Filed: Oct. 16, 2019
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT October 16, 2019 _ Elisabeth A. Shumaker Clerk of Court RICHARD TURNER, Plaintiff - Appellant, v. No. 19-5030 (D.C. No. 4:18-CV-00198-GKF-FHM) PHILLIPS 66 COMPANY, a corporation, (N.D. Okla.) Defendant - Appellee. _ ORDER AND JUDGMENT* _ Before HOLMES, O’BRIEN, and MATHESON, Circuit Judges. _ Richard Turner appeals the grant of summary judgment in favor of Phillips 66 Company on his claims und
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT October 16, 2019 _ Elisabeth A. Shumaker Clerk of Court RICHARD TURNER, Plaintiff - Appellant, v. No. 19-5030 (D.C. No. 4:18-CV-00198-GKF-FHM) PHILLIPS 66 COMPANY, a corporation, (N.D. Okla.) Defendant - Appellee. _ ORDER AND JUDGMENT* _ Before HOLMES, O’BRIEN, and MATHESON, Circuit Judges. _ Richard Turner appeals the grant of summary judgment in favor of Phillips 66 Company on his claims unde..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT October 16, 2019
_________________________________
Elisabeth A. Shumaker
Clerk of Court
RICHARD TURNER,
Plaintiff - Appellant,
v. No. 19-5030
(D.C. No. 4:18-CV-00198-GKF-FHM)
PHILLIPS 66 COMPANY, a corporation, (N.D. Okla.)
Defendant - Appellee.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before HOLMES, O’BRIEN, and MATHESON, Circuit Judges.
_________________________________
Richard Turner appeals the grant of summary judgment in favor of Phillips 66
Company on his claims under the Americans with Disabilities Act (ADA), 42 U.S.C.
§§ 12101-12213.1 Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.2
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
1
In 2008, Congress amended the ADA by passing the ADA Amendments Act
(“ADAAA”). In this opinion, we refer to the amended Act simply as “the ADA.”
2
The district court also remanded to state court Mr. Turner’s claim under the
Oklahoma Standards for Workplace Drug and Alcohol Testing Act, Okla. Stat. tit.
40, §§ 551-565. Mr. Turner does not challenge this ruling on appeal. The remand
I. BACKGROUND
In 2017, Mr. Turner worked for Phillips 66 as a crane operator at the
company’s refinery in Ponca City, Oklahoma. He was subject to and aware of
Phillips 66’s substance abuse policy, which allowed for random and post-accident
drug testing for “Cannabinoids, Cocaine, Opiates, Phencyclidine (PCP) and
Amphetamines.” Aplt. App. I at 126. The policy mandated termination of any
employee with a positive drug test. Phillips 66 contracted with Cynergy, P.A. to
provide medical review officer (MRO) services for the drug testing. For Oklahoma
employees like Mr. Turner, the policy required the MRO to contact an employee after
a positive test and determine whether the employee wished to discuss the results.
On April 24, 2017, Mr. Turner was selected for a random drug test and
supplied a urine sample. On April 27, after he was involved in a workplace accident,
he provided another urine sample for drug testing. That same day, a Cynergy MRO
informed him his April 24 sample had tested positive for amphetamines. Thereafter,
Phillips 66 received a Specimen Result Certificate, signed by Dr. Stephen Kracht,
Cynergy’s Chief MRO, confirming the test results for the April 24 sample. At the
time, Mr. Turner had not been prescribed amphetamines. But, according to a letter
he later provided from his doctor, he was taking over-the-counter medications,
including Sudafed, for unspecified “medical conditions.”
Id. at 106.
does not deprive us of jurisdiction. See Hyde Park Co. v. Santa Fe Council,
226 F.3d
1207, 1209 n.1 (10th Cir. 2000).
2
On April 28, Phillips 66 terminated Mr. Turner’s employment based on the
positive drug test. He appealed under Phillips 66’s policy, which provided appeal
rights “for the limited purpose of appealing terminations involving the unauthorized
use of a prescription drug.” Aplt. App. IV at 163 (internal quotation marks omitted).
In support of his appeal, Mr. Turner sought another drug test. He submitted to a hair
sample test at an independent laboratory on April 28. The results of that test were
negative. The post-accident sample he provided on April 27 also tested negative.
On or about May 9, 2017, Phillips 66 received a second Specimen Result
Certificate, which Dr. Kracht also signed on behalf of Cynergy. It said a different
laboratory had retested Mr. Turner’s April 24 sample, which again tested positive for
amphetamines. A Cynergy MRO again contacted Mr. Turner to inform him of the
results. He told the MRO about his prescription medications and those of his wife
and child because “they were trying to figure out what was going on.”
Id. at 165
(brackets and internal quotation marks omitted).
Phillips 66 denied Mr. Turner’s appeal. He filed a discrimination charge with
the Equal Employment Opportunity Commission (EEOC), alleging disability
discrimination under the ADA. The EEOC dismissed the charge and issued a
right-to-sue letter.
Mr. Turner filed a two-page complaint in state court alleging the drug testing
was illegal and his termination violated the ADA. After removing the case to federal
court, Phillips 66 moved for summary judgment. The parties proceeded as though he
was making four claims:
3
(1) an ADA claim that he was subjected to an impermissible medical
examination and disability-related inquiry under 42 U.S.C.
§ 12112(d)(4)(A);
(2) a “traditional” ADA claim that he was terminated because of a disability,
with his allergies constituting “a physical or mental impairment that
substantially limits one or more [of his] major life activities,”
id.
§ 12102(1)(A);
(3) a “regarded as” ADA claim that he was terminated for being “regarded as”
disabled, with his allergies constituting “an actual or perceived physical or
mental impairment whether or not the impairment limits or is perceived to
limit a major life activity,”
id. § 12102(a)(1)(C), (3)(A); and
(4) a state-law claim that his drug testing violated the Oklahoma Standards for
Workplace Drug and Alcohol Testing Act, Okla. Stat. tit. 40, §§ 551-565.
The district court granted the motion as to the three ADA claims. It declined
to exercise supplemental jurisdiction over the state-law claim and remanded that
claim to state court. Mr. Turner timely appealed the decision on the ADA claims.
II. DISCUSSION
Mr. Turner contends the district court erred in making evidentiary rulings and
in granting summary judgment to Phillips 66 on his three ADA claims.
A. The District Court Did Not Abuse Its Discretion in its
Summary Judgment Evidentiary Rulings
Mr. Turner contends the district court erred in overruling his objection to
affidavits submitted by Phillips 66 from (1) Dr. Kracht; (2) Dr. Salvador Valldeperas,
another Cynergy MRO; and (3) Dr. William Parsons, Phillips 66’s Chief Medical
Officer. Mr. Turner further argues the court erred in not giving preclusive effect to a
decision from the Oklahoma Employment Security Commission (OESC), awarding
him unemployment benefits. Finally, he argues the court erred in sustaining Phillips
4
66’s objections to a printout from a page on Sudafed’s website titled “How Our
Products Work.” Aplt. App. III at 58-60.
“At the summary judgment stage, evidence need not be submitted in a form
that would be admissible at trial,” but “the content or substance of the evidence must
be admissible.” Argo v. Blue Cross & Blue Shield of Kan., Inc.,
452 F.3d 1193, 1199
(10th Cir. 2006) (internal quotation marks omitted); see also Fed. R. Civ. P. 56(c)(2)
(“A party may object that the material cited to support or dispute a fact cannot be
presented in a form that would be admissible in evidence.”). “We review a district
court’s evidentiary rulings at the summary judgment stage for abuse of discretion.”
Argo, 452 F.3d at 1199. A court abuses its discretion when it “clearly err[s] or
venture[s] beyond the limits of permissible choice under the circumstances.”
Hancock v. AT&T Co.,
701 F.3d 1248, 1262 (10th Cir. 2012) (internal quotation
marks omitted).
1. Phillips 66’s Affidavits
Mr. Turner contends the district court erred in considering the affidavits of
Drs. Kracht, Valldeperas, and Parsons. Drs. Kracht and Valldeperas noted in their
affidavits:
(1) their role for Cynergy;
(2) Cynergy provided MRO services for Phillips 66;
(3) the Specimen Result Certificates, which were attached to the affidavits,
were “generated and kept in the ordinary course of Cynergy business” and
“confirmed positive test results for amphetamine” for Mr. Turner “obtained
through a definitive analytical technique, gas chromatography/mass
spectrometry (GC/MS)”; and
5
(4) Mr. Turner had not provided any information indicating he had been
prescribed amphetamines. Aplt. App. I at 154, 158.
They attached a memorandum from Dr. Kracht to Phillips 66 describing Mr. Turner’s
conversations with Cynergy’s MROs following his positive test results.3
Dr. Parsons described in his affidavit:
(1) his medical experience and credentials;
(2) his duties as Phillips 66’s Chief Medical Officer;
(3) his experience with Phillips 66’s drug testing, including his knowledge of
Phillips 66’s drug testing policies and procedures;
(4) the materials he reviewed from Mr. Turner’s appeal, including the test
results and Mr. Turner’s statement “that he believed that the test result was
inaccurate because certain medications he was prescribed to take or he
obtained over the counter caused a ‘false positive’ result for
amphetamines,” Aplt. App. II at 3; and
(5) his opinion, and the basis therefor, that Mr. Turner’s positive test “was not
a false positive and was not collected or tested improperly,”
id.
a. Disclosure requirements under Fed. R. Civ. P. 26(a)
Mr. Turner first challenged the affidavits based on disclosure requirements in
Fed. R. Civ. P. 26(a). Rule 26(a) requires disclosure of: (1) “the identity of any
[expert] witness it may use at trial to present evidence,” Fed. R. Civ. P. 26(a)(2)(A);
and (2) “the subject matter” of the expert’s testimony and “a summary of the facts
and opinions” for that testimony.
Id. 26(a)(2)(C). “[I]f the witness is one retained or
specially employed to provide expert testimony in the case or one whose duties as the
3
Dr. Valldeperas added in his affidavit that he participated in the first
conversation with Mr. Turner.
6
party’s employee regularly involve giving expert testimony,” the disclosure also must
include “a written report . . . prepared and signed by the witness.”
Id. 26(a)(2)(B).
The district court found that Phillips 66 had failed to disclose Dr. Parsons as a
witness in violation of Rule 26(a)(2)(A) and had failed to satisfy the disclosure
requirements under Rule 26(a)(2)(C) as to Dr. Kracht and Dr. Valldeperas. Apart
from whether these doctors should be considered to be expert or fact witnesses, the
court correctly observed that exclusion of the affidavits was not automatic. “If a
party fails to provide information or identify a witness as required by Rule 26(a) . . . ,
the party is not allowed to use that information or witness to supply evidence on a
motion, . . . unless the failure was substantially justified or is harmless.”
Fed. R. Civ. P. 37(c)(1) (emphasis added). Whether a disclosure violation is
harmless “is entrusted to the broad discretion of the district court.” Woodworker’s
Supply, Inc. v. Principal Mut. Life Ins. Co.,
170 F.3d 985, 993 (10th Cir. 1999)
(internal quotation marks omitted); see also
id. (setting out several factors for a court
to weigh when determining if a Rule 26(a) violation is harmless).
Here, the district court determined that any violations were harmless. It found
(1) Mr. Turner failed to articulate—and “the court [was] unable to identify” on its
own—“any prejudice or surprise [Mr. Turner] suffered as a result of the affidavits,”
Aplt. App. IV at 153; and (2) Mr. Turner did “not assert that Phillips 66 acted in bad
faith, and the court [saw] no evidence of bad faith or willfulness by Phillips 66.”
Id.
at 154. The court overruled Mr. Turner’s objections.
7
On appeal, Mr. Turner repeats his arguments that Phillips 66 failed to comply
with Rule 26(a) but fails to acknowledge, let alone dispute, the court’s harmlessness
determination under Rule 37(c)(1). Indeed, he conspicuously omits the harmlessness
component when describing the rule. See Aplt. Opening Br. at 21 (“F.R.Civ.P.
37(c)(1) provides that a failure of disclosure results in the party not being allowed to
use that information or witness to supply evidence on a motion or at trial.”).
“Issues not raised in the opening brief are deemed abandoned or waived.”
Coleman v. B-G Maint. Mgmt. of Colo., Inc.,
108 F.3d 1199, 1205 (10th Cir. 1997).
Moreover, it is not the court’s responsibility to “manufacture” an argument for an
appellant. United States v. Powell,
767 F.3d 1026, 1037 (10th Cir. 2014). Because
Mr. Turner has failed to contest the district court’s harmlessness determination, we
affirm on this issue.
b. Qualifications and personal knowledge
Mr. Turner next contests the affiants’ qualifications and personal knowledge.
He asserts:
(1) Dr. Parsons worked for Phillips 66 and was not involved until after the
testing was complete;
(2) Drs. Kracht and Valldeperas did not work in the specific lab or for the
company responsible for the testing; and
(3) “[t]here is no evidence as to the[ir] qualifications . . . to testify as to what
happens in a lab generally, nor what happened in the lab testing in this
case.”
Aplt. Opening Br. at 21-22.
On the affiants’ qualifications, the district court properly found:
8
(1) all three affiants were certified MROs;
(2) Oklahoma law requires MROs have knowledge and training to interpret
and evaluate lab test results, see Okla. Stat. tit. 40, § 552(11); and
(3) Phillips 66 adopted the standards of the United States Department of
Transportation (DOT), which require an MRO to receive training on, inter
alia, collection procedures for urine specimens, interpretation of drug and
validity tests results, and chain of custody, reporting, and recordkeeping
requirements, see 49 C.F.R. § 40.121(c).
As to the affiants’ personal knowledge, the district court properly found
(1) Drs. Kracht and Valldeperas had personal knowledge based on “their
employment with Cynergy, the company that provided MRO services to
Phillips 66, and their respective participation in the positive drug test that
forms the basis of this case,” Aplt. App. IV at 155; and
(2) Dr. Parsons had personal knowledge because he was Phillips 66’s Chief
Medical Officer, was familiar with the testing procedures, and had
reviewed documents related to Mr. Turner’s positive drug test.
Mr. Turner has not challenged the district court’s factual findings and has cited
no authority showing the court erred. We discern no abuse of discretion based on our
review of the record.
c. Daubert standard and statements of “Belief”
Mr. Turner objected to Dr. Parsons’s affidavit on the ground that it expressed
beliefs rather than expert opinion and, therefore, was not “Daubert admissible.”
Aplt. Opening Br. at 22.
If “scientific, technical, or other specialized knowledge will help the trier of
fact to understand the evidence or to determine a fact in issue,” a qualified witness
may provide expert testimony “in the form of an opinion or otherwise,” provided:
(1) “the testimony is based upon sufficient facts or data”; (2) “the testimony is the
9
product of reliable principles and methods”; and (3) the witness “has reliably applied
the principles and methods to the facts of the case.” Fed. R. Evid. 702. Under
Daubert, a district court has an obligation to ensure that expert testimony “is not only
relevant, but reliable.” Daubert v. Merrell Dow Pharms., Inc.,
509 U.S. 579, 589
(1993). “To be reliable under Daubert, an expert’s scientific testimony must be
based on scientific knowledge, which ‘implies a grounding in the methods and
procedures of science’ based on actual knowledge, not ‘subjective belief or
unsupported speculation.’” Dodge v. Cotter Corp.,
328 F.3d 1212, 1222 (10th Cir.
2003) (quoting
Daubert, 509 U.S. at 590).
The district court agreed with Mr. Turner that Dr. Parsons’s affidavit contained
assertions such as the one that he did “not believe”: (1) “[Mr.] Turner’s use of
over-the-counter medication would cause a ‘false positive’”; (2) “the negative hair
sample taken four days later undermines the earlier positive result”; or (3) “a drug
would be detectable in [Mr.] Turner’s urine [three] days after the April 24 random
drug test.” Aplt. App. IV at 156. But the court noted these statements were informed
by Dr. Parsons’s “thirty-four (34) years of experience as a physician and training as a
certified Medical Review Officer” and his review of various documents.
The documents included the substance abuse policy, the drug test results and
Specimen Result Certificates, Mr. Turner’s letter after his termination, the letter from
Mr. Turner’s treating physician listing his medications, and the results
of Mr. Turner’s hair sample test.
Id. The district court “conclude[d] that
10
[Dr.] Parsons’[s] affidavit offer[ed] opinions based on actual knowledge, rather than
mere belief or speculation.”
Id. The court thus overruled Mr. Turner’s objection.
Mr. Turner again has not challenged any of the district court’s findings or cited
any authority to show the court erred. His conclusory arguments are insufficient to
show an abuse of discretion, and having reviewed the record, we discern no abuse of
discretion.
2. Mr. Turner’s Evidence
Mr. Turner next contends the district court erred in refusing to (1) afford the
OESC decision binding effect,4 and (2) consider the printout from Sudafed’s website.
After Phillips 66 moved for summary judgment, Mr. Turner filed a response that
included (1) the OESC decision awarding him unemployment benefits; and (2) a
printout from a page on Sudafed’s website titled “How Our Products Work,” Aplt.
App. III at 58-60. In its reply brief, Phillips 66 objected to both items. Mr. Turner
did not seek leave to file a surreply to respond to those objections. On appeal, he
explains that he had been planning to present his response at a hearing on the
4
Following his termination by Phillips 66, Mr. Turner filed for unemployment
benefits with the OESC. He initially was denied benefits on the ground that he “was
discharged from employment for misconduct connected to the work.” Aplt. App. II
at 43. Mr. Turner appealed, and an OESC hearing officer reversed, finding:
(1) Phillips 66 had the burden of proving Mr. Turner “was discharged for misconduct
connected to the work,” Aplt. App. II at 44; (2) because Phillips 66 did not appear at
the OESC hearing, there was no “evidence regarding its drug testing policy, the chain
of custody, or the test results,” id.; and (3) without evidence showing the validity of
the testing and the results, the failed drug test could not support a finding of
misconduct. Thus, the OESC hearing officer ruled that Mr. Turner was entitled to
unemployment benefits.
11
summary judgment motion that the court had scheduled. Before the hearing date,
however, the court granted summary judgment. In its order, the court (1) overruled
in part Phillips 66’s objection to the OESC decision, agreeing to consider it but
declining to be bound by it; and (2) sustained Phillip 66’s hearsay objection to the
printout from Sudafed’s website. Aplt. App. IV at 160.
Mr. Turner contends here that he was denied the opportunity to respond to the
evidentiary objections and otherwise contests the district court’s rulings regarding the
OESC decision and the printout from Sudafed’s website. His challenges fail because
he has not alleged, let alone demonstrated, prejudice. See Shinseki v. Sanders,
556 U.S. 396, 409-10 (2009) (reiterating that, at least “[i]n ordinary civil appeals,”
“the party that seeks to have a judgment set aside because of an erroneous ruling
carries the burden of showing that prejudice resulted” (internal quotation marks
omitted)).
Although Mr. Turner asserts that the district court’s decision to enter a ruling
before the scheduled hearing constituted “a denial of due process and an abuse of
discretion,” Aplt. Opening Br. at 23, he does not specify how a hearing may have
altered the court’s rulings on the OESC decision or the printout from the Sudafed
website. See Ingram v. Faruque,
728 F.3d 1239, 1251 n.6 (10th Cir. 2013). And
even if Mr. Turner had persuaded the district court to consider the website printout
and to treat the OESC decision as “binding,” Aplt. Opening Br. at 24, he has not
shown how this would have affected the court’s summary judgment ruling.
See
Ingram, 728 F.3d at 1251 n.6.
12
We thus reject Mr. Turner’s challenges to the district court’s rulings
concerning the OESC decision and the printout from the Sudafed website.
B. The District Court Properly Granted Summary Judgment on the ADA Claims
Mr. Turner challenges the district court’s grant of summary judgment to
Phillips 66 on his three ADA claims.
This court “review[s] summary judgment decisions de novo, applying the same
legal standard as the district court.” Talley v. Time, Inc.,
923 F.3d 878, 893
(10th Cir. 2019) (internal quotation marks omitted). “[W]e view the evidence and
draw reasonable inferences therefrom in the light most favorable to the nonmoving
party.”
Id. (internal quotation marks omitted). Summary judgment is warranted
when “the movant shows that there is no genuine dispute as to any material fact and
the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a).
“A fact is material only if it might affect the outcome of the suit under
governing law. And a dispute over a material fact is genuine only if the evidence is
such that a reasonable jury could return a verdict for the nonmoving party.” Bennett
v. Windstream Commc’ns, Inc.,
792 F.3d 1261, 1265-66 (10th Cir. 2015) (citations
and quotations omitted). If the movant “demonstrate[es] the absence of a genuine
issue of material fact,” the nonmovant must then “set forth specific facts from which
a rational trier of fact could find for the nonmovant.”
Talley, 923 F.3d at 893
(internal quotation marks omitted). The nonmovant cannot rely on unsupported
conclusory allegations. See Salehpoor v. Shahinpoor,
358 F.3d 782, 789 (10th Cir.
2004).
13
1. Medical Examination and Disability-Related Inquiry
Mr. Turner contends his drug test and following discussion with the MRO
about his prescription medications violated the ADA. We disagree.
Under the ADA, an employer “shall not require a medical examination and
shall not make inquiries of an employee as to whether such employee is an individual
with a disability or as to the nature or severity of the disability, unless such
examination or inquiry is shown to be job-related and consistent with business
necessity.” 42 U.S.C. § 12112(d)(4)(A). A plaintiff asserting such a claim need not
establish a disability. See Williams v. FedEx Corp. Servs.,
849 F.3d 889, 901
(10th Cir. 2017). But “a test to determine the illegal use of drugs shall not be
considered a medical examination.” 42 U.S.C. § 12114(d)(1); accord 29 C.F.R.
§ 1630.16(c)(1). Mr. Turner presents two arguments.
First, Mr. Turner asserts that, because his test was positive for amphetamines
and he was taking an over-the-counter “amphetamine-related medication”
recommended by his doctor, his drug test “was not for illegal use of drugs as
permitted by 42 U.S.C. § 12114, but went beyond that to legal and appropriate use.”
Aplt. Opening Br. at 18; see also
id. at 17 (asserting that § 12114 “applies only to
testing for illegal use of drugs,” that Phillips 66 tested for “controlled substances,”
that “‘controlled’ does not mean ‘illegal,’” and that he “produced evidence that he
made no illegal use of drugs”). He further contends the drug test was a medical
examination that required Phillips 66 to demonstrate it was “job-related and
consistent with business necessity.” 42 U.S.C. § 12112(d)(4)(A). And, he asserts,
14
because Phillips 66 made no such showing, the drug test was an illegal medical
examination.
The district court found Mr. Turner “cite[d] no authority for the proposition
that a test for illegal drugs becomes a prohibited ‘medical examination’ solely by
virtue of a false positive.” Aplt. App. IV at 169. Mr. Turner has cited no such
authority on appeal and, like the district court, we have found none. Indeed, as the
district court correctly observed, the EEOC has indicated a drug test does not become
a medical examination simply because “the results reveal information about an
individual’s medical condition beyond whether the individual is currently engaging
in the illegal use of drugs,” such as “the presence of a controlled substance that has
been lawfully prescribed for a particular medical condition, this information is to be
treated as a confidential medical record.” 29 C.F.R. Pt. 1630, App.5 A test for the
illegal use of drugs does not necessarily become a medical examination simply
because it reveals the potential legal use of drugs. The district court, therefore,
correctly rejected Mr. Turner’s medical-examination claim.
5
To the extent this guidance interprets 42 U.S.C. § 12114(d)(1), it is “entitled
to some consideration” but not “special deference.” Smith v. Midland Brake, Inc.,
180 F.3d 1154, 1165 n.5 (10th Cir. 1999) (en banc) (internal quotation marks
omitted). To the extent it interprets 29 C.F.R. § 1630.16(c)(1), which largely echoes
42 U.S.C. § 12114(d)(1), it may be entitled to “substantial deference,”
id. (internal
quotation marks omitted), but only if the regulation is ambiguous, Kisor v. Wilkie,
139 S. Ct. 2400, 2414 (2019). We need not resolve this question, however, because,
at the very least, we may defer to the EEOC’s interpretation “to the extent it has the
power to persuade.”
Id. (internal quotation marks omitted).
15
Second, Mr. Turner contends that the MRO’s obtaining information about his
prescriptions constituted an impermissible disability-related inquiry. Again, he has
offered no authority to support his claim. Assuming without deciding that there was
an inquiry,6 it was not disability-related. Instead, as Mr. Turner testified during his
deposition, he and the MRO “were trying to figure out what was going on” with the
second positive test, at which point he gave the MRO a list of his medications and the
medications taken by his wife and son. Aplt. App. I at 62. Although not binding, we
note, as did the district court, that the EEOC has deemed such inquiries permissible.7
The court, therefore, correctly rejected Mr. Turner’s disability-related inquiry claim.
We thus agree Phillips 66 was entitled to summary judgment on Mr. Turner’s
medical examination and disability-related inquiry claim.
6
As the district court correctly observed, Mr. Turner offered “no evidence . . .
that the MRO directed any questions to a ‘disability.’ Rather, the undisputed
evidence indicates only that the MRO received information regarding medications.”
Aplt. App. IV at 171 n.14 (emphasis added).
7
See EEOC, ADA ENFORCEMENT GUIDANCE: PREEMPLOYMENT
DISABILITY-RELATED QUESTIONS AND MEDICAL EXAMINATIONS,
1995 WL 1789073,
at *6 (Oct. 10, 1995) (stating an employer is permitted to ask an applicant about
lawful drug use if the applicant tests positive for illegal drug use and “may validate
the test results by asking about lawful drug use or possible explanations for the
positive result other than the illegal use of drugs,” such as by asking, “What
medications have you taken that might have resulted in this positive test result?”
or “Are you taking this medication under a lawful prescription?”); EEOC,
ENFORCEMENT GUIDANCE: DISABILITY-RELATED INQUIRIES AND MEDICAL
EXAMINATIONS OF EMPLOYEES UNDER THE AMERICANS WITH DISABILITIES ACT
(ADA),
2000 WL 33407181, at *3 (July 27, 2000) (defining and providing examples
of a “disability-related inquiry” and noting “[t]he same standards for determining
whether a question is disability-related in the pre- and post-offer stages apply to the
employment stage”).
16
2. “Traditional” and “Regarded As” ADA Claims
Mr. Turner contends the district court erred in granting summary judgment to
Phillips 66 on his “traditional” and “regarded as” ADA claims. These claims fail
because he has not argued, let alone demonstrated, pretext.
a. Legal background
The ADA prohibits employers from discriminating “against a qualified
individual with a disability because of the disability of such individual.” 42 U.S.C.
§ 12112(a). For his “traditional” claim, Mr. Turner needed to show his allergies
constitute “a physical or mental impairment that substantially limits one or more
major life activities.”
Id. § 12102(1)(A). For his “regarded as” claim, he needed to
show his allergies constituted “an actual or perceived physical or mental
impairment.”
Id. § 12102(3)(A). Such an impairment need not “limit[] or [be]
perceived to limit a major life activity,”
id., but neither can it be “transitory and
minor,”
id. § 12102(3)(B).
“A plaintiff can show intentional discrimination either by direct evidence of
discrimination or by indirect evidence. Proof of discrimination by indirect evidence
follows the three-part burden-shifting framework articulated in McDonnell Douglas
[Corp. v. Green,
411 U.S. 792, 802 (1973)].” DePaula v. Easter Seals El Mirador,
859 F.3d 957, 969 (10th Cir. 2017) (citation omitted). As explained below, the
McDonnell-Douglas framework applies here. It first requires a plaintiff to show a
prima facie case: “(1) that he is disabled within the meaning of the ADA; (2) that he
is qualified for the job held or desired; and (3) that he was discriminated against
17
because of his disability.” Lincoln v. BNSF Ry. Co.,
900 F.3d 1166, 1192 (10th Cir.
2018) (internal quotation marks omitted).
If a plaintiff establishes a prima facie case, “the burden shifts to the employer
to offer a legitimate nondiscriminatory reason for” its employment decision.
Id. at
1193 (internal quotation marks omitted). If the defendant articulates such a reason,
the burden shifts back to the plaintiff to show the defendant’s proffered reason is
pretextual. See
id.
An employee can show pretext “by revealing weakness, implausibilities,
inconsistencies, incoherences, or contradictions in the employer’s proffered reason,
such that a reasonable fact finder could deem the employer’s reason unworthy of
credence.”
Id. (internal quotation marks omitted). “Mere conjecture” will not
suffice. Dewitt v. Sw. Bell Tel. Co.,
845 F.3d 1299, 1307 (10th Cir. 2017) (brackets
and internal quotation marks omitted).
b. Analysis
Assuming, without deciding, that Mr. Turner could establish a prima facie
case, Phillips 66 satisfied its “exceedingly light” burden to provide a legitimate,
nondiscriminatory reason—the failed drug test—for Mr. Turner’s termination.
EEOC v. C.R. England, Inc.,
644 F.3d 1028, 1043 (10th Cir. 2011) (internal
quotation marks omitted). Mr. Turner then had the burden of showing pretext. He
has not, however, even argued pretext, insisting “pretext is not even an issue”
because his “evidence is direct.” Aplt. Opening Br. at 16. But the fact that “Phillips
66 fired [Mr.] Turner for a positive drug test” is a far cry from direct evidence of
18
discrimination based on alleged disability. See Hawkins v. Schwan’s Home Serv.,
Inc.,
778 F.3d 877, 883 n.4 (10th Cir. 2015) (“Direct evidence is evidence from
which the trier of fact may conclude, without inference, that the employment action
was undertaken because of the employee’s . . . disability.” (emphasis added)
(brackets and internal quotation marks omitted)); see also Tabor v. Hilti, Inc.,
703 F.3d 1206, 1216 (10th Cir. 2013) (noting “[t]he classic example of direct
evidence of discrimination” was when “the Supreme Court held that an explicit,
mandatory age requirement was direct evidence of age discrimination”).
Without direct evidence of discrimination, Mr. Turner must satisfy
McDonnell-Douglas. And because he has not even argued pretext, he has abandoned
any argument as to this prong of McDonnell-Douglas. See
Coleman, 108 F.3d at
1205. His discrimination claim therefore fails.
III. CONCLUSION
We affirm the district court’s judgment.
Entered for the Court
Scott M. Matheson, Jr.
Circuit Judge
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