McCORMACK, J.
At issue in this case is the constitutionality of Michigan's one-parent doctrine. The one-parent doctrine permits a court to interfere with a parent's right to direct the care, custody, and control of the children solely because the other parent is unfit, without any determination that he or she is also unfit. In other words, the one-parent doctrine essentially imposes joint and several liability on both parents, potentially divesting either of custody, on the basis of the unfitness of one. Merely describing the doctrine foreshadows its constitutional weakness.
In the case before us, upon petition by the Department of Human Services (DHS), the trial court adjudicated respondent-mother, Tammy Sanders, as unfit but dismissed the allegations of abuse and neglect against respondent-appellant-father, Lance Laird. Laird moved for his children to be placed with him. Although Laird was never adjudicated as unfit, the trial court denied Laird's motion, limited his contact with his children, and ordered him to comply with a service plan. In justifying its orders, the court relied on the one-parent doctrine and the Court of Appeals' decision in In re CR, 250 Mich.App. 185, 646 N.W.2d 506 (2002), from which that doctrine derives.
Laird believes that the one-parent doctrine violates his fundamental right to direct the care, custody, and control of his children because it permits the court to enter dispositional orders affecting that right without first determining that he is an unfit parent. We agree. Because application of the one-parent doctrine impermissibly infringes the fundamental rights of unadjudicated parents without providing adequate process, we hold that it is unconstitutional under the Due Process Clause of the Fourteenth Amendment.
Laird is the father of two boys: P, born in 2010, and C, born in 2011. Sanders is the boys' mother. Four days after C was born drug positive, the Jackson Circuit Court, acting on a petition filed by the
Several weeks later, the DHS filed an amended petition alleging that Laird had tested positive for cocaine, that Sanders had admitted "getting high" with Laird, and that Sanders had spent the night at Laird's home despite a court order that prohibited her from having unsupervised contact with the children. At a November 16, 2011 preliminary hearing, the court removed the children from Laird's custody and placed them in the custody of the DHS.
On February 7, 2012, Sanders pleaded no contest to the allegations of neglect and abuse in the amended petition. Laird declined to enter a plea and instead repeated his demand for an adjudication. Laird also moved to change the children's temporary placement from their paternal aunt to the children's paternal grandmother, with whom Laird then resided. The court conducted a placement hearing at which several witnesses, including Laird, testified. Laird admitted that he had allowed Sanders to spend one night at his house after the court removed the children from her custody. Laird claimed, however, that the children never saw Sanders that night. Laird also testified that he was on probation stemming from a domestic violence conviction. The court took the placement motion under advisement and maintained placement of the children with their aunt pending Laird's adjudication, which was scheduled for May 1, 2012.
A few weeks later, on April 18, 2012, the DHS dismissed the remaining allegations against Laird, and Laird's adjudication was cancelled. At a May 2, 2012 review hearing, the court ordered Laird to comply with services, including parenting classes, a substance-abuse assessment, counseling, and a psychological evaluation. Laird's contact with his children was restricted to supervised parenting time, and placement of the children continued with their aunt. On August 22, 2012, Laird moved for immediate placement of the children with him. Laird argued that the court had no legal authority to condition the placement of his children on his compliance with a service plan because he had not been adjudicated as unfit. The court, relying on the Court of Appeals' decision in CR, denied the motion.
Laird's application for interlocutory leave to appeal in the Court of Appeals was denied for lack of merit. In re Sanders Minors, unpublished order of the Court of Appeals, entered January 18, 2013 (Docket No. 313385). This Court granted leave to appeal to address "whether the application of the one-parent doctrine violates the due process or equal protection rights of unadjudicated parents." In re Sanders, 493 Mich. 959, 828 N.W.2d 391 (2013).
Whether child protective proceedings complied with a parent's right to
A brief review of the court rules and statutes governing child protective proceedings is helpful here. The juvenile code, MCL 712A.1 et seq., establishes procedures by which the state can exercise its parens patriae authority over minors. These procedures are reflected in Subchapter 3.900 of the Michigan Court Rules. In Michigan, child protective proceedings comprise two phases: the adjudicative phase and the dispositional phase. See In re Brock, 442 Mich. 101, 108, 499 N.W.2d 752 (1993). Generally, a court determines whether it can take jurisdiction over the child in the first place during the adjudicative phase. Id. Once the court has jurisdiction, it determines during the dispositional phase what course of action will ensure the child's safety and well-being. Id.
The court's authority to conduct those proceedings is found at MCL 712A.2(b), which encompasses child protective proceedings generally. The first subsection of that statute provides the court with jurisdiction over a child in cases of parental abuse or neglect. MCL 712A.2(b)(1) (providing for jurisdiction over a juvenile whose parent "neglects or refuses to provide proper or necessary support, education, medical, surgical, or other care necessary for his or her health or morals"). To initiate a child protective proceeding, the state must file in the family division of the circuit court a petition containing facts that constitute an offense against the child under the juvenile code (i.e., MCL 712A.2(b)). MCL 712A.13a(2); MCR 3.961.
Once a court assumes jurisdiction over a child, the parties enter the dispositional phase. Unlike the adjudicative phase, here the rules of evidence do not apply, MCR 3.973(E), and the respondent is not entitled to a jury determination of facts, MCR 3.911(A). The purpose of the dispositional phase is to determine "what measures the court will take with respect to a child properly within its jurisdiction and, when applicable, against any adult...." MCR 3.973(A) (emphasis added). The court's authority to enter these orders is found in MCL 712A.6.
The court has broad authority in effectuating dispositional orders once a child is within its jurisdiction. In re Macomber, 436 Mich. 386, 393-399, 461 N.W.2d 671 (1990). And while the court's dispositional orders must be "appropriate for the welfare of the juvenile and society in view of the facts proven and ascertained," MCL 712A.18(1), the orders are afforded considerable deference on appellate review, see In re Cornet, 422 Mich. 274, 278-279, 373 N.W.2d 536 (1985) (adopting the clear-error standard of review for dispositional orders).
If certain requirements are met, the court can terminate parental rights at the initial dispositional hearing, MCR 3.977(E);
Ultimately, the dispositional phase ends with a permanency planning hearing, which results in either the dismissal of the original petition and family reunification or the court's ordering the DHS to file a petition for the termination of parental rights.
Because the jurisdictional inquiry is focused on the child, once there has been an
In simpler terms, the one-parent doctrine permits courts to obtain jurisdiction over a child on the basis of the adjudication of either parent and then proceed to the dispositional phase with respect to both parents. The doctrine thus eliminates the petitioner's obligation to prove that the unadjudicated parent is unfit before that parent is subject to the dispositional authority of the court.
The Fourteenth Amendment of the United States Constitution provides that "[n]o State shall ... deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws." U.S. Const., Am. XIV, § 1. Included in the Fourteenth Amendment's promise of due process is a substantive component that "provides heightened protection against government interference with certain fundamental rights and liberty interests." Washington v. Glucksberg, 521 U.S. 702, 720, 117 S.Ct. 2258, 138 L.Ed.2d 772 (1997). Among these fundamental rights is the right of parents to make decisions concerning the care, custody, and control of their children. See Meyer v. Nebraska, 262 U.S. 390, 399-400, 43 S.Ct. 625, 67 L.Ed. 1042 (1923). In the words of this Court, "[p]arents have a significant interest in the companionship, care, custody, and management of their children, and the interest is an element of liberty protected by due process." In re JK, 468 Mich. 202, 210,
The right to parent one's children is "essential to the orderly pursuit of happiness by free men," Meyer, 262 U.S. at 399, 43 S.Ct. 625, and "is perhaps the oldest of the fundamental liberty interests," Troxel v. Granville, 530 U.S. 57, 65, 120 S.Ct. 2054, 147 L.Ed.2d 49 (2000) (opinion by O'Connor, J.). The right is an expression of the importance of the familial relationship and "stems from the emotional attachments that derive from the intimacy of daily association" between child and parent. Smith v. Org. of Foster Families for Equality & Reform, 431 U.S. 816, 844, 97 S.Ct. 2094, 53 L.Ed.2d 14 (1977).
A parent's right to control the custody and care of her children is not absolute, as the state has a legitimate interest in protecting "the moral, emotional, mental, and physical welfare of the minor" and in some circumstances "neglectful parents may be separated from their children." Stanley v. Illinois, 405 U.S. 645, 652, 92 S.Ct. 1208, 31 L.Ed.2d 551 (1972) (quotation marks and citation omitted). The United States Constitution, however, recognizes "a presumption that fit parents act in the best interest of their children" and that "there will normally be no reason for the State to inject itself into the private realm of the family to further question the ability of [fit parents] to make the best decisions concerning the rearing of [their] children." Troxel, 530 U.S. at 68-69, 120 S.Ct. 2054 (opinion by O'Connor, J.). Further, the right is so deeply rooted that "[t]he fundamental liberty interest of natural parents in the care, custody, and management of their child does not evaporate simply because they have not been model parents...." Santosky v. Kramer, 455 U.S. 745, 753, 102 S.Ct. 1388, 71 L.Ed.2d 599 (1982).
The United States Supreme Court has also recognized that due process demands that minimal procedural protections be afforded an individual before the state can burden a fundamental right. In Mathews v. Eldridge, the Supreme Court famously articulated a three-part balancing test to determine "what process is due" when the state seeks to curtail or infringe an individual right:
In essence, the Eldridge test balances the costs of certain procedural safeguards — here, an adjudication — against the risks of not adopting such procedures. The Supreme Court has regularly employed the Eldridge test to determine the nature of the process due in child protective proceedings in related contexts. See Santosky, 455 U.S. at 758, 102 S.Ct. 1388 ("Evaluation of the three Eldridge factors compels the conclusion that use of a `fair preponderance of the evidence' standard in [parental rights termination] proceedings is inconsistent with due process."); Smith, 431 U.S. at 848-852, 97 S.Ct. 2094 (addressing New York City's procedures for removing a minor from a foster home).
Our due process inquiry is also informed by Stanley v. Illinois, a pre-Eldridge case in which the Supreme Court held that the
The rule from Stanley is plain: all parents "are constitutionally entitled to a hearing on their fitness before their children are removed from their custody." Id. at 658, 92 S.Ct. 1208.
At the onset, we note that the Court of Appeals' interpretation in CR of MCL 712A.6 and MCR 3.973(A) would seemingly grant trial courts unfettered authority to enter dispositional orders, as long as the court finds them to be in the child's best interests.
Laird's primary argument is that the one-parent doctrine is unconstitutional because it allows courts to infringe the rights of unadjudicated parents to direct the care, custody, and control of their children without an adjudication that those parents are unfit. According to Laird, the facts of this case well illustrate the flaws inherent in the one-parent doctrine in practice. After the DHS filed the neglect petition, Sanders entered a no-contest plea to the allegations against her. This allowed the court to assume jurisdiction over Laird's children. The DHS did not pursue any allegations against Laird, despite his demand for a trial. His fitness was never the subject of any hearing, and he was never adjudicated as unfit. Nevertheless, the court refused to grant Laird custody of his children and instead ordered him to comply with services ordered as part of the dispositional plan.
The DHS responds that Laird was afforded all the process that he was due by virtue of the dispositional proceedings. According to the DHS, the dispositional phase obviates an unadjudicated parent's right to a fitness hearing.
As the Court of Appeals explained in CR, its interpretation of MCR 3.973(A) permits the trial court to enter dispositional orders affecting the rights of "any adult," including the parental rights of unadjudicated parents, as long as the court has established jurisdiction over the child. CR, 250 Mich.App. at 202-203, 646 N.W.2d 506. Because we have a duty to interpret statutes and court rules as being constitutional whenever possible, we reject any interpretation of MCL 712A.6 and MCR 3.973(A) that fails to recognize the unique constitutional protections that must be afforded to unadjudicated parents, irrespective of the fact that they meet the definition of "any adult."
Stanley is plain that Laird's right to direct the care, custody, and control of his children is a fundamental right that cannot be infringed without some type of fitness hearing. We therefore begin our analysis by testing the DHS's contention that a dispositional hearing is a constitutionally sufficient process in light of the Eldridge factors. We conclude
First, the importance of the private interest at stake here — a parent's fundamental right to direct the care, custody, and control of his or her child free from governmental interference — cannot be overstated.
With respect to the second and third Eldridge factors, it is undisputed that the state has a legitimate and important interest in protecting the health and safety of minors and, in some circumstances, that the interest will require temporarily placing a child with a nonparent. Stanley, 405 U.S. at 652, 92 S.Ct. 1208. It is this interest that lies at the heart of the state's parens patriae power. But this interest runs parallel with the state's interest in maintaining the integrity of the family unit whenever possible. MCL 712A.1(3) ("This chapter shall be liberally construed so that each juvenile coming within the court's jurisdiction receives the care, guidance, and control, preferably in his or her own home, conducive to the juvenile's welfare and the best interest of the state.") (emphasis added); Stanley, 405 U.S. at 652-653, 92 S.Ct. 1208 ("[I]f Stanley is a fit father, the State spites its own articulated goals when it needlessly separates him from his family."); Troxel, 530 U.S. at 68-69, 120 S.Ct. 2054 (opinion by O'Connor, J.) ("[S]o long as a parent adequately cares for ... [his or her] children, there will normally be no reason for the State to inject itself into the private realm of the family to further question the ability of that parent to make the best decisions concerning the rearing of [his or her] children."); Santosky, 455 U.S. at 766-767, 102 S.Ct. 1388 ("[W]hile there is still reason to believe that positive, nurturing parent-child relationships exist, the parens patriae interest favors preservation, not severance, of natural familial bonds."). When a child is parented by a fit parent, the state's interest in the child's welfare is perfectly aligned with the parent's liberty interest. But when a father or mother is erroneously deprived of his or her fundamental right to parent a child, the state's interest is undermined as well: "[T]he State registers no gain towards its declared goals when it separates children from the custody of fit parents." Stanley, 405 U.S. at 652, 92 S.Ct. 1208. In other words, the state ordinarily
There is no doubt that requiring adjudication of each parent will increase the burden on the state in many cases. But there is also little doubt that an adjudication would significantly reduce any risk of a parent's erroneous deprivation of the parent's right to parent his or her children. The trial is the only fact-finding phase regarding parental fitness, and the procedures afforded respondent parents are tied to the allegations of unfitness contained in the petition. As this Court has stated, "The procedures used in adjudicative hearings protect the parents from the risk of erroneous deprivation" of their parental rights. Brock, 442 Mich. at 111, 499 N.W.2d 752.
Dispositional hearings simply do not serve this same function. At the dispositional phase, the court is concerned only with what services and requirements will be in the best interests of the children. There is no presumption of fitness in favor of the unadjudicated parent.
While extending the right to an adjudication
We also find unpersuasive the DHS's position that adjudication of one parent offers sufficient process to the other parent. An unadjudicated parent is not entitled to contest any allegations made against him or her at the other parent's adjudication hearing because the unadjudicated parent is not a party to that proceeding. While an unadjudicated parent can hope that the respondent parent is willing to vigorously contest the allegations made in the petition, as the facts here demonstrate, the unadjudicated parent will often be disappointed. The respondent parent may enter a plea, as is his or her right, or may choose not to defend the allegations as vigorously as the unadjudicated parent would prefer. Moreover, as a nonparty to those proceedings, it is difficult to see how an unadjudicated parent could have standing to appeal any unfavorable ruling.
We find similarly unconvincing the argument that the state is relieved of its initial adjudication burden because unadjudicated parents may have the opportunity to have their parental rights restored during the dispositional phase, if the unadjudicated parents have complied with the case services plan or court orders, or both, during the dispositional phase.
Finally, we decline the DHS's invitation to dismiss this case as moot because Laird is currently incarcerated for violating federal drug-trafficking laws. An incarcerated parent can exercise the constitutional right to direct the care of his or her children while incarcerated, and Laird has tried to do just that.
We recognize that the state has a legitimate — and crucial — interest in protecting the health and safety of minor children. That interest must be balanced, however, against the fundamental rights of parents to parent their children. Often, these considerations are not in conflict because "there is a presumption that fit parents act in the best interests of their children." Troxel, 530 U.S. at 68, 120 S.Ct. 2054 (opinion by O'Connor, J.). When the state is concerned that neither parent should be entrusted with the care and custody of their children, the state has the authority — and the responsibility — to protect the children's safety and well-being by seeking an adjudication against both parents. In contrast, when the state seeks only to deprive one parent of the right to care, custody and control, the state is only required to adjudicate that parent. In this case, for example, there was no constitutional or jurisdictional impediment to disrupting the parental rights of Sanders, who was afforded the right to a determination of fitness.
Adjudication protects the parents' fundamental right to direct the care, custody, and control of their children, while also ensuring that the state can protect the health and safety of the children. Admittedly, in some cases this process may impose a greater burden on the state than would application of the one-parent doctrine because "[p]rocedure by presumption is always cheaper and easier than individualized determination." Stanley, 405 U.S. at 656-657, 92 S.Ct. 1208. But as the United States Supreme Court made clear
We accordingly hold that due process requires a specific adjudication of a parent's unfitness before the state can infringe the constitutionally protected parent-child relationship. In doing so, we announce no new constitutional right. Rather, we affirm that an old constitutional right — a parent's right to control the care, custody, and control of his or her children — applies to everyone, which is the very nature of constitutional rights. Because the one-parent doctrine allows the court to deprive a parent of this fundamental right without any finding that he or she is unfit, it is an unconstitutional violation of the Due Process Clause of the Fourteenth Amendment. We therefore overrule In re CR, vacate the order of the trial court, and remand this case to the trial court for further proceedings consistent with this opinion.
YOUNG, C.J., and MICHAEL F. CAVANAGH, MARY BETH KELLY, and ZAHRA, JJ., concurred with McCORMACK, J.
MARKMAN, J. (dissenting).
The issue here, as it generally is in constitutional cases, is whether the Legislature has acted in an unconstitutional manner by enacting statutes that for many years have provided the underpinnings for the so-called one-parent doctrine.
Appellant Lance Laird and Tammy Sanders were never married, but are the parents of two young boys — P (born in 2010) and C (born in 2011). Soon after the youngest boy was born with drugs in his system, the DHS removed the child from Sanders's custody and placed him with Laird, where the other child was already living.
Laird filed a motion seeking immediate placement of his children with him and challenging the one-parent doctrine. Following a hearing at which several witnesses, including Laird himself, testified, the trial court, relying on CR, denied this motion, and the Court of Appeals denied leave to appeal for lack of merit. In re Sanders Minors, unpublished order of the Court of Appeals, entered January 18, 2013 (Docket No. 313385). This Court granted leave to appeal and directed the parties to address "whether the application of the one-parent doctrine violates the due process or equal protection rights of unadjudicated parents." In re Sanders, 493 Mich. 959, 828 N.W.2d 391 (2013).
Questions involving the interpretation of statutes and court rules are reviewed de novo. People v. Buie, 491 Mich. 294, 304, 817 N.W.2d 33 (2012). Questions of constitutional law are also reviewed de novo. Id. It is well established that
"[W]e interpret court rules using the `same principles that govern the interpretation of statutes,'" Buie, 491 Mich. at 304, 817 N.W.2d 33, and therefore court rules, like statutes, are presumed to be constitutional.
Child-protective proceedings typically begin with the state filing a petition in the trial court alleging that a parent has abused or neglected a child. MCL 712A.13a(2); MCR 3.961. Then comes the adjudicative phase, in which it is determined whether the parent abused or neglected the child as alleged in the petition and thus whether the court has jurisdiction over the child. During this adjudicative phase, a parent can admit the allegations, plead no contest to the allegations, or demand a trial. MCR 3.971; MCR 3.972. Once a parent has admitted the allegations or pleaded no contest, or the fact-finder has found "evidence of abuse [or] neglect proved by a preponderance of the legally admissible evidence presented at the adjudication, [the court has jurisdiction over the child, and] it then proceeds to the dispositional phase of the protective proceedings." CR, 250 Mich.App. at 200-201, 646 N.W.2d 506. During the dispositional phase, the court will "determine what measures [it] will take with respect to a child," MCR 3.973(A), and in doing so, the court "may make orders affecting adults as in the opinion of the court are necessary for the physical, mental, or moral well-being of [the child] under its jurisdiction," MCL 712A.6. As this Court explained in In re Brock, 442 Mich. 101, 108, 499 N.W.2d 752 (1993):
The so-called one-parent doctrine allows a trial court to exercise jurisdiction over a child on the basis of the adjudication of only one parent. In other words, after one parent has been adjudicated, the court does not have to adjudicate the other parent, but instead can proceed to the dispositional phase. It is undisputed that the Legislature incorporated the one-parent doctrine into its statutory scheme and that this Court similarly incorporated the doctrine into its court rules. Most notably, MCL 712A.2 provides, in pertinent part:
The court has the following authority and jurisdiction:
MCL 712A.2(b) employs the singular form of "parent" and thus does not require that both parents be adjudicated in order for the court to exercise jurisdiction over the child.
Accordingly, once the court adjudicates one parent, pursuant to MCL 712A.2(b) the court can exercise jurisdiction over the child and, pursuant to MCL 712A.6, in exercising that jurisdiction, the court can "make orders affecting adults as in the opinion of the court are necessary for the physical, mental, or moral well-being" of the child. This makes sense because if a child is being abused or neglected, it is imperative that a court have the power to immediately intervene and to intervene effectively. "[A] juvenile court must be afforded the flexibility to assume jurisdiction over a child based on findings of maltreatment against one parent. This authority is essential to ensuring that the court has the ability to issue orders to remedy the abuse or neglect by the offending parent." Sankaran, Parens Patriae Run Amuck: The Child Welfare System's Disregard for the Constitutional Rights of Nonoffending Parents, 82 Temp L Rev 55, 84 (2009).
The one-parent doctrine has similarly been incorporated into the Michigan Court Rules. For example, MCR 3.973(A) provides:
In addition, MCR 3.973(F)(2) provides:
Accordingly, as the Court of Appeals explained in CR, 250 Mich.App. at 202-203, 205, 646 N.W.2d 506:
However, this Court did not address the issue in Mays I because the appellant-father had failed to preserve the issue in the trial court or the Court of Appeals. Id.
The Fourteenth Amendment provides that no state shall "deprive any person of life, liberty, or property, without due process of law[.]" US Const, Am XIV, § 1. "It is well established that parents have a significant interest in the companionship, care, custody, and management of their children," and "[t]his interest has been characterized as an element of `liberty' to be protected by due process." Brock, 442 Mich. at 109, 499 N.W.2d 752. Indeed, "[t]he liberty interest at issue in this case — the interest of parents in the care, custody, and control of their children — is perhaps the oldest of the fundamental liberty interests recognized by this Court." Troxel v. Granville, 530 U.S. 57, 65, 120 S.Ct. 2054, 147 L.Ed.2d 49 (2000) (opinion by O'Connor, J.).
"Where procedural due process must be afforded because a `liberty' or `property' interest is within the Fourteenth Amendment's protection, there must be determined `what process is due' in the particular context." Smith v. Org. of Foster Families for Equality & Reform, 431 U.S. 816, 847, 97 S.Ct. 2094, 53 L.Ed.2d 14 (1977). "`"[D]ue process," unlike some legal rules, is not a technical conception with a fixed content unrelated to time, place and circumstances.'" Mathews v. Eldridge, 424 U.S. 319, 334, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976), quoting Cafeteria & Restaurant Workers Union v. McElroy, 367 U.S. 886, 895, 81 S.Ct. 1743, 6 L.Ed.2d 1230 (1961). Instead, "`[d]ue process is flexible and calls for such procedural protections as the particular situation demands.'" Smith, 431 U.S. at 848, 97 S.Ct. 2094, quoting Morrissey v. Brewer, 408 U.S. 471, 481, 92 S.Ct. 2593, 33 L.Ed.2d 484 (1972). "`[T]he very nature of due process negates any concept of inflexible procedures universally applicable to every imaginable situation'...." Stanley v. Illinois, 405 U.S. 645, 650, 92 S.Ct. 1208, 31 L.Ed.2d 551 (1972), quoting Cafeteria Workers, 367 U.S. at 895, 81 S.Ct. 1743. "It is true that `[b]efore a person is deprived of a protected interest, he must be afforded opportunity for some kind of a hearing, "except for extraordinary situations where some valid governmental interest is at stake that justifies postponing the hearing until after the event."'" Smith, 431 U.S. at 848, 97 S.Ct. 2094,
The first factor to be considered is "the private interest that will be affected by the official action[.]" Id. "The private interest here, that of a man in the children he has sired and raised, undeniably warrants deference and, absent a powerful countervailing interest, protection." Stanley, 405 U.S. at 651, 92 S.Ct. 1208. "It is plain that the interest of a parent in the companionship, care, custody, and management of his or her children `come[s] to this Court with a momentum for respect lacking when appeal is made to liberties which derive merely from shifting economic arrangements.'" Id., quoting Kovacs v. Cooper, 336 U.S. 77, 95, 69 S.Ct. 448, 93 L.Ed. 513 (1949) (Frankfurter, J., concurring) (alteration in original). "[T]here is a presumption that fit parents act in the best interests of their children." Troxel, 530 U.S. at 68, 120 S.Ct. 2054 (opinion by O'Connor, J.). "Accordingly, so long as a parent adequately cares for his or her children (i.e., is fit), there will normally be no reason for the State to inject itself into the private realm of the family to further question the ability of that parent to make the best decisions concerning the rearing of that parent's children." Id. at 68-69, 120 S.Ct. 2054.
The next factor to be considered is "the risk of an erroneous deprivation of such interest through the procedures used...." Mathews, 424 U.S. at 335, 96 S.Ct. 893. "The extent to which procedural due process must be afforded the recipient is influenced by the extent to which he may be condemned to suffer grievous loss." Santosky, 455 U.S. at 758, 102 S.Ct. 1388 (citations and quotation marks omitted).
With regard to this factor, it is important to remember that the issue we address
The degree of interference with the parent's rights over the child after a finding that jurisdiction exists is largely dependent on the circumstances. As this Court has recognized, "[u]pon a finding of jurisdiction, the [family] court has several options, one of which is to return the children to their parents. Not every adjudicative hearing results in removal of custody." Id. at 111, 499 N.W.2d 752.
"[T]he fairness and reliability of the existing ... procedures" must also be considered. Mathews, 424 U.S. at 343, 96 S.Ct. 893. As the Court of Appeals explained in Mays II, unpub. op. at 3-5:
Given the protections afforded to parents by the provisions discussed above, "the risk of an erroneous deprivation" of a parent's interest, if any, is minimal.
As discussed more later, I believe that I reach a different result than the majority opinion partly because while the majority opinion only fleetingly acknowledges the interests of the children, I believe this to be the most important interest at issue here. The other reason we reach different results, in my opinion, is attributable to the majority opinion's erroneous assumptions that "[t]he [adjudication] trial is the only fact-finding phase regarding parental fitness," "[t]he statutes and court rules governing the dispositional phase ... simply do not demand any fitness determination," and "[t]here is no presumption of fitness in favor of the unadjudicated parent." This is not accurate. As addressed earlier, the statutory provisions and court rules, as they should, presume that parents are fit and require the state to prove a parent's unfitness before the state can remove a child from a parent's custody. See, for example, MCL 712A.18f(1)(c) and (d) and (4) and MCR 3.973(F)(2), which only allow the court to remove a child from a parent's custody if doing so would be "necessary in the interest of the child," after considering the "[l]ikely harm to the child if the child were to be separated from his or her parent" and the "[l]ikely harm to the child if the child were to be returned to his or her parent," and even then requires the court to specify in the order what "reasonable efforts have been made to prevent the child's removal from his or her home...."
While I agree with the majority opinion that the state, absent exigent circumstances,
The fairness of the procedures adopted by the Legislature is well demonstrated by the particular facts of this case. As Laird concedes, the court properly exercised jurisdiction over the children given the mother's no-contest plea. At this point, the children were placed with Laird and it was only after he tested positive for cocaine that the children were removed from his care. In other words, Laird was not presumed unfit. Instead, he was clearly presumed fit; otherwise the children would never have been placed with him to begin with.
The court considered all this information, including Laird's own testimony, and decided that Laird was, at least temporarily, an unfit parent. Because this determination was made (a determination that Laird does not even contest), the trial court had the requisite authority to place the children with someone other than Laird and to order him to comply with a service plan in order to regain custody of his children.
Laird argues that the trial court had to "adjudicate" him in order to find him unfit, and the majority opinion agrees with him in this regard. Laird and the majority opinion rely heavily on Stanley, 405 U.S. at 649, 92 S.Ct. 1208, which held that "as a matter of due process of law, Stanley was entitled to a hearing on his fitness as a parent before his children were taken from him...." Stanley was an unwed father who cared for his children until the children's mother died, at which point the state took his children away from him on the basis of an Illinois law that provided that the children of unwed fathers become wards of the state upon the death of the mother. The United States Supreme Court held that this law violated Stanley's right to due process because parents are entitled to a hearing on their fitness before their children can be taken away. The state cannot simply presume that all unwed fathers are unfit parents. However, Stanley never specified what type of hearing must be convened. Therefore, Laird's reliance on Stanley for the proposition that he is constitutionally entitled to a jury trial during the adjudication phase of a child-protective proceeding is misplaced. Stanley merely held that a hearing is required, and in the instant case multiple hearings were held regarding the placement of Laird's children.
"[T]he final factor to be considered is the public interest." Mathews, 424 U.S. at 347, 96 S.Ct. 893. "[T]he interest of the state as parens patriae is for the welfare of the child." Brock, 442 Mich. at 112-113, 499 N.W.2d 752. "[T]he State has an urgent interest in the welfare of the child...." Lassiter v. Dep't of Social Servs. of Durham Co., 452 U.S. 18, 27, 101 S.Ct. 2153, 68 L.Ed.2d 640 (1981).
"`The child has an interest in the outcome of the fact-finding hearing independent of that of the parent.'" Brock, 442 Mich. at 113 n. 19, 499 N.W.2d 752 (citation omitted).
Because "the risk of an erroneous deprivation" of a parent's interest is already minimal with the current procedures in place, the added or marginal value, if any, that would be served by requiring both parents to be adjudicated before the court could proceed to the dispositional phase is considerably outweighed by the added burdens that would be imposed on the state and children. As even the majority opinion recognizes, "[t]here is no doubt that requiring adjudication of each parent will increase the burden on the state...." See Mathews, 424 U.S. at 335, 96 S.Ct. 893 (stating that "the probable value, if any, of additional or substitute procedural safeguards" as well as the "fiscal and administrative burdens that the additional or substitute procedural requirement would entail" should be considered when determining what process is due). This is far less important, however, than the fact that any added or marginal value of the new safeguards would be considerably outweighed by the additional burdens on the children involved. See id. at 347, 96 S.Ct. 893 (stating that "the administrative burden and other societal costs that would be associated with requiring [the additional or substitute procedural requirement], as a matter of constitutional right," should also be considered) (emphasis added). Once it has been determined following a jury trial that a child has been abused or neglected by one parent, that child should not have to wait for a secure placement until it has been determined, following an additional jury trial, that the other parent — most particularly one who has actually resided in the same household as the abusing or neglecting parent — is implicated in the same abuse or neglect.
Abolishing the one-parent doctrine, as the majority opinion does today, will cost the state in terms of time, financial resources, and social-services manpower because it will now have to adjudicate both parents as unfit before it can even exercise jurisdiction over abused and neglected children.
While the majority opinion recognizes that "requiring adjudication of each parent will increase the burden on the state," it does not acknowledge the greater risk that the formal adjudication it requires of each parent will increase the burdens on the abused or neglected child, who may remain in an unsecure position for a prolonged period. Just as the majority opinion's failure to recognize that the current procedural requirements adequately protect parents' rights has caused it to conclude that the risks of erroneously depriving parents of their rights are great, its failure to recognize that requiring adjudication of each parent will increase the burden on abused and neglected children has caused it to conclude that the additional burdens that will be imposed as a result of requiring
Given (a) the interest of children in being protected from abusive and neglectful parents, (b) the public's legitimate interest in protecting children from abusive and neglectful parents, (c) the fact that Laird was only deprived of a trial during the initial phase of the child-protective proceedings, which simply determines whether the trial court possesses jurisdiction over the children, (d) the fact that Laird's rights to his children were adequately protected during the child-protective proceedings, and (e) the significant costs that would be inflicted on abused and neglected children of this state by entitling both parents to a trial on their unfitness before allowing the state to intervene to protect these children, I do not believe that Laird's constitutional rights to due process were violated by depriving him of a trial at the adjudicative phase of the process.
In summary, I agree with the majority opinion that (a) pursuant to MCL 712A.2(b), "once there has been an adjudication, either by trial or by plea, the court has jurisdiction over the child regardless of whether one or both parents have been adjudicated unfit"; (b) "[p]arents have a significant interest in the companionship, care, custody, and management of their children, and the interest is an element of liberty protected by due process"; (c) "there is a presumption that fit parents act in the best interests of their children"; (d) "all parents are constitutionally entitled to a hearing on their fitness before their children are removed from their custody," except that "[i]n the case of an imminent threat of harm, the state may take the child into custody without prior court authorization or parental consent"; (e) "the state has a legitimate and important interest in protecting the health and safety of minors"; (f) "requiring adjudication of each parent will increase the burden on the state"; (g) "constitutional rights do not always come cheap"; and (h) "Laird's complaint is not moot." (Citations and quotation marks omitted.) However, for the reasons set forth in this opinion, I respectfully disagree with the majority opinion's conclusion that both parents are constitutionally entitled to a jury trial on their fitness before children can be removed from their custody and placed within the protective jurisdiction of the court.
Concerning due process, it is always possible to extend additional procedural rights and entitlements to persons who come into contact with the government, as criminal defendants, public employees, consumers of public services, regulated parties, recipients of social-services benefits, or parents of abused and neglected children. Additional hearings and additional appeals can always be convened, more protective rules of evidence can always be prescribed, and broader compliance with ever finer details of process can always be required. There is simply no end to the argument that "fairness" requires something more, and there is little specificity in the Due Process Clause that either sustains or refutes most such arguments.
It is for this reason that the principle of deference to the constitutional judgments of the legislative and executive branches is of critical importance here. The threshold "presumption of constitutionality" of laws and rules enacted by the accountable branches of government is not a principle of jurisprudence deserving of mere passing reference, but, particularly in realms such as that of due process in which the constitutional text is so relatively open-ended and arguably compatible with alternative understandings of "fairness," it is a presumption necessary to ensuring that the judgments of the people and their elected representatives are not casually replaced by the contrary judgments of the judiciary.
What lies at the heart of the "presumption of constitutionality" is that the burden of persuasion rests heavily with the party seeking to upend the legal status quo to compellingly demonstrate that the people's elected representatives have erred in their understanding of the Constitution, and thus that the extraordinary power of judicial review should be exercised to strike down what has been enacted in the course of republican governance. As the breadth and open-endedness of a constitutional provision becomes increasingly pronounced, this does not become a warrant for the exercise of judicial discretion and intervention, but instead a warrant for the exercise of judicial deference-a respect for a broad range of judgments on the part of the legislative and executive branches. For when it is uncertain whether the people's representatives have acted within the purview of the Constitution, when people can reasonably disagree about whether a particular procedure is or is not required by due process, it is then that the "presumption of constitutionality" becomes most important. Otherwise, the presumption is little more than cant, mere formalism, as opposed to a genuine limitation on the exercise of judicial power within our constitutional architecture of separated powers.
The "presumption of constitutionality," if it means anything, signifies that the burden rests upon the judiciary, as a precondition to the invalidation of a law enacted through the representative process, to affirmatively demonstrate incompatibility of that law with the Constitution. It is not the people's obligation to demonstrate constitutionality, but the judiciary's obligation to demonstrate the contrary. It is simply not enough that a tribunal believes that it would be "better" to do things differently than the people have chosen. Rather, it is the court's obligation to establish that under no reasonable understanding of the Constitution could it countenance what the people have understood it to countenance.
What is further implicit in the "presumption of constitutionality" is that the legislative and executive branches must be viewed as no less committed than the judicial branch to upholding the Constitution,
And for at least 70 years, not only have the legislative and executive branches of this state acted to protect the interests of abused and neglected children through the enactment of laws that have allowed for the one-parent doctrine, but the judicial branch itself during this time has understood the laws underlying this doctrine to be fully constitutional, regularly reviewing and applying their provisions in countless numbers of cases involving abused and neglected children and their parents. No court of this state has previously understood these laws to run afoul of the supreme law of the land or of our state. At least not until today, when the people and their representatives have been newly informed that "fairness" now requires something considerably more.
What is it today that accounts for the nullification of the one-parent doctrine and (although it does not expressly say so) the laws that form this doctrine? What is it today that accounts for the conclusion that the accountable branches, as well as the judiciary, have for all these years erred by believing that the protections and guarantees conferred by our laws on the parents of abused and neglected children were sufficient under the Constitution? Is there some newly minted decision of the United States Supreme Court that has now compelled these conclusions? None that the majority opinion identifies. Are there new statutes or amendments that have been enacted by our Legislature that now warrant these results? Again, none that are cited. Are there new executive-branch policies or child-protective measures that have been introduced that now require these changes? None that are referred to. And is there any suggestion whatsoever that there has been some miscarriage of justice in the present case, or more generally that there have been injustices regarding our state's treatment of parents of abused and neglected children, or indeed even a single case indicative of serious shortcomings in this process? The majority opinion apprises us of none.
The majority opinion likely presages that this will be the first of many decisions of this Court elaborating ever more finely on what "fairness" requires in the context of the parents of abused and neglected children. There is no principled stopping point articulated that raises any barrier to future case-by-case-by-case expansions of due process. And as invariably tends to occur when matters that were once the subject of representative decision-making become "constitutionalized," there will be a long line of future decisions in which additional procedures, details, and hearings are successively layered on the child-protective process by the judiciary, ever more closely perhaps tracking the procedures, details, and hearings of the criminal justice process. As a result, the final disposition and
Our legislative and executive branches have adopted a broad array of procedures in support of the due process rights of the parents of the abused or neglected child. In the present case, Laird was afforded notice of multiple proceedings, an attorney to represent his interests at these proceedings, and an opportunity to be heard at these proceedings. Yes, more procedures, more details, more hearings, and more "constitutional" guarantees could doubtlessly be constructed by this Court, but again it is always possible to fill in the blanks of the Due Process Clause with more "rights" and "guarantees," albeit at some point only at a cost to other legitimate rights and interests, in this case those of the abused or neglected child. The majority opinion is quite correct in recognizing that constitutional rights "do not always come cheap." However, it is for precisely that reason — that there are, in fact, costs to the devising of new constitutional rights — that a Court should take the utmost care, and exercise the utmost judicial humility, in deferring to the judgments and expertise of those public actors best equipped to reasonably balance the interests of abused and neglected children and their parents coming from seriously dysfunctional homes. And it is for the same reason that this Court should exercise the utmost care, and exercise the utmost judicial humility, in ensuring that any new expression of "constitutional rights" is genuinely grounded in the text and history of the Constitution and that the contrary judgments of the Legislature and the Governor are equally genuinely incompatible with that Constitution. Precisely because constitutional rights "do not always come cheap," this Court should seek to ensure that the "presumption of constitutionality" is faithfully honored to the point at which it can be genuinely said that the costs incurred by a new "constitutional right" must be incurred because that is what the Constitution compels, and the Constitution compels nothing less.
For these reasons, I would affirm the trial court and hold that In re CR correctly held that the one-parent doctrine, which has been a part of our statutory scheme for more than 70 years, is not unconstitutional under the Due Process Clause of the Fourteenth Amendment. The Legislature has adequately protected the due process rights of a parent of an abused or neglected child (a child whose other parent has already been adjudicated unfit) by requiring a hearing on the parent's fitness before the state can interfere with his or her parental rights.
VIVIANO, J., concurred with MARKMAN, J.
We express no opinion about whether the jury guarantee in MCL 712A.17(2) is constitutionally required.
While I agree that the state must certainly overcome the presumption of parental fitness, I do not believe that the state must do this by "proving the allegations in the petition." Instead, as discussed more fully later, the state can overcome the presumption by proving that the parent abused or neglected the child regardless of whether such allegations were contained in the petition. I do not believe that the language "when applicable" suggests anything to the contrary. However, even if it did, the pertinent statute, MCL 712A.6, indisputably cannot be interpreted in this way because it does not contain the phrase "when applicable" and it very clearly states that "[t]he court has jurisdiction over adults ... and may make orders affecting adults as in the opinion of the court are necessary for the physical, mental, or moral well-being of a particular juvenile or juveniles under its jurisdiction."
In my opinion, this proposed solution is fully consistent with existing Michigan law because under that law, as discussed earlier, the court is "afforded the flexibility to assume jurisdiction over a child based on findings of maltreatment against one parent," but "absent proof of parental unfitness, the court must grant custodial rights to the nonoffending parent to the satisfaction of that parent." Id. However, Sankaran then proceeds to argue that a finding of unfitness would first require "the filing of a petition against the nonoffending parent, which would then trigger all the procedural protections available under state law." Id. at 85. In other words, he argues that a finding of unfitness must occur during the adjudicative phase of the proceedings, rather than during the dispositional phase. However, neither Sankaran nor the majority opinion nor anyone else of whom I am aware has identified any support for this proposition — that is, the proposition that the Constitution demands that a finding of unfitness occur during the adjudicative phase. Once again, it is important to remember that the issue before this Court is not whether requiring a finding of unfitness to be made during the adjudicative phase would be a wise policy decision, only whether the Constitution requires that this finding be made during that phase.
Stanley merely held that a parent must be presumed to be a fit parent and that a parent is entitled to a hearing before being deemed unfit, and that is exactly what happened in the instant case.