KENNARD, J.
Sheriff's deputies shot and killed Shane Hayes when he came toward them with a large knife in his raised right hand. The deputies had come to the home in response to a call from a neighbor who said she had heard screaming. When the deputies arrived, Shane's girlfriend, Geri Neill, told them that earlier in the evening, Shane had tried to kill himself. The deputies entered the house, and the incident that led to this lawsuit then transpired.
San Diego County Sheriff's Deputy Michael King arrived at Shane's residence in Santee shortly after 9:00 p.m. on September 17, 2006, in response to a neighbor's call. Shane's girlfriend, Geri Neill, met Deputy King at the front door. Neill said that Shane had tried to kill himself earlier that evening by inhaling exhaust fumes from his car, Shane had tried to harm himself on other occasions, and she was concerned for his safety. She said no guns were in the house. Deputy King did not ask whether Shane was under the influence of alcohol or drugs.
A few minutes later, Deputy Sue Geer arrived and learned from Deputy King that a potentially suicidal man was in the house. The two deputies entered to determine whether Shane was a danger to himself. They were unaware that Shane had been drinking heavily and that four months earlier he had been taken into custody after a suicide attempt with a knife. With their guns holstered, the deputies walked into the living room and saw Shane standing in the kitchen.
Deputy King ordered Shane to show his hands. As Shane did so, he walked toward the deputies, holding in his raised right hand a large knife. The deputies simultaneously drew their guns and fired two shots each at Shane, who was then between two and eight feet away. Shane died from the gunshot wounds.
The federal district court granted summary judgment in favor of defendants on all claims. The court ruled that plaintiff had standing to assert her federal claims, but that she could not prevail on those claims. The court noted the agreement of all eyewitnesses that, at the time of the shooting, Shane was walking toward the deputies while holding a large knife in a threatening manner. These witnesses placed Shane no farther than eight feet away from the deputies, and perhaps much closer. In the federal district court's view, "it was objectively reasonable for the Deputies to conclude that [Shane] posed a significant threat of death or serious physical injury to themselves or others," and therefore "their use of deadly force was reasonable and did not violate the Fourth Amendment." In addition, the court found that the deputies' preshooting conduct did not "rise[] to the level of an independent Fourth Amendment violation." The court next rejected plaintiff's assertion that the deputies violated her due process right under the federal Constitution's Fourteenth Amendment, as it found no evidence of "a purpose to harm that was unrelated to legitimate law enforcement objectives." Finally, in light of its rulings as to Deputies King and Geer, the federal district court rejected plaintiff's related federal claims against the County of San Diego.
The federal district court then turned to plaintiff's state claims. The court ruled as a matter of law that the deputies' use of deadly force against Shane was reasonable in light of Shane's threatening conduct with the large knife, and that therefore the deputies were not negligent in using such force. In rejecting plaintiff's argument that the deputies negligently provoked the dangerous situation in which the use of deadly force was justified, the federal district court ruled that the deputies owed plaintiff no duty of care with regard to their preshooting conduct and decisions. The court relied on two California appellate decisions: Adams v. City of Fremont (1998) 68 Cal.App.4th 243 [80 Cal.Rptr.2d 196] (Adams) and Munoz v. City of Union City (2004) 120 Cal.App.4th 1077
The federal district court next considered plaintiff's second state claim, which sought to hold the County of San Diego liable for negligent hiring, training, and retention of Deputies King and Geer. Citing a state appellate decision in de Villers v. County of San Diego (2007) 156 Cal.App.4th 238 [67 Cal.Rptr.3d 253], the federal district court stated that plaintiff had failed to identify any statute that supported such a theory of recovery against a governmental entity, and it therefore rejected the claim.
Plaintiff appealed. The Ninth Circuit issued a decision that it later withdrew (Hayes v. County of San Diego (9th Cir. 2011) 638 F.3d 688), and then it asked us to determine whether the state Court of Appeal decisions in Adams, supra, 68 Cal.App.4th 243, and in Munoz, supra, 120 Cal.App.4th 1077, remain good law in light of our later decision in Hernandez v. City of Pomona (2009) 46 Cal.4th 501 [94 Cal.Rptr.3d 1, 207 P.3d 506] (Hernandez). (See Hayes v. County of San Diego, supra, 658 F.3d at p. 873.)
In part A. of this part, we discuss the existence of a duty by peace officers to act reasonably when using deadly force, including their duty to act reasonably with regard to their preshooting conduct. In parts B. and C, we summarize the two California Court of Appeal decisions on which the federal district court relied in concluding that in regard to their preshooting conduct, the officers here owed no duty to plaintiff, whose father was killed in the shooting. In part D., we discuss the applicability here of those two state appellate decisions.
Instructive here is our decision in Grudt, supra, 2 Cal.3d 575. In Grudt, a police officer in plain clothes, carrying a double-barreled shotgun, approached a car, possibly causing the driver to think he was being robbed or attacked. The driver accelerated the car toward a second plainclothes officer, and then both officers opened fire on the driver, killing him. (Id. at pp. 581-582.) This court held that the trial court erred in barring a claim of negligence against the officers. (Id. at pp. 585-588.) Significantly, the shooting in Grudt appeared justified if examined in isolation, because the driver was accelerating his car toward one of the officers just before the shooting. Nevertheless, we concluded that the totality of the circumstances, including the preshooting conduct of the officers, might persuade a jury to find the shooting negligent.
Here, the federal district court granted summary judgment for defendants. Applying two decisions of the California Court of Appeal, the federal district court ruled that the officers owed plaintiff (victim Shane's daughter) no duty with respect to their preshooting conduct. In other words, the court concluded that the officers could not be held liable for the conduct plaintiff alleged: entering Shane's home without making additional inquiries or seeking expert psychiatric assistance, thus negligently provoking a dangerous situation in which the use of deadly force against Shane was justified. Plaintiff challenged that decision on appeal to the Ninth Circuit, which asked us to decide "[w]hether under California negligence law, sheriff's deputies owe a duty of care to a suicidal person when preparing, approaching, and performing a welfare check on him." (Hayes v. County of San Diego, supra, 658 F.3d at p. 868.) We have rephrased the issue as "[w]hether under California negligence law, liability can arise from tactical conduct and decisions employed by law enforcement preceding the use of deadly force." Our reasons for rephrasing the issue follow.
The Ninth Circuit's phrasing of the issue focuses in isolation on events that preceded the shooting of Shane ("preparing, approaching, and performing a welfare check on [a suicidal person]"), not on the shooting itself. Thus, it implicitly divides the encounter with Shane into two parts, suggesting that defendants here might have breached two separate duties. The first duty would be to prepare, approach, and perform a welfare check on a suicidal person in a reasonable manner, a duty that may or may not exist. The second duty would be to use deadly force in a reasonable manner, a duty we have long recognized in California. (Olin, supra, 24 Cal.3d at p. 634; Grudt, supra, 2 Cal.3d at p. 587.)
Here, however, the only injury plaintiff alleged is the loss of her father; she did not allege an additional injury as a result of the conduct of law enforcement personnel preceding her father's shooting. Therefore, this case involves only a single indivisible cause of action, seeking recovery for a single wrong — the shooting itself.
Here, the one injury plaintiff alleged is the loss of her father. Thus, this case involves a single primary right (plaintiff's right not to be deprived of her father by an improper use of deadly force), which necessarily corresponds to a single duty (the duty not to use deadly force in an improper manner), and the breach of that duty gives rise to a single indivisible cause of action. Plaintiff's many claims for relief are merely different legal and factual theories on which she seeks to recover on that one cause of action.
Because plaintiff did not allege a separate injury from the preshooting conduct of law enforcement personnel, the preshooting conduct is only relevant here to the extent it shows, as part of the totality of circumstances, that the shooting itself was negligent. Thus, a final determination that the shooting was not negligent would preclude plaintiff from pursuing a separate theory of liability based on the preshooting conduct alone. Moreover, because plaintiff did not allege a separate preshooting injury, this case does not raise the question of what independent duty, if any, law enforcement personnel owe with regard to their preshooting conduct, and we have no reason here to decide that question.
In granting the Ninth Circuit's request that we resolve a question of state law, we restated the issue as "[w]hether under California negligence law, liability can arise from tactical conduct and decisions employed by law enforcement preceding the use of deadly force." Through that restatement, we sought to avoid any misleading reference to a separate preshooting duty (not at issue here), and we put the focus on whether liability for the unreasonable use of deadly force by a peace officer can be based on preshooting conduct.
Here, in granting summary judgment for defendants, the federal district court ruled that the two sheriff's deputies owed plaintiff no duty of care with regard to their preshooting conduct. Because that court's analysis focused on two California Court of Appeal decisions — Adams, supra, 68 Cal.App.4th 243, and Munoz, supra, 120 Cal.App.4th 1077 — we discuss those cases in detail.
Adams, supra, 68 Cal.App.4th 243, involved a person who was suicidal. Patrick Adams, who lived in Fremont in Alameda County, suffered from periodic bouts of depression and became belligerent when he drank hard liquor. (Id. at p. 249.) One evening, Patrick lost his temper and pushed his wife to the floor. (Ibid.) The wife telephoned her daughter, who came to the house. When the daughter heard Patrick discharge a firearm, she went to a neighbor's house and telephoned the police. (Id. at p. 250.)
Several officers, with weapons drawn, entered the Adams home. They later discovered Patrick crouched in the bushes in the backyard. Patrick was aiming a gun at his own chest. He refused to put down the gun and told the officers to leave him alone. (Adams, supra, 68 Cal.App.4th at pp. 251-253.) The officers sought cover. Several officers aimed guns at Patrick, and two officers approached Patrick with a barking police dog. (Id. at pp. 252-253.) When one of the officers, a trained negotiator, began talking to Patrick, he told her to leave and became angry. (Id. at pp. 253-254.) The officers then heard Patrick discharge his gun. Believing that Patrick had fired at them, several police officers fired back. As it turned out, Patrick had shot at himself, not at the officers. Although Patrick's body had a number of bullet wounds, it was a single self-inflicted wound, which had penetrated the heart and liver, that was fatal. The self-inflicted wound was from the initial shot, fired by Patrick, that led the police to return fire. (Id. at p. 262, fn. 16.)
Patrick's wife and daughter sued the City of Fremont and various police officers, alleging negligence, wrongful death, and certain intentional torts. (Adams, supra, 68 Cal.App.4th at p. 249.) The jury awarded damages to the plaintiffs. (Id. at pp. 259-260.) Answers to special interrogatories indicated that the jury based its finding of police negligence on the events leading up to the shooting, not on the actual shooting itself. (Id. at p. 260.)
On foreseeability, the California Court of Appeal in Adams acknowledged that Patrick's death was a foreseeable outcome of the officers' preshooting conduct, adding that in the "highly charged, volatile situation ... almost any result was foreseeable with the benefit of hindsight." (Adams, supra, 68 Cal.App.4th at p. 269.) The court also noted that the link between the police officers' preshooting conduct and Patrick's decision to end his life by shooting himself in the heart was "indirect and inferential." (Ibid.)
On moral blame, Adams concluded there was none associated with the officers' preshooting conduct. No evidence existed that the officers planned to precipitate Patrick's suicide, knew it would ensue, or acted with bad faith or reckless indifference. (Adams, supra, 68 Cal.App.4th at pp. 270-271.)
On the policy of preventing future harm, the burden on law enforcement personnel, and the consequences to the community, Adams said that in a suicide situation, peace officers are appropriately concerned primarily with the public's safety and their own safety, and secondarily with the safety of the person threatening suicide. (Adams, supra, 68 Cal.App.4th at p. 272.)
A balancing of the various considerations, Adams concluded, militated against imposing a legal duty on peace officers to prevent a threatened suicide from being carried out. (Adams, supra, 68 Cal.App.4th at p. 276.) Citing our decision in Parsons v. Crown Disposal Co. (1997) 15 Cal.4th 456 [63 Cal.Rptr.2d 291, 936 P.2d 70], which applied the Rowland test but also deemed relevant "the social value" of the specific goal, if any, that the defendant was seeking to advance (see Parsons, at p. 473, citing Rowland, supra, 69 Cal.2d at p. 113), Adams noted the "extremely high" social value of protecting the lives of peace officers involved in a standoff with an armed individual. (Adams, supra, at p. 276.) Having concluded that the defendants had no duty to prevent Patrick's suicide, Adams then reversed the judgment in the plaintiffs' favor.
Munoz, supra, 120 Cal.App.4th 1077, involved a person who, as discussed later, was threatening her family members with a knife. Jessie Amaya went to his daughter Lucilla Amaya's home in Union City, Alameda County, after learning from his wife that Lucilla was hallucinating. (Id. at p. 1083.) When
When officers arrived, J.J. again told them that Lucilla was agitated and had a knife, and that he was worried about his father's safety inside the house. (Munoz, supra, 120 Cal.App.4th at p. 1085.) He also said that his sister might be under the influence of methamphetamine. (Id. at p. 1086.) The officers saw Lucilla standing in the front doorway. She had a knife in one hand. The other hand was not clearly visible; according to Police Corporal Tod Woodward, Lucilla claimed to have a gun in the other hand. When Woodward approached the front door and spoke to Lucilla, she told him to stay back. (Id. at pp. 1086-1087.) Woodward told another officer to call for the SWAT (special weapons and tactics) team. Woodward was concerned that Lucilla would kill her father and daughter. He could see Lucilla's father and daughter in the house, and Lucilla was sporadically pointing the knife at her father and gesturing in a threatening manner. (Id. at p. 1087.)
Corporal Woodward told Lucilla's father and daughter to go to the back of the house. As they did so, Lucilla began moving toward them. (Munoz, supra, 120 Cal.App.4th at p. 1087.) Woodward raised his gun and pleaded with Lucilla, "`Please don't, please don't.'" (Ibid.) Lucilla continued toward her father and daughter, thrusting with the knife. Thinking that Lucilla was going to kill her father and daughter, Corporal Woodward shot Lucilla, killing her. (Id. at pp. 1081, 1087.)
Jessie Amaya, Yvette Munoz, and J.J. Amaya sued Union City, its police department, the chief of police, and Corporal Woodward. Testimony at trial indicated that Woodward's tone of voice became louder and more impatient during the course of his conversation with Lucilla. (Munoz, supra, 120 Cal.App.4th at pp. 1089-1090.) In addition, the testimony conflicted as to whether Lucilla had told Woodward that she had a gun. Some witnesses denied hearing Lucilla make that statement, but other witnesses corroborated Woodward's testimony that she had made the statement. (Ibid.) The jury found the defendants liable for negligence and battery (id. at p. 1081), and the defendants appealed.
But Munoz went on to say that the defendants in that case could not be held liable for their preshooting conduct. The court said: "[I]f the jury's verdict was based on the theory of liability against [Corporal] Woodward that we reject (pre-shooting response at the scene) and was not based on the use of deadly force, we would be compelled to reverse and remand for retrial." (Munoz, supra, 120 Cal.App.4th at p. 1101.)
Munoz, however, upheld the jury's verdict in favor of the plaintiffs because the jury had necessarily concluded that Corporal Woodward was negligent in his use of deadly force, not merely in his preshooting conduct. Munoz said: "Because one of the theories of liability against Woodward is factually and legally sustained, the jury's consideration of the circumstances giving rise to the shooting," although improper, "was necessarily harmless." (Munoz, supra, 120 Cal.App.4th at p. 1101.)
As relevant here, the main distinction between the California Court of Appeal decisions in Adams, supra, 68 Cal.App.4th 243, and Munoz, supra, 120 Cal.App.4th 1077, is that Adams was a suicide case, whereas Munoz, like this case, was a use-of-deadly-force case. That distinction is significant because this court has never addressed whether peace officers owe a duty of care when, without any use of deadly force, they merely come to the aid of a suicidal person — the existence of such a duty is not at issue here. This court has, however, long recognized that peace officers have a duty to act reasonably when using deadly force — a duty that is at issue here. (Olin, supra, 24 Cal.3d 629; Grudt, supra, 2 Cal.3d 575.)
Because Adams, supra, 68 Cal.App.4th 243, involved a death by suicide, not a death by police shooting, the question in Adams was whether peace officers could be held liable for conduct that turned out (with the benefit of hindsight) to have increased Patrick's emotional imbalance, ultimately contributing to his suicide. As noted earlier (see pp. 633-634, ante), Adams held that under our test in Rowland, supra, 69 Cal.2d at pages 112-113, the police in Adams had no duty to refrain from such conduct. Because the validity of that conclusion is not at issue in this case, which did not involve a suicide, we express no view on that holding.
Plaintiff's counsel, in briefing before this court, asserted that plaintiff's father, Shane, may have been intending suicide when he approached the two sheriff's deputies with a large knife raised in his right hand, thereby provoking the deputies to shoot him. That assertion has no support in the record before us. In any event, unlike the death by suicide in Adams, supra, 68 Cal.App.4th 243, here Shane's death was not self-inflicted; rather, it was the direct result of the officers' use of deadly force.
Our case law has long recognized that peace officers have a duty to act reasonably when using deadly force. (See Olin, supra, 24 Cal.3d 629; Grudt, supra, 2 Cal.3d 575.) If plaintiff (Shane's daughter) is asserting that negligence in the sheriff's deputies' preshooting conduct somehow caused Shane to seek his own death at their hands (by coming at them with a large knife), that fact-based theory falls within the totality of circumstances surrounding the shooting and can be litigated in federal court proceedings determining the reasonableness of the deputies' use of deadly force. (See Grudt, supra, 2 Cal.3d at pp. 585-588.)
The reasonableness of the deputies' preshooting conduct should not be considered in isolation, however; rather, it should be considered as part of the totality of circumstances surrounding the fatal shooting of Shane. We perceive no sound reason to divide plaintiff's cause of action artificially into a series of decisional moments (the two deputies' decision not to call for a psychiatric expert before entering Shane's house, their decision to enter the house, their decision to speak to Shane, their decision to use deadly force in response to
As we have noted (see p. 636, ante), the California Court of Appeal decision in Munoz, supra, 120 Cal.App.4th 1077, unlike that same panel's earlier decision in Adams, supra, 68 Cal.App.4th 243, was a police shooting case, not a suicide case. (See p. 636, ante, regarding the significance of that distinction.) Therefore, by concluding in Munoz that Corporal Woodward owed the plaintiffs in that case no preshooting duty to act reasonably, the Court of Appeal extended its prior holding in Adams (a suicide case) to a case involving a death directly inflicted by the police. In doing so, the Munoz court may have been influenced by the rule that applies to violations of the federal Constitution's Fourth Amendment. (See Munoz, at p. 1102, fn. 6 [stating that federal 4th Amend. law is "instructive" when deciding excessive force claims].)
The Ninth Circuit relied on our decision in Hernandez, supra, 46 Cal.4th 501, in concluding that we would not be likely to agree with the holdings of the state Court of Appeal in Adams, supra, 68 Cal.App.4th 243, and Munoz,
Certain language in Hernandez, supra, 46 Cal.4th 501, can be misunderstood. As noted (see p. 638, ante), state negligence law, which considers the totality of the circumstances surrounding any use of deadly force (see Grudt, supra, 2 Cal.3d at pp. 585-588), is broader than federal Fourth Amendment law, which tends to focus more narrowly on the moment when deadly force is used (see Billington v. Smith, supra, 292 F.3d at p. 1190). This court's opinion in Hernandez, however, can be misread as suggesting that the state and federal standards are the same. (See Hernandez, at p. 514 [federal law requires consideration of "`the totality of the circumstances at the time'"; "[t]he same consideration of the totality of the circumstances is required in determining reasonableness under California negligence law"].) But if the state and federal standards are the same, our Hernandez opinion should not have separately analyzed the evidence of preshooting negligence (id. at pp. 517-521). That we did separately analyze such evidence suggested our acknowledgment that the state and federal standards are not the same, which we now confirm.
Cantil-Sakauye, C. J., Baxter, J., Werdegar, J., Chin, J., Corrigan, J., and Liu, J., concurred.