Filed: Apr. 10, 2018
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals PUBLISH Tenth Circuit UNITED STATES COURT OF APPEALS April 10, 2018 Elisabeth A. Shumaker FOR THE TENTH CIRCUIT Clerk of Court _ SAMANTHA HALL, Plaintiff - Appellant, v. No. 17-6086 CONOCO INC.; CONOCOPHILLIPS COMPANY; PHILLIPS 66 COMPANY, Defendants - Appellees. _ Appeal from the United States District Court for the Western District of Oklahoma (D.C. No. 5:14-CV-00670-HE) _ Jason B. Aamodt of Indian & Environmental Law Group, PLLC, Tulsa, Oklahoma (Krystina
Summary: FILED United States Court of Appeals PUBLISH Tenth Circuit UNITED STATES COURT OF APPEALS April 10, 2018 Elisabeth A. Shumaker FOR THE TENTH CIRCUIT Clerk of Court _ SAMANTHA HALL, Plaintiff - Appellant, v. No. 17-6086 CONOCO INC.; CONOCOPHILLIPS COMPANY; PHILLIPS 66 COMPANY, Defendants - Appellees. _ Appeal from the United States District Court for the Western District of Oklahoma (D.C. No. 5:14-CV-00670-HE) _ Jason B. Aamodt of Indian & Environmental Law Group, PLLC, Tulsa, Oklahoma (Krystina E..
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FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS April 10, 2018
Elisabeth A. Shumaker
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
SAMANTHA HALL,
Plaintiff - Appellant,
v. No. 17-6086
CONOCO INC.;
CONOCOPHILLIPS COMPANY;
PHILLIPS 66 COMPANY,
Defendants - Appellees.
_________________________________
Appeal from the United States District Court
for the Western District of Oklahoma
(D.C. No. 5:14-CV-00670-HE)
_________________________________
Jason B. Aamodt of Indian & Environmental Law Group, PLLC, Tulsa,
Oklahoma (Krystina E. Phillips, Dallas L.D. Strimple, of Indian &
Environmental Law Group, PLLC, Tulsa, Oklahoma; Trae Gray, Ryan
Ellis, of LandownerFirm, PLLC, Coalgate, Oklahoma; G. Steven Stidham
of Levinson, Smith & Huffman, P.C., Tulsa, Oklahoma, with him on the
briefs), for Plaintiff-Appellant.
Brett J. Young (Joy M. Soloway, Katherine D. Mackillop, Devin Wagner,
with him on the brief), of Norton Rose Fulbright US LLP, Houston, Texas,
for Defendants-Appellees.
_________________________________
Before BACHARACH, MURPHY, and McHUGH, Circuit Judges.
_________________________________
BACHARACH, Circuit Judge.
_________________________________
This appeal involves issues of causation and exclusion of expert
testimony. These issues arose in a suit by Ms. Samantha Hall against
Conoco Inc., ConocoPhillips Company, and Phillips 66 Company
(collectively, “ConocoPhillips”) on theories of negligence, negligence per
se, and strict liability.
Ms. Hall was diagnosed with leukemia, and she attributes the disease
to a ConocoPhillips refinery’s emissions of a chemical known as benzene.
Liability turned largely on whether benzene emissions had caused Ms.
Hall’s leukemia. On the issue of causation, the district court excluded
testimony from two of Ms. Hall’s experts and granted summary judgment
to ConocoPhillips. We affirm because
the district court did not abuse its discretion in excluding the
expert testimony and
expert testimony was necessary to create a genuine issue of
material fact on causation because of the length of time
between the exposure to benzene and the onset of Ms. Hall’s
disease.
I. Background
As a child, Ms. Hall had lived near ConocoPhillips’s refinery in
Ponca City, Oklahoma. Roughly two decades later, Ms. Hall developed a
form of leukemia known as “Acute Myeloid Leukemia with Inversion 16.”
This disease, according to Ms. Hall, resulted from her early exposure to the
refinery’s emissions of benzene.
2
In district court, Ms. Hall tried to prove this link through three
expert witnesses:
1. Dr. David Mitchell, an air modeler,
2. Dr. Steven Gore, an oncologist, and
3. Dr. Mary Calvey, an epidemiologist.
Dr. Mitchell created an air model to estimate benzene concentrations near
where Ms. Hall had lived. Based on Dr. Mitchell’s estimates, Dr. Gore
calculated Ms. Hall’s cumulative exposure to benzene and
used this calculation to opine that benzene exposure had caused
Ms. Hall’s leukemia.
Dr. Calvey expressed a similar opinion.
ConocoPhillips moved for
exclusion of opinion testimony by multiple expert witnesses,
including Dr. Gore and Dr. Calvey and
summary judgment on the issue of causation.
The district court granted the motion to exclude the expert testimony by
Drs. Gore and Calvey. In the absence of their testimony, the court also
granted summary judgment to ConocoPhillips, concluding that Ms. Hall
had not presented sufficient evidence linking her disease to benzene
exposure.
II. Exclusion of Expert Testimony
Ms. Hall challenges the district court’s exclusion of expert testimony
by Drs. Gore and Calvey. We reject this challenge.
3
A. Standard of Review
The district court has “wide latitude” in deciding whether to exclude
expert testimony, and we review the manner in which the district court
exercises this gatekeeping function for an abuse of discretion. Bitler v.
A.O. Smith Corp.,
400 F.3d 1227, 1232 (10th Cir. 2005).
The district court’s exclusion of expert testimony is governed by
federal law. See Sims v. Great Am. Life Ins.,
469 F.3d 870, 879 (10th Cir.
2006). Under Federal Rule of Evidence 702, a qualified expert witness may
give opinion testimony if
the expert’s scientific knowledge would help the fact-finder
understand the evidence,
“the testimony is based on sufficient facts or data,”
“the testimony is the product of reliable principles and
methods,” and
“the expert has reliably applied the principles and methods to
the facts of the case.”
Fed. R. Evid. 702.
Before expert testimony can be admitted, the district court must
determine that the proposed testimony is reliable. Daubert v. Merrell Dow
Pharm.,
509 U.S. 579, 589 (1993). The district court’s assessment of
reliability is reviewed for an abuse of discretion. Goebel v. Denver & Rio
Grande W. Ry.,
346 F.3d 987, 990 (10th Cir. 2003). This review includes
consideration of whether “the reasoning and methodology underlying the
4
expert’s opinion . . . is both scientifically valid and applicable to a
particular set of facts.”
Id. at 991.
B. Dr. Gore’s Testimony
Dr. Gore rendered a differential diagnosis on the cause of Ms. Hall’s
leukemia. A differential diagnosis “rule[s] in all scientifically plausible
causes of the injury and then rule[s] out the least plausible causes until
only the most likely cause remain[s].”
Id. at 990.
Dr. Gore’s first step was to rule in benzene, smoking, and idiopathic
causes as potential causes of Ms. Hall’s leukemia. 1 Dr. Gore then ruled out
smoking as a potential cause, leading him to conclude that benzene
exposure had caused Ms. Hall’s leukemia. Dr. Gore did not expressly rule
out the possibility of idiopathic causes.
The district court assumed that a differential diagnosis could provide
a suitable methodology. But the district court regarded Dr. Gore’s
differential diagnosis as unreliable based partly on his failure to justify
ruling in benzene or ruling out “idiopathic causes” of Ms. Hall’s disease.
Hall v. ConocoPhillips,
248 F. Supp. 3d 1177, 1190-91 (W.D. Okla. 2017)
(quoting Chapman v. Procter & Gamble Distrib.,
766 F.3d 1296, 1311
(11th Cir. 2014)). This reasoning fell within the district court’s discretion.
1
Dr. Gore and other experts explained that an “idiopathic” disease is a
disease in which the cause is unknown.
5
1. Ruling In Benzene
To use a differential diagnosis, Dr. Gore needed to consider whether
he could rule in benzene as a potential cause of Ms. Hall’s disease. We
may assume, as the district court did, that benzene emissions can cause
Acute Myeloid Leukemia with Inverse 16. With this assumption, however,
Ms. Hall would still have needed to show that the benzene emissions
actually caused her disease. For this showing, Ms. Hall relied on Dr.
Gore’s quantification of the exposure to benzene.
To quantify the exposure, Dr. Gore used the work of another expert
witness, Dr. Mitchell, who had constructed an air model to estimate the
highest hourly average concentration of benzene. With this estimate, Dr.
Gore quantified the cumulative exposure to benzene based on how long Ms.
Hall had lived near the refinery. 2 The result led Dr. Gore to rule in benzene
as a potential cause of Ms. Hall’s leukemia.
The district court found two flaws in this methodology:
1. Dr. Gore could not reliably use the highest hourly average-
emission level to calculate Ms. Hall’s cumulative exposure to
benzene.
2
Dr. Gore later upped his estimate of Ms. Hall’s total exposure based
on new air modeling by Dr. Mitchell, which in turn had been based on new
information. The supplemental estimates of Drs. Mitchell and Gore were
excluded in district court based on a failure to timely disclose these
estimates. The parties dispute the correctness of this ruling, but we need
not reach the issue because we affirm the exclusion of Dr. Gore’s opinion
based on flaws in his methodology. The newly acquired information did not
affect these flaws.
6
2. Dr. Gore’s calculation was based on mistakes involving the
extent of Ms. Hall’s exposure to benzene.
In finding these flaws, the district court acted within its discretion.
a. The Choice of the Highest Hourly Average-Emission Level
Dr. Gore estimated Ms. Hall’s cumulative exposure by taking one of
Dr. Mitchell’s figures (the highest hourly average-emission level).
ConocoPhillips questions the use of this figure, pointing out that Dr. Gore
could have used other figures from Dr. Mitchell’s air model.
In this model, Dr. Mitchell had estimated benzene emissions over an
extended time period. This estimate included the highest hourly average
concentration of benzene while Ms. Hall lived near the refinery. Dr.
Mitchell took this figure and instructed Dr. Gore to use it for his own
calculation.
But Dr. Mitchell admitted that he was not qualified to decide which
figure to use in assessing the impact of benzene emissions on human
health:
Q. You are not qualified when it comes to analyzing what
value—acute, chronic, subchronic—is more relevant for
assessing human health risk for benzene or any other
chemical. You are not qualified to offer that opinion.
A. I fully agree with that. I’m an air modeler and I’m a
meteorologist.
. . .
7
Q. And you don’t know which one of those matters most or
matters at all for assessing whether or not Samantha Hall
developed [acute myeloid leukemia] from benzene?
A. Counselor, that’s out of my expertise. I’m not—I’m an air
modeler and a meteorologist.
Appellant’s App’x at 4944-45. Dr. Mitchell conceded that selection of the
concentration level was best left to an oncologist like Dr. Gore. 3 In turn,
Dr. Gore acknowledged that he had not independently chosen which figure
to use. Instead, he had admittedly relied on Dr. Mitchell’s expertise to
select the pertinent figure.
Dr. Gore testified that he had called Dr. Mitchell, who provided
assurance that the highest hourly average-emission level was the metric
used in the industry. Appellant’s App’x at 5162. The district court could
reasonably consider this assurance an inadequate safeguard of reliability.
See Mitchell v. Gencorp Inc.,
165 F.3d 778, 781 (10th Cir. 1999) (“The
expert’s assurance that the methodology and supporting data is reliable
will not suffice.”).
Without an adequate safeguard of reliability, the district court could
reasonably conclude that neither Dr. Gore nor Dr. Mitchell could defend
the use of the highest hourly average-emission level. Both expert witnesses
3
Dr. Mitchell noted that he was confident in his choice of the highest
hourly average because this was the figure that other expert witnesses had
always requested. But requests from other expert witnesses do not obviate
the need for someone with expertise to select the appropriate concentration
level for Dr. Gore’s calculation.
8
had seemingly disclaimed any responsibility for picking this figure: Dr.
Mitchell had regarded Dr. Gore as the expert and Dr. Gore had regarded
Dr. Mitchell as the expert, leaving no one qualified to choose which
concentration level to use.
This circular loop stirred broader concern over the entirety of Dr.
Gore’s calculation. That calculation was designed to estimate Ms. Hall’s
cumulative exposure to benzene. If Dr. Gore had calculated the cumulative
exposure based on an incorrect figure, the court could reasonably question
the decision to rule in benzene as a potential cause. 4 As a result, we
conclude that the district court acted within its discretion in questioning
the reliability of Dr. Gore’s decision to use the highest hourly average-
emission level.
b. Dr. Gore’s Errors and Inconsistencies Regarding the Extent
of Ms. Hall’s Exposure to Benzene
The district court also identified three of Dr. Gore’s errors and
inconsistencies about the extent of Ms. Hall’s exposure to benzene.
First, Dr. Gore assumed that Ms. Hall had lived near the refinery for
eight years. But Dr. Gore was mistaken; Ms. Hall had lived near the
refinery for only about four years. As Dr. Gore acknowledged, this error
4
Ms. Hall argues that medical doctors can rely on expert air modelers.
Ms. Hall is correct, and the district court never suggested otherwise. The
problem was that no one had justified the selection of the figure that was
used in calculating Ms. Hall’s cumulative exposure to benzene.
9
meant that his estimate of the cumulative exposure was roughly double
what it should have been.
Second, Dr. Gore vacillated on his own methodology. He initially
stated that he had calculated Ms. Hall’s exposure by
using the highest hourly average-emission level from Dr.
Mitchell’s model and
assuming that Ms. Hall had been exposed to that level for one
hour every day.
But in a later declaration, Dr. Gore stated that he had assumed exposure for
8 hours per day, 5 days per week, 50 weeks per year. At a hearing, Dr.
Gore switched back, testifying that his declaration had been mistaken and
that he had actually assumed only one hour of exposure per day.
Third, the district court found that Dr. Gore had been inconsistent
about what he was calculating. He sometimes said that he was calculating
Ms. Hall’s exposure to benzene; other times, however, he stated that he
was calculating exposure to volatile organic compounds. These
inconsistencies mattered because benzene is only one of many volatile
organic compounds. 5
5
In his deposition, Dr. Gore estimated Ms. Hall’s exposure to benzene
as only 20% of her broader exposure to volatile organic compounds. But
Dr. Gore later backtracked, stating that his initial calculation had been
solely for benzene and had excluded other volatile organic compounds.
10
In light of these errors and inconsistencies, the district court could
reasonably question the reliability of Dr. Gore’s opinion ruling in benzene
exposure as a potential cause.
2. Ruling Out Idiopathic Causes
Even if benzene could be ruled in as a potential cause, Dr. Gore’s
differential diagnosis would have depended on his ability to rule out less
plausible causes of Ms. Hall’s disease. The district court concluded that
Dr. Gore had failed to rule out idiopathic causes, and this conclusion fell
within the district court’s discretion.
The parties agreed that acute myeloid leukemia is frequently caused
by idiopathic sources. For example, Ms. Hall presented expert testimony
that 70-75% of cases of acute myeloid leukemia are idiopathic. And Dr.
Gore agreed that acute myeloid leukemia is ordinarily idiopathic in origin.
The resulting question is whether Dr. Gore needed to consider and rule out
idiopathic causes. The district court answered “yes.”
A differential diagnosis is designed to identify the most likely cause
of a disease. See Goebel v. Denver & Rio Grande W. Ry.,
346 F.3d 987,
990-91 (10th Cir. 2003). An expert need not consider and rule out every
conceivable cause. See Bitler v. A.O. Smith Corp.,
400 F.3d 1227, 1238 n.6
(10th Cir. 2005); accord Best v. Lowe’s Home Ctrs.,
563 F.3d 171, 181
(6th Cir. 2009) (“[D]octors need not rule out every conceivable cause in
order for their differential-diagnosis-based opinions to be admissible.”).
11
But the expert must still consider all plausible causes and rule out the less
plausible ones until only the most likely cause remains. See Glastetter v.
Novartis Pharm.,
252 F.3d 986, 989 (8th Cir. 2001); see also Hollander v.
Sandoz Pharm.,
289 F.3d 1193, 1211-12 (10th Cir. 2002) (noting that a
reliable differential diagnosis eliminates “all other possible causes of the
victims’ condition . . . leaving only the toxic substance as the cause”
(quoting Turner v. Iowa Fire Equip.,
229 F.3d 1202, 1209 (8th Cir.
2000))).
Dr. Gore did not rule out the possibility of an idiopathic cause for
Ms. Hall’s acute myeloid leukemia. This omission concerned the district
court because the evidence had pointed to idiopathic causes in most cases
of acute myeloid leukemia, and the district court could reasonably view the
failure to rule out idiopathic causes as a fatal error tainting the differential
diagnosis. See Milward v. Rust-Oleum Corp.,
820 F.3d 469, 476 (1st Cir.
2016) (upholding exclusion of expert testimony based on a differential
diagnosis, reasoning that it was unreliable to link benzene to acute
promyelocytic leukemia in part because the disease has an extraordinary
number of idiopathic cases); see also Chapman v. Procter & Gamble
Distrib.,
766 F.3d 1296, 1311 (11th Cir. 2014) (holding that a failure to
consider idiopathic causes rendered the differential diagnosis unreliable);
Tamraz v. Lincoln Elec.,
620 F.3d 665, 675 (6th Cir. 2010) (holding that
expert testimony regarding causation of a given disease was inadmissible
12
because “the vast majority of . . . cases” involve “unknown (idiopathic)
causation,” “making it impossible to ignore and rule out”); accord
Blanchard v. Goodyear Tire & Rubber Co.,
30 A.3d 1271, 1275-76 (Vt.
2011) (stating that the presence of a known risk factor is not sufficient to
rule out idiopathic origin, particularly when most incidents of the disease
lacked a known cause).
Ms. Hall responds with two arguments:
1. The district court misunderstood the concept of “idiopathic”
causes.
2. The Tenth Circuit does not require differential diagnoses to
rule out idiopathic causes.
We reject both arguments.
First, Ms. Hall argues that the district court misunderstood the term
“idiopathic.” She characterizes “idiopathic” as a diagnosis by exclusion:
only if all known factors are ruled out, leaving no known plausible factors,
can the leukemia be considered idiopathic. Under this view, it is illogical
to ask Dr. Gore to “rule out” idiopathic causes because a disease can be
considered idiopathic only if all identifiable causes have been ruled out.
Based on this definition of “idiopathic,” Ms. Hall regards the district
court’s reasoning as faulty. To Ms. Hall, Dr. Gore properly ruled in all
known risk factors and ruled out the implausible ones until he was left only
with benzene. Because benzene remained a plausible cause, the term
“idiopathic” would not fit.
13
But the district court could reasonably take a different approach
when analyzing “idiopathic” causes. One can regard “idiopathic” causes as
recognition of the medical community’s inability to identify all of the
causes of a disease. See Tamraz v. Lincoln Elec.,
620 F.3d 665, 668 (6th
Cir. 2010) (stating that the term “idiopathic” is “another way of saying the
medical community does not know why a given individual has the
disease”); Huss v. Gayden,
571 F.3d 442, 459 (5th Cir. 2009) (indicating
that a condition is “idiopathic” when “the medical community has a poor
understanding of what causes it”); see also Vacuum Depositing, Inc. v.
Dever,
285 S.W.3d 730, 733 (Ky. 2009) (“In common parlance, the term
‘idiopathic’ means ‘arising spontaneously or from an obscure or unknown
cause.’” (footnote omitted)).
Because idiopathy accounts for more than half of the cases of acute
myeloid leukemia, a differential diagnosis could be considered inherently
unreliable here. See
Tamraz, 620 F.3d at 675 (“[U]nknown (idiopathic)
causation . . . currently accounts for the vast majority of Parkinson’s
Disease cases, making it impossible to ignore and difficult to rule out.”);
Bland v. Verizon Wireless, (VAW),
538 F.3d 893, 897 (8th Cir. 2008)
(“Where the cause of the condition is unknown in the majority of cases,
[the expert witness] cannot properly conclude, based upon a differential
diagnosis, [the plaintiff’s] exposure to freon was ‘the most probable cause’
of [the plaintiff’s] exercise-induced asthma.”); see also Restatement
14
(Third) of Torts: Liab. for Physical and Emotional Harm § 28 cmt. c(4)
(Am. Law. Inst. 2010) (“When the causes of a disease are largely unknown,
. . . [a differential diagnosis] is of little assistance.”). Given the
predominance of idiopathic causes, we conclude that the district court had
the discretion to consider Dr. Gore’s differential diagnosis unreliable.
Second, Ms. Hall contends that the Tenth Circuit does not require
experts to rule out idiopathic causes in conducting a differential diagnosis.
For this contention, Ms. Hall relies on Bitler v. A.O. Smith Corp.,
400 F.3d
1227 (10th Cir. 2005). Ms. Hall has misinterpreted Bitler. There we
observed that an expert need not “‘categorically exclude each and every
possible alternative cause.’”
Bitler, 400 F.3d at 1238 n.6 (quoting Stephen
A. Saltzburg et al., Federal Rules of Evidence Manual 702-33 (8th ed.
2002)). This observation does not preclude a district court from
questioning the reliability of a differential diagnosis when the cause of a
disease is unknown most of the time.
* * *
The district court could justifiably regard Dr. Gore’s differential
diagnosis as unreliable because of his failure to (1) justify ruling in
benzene or (2) rule out idiopathic causes. Thus, the district court did not
abuse its discretion in excluding Dr. Gore’s opinion based on his
differential diagnosis.
15
C. Dr. Calvey’s Testimony
The district court also excluded Dr. Calvey’s opinion testimony
linking benzene to Ms. Hall’s disease. Like Dr. Gore, Dr. Calvey
conducted a differential diagnosis and opined that benzene had caused Ms.
Hall’s leukemia. This opinion was excluded in part because Dr. Calvey had
not “adequately address[ed] the issue of exposure.” Hall v. ConocoPhillips,
248 F. Supp. 3d 1177, 1193 (W.D. Okla. 2017). Ms. Hall does not
challenge this rationale, foreclosing reversal of the exclusion of Dr.
Calvey’s testimony. See Bones v. Honeywell Int’l,
366 F.3d 869, 877 (10th
Cir. 2004) (affirming a grant of summary judgment because the appellant
failed to appeal an alternative basis for the ruling).
III. Summary Judgment
Ms. Hall challenges not only the exclusion of expert testimony but
also the grant of summary judgment to ConocoPhillips. The district court
concluded that without the expert testimony by Dr. Gore and Dr. Calvey,
Ms. Hall lacked the required evidence linking her disease to benzene
emissions. Ms. Hall challenges this conclusion, arguing that the
circumstantial evidence was enough to avoid summary judgment. 6
6
Both parties focus on Oklahoma law. Although federal law governs
whether Ms. Hall presented sufficient evidence of causation to defeat
summary judgment, state law governs “what theories of causation are
permissible and the general means permitted to establish causation.”
Tingey v. Radionics, 193 F. App’x 747, 760 (10th Cir. 2006)
16
We engage in de novo review of the grant of summary judgment.
United States v. Turley,
878 F.3d 953, 956 (10th Cir. 2017). Summary
judgment is appropriate only if the movant has shown
the absence of a genuine issue of material fact and
the movant’s entitlement to judgment as a matter of law.
Gutteridge v. Oklahoma,
878 F.3d 1233, 1238 (10th Cir. 2018).
For causation, Ms. Hall points to circumstantial evidence such as the
presence of hydrocarbon leaks and odors in her neighborhood, groundwater
contamination, a high benzene reading near her residence, and estimates by
the Environmental Protection Agency showing increased risk from the
refinery. This circumstantial evidence fails to create a genuine issue of
material fact on causation because of the need for
expert testimony on the link between her disease and benzene
exposure and
quantification of Ms. Hall’s exposure to benzene.
A. The Necessity of Expert Testimony
Ms. Hall’s circumstantial evidence does not create a genuine issue of
material fact on causation because of the length of time between her
exposure to benzene emissions and the onset of her disease.
(unpublished); see Wackman v. Rubsamen,
602 F.3d 391, 400 (5th Cir.
2010). The resolution of Ms. Hall’s claim depends on whether the type of
evidence submitted constituted a permissible means of proving causation.
Thus, we apply state law. See Tingey, 193 F. App’x at 760, 764;
Wackman,
602 F.3d at 400 & n.2.
17
Oklahoma law generally requires expert testimony for complex issues
of medical causation. See, e.g., Christian v. Gray,
65 P.3d 591, 601-02
(Okla. 2003) (“When an injury is of a nature requiring a skilled and
professional person to determine cause and the extent thereof, the
scientific question presented must necessarily be determined by testimony
of skilled and professional persons.”); Ruland v. Zenith Constr.,
283 P.2d
540, 541 (Okla. 1955) (noting that the cause of an illness “is a matter of
medical science to be established by expert testimony”).
An exception exists “where the common knowledge or experience of
laymen is extensive enough to recognize or infer negligence from the facts
. . . with reasonable certainty.” Boxberger v. Martin,
552 P.2d 370, 373
(Okla. 1976). But the district court could reasonably conclude that the
long-term carcinogenic effects of benzene exposure lie outside the ken of
common experience, requiring expert testimony. See Jones v. Ortho Pharm.
Corp.,
163 Cal. App. 396, 403 (1985) (stating that the etiology of cancer
lies “beyond the experience of laymen and can only be explained through
expert testimony”).
In light of the need for expert testimony on the effects of benzene
exposure, Ms. Hall could not avoid summary judgment by relying solely on
circumstantial evidence linking her disease to benzene emissions.
18
B. Quantification of Exposure to Benzene
When causation involves a link between a disease and exposure to a
toxin, the exposure must ordinarily be quantified. See Mitchell v. Gencorp,
Inc.,
165 F.3d 778, 781 (10th Cir. 1999) (“‘Scientific knowledge of the
harmful level of exposure to a chemical plus knowledge that plaintiff was
exposed to such quantities are minimal facts necessary to sustain the
plaintiff’s burden in a toxic court case.’” (quoting Allen v. Pa. Eng’g,
102
F.3d 194, 199 (5th Cir. 1996))). Thus, Ms. Hall’s theory required not only
expert testimony but also quantification of her exposure to benzene. See
Twyman v. GHK Corp.,
93 P.3d 51, 59-60 (Okla. Civ. App. 2004) (faulting
an expert for his inability to identify the presence of a chemical at
sufficient levels to have caused the injury).
Ms. Hall disputes the need to quantify her exposure. For this
argument, Ms. Hall relies on Christian v. Gray,
65 P.3d 591 (Okla. 2003).
There the plaintiffs asserted that they had become sick from inhaling
airborne chemicals at a circus.
Id. at 594. The Oklahoma Supreme Court
concluded that the plaintiffs had not needed to quantify their exposure to
the airborne chemical, reasoning that
this approach would “prevent many lawsuits based upon a
single-event exposure, such as, for example, when a plaintiff
brings an action and testifies of being enveloped by a great
cloud of noxious gas from a calamitous event” and
“‘evidence of instantaneous onset of injury following a certain
occurrence and expert testimony that the injury could have
19
been caused by the occurrence’” is enough to survive summary
judgment.
Id. at 606 (quoting Martin v. Stratton,
515 P.2d 1366, 1371 (Okla. 1973)).
In Christian, the court concluded that quantitative measurement is
sometimes unnecessary when the plaintiff is exposed to an excessive
amount of a chemical, followed quickly by the onset of symptoms. See
id.
Our case is far different. Ms. Hall alleges long-term exposure to benzene,
causing leukemia decades later. Thus, the Christian exception has no
bearing here.
* * *
To avoid summary judgment on the issue of causation, Ms. Hall
needed both expert testimony and quantification of her exposure to
benzene. Without the proposed testimony by Dr. Gore and Dr. Calvey, Ms.
Hall lacked both the required expert testimony and a way to quantify her
exposure to benzene emissions. Accordingly, the district court did not err
in granting summary judgment to ConocoPhillips on causation.
IV. Conclusion
We conclude that the district court did not err
in excluding the testimony of Drs. Gore and Calvey and
in concluding that ConocoPhillips was entitled to summary
judgment on causation.
Therefore, we affirm.
20