Bramit (2009) 46 Cal.4th 1221, 1238 [96 Cal.Rptr.3d 574, 210 P.3d 1171]; People v. Dillon (1983) 34 Cal.3d 441, 472 [194 Cal.Rptr. 390, 668 P.2d 697].) Any confusion generated by the challenged instructions, therefore, could not have affected the jury's verdicts.
Because the information charged first degree murder in terms of malice aforethought and premeditation, defendant contends the trial court deprived him of due process by instructing the jury on first degree murder predicated on killing in the commission of robbery and burglary. He further contends the court erred in failing to instruct the jury on the need for unanimity on the type of first degree murder committed.
Defendant argues our prior holdings cannot stand in light of Apprendi v. New Jersey (2000) 530 U.S. 466 [147 L.Ed.2d 435, 120 S.Ct. 2348] and its progeny. This line of authority, however, addresses the Sixth Amendment right to a jury determination of facts used in sentencing beyond the elements of the charged offenses. Defendant cites nothing in the United States Supreme Court's decisions creating new notice or unanimity requirements for alternative theories of a substantive offense such as first degree murder. (See People v. Taylor (2010) 48 Cal.4th 574, 626 [108 Cal.Rptr.3d 87, 229 P.3d 12]; People v. Morgan, supra, 42 Cal.4th at p. 617.)
Defendant repeatedly told Carnahan and the police he had seen a "Mexican" man (in the original telling, two men) in Carnahan's backyard. He eventually went so far as to detail the man's clothing, hairstyle and movements. As in People v. Howard, supra, 42 Cal.4th at page 1025, defendant's jury "could quite reasonably conclude that defendant made a series of false statements to deflect suspicion from himself." And while defendant may be correct that one could not rationally infer the existence of the exact mens rea required for each charged crime from his apparent falsehoods, the challenged instruction, read as a whole, did not suggest such an inference be made. "The instructions advise the jury to determine what significance, if any, should be given to evidence of consciousness of guilt, and caution that such evidence is not sufficient to establish guilt, thereby clearly implying that the evidence is not the equivalent of a confession and is to be evaluated with reason and common sense. The instructions do not address the defendant's mental state at the time of the offense and do not direct or compel the drawing of impermissible inferences in regard thereto." (People v. Crandell (1988) 46 Cal.3d 833, 871 [251 Cal.Rptr. 227, 760 P.2d 423].)
Defendant contends a number of standard instructions guiding the jury's evaluation of evidence (CALJIC Nos. 2.01, 2.21.1, 2.21.2, 2.22, 2.27, 2.51, 8.83) undermined the requirement of proof beyond a reasonable doubt, depriving him of his constitutional rights to due process, a jury trial, and reliable determination of the special circumstances and capital sentence. We
Acknowledging the same arguments have been raised and rejected in previous decisions, defendant, to preserve his claims, contends several features of California's capital sentencing scheme violate provisions of the United States Constitution. For the reasons given in our precedents, we again reject these claims.
The set of special circumstances qualifying a first degree murder for capital sentencing (§ 190.2) is not impermissibly broad. (People v. Dykes (2009) 46 Cal.4th 731, 813 [95 Cal.Rptr.3d 78, 209 P.3d 1].) Nor is section 190.3, factor (a), under which the jury may consider the "circumstances of the crime" as a factor in aggravation (or mitigation) of penalty, so broad as to make imposition of a death sentence arbitrary and capricious. (People v. Brasure, supra, 42 Cal.4th at p. 1066.) "`As in [People v. Brown (2004) 33 Cal.4th 382, 401 [15 Cal.Rptr.3d 624, 93 P.3d 244]], defendant argues that a seemingly inconsistent range of circumstances can be collected from decisions upholding imposition of the death penalty. As we observed in Brown, however, "[w]hat this reflects is that each case is judged on its facts, each defendant on the particulars of his offense. Contrary to defendant's position, a statutory scheme would violate constitutional limits if it did not allow such individualized assessment of the crimes but instead mandated death in specified circumstances." (Brown, supra, at p. 401.)'" (Brasure, at p. 1066.)
"`Our statute "is not invalid for failing to require (1) written findings or unanimity as to aggravating factors, (2) proof of all aggravating factors beyond a reasonable doubt, (3) findings that aggravation outweighs mitigation beyond a reasonable doubt, or (4) findings that death is the appropriate penalty beyond a reasonable doubt." [Citation.] No instruction on burden of proof is required in a California penalty trial because the assessment of aggravating and mitigating circumstances required of penalty jurors is inherently "`normative, not factual' [citation] and, hence, not susceptible to a burden-of-proof quantification."' (People v. Bell (2007) 40 Cal.4th 582, 620 [54 Cal.Rptr.3d 453, 151 P.3d 292].) Nor is an instruction on the absence of a burden of proof constitutionally required. (People v. Cornwell (2005) 37 Cal.4th 50, 104 [33 Cal.Rptr.3d 1, 117 P.3d 622].)" (People v. Brasure, supra, 42 Cal.4th at p. 1067.) The United States Supreme Court's decisions in
"The Constitution does not forbid use of unadjudicated prior criminal activity as a circumstance in aggravation or require jury unanimity as to proof of such prior activity. (People v. Zambrano (2007) 41 Cal.4th 1082, 1181-1182 [63 Cal.Rptr.3d 297, 163 P.3d 4]; People v. Stanley (2006) 39 Cal.4th 913, 962 [47 Cal.Rptr.3d 420, 140 P.3d 736].)" (People v. Brasure, supra, 42 Cal.4th at p. 1068.)
"The use of the limiting adjectives `extreme' and `substantial' in the instruction on section 190.3, factors (d) [(referring to `extreme mental or emotional disturbance')] and (g) [(referring to `extreme duress' and `substantial domination' by another)] does not unconstitutionally prevent the jury from considering mitigating evidence." (People v. Taylor, supra, 47 Cal.4th at p. 899.) As defendant acknowledges, we have rejected this contention because jurors remain free to weigh lesser mental disturbance, duress, or domination under the "catchall" provision of section 190.3, factor (k), which permits consideration of "[a]ny other circumstance which extenuates the gravity of the crime." (See, e.g., People v. Wright (1990) 52 Cal.3d 367, 443-444 [276 Cal.Rptr. 731, 802 P.2d 221].) Defendant urges us to reconsider these holdings, observing that in his case the prosecutor argued to the jury his mental impairments were not severe enough to qualify as "extreme" disturbance under factor (d), and did not address any lesser mental disturbance in discussing factor (k).
The trial court did not err in failing to delete from its instructions references to assertedly inapplicable factors listed in section 190.3 or to specify which factors may be considered only in mitigation. (People v. Taylor, supra, 47 Cal.4th at p. 899; People v. Brasure, supra, 42 Cal.4th at p. 1069.)
Comparative intercase proportionality review of death sentences is not constitutionally required. (People v. Taylor, supra, 47 Cal.4th at p. 900; People v. Brasure, supra, 42 Cal.4th at p. 1068; People v. Lawley (2002) 27 Cal.4th 102, 169 [115 Cal.Rptr.2d 614, 38 P.3d 461].) "Because capital and noncapital defendants are not similarly situated in the pertinent respects, equal protection principles do not mandate that capital sentencing and sentence-review procedures parallel those used in noncapital sentencing." (Brasure, at p. 1069.)
"California's use of capital punishment as an authorized sentence for certain specified types of first degree murder does not constitute cruel and unusual punishment merely because most nations have chosen not to employ the death penalty at all. (People v. Brasure, supra, 42 Cal.4th at pp. 1071-1072; People v. Demetrulias (2006) 39 Cal.4th 1, 43-44 [45 Cal.Rptr.3d 407, 137 P.3d 229].)" (People v. Taylor, supra, 47 Cal.4th at p. 900.)
Defendant further argues international law requires that when the death penalty is invoked, the state must rigorously observe guarantees of a fair trial. While we have concluded the trial court erred in permitting a forensic expert to answer a hypothetical question that lacked foundation in the evidence (see pt. II., ante) and have, for purposes of discussion, assumed error in failing to suppress the last portion of defendant's interview at the sheriff's station (see pt. I., ante) and in giving certain standard instructions on deciding between greater and lesser offenses (see pt. V., ante), none of these errors, actual or assumed, rendered defendant's trial unfair or affected the jury's verdict either separately or, as discussed below, cumulatively.
The three errors we have concluded or assumed occurred below, each individually harmless, related to distinct procedural or evidentiary issues not
The judgment of the superior court is affirmed.
Baxter, J., Chin, J., Moreno, J., and George, J.,
I concur in the majority's affirmance of the judgment of death. But I disagree with the majority's analysis of an issue pertaining to a hypothetical question asked by the prosecutor.
Defendant was charged with bludgeoning and stabbing to death his 11-year-old neighbor, Nicole Carnahan, while burglarizing her house when she was home alone. Police found the victim's body in her bedroom, which was stained heavily with blood. On the carpet in the living room was a single, small bloodstain.
That bloodstain became part of the prosecution's theory of the crime: that Nicole saw defendant in her house and, presumably, cried out; that he hit her, and she fell; and that, as she lay on the living room carpet bleeding (and leaving a stain), defendant had what the prosecutor described to the jury as an "opportunity to think." Calling that moment "the turning point" of the crime—at which defendant could have chosen to flee, but chose instead to kill Nicole and carry on with his burglary—the prosecutor used it to argue that the murder had been premeditated.
To support its theory, the prosecution called criminalist Greg Avilez, an expert on bloodstains, to testify about the lone stain in the living room. The prosecutor asked him whether the person who left the stain had likely been standing or lying down at the time. The defense objected, asserting that no evidence proved that the stain had come from a person bleeding on the carpet rather than from a bloody object that had been placed there—such as the brass rod or pipe that defendant had with him, and that was later found, stained with blood, in his toolshed. The trial court, reasoning that jurors could logically infer that the stain had come either from a person or from a bloody object, ruled that the prosecutor could base a hypothetical question on the first of those two inferences.
The prosecutor then asked criminalist Avilez whether, assuming that a person had "deposited" the bloodstain, the person "would have been standing
The majority concludes, first, that the prosecutor's hypothetical question to the criminalist "called for an opinion without adequate foundation" and the trial court abused its discretion in allowing it, but, second, that the abuse of discretion was harmless. (Maj. opn., ante, at pp. 405-406.) On the first conclusion, I disagree. I conclude that the trial court did not abuse its discretion. Therefore, I do not reach the question of prejudice.
Decades ago, this court set forth principles governing hypothetical questions. In discussing the breadth of a trial court's discretion in applying those principles, this court noted that "[i]t is not essential . . . that the facts assumed should be undisputed." (Guardianship of Jacobson (1947) 30 Cal.2d 312, 324 [182 P.2d 537] (Jacobson).) Rather, hypothetical questions are proper as long as they are based on "facts within the possible or probable range of the evidence" and are "not unfair or misleading." (Ibid.) The trial court has "large discretion relating to the form of the question." (Ibid.)
Because a trial court hears all the evidence, that court is in the best position to decide if a hypothesis is within the "possible or probable range" of that evidence (Jacobson, supra, 30 Cal.2d at p. 324), and it therefore deserves a measure of latitude in doing so. The trial court can also best determine whether, ultimately, the testimony will help the trier of fact evaluate the issues it must decide. (People v. Richardson (2008) 43 Cal.4th 959, 1008 [77 Cal.Rptr.3d 163, 183 P.3d 1146].) Hence, this court reviews a trial court's rulings on hypothetical questions for abuse of discretion. (See, e.g., id. at p. 1009.)
Here, the trial court did not abuse its discretion in concluding that the hypothesized fact—that the bloodstain came directly from a person—was within the "possible . . . range" of the evidence. (Jacobson, supra, 30 Cal.2d at p. 324.) A hypothetical question can rest on "`"any theory which can be deduced" from any evidence properly admitted at trial, including the assumption of "any facts within the limits of the evidence."'" (People v. Boyette (2002) 29 Cal.4th 381, 449 [127 Cal.Rptr.2d 544, 58 P.3d 391], italics omitted.) "[D]irect testimony is not required" to support a hypothesized fact as long as the fact "is fairly inferable from the circumstances proved." (1 McCormick on Evidence (6th ed. 2006) Requirement of Firsthand Knowledge, § 14, p. 89, fn. omitted.) The evidence here proved these circumstances: The wounds inflicted on the murder victim caused her to bleed, and hers was the blood on the carpet in the living room, an area where she could have been. From that evidence, a juror could reasonably deduce the factual theory assumed by the prosecutor's hypothetical question, namely, that the victim's blood was on the carpet because she bled there.
Nevertheless, because I find no impropriety in the trial court's ruling at issue, I agree with the majority's affirmance of the judgment of death.
Corrigan, J., concurred.
