Filed: Feb. 09, 2009
Latest Update: Mar. 02, 2020
Summary: United States Court of Appeals FOR THE EIGHTH CIRCUIT _ No. 07-3361 _ United States of America, * * Plaintiff - Appellee, * * Appeal from the United States v. * District Court for the Western * District of Missouri. Natasha L. Gentry, * * Defendant - Appellant. * _ Submitted: April 17, 2008 Filed: February 9, 2009 _ Before LOKEN, Chief Judge, JOHN R. GIBSON, and MELLOY, Circuit Judges. _ JOHN R. GIBSON, Circuit Judge. Natasha Gentry was convicted of one count of possession with intent to distrib
Summary: United States Court of Appeals FOR THE EIGHTH CIRCUIT _ No. 07-3361 _ United States of America, * * Plaintiff - Appellee, * * Appeal from the United States v. * District Court for the Western * District of Missouri. Natasha L. Gentry, * * Defendant - Appellant. * _ Submitted: April 17, 2008 Filed: February 9, 2009 _ Before LOKEN, Chief Judge, JOHN R. GIBSON, and MELLOY, Circuit Judges. _ JOHN R. GIBSON, Circuit Judge. Natasha Gentry was convicted of one count of possession with intent to distribu..
More
United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 07-3361
___________
United States of America, *
*
Plaintiff - Appellee, *
* Appeal from the United States
v. * District Court for the Western
* District of Missouri.
Natasha L. Gentry, *
*
Defendant - Appellant. *
___________
Submitted: April 17, 2008
Filed: February 9, 2009
___________
Before LOKEN, Chief Judge, JOHN R. GIBSON, and MELLOY, Circuit Judges.
___________
JOHN R. GIBSON, Circuit Judge.
Natasha Gentry was convicted of one count of possession with intent to
distribute methamphetamine and one count of carrying a gun during a drug trafficking
offense. On appeal she argues that the district court erred in allowing the government
to elicit testimony concerning her post-arrest silence which violated her due process
rights. She also argues that the government failed to produce evidence sufficient to
support the verdict and that the court violated her substantive rights when it refused
to give a jury instruction on the lesser included offense of simple possession of
methamphetamine. We reverse and remand for a new trial.
On August 31, 2005, private security guards drove to an apartment building at
2732 Charlotte in Kansas City, Missouri to serve an eviction. When the security
guards arrived, they saw a white Cadillac parked in the lot. One of the guards saw a
man run away from the car. After the Cadillac left, the guards discovered a plastic
baggie of methamphetamine on the ground where the car had been parked. When the
Cadillac pulled back into the parking lot while the guards were waiting for police to
arrive, the guards surrounded the car and ordered the driver, Natasha Gentry, to get
out of the car. Police officers searched the car after they arrived and found various
chemicals and equipment associated with the production of methamphetamine,
including starter fluid, a funnel, coffee filters, rubber tubing, and ephedrine. The
officers also discovered several firearms in the car and a glass pickle jar containing
a cloudy white substance. The substance later tested positive for the presence of
methamphetamine.
The jury convicted Gentry of aiding and abetting in the possession with intent
to distribute 50 grams or more of methamphetamine, and of carrying a firearm in
relation to a drug trafficking offense. The district court granted her motion for
judgment of acquittal on one count of conspiracy in relation to the other offenses.
I.
Gentry was arrested at the scene and was taken to a police station. While she
was in custody, a detective asked her a series of biographical question and gave her
a Miranda1 warning. Gentry invoked her right to counsel and chose to stop the
questioning. At trial, Gentry’s counsel objected to a line of questions during Gentry’s
cross-examination regarding her silence after being Mirandized. She argues that the
evidence elicited of her post-Miranda-warning silence violated her due process rights
1
Miranda v. Arizona,
384 U.S. 436 (1966).
-2-
and is reversible error. We review claims of constitutional error de novo. United
States v. Washington,
318 F.3d 845, 854-55 (8th Cir. 2003).
The record reveals that the prosecution made a number of inquiries and
comments during Gentry’s cross-examination regarding her post-arrest silence and
request for counsel:
Q: Now, at that time [after being arrested] you didn’t volunteer [to
Detective Manley] that that baggie was – that didn’t belong to you, did
you?
A: No. But I don’t believe he asked me. Basically he asked me
[for biographical data]. And then he advised me that anything I say can
and will be used against me in the court of law, and that I was being
charged with the things found in that vehicle. At that point and time I
remained quiet..
Q: But you didn’t at that point volunteer, like you had previously
to the security guards, that that wasn’t your baggie or . . . those weren’t
your drugs, that wasn’t your car?
...
A: Like I had said, he had told me anything that I say to him can
and will be used against me and at that point I remained quiet. I asked
him, I believe, . . . that I would like an attorney to be present with me
before I speak.
...
Q: [O]nce this case was preparing for trial, . . . was the first time
that you told your defense attorney about the identity of Rocky Johnson,2
isn’t that right?
A: He was my attorney. Yes, ma’am.
Q: And you’d never told anyone else before about Rocky Johnson
being present at the scene or anything like that up to that point, isn’t that
right?
...
2
Gentry’s defense theory was that the drugs and other materials found in the car
belonged to Rocky Johnson.
-3-
Q: And you didn’t say that later either when you were being treated
politely and being asked for basic information. You didn’t volunteer that
at that time either, did you?
A: No, I didn’t. But at that point he had let me know what my
rights were and what would happen.
Q: And, in fact, Rocky Johnson’s name didn’t even come up until
you had counsel and this case was being prepared for trial, isn’t that
right?
In its closing argument, the government again raised Gentry’s post-arrest
silence: “[I]f, as she said, she told the security guards initially that that wasn’t her dope
in the car, that that wasn’t her stuff, why . . . not later profess that to the officers at the
scene or the detective? Why wait for a full year until this case is going to trial and
deprive law enforcement of the ability to track down others who she says . . . it’s their
dope . . . ?” (emphasis added).
In Doyle v. Ohio,
426 U.S. 610, 619 (1976), the Court held that it was a
violation of due process to impeach a defendant with her post-arrest silence. In Doyle,
after the defendants were arrested and Mirandized, they declined to give statements to
the police.
Id. at 612. At trial the defendants testified that they had been framed, and
on cross-examination the government asked the defendants about their failure to tell
the police that they were framed when they were arrested.
Id. at 613-14. The Court
held that silence after Miranda warnings was “insolubly ambiguous” because it may
be induced by the warning itself: “[I]t would be fundamentally unfair and a
deprivation of due process to allow the arrested person’s silence to be used to impeach
an explanation subsequently offered at trial.”
Id. at 617-18. See also Wainwright v.
Greenfield,
474 U.S. 284, 295 n.13 (1986) (“[S]ilence does not mean only muteness;
it includes the statement of a desire to remain silent, as well as of a desire to remain
silent until an attorney has been consulted.”); Fields v. Leapley,
30 F.3d 986, 990 (8th
Cir. 1994) (same).
-4-
In its brief, the government characterizes the cross-examination of Gentry as
impeachment based on her prearrest silence and prior inconsistent statements. To the
extent that the cross-examination addressed what Gentry told or did not tell the private
security guards prior to her arrest, it was not a violation of due process. Under a
generous view, the prosecutor’s questions to Gentry about whether she ever told
“anyone” certain pieces of exculpatory information, were intended to inquire into her
prearrest silence.
However, the examination went further than this and inquired into Gentry’s
silence when she was interrogated by Detective Manley after her arrest. The
government asked Gentry direct questions about her silence and elicited responses
regarding her requests for counsel. The government cites Kibbe v. DuBois,
269 F.3d
26, 34 (1st Cir. 2001), for the proposition that if a defendant claims to have told the
police exculpatory information on arrest, she may be cross-examined on her silence.
In Kibbe, the defendant claimed at trial to have told the police “all matters concerning
the charge for which he was arrested.”
Id. at 31. Gentry did not claim at trial that she
told the police about Rocky Johnson at the time of her arrest. Thus, her post-arrest
silence was not a proper subject of examination.
At oral argument the government acknowledged that the line of questions
regarding Gentry’s post-arrest silence was in error but argued that it was not
prejudicial. A Doyle violation is reversible error unless it is harmless beyond a
reasonable doubt. See United States v. Martin,
391 F.3d 949, 955 (8th Cir. 2004).
When analyzing whether Doyle violations are harmless beyond a
reasonable doubt, this court examines (1) whether the government made
repeated Doyle violations, (2) whether any curative effort was made by
the trial court, (3) whether the defendant’s exculpatory evidence is
transparently frivolous, and (4) whether the other evidence of the
defendant’s guilt is otherwise overwhelming.
Fields v. Leapley,
30 F.3d 986, 991 (8th Cir. 1994) (internal quotation marks omitted).
-5-
With regard to the first factor, repeated violations, we hold that there were at
least five separate Doyle violations: Testimony was elicited regarding Gentry’s
request for an attorney after she was given Miranda warnings; Gentry was asked at
least three times about her silence after the Miranda warnings; and, in closing, the
government commented on Gentry’s silence in her conversation with Detective
Manley. The record suggests that cross-examination on Gentry’s post-arrest silence
made an impact on the jury. Following Gentry’s examination, the jury asked her,
“And what took you so long to get Rocky Johnson involved?”3 As to the second
factor, no curative instruction was given; the court overruled the objections made by
Gentry’s counsel.
Third, the theory presented by the defense cannot be said to be “transparently
frivolous.” The defense argued at trial that the items seized from the car belonged to
Rocky Johnson. This theory, which was supported by the testimony of several
defense witnesses, was not directly contradicted by the testimony of any government
witnesses. With respect to the fourth factor, the evidence of Gentry’s guilt is not
“otherwise overwhelming.” There was significant dispute regarding whether Gentry
possessed the materials in the car and whether she had an intent to distribute. Given
that Gentry’s credibility was vital to the jury’s resolution of these issues, we cannot
agree with the government’s contention that there was no prejudice to Gentry.
We consider Gentry’s other arguments because they are relevant on remand.
II.
Gentry argues that the evidence presented at trial was insufficient to convict her
for possession with intent to distribute a quantity of methamphetamine greater than
3
The district court permitted the jury to pose questions to the witnesses after the
examinations were completed.
-6-
50 grams under 21 U.S.C. § 841. We review a challenge to the sufficiency of
evidence de novo, considering the evidence in the light most favorable to the
government. United States v. Brooks,
174 F.3d 950, 954 (8th Cir. 1999). When a
sufficiency argument hinges on the interpretation of a statute, we review the district
court’s statutory interpretation de novo. United States v. Williams,
136 F.3d 547, 550
(8th Cir 1998).
A.
Gentry first contends that the liquid solution that she possessed was not
properly a “mixture or substance” of methamphetamine under 21 U.S.C. §
841(b)(1)(B)(viii)4 due to its toxic, unusable, and unmarketable state. Thus, Gentry
argues, the full weight of the liquid should not be used to determine whether she is
subject to a mandatory minimum sentence. The government responds (1) that the
market-oriented approach to § 841 includes liquid solutions of methamphetamine
created during manufacturing, since that is a step necessary to creating drugs for the
market, and (2) that the solution recovered is a “mixture or substance” under the plain
meaning of those words.
Kansas City Police recovered 92.07 grams of a cloudy liquid from a pickle jar
found in the vehicle Gentry was driving. Several tests of the liquid returned results
positive for the presence of methamphetamine. The chemist who performed the tests
also testified that he believed that the liquid was produced using the lithium-ammonia
4
The statute imposes a 5-year mandatory minimum sentence for violations of
§ 841(a)(1), which makes it unlawful to knowingly or intentionally “manufacture,
distribute, or dispense, or possess with intent to manufacture, distribute, or dispense,
a controlled substance,” based on methamphetamine quantity as follows: “5 grams or
more of methamphetamine, its salts, isomers, and salts of its isomers or 50 grams or
more of a mixture or substance containing a detectable amount of methamphetamine,
its salts, isomers, or salts of its isomers.” 21 U.S.C. § 841(b)(1)(B)(viii).
-7-
method because it had a “strong ammonia smell.” A narcotics detective testified that,
“at the stage [the liquid] was in,” he did not believe that it was usable
methamphetamine. He stated that the liquid was corrosive and had a chemical smell.
Further, he testified that the majority of users would not know how to manufacture
methamphetamine and that “they’re just scared to death of it because of the . . . chance
for explosions.”
In their discussion of the argument, both sides focus on the analysis of the
words “mixture or substance” in Chapman v. United States,
500 U.S. 453 (1991). In
Chapman, the Court reviewed a conviction for distribution of LSD. The lower court
used the combined weight of the LSD and the blotter paper used to distribute single
doses of LSD on the market to calculate sentences. As a result, the district court
imposed the mandatory minimum sentence under § 841.
Id. at 455. The Court
examined sentencing schemes for other drugs and noted that “[i]nactive ingredients
are combined with pure heroin or cocaine, and the mixture is then sold to consumers
as a heavily diluted form of the drug.”
Id. at 460. Accordingly, the court held that
blotter paper customarily used to distribute LSD is a “mixture or substance containing
a detectable amount of LSD” for the purposes of § 841.
Id. at 461. In coming to its
conclusion, the Court focused on how LSD is marketed in the custom of the drug
trade.
Id. at 466 (“Blotter paper seems to be the carrier of choice, and the vast
majority of cases will therefore do exactly what the sentencing scheme was designed
to do–punish more heavily those who deal in larger amounts of drugs.”).
The Eighth Circuit addressed the issue of whether a toxic liquid solution of
methamphetamine is a “mixture or substance” for the purposes of § 841 in United
States v. Kuenstler,
325 F.3d 1015 (8th Cir. 2003). In Kuenstler, authorities seized
approximately 92 grams of a solution that contained methamphetamine from a lab in
the attic of a house.
Id. at 1018 (“0.53 grams of solid material and 91.9 grams of
liquid”). The defendants were convicted of two charges related to manufacturing
methamphetamine in an amount of fifty grams or more, and they appealed their
-8-
sentences on the grounds that the “unusable and unmarketable” solutions were not
“mixtures or substances” within the meaning of the statute.
Id. at 1019. This court
held that the total weight of the solution, not just the weight of the solid
methamphetamine, should be counted under § 841.
Id. at 1023. Applying the
Chapman market-oriented rationale, this court concluded that it supported the
classification of the liquid solution as a “mixture or substance”: “The market for this
type of methamphetamine is based on its manufacture in labs like that of the
conspirators, and that process involves creation of liquid solutions like those seized
here, a process that results in a product for distribution.”
Id.
Gentry attempts to distinguish Kuenstler on the grounds that Kuenstler was a
manufacturing case rather than a distribution case. She urges us to apply a different
rule for determining whether toxic solutions are a “mixture or substance” depending
on whether the defendant was charged with distribution or manufacturing. The
argument is that the market-oriented analysis makes the unusable toxic liquid solution
of methamphetamine a “mixture or substance” for the purpose of manufacturing
because this type of methamphetamine is based on its manufacture in a process that
only later results in a product for distribution. The statute makes no distinction in
what constitutes a “mixture or substance” based on the charged conduct. It applies
equally to manufacturing, distributing, or dispensing, or possessing with intent to
manufacture, distribute or dispense, a controlled substance. 21 U.S.C. § 841(a)(1).
Kuenstler is controlling precedent that we are not free to disregard in favor of
decisions Gentry cites from other circuits which limit the relevant weight to the actual
methamphetamine.
Chapman holds that the ordinary meaning of “mixture or substance” includes
two or more components that are commingled yet retain a separate
existence. 500
U.S. at 462-63. The solution that Gentry possessed was made up of a combination of
chemicals that contained methamphetamine. Thus, the full weight of the liquid in the
-9-
pickle jar, 92.07 grams, may be counted for purposes of § 841 and the evidence is
sufficient to support the imposition of the mandatory minimum sentence.
B.
Next, Gentry contends that there is insufficient evidence to show that she had
the requisite specific intent to distribute the methamphetamine in the pickle jar. The
government argues that there is adequate circumstantial evidence of intent to support
the jury’s finding, including the handguns and a baggie of methamphetamine found
at the scene.
At the time of her arrest, Gentry possessed the pickle jar with its liquid solution
of methamphetamine. The government’s undisputed evidence showed that this liquid
was toxic, presently unusable, and posed a threat of emitting harmful chemical gasses
or potential explosions. Gentry argues that she could not be shown to have the
requisite intent to distribute the methamphetamine because the liquid was unusable
and unmarketable. Gentry also contends that the small amount of usable
methamphetamine that could be produced from the liquid is consistent with personal
use, not distribution. The liquid recovered from the pickle jar was not tested to
determine how much usable methamphetamine it could produce. At oral argument,
the parties agreed that the quantity of liquid possessed by Gentry would likely produce
1 gram of powder methamphetamine–a user quantity.
The evidence shows that Gentry possessed a handgun. The government also
introduced evidence of a bag containing approximately 24.30 grams of powder
methamphetamine.5 Circumstantial evidence such as the presence of a firearm or a
5
Gentry argues that reliance on the baggie of powder methamphetamine to
support her conviction is a constructive amendment and the evidence cannot be used
to support her conviction. Gentry did not preserve this argument below and it is made
for the first time in her reply brief, so it has been waived. United States v. Greene,
-10-
large quantity of drugs may be used to prove intent to distribute. See United States
v. Brett,
872 F.2d 1365, 1370 (8th Cir. 1989). Additionally, the fact that the
methamphetamine in the bag was further subdivided into seven Ziploc baggies,
supports a finding of intent to distribute. See United States v. Kuenstler,
325 F.3d
1015, 1024 (8th Cir. 2003) (holding evidence sufficient to support conviction of intent
to distribute based on, inter alia, 0.47 grams of methamphetamine divided into five
individual packages).
We sit as a reviewing court, not as a trier of fact. Were we to evaluate this
evidence in the first instance, we may have found Gentry’s arguments to be
persuasive. Viewing the evidence in the light most favorable to the government, we
cannot say that the evidence in this case was legally insufficient to prove intent to
distribute.
III.
The next issue raised by Gentry is that she was entitled to a jury instruction on
the lesser included offense of simple possession of methamphetamine. The
government contends that the evidence would not permit a rational jury to acquit
Gentry of possession with intent to distribute methamphetamine but convict her of the
lesser included offense.
We review the district court’s instructions to the jury for abuse of discretion.
A defendant is entitled to an instruction on a lesser included offense if all of these
elements are present: (1) a proper request is made; (2) the elements of the lesser
offense are identical to part of the elements of the greater offense; (3) there is some
evidence which would justify conviction of the lesser offense; (4) the proof on the
513 F.3d 904, 906-7 (8th Cir. 2008) (an argument raised for the first time on reply has
been waived and will not be addressed).
-11-
element or elements differentiating the two crimes is sufficiently in dispute so that the
jury may consistently find the defendant innocent of the greater and guilty of the
lesser included offense; and (5) there is mutuality, i.e., a charge may be demanded by
either the prosecution or the defense. United States v. Parker,
32 F.3d 395, 400-01
(8th Cir. 1994) (quoting United States v. Thompson,
492 F.2d 359, 362 (8th Cir.
1974)).
There is no dispute over elements 1, 2 and 5. The defense requested the lesser
included offense instruction at trial; the trial court refused to give it. Possession of a
controlled substance, 21 U.S.C. § 844, is a lesser included offense of possession of a
controlled substance with intent to distribute, 21 U.S.C. § 841(a)(1). See United
States v. Brischetto,
538 F.2d 208, 209 (8th Cir. 1976) (“An essential element of the
offense covered by the indictment is proof of intent to distribute. Such proof is not
required for a conviction under 21 U.S.C. § 844 covered by the requested
instruction.”). Our task is to determine whether there is some evidence that would
justify a conviction on a count of simple possession, and whether the proof of
Gentry’s intent is sufficiently in dispute so that the jury may have found her innocent
of possession with intent to distribute but guilty of simple possession.
The third element is satisfied by the evidence produced at trial that Gentry was
alone in the car with a jar of liquid methamphetamine next to her. Such evidence
would support a conviction of simple possession.
The fourth element requires a more in-depth analysis of the evidence of intent
to distribute. As discussed above, there was evidence presented by both government
and defense witnesses that casts doubt on Gentry’s intent to distribute the liquid
methamphetamine. Although the evidence presented at trial was sufficient to support
Gentry’s conviction for possession with intent to distribute, the standard here is more
searching. We evaluate the evidence to determine whether a trier of fact could have
rationally found that Gentry only possessed the methamphetamine, rather than
-12-
possessed it with intent to distribute, if given an instruction to consider the lesser
charge. See
Brischetto, 538 F.2d at 210 (reversing for new trial when “[a] rational
basis exists for the jury to convict the defendant on the possession charge and acquit
him on the intent to distribute charge”).
Here, the facts that Gentry enumerates in her brief have more weight. The
testimony of Detective Manley establishes that methamphetamine is usually a grainy
or crystal substance, and that the liquid methamphetamine seized in this case would
not be sold on the street. In this context, courts have looked for evidence that the
defendant is a user or may have intended to use the controlled substance. We find that
there is some evidence that Gentry intended to use the methamphetamine that she
possessed, particularly because she possessed only a small amount. Detective Manley
testified that a typical user amount of methamphetamine is one gram, and that a user
may also buy a “teenager” (1.75 grams) or an “eight ball” (3.45 grams). The
government repeatedly characterizes the evidence as showing that Gentry possessed
92.07 grams of liquid methamphetamine. While this total amount may be used for the
purpose of a mandatory minimum sentence under 21 U.S.C. § 841, we need not accept
it as equivalent to 92 grams of powder methamphetamine for this analysis. The liquid
was not tested to determine how much methamphetamine it contained, but the
government conceded that it would likely produce around 1 gram, which is a user
amount. The facts distinguish this case from the cases the government relies on in
which the lesser included instruction was properly refused when the defendant
possessed quantities exponentially greater than the user amount. See, e.g.,
Parker, 32
F.3d at 397 (greater than 100 grams of powder methamphetamine).
The government cites two cases, United States v. Dodd,
473 F.3d 873 (8th Cir.),
cert. denied,
127 S. Ct. 2280 (2007), and United States v. Ziesman,
409 F.3d 941 (8th
Cir. 2005), in support of its contention that the evidence of Gentry’s intent to
distribute was so overwhelming that it was not sufficiently in dispute to justify the
lesser included charge. In Dodd, the government produced nine witnesses who
-13-
testified that Dodd sold cocaine or was involved in its distribution. Other evidence
showed that he sold a large quantity of cocaine that was of a purity consistent with
distribution. 473 F.3d at 876-77. And, at the time of Dodd’s arrest, a scale used to
weigh drugs and packaging material “of the type used to package crack cocaine” was
recovered.
Id. at 875. However, Dodd presented some testimonial evidence that he
was a drug user, which he used to argue that the jury could rationally have found that
he intended personal use of the controlled substances that he possessed.
Id. at 877.
The court concluded that Dodd was not entitled to the lesser-included-offense
instruction since it “would [have been] irrational for a jury to disregard the
overwhelming evidence . . . [of] conspiracy to distribute the cocaine.”
Id. In
Ziesman, the court similarly concluded that no rational jury could have found the
defendant innocent of the greater manufacturing charge but guilty of the lesser
possession charge. The court held that “extensive physical evidence of the
methamphetamine lab at [Ziesman’s] farmhouse” and numerous witnesses to the
manufacturing would make it irrational for a jury to conclude that Ziesman only
possessed, but did not manufacture,
methamphetamine. 409 F.3d at 950.
Here, the government contends that the pickle jar, coffee filters and other
manufacturing-related items in the car and the gun in Gentry’s suitcase constitute
“overwhelming” physical evidence of intent to distribute. While the presence of a gun
in the proximity of drugs may support a finding of intent to distribute, United States
v. Brett,
872 F.2d 1365, 1370 (8th Cir. 1989), it does not compel such a finding.
Additionally, the other physical evidence would be more probative of a manufacturing
charge than of the distribution charge that Gentry faced. We hold that the physical
evidence in this case is significantly less compelling than the independent physical
evidence in Dodd and Ziesman. There was also no direct evidence of Gentry’s
specific intent, as there was in the cases cited by the government. The evidence
presented leaves the issue of Gentry’s intent to distribute “sufficiently in dispute so
that the jury may consistently find [her] innocent of the greater and guilty of the lesser
included offense.” See
Parker, 32 F.3d at 401 (internal citation omitted). Thus, on
-14-
remand Gentry is entitled to a jury instruction of possession of a controlled substance
under 21 U.S.C. § 844.
Gentry’s conviction is reversed and this cause is remanded for a new trial not
inconsistent with this opinion.
______________________________
-15-