MICHAEL F. URBANSKI, District Judge.
Plaintiffs Joanne Harris and Jessica Duff, an unmarried same-sex couple living in the Western District of Virginia, and Christy Berghoff and Victoria Kidd, a same-sex couple married under the laws of the District of Columbia and also living in the Western District of Virginia, brought this action against defendants Robert F. McDonnell, in his official capacity as the Governor of Virginia, Janet M. Rainey, in her official capacity as the State Registrar of Vital Records (collectively "the State Defendants"), and Thomas E. Roberts, in his official capacity as the Staunton Circuit Court Clerk ("Roberts"). Plaintiffs allege that the Commonwealth of Virginia's refusal to permit same-sex marriages within the Commonwealth violates the Due Process and Equal Protection Clauses of the Fourteenth Amendment to the United States Constitution. Plaintiffs also challenge Virginia's refusal to recognize same-sex marriages performed under the laws of other states.
The State Defendants assert that the Governor is shielded from suit by the Eleventh Amendment to the United States Constitution and have filed a Motion to Dismiss on Sovereign Immunity Grounds as to him. (Dkt. No. 24).
The Eleventh Amendment provides that "[t]he judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State." U.S. Const. amend. XI. While the Eleventh Amendment by its terms makes no mention of suits against a state by its own citizens, it is well established that "an unconsenting State is immune from suits brought in federal courts by her own citizens as well as by citizens of another State." Edelman v. Jordan, 415 U.S. 651, 663, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974) (citations omitted). State officers acting in their official capacity are also entitled to Eleventh Amendment protection, because "a suit against a state official in his or her official capacity is not a suit against the official but rather is a suit against the official's office." Will v. Michigan Dept. of State Police, 491 U.S. 58, 71, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989) (citation omitted).
The Supreme Court recognized an exception to this rule in Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908), which allows suits against state officers for prospective equitable relief from ongoing violations of federal law. "In Ex parte Young, the Supreme Court began with the premise that states are incapable of authorizing unconstitutional conduct, and created the fiction that a state officer engaging in unconstitutional conduct is no longer acting as a state agent — and, thus, is no longer protected by the Eleventh Amendment." Lytle v. Griffith, 240 F.3d 404, 408-09 (4th Cir.2001). The Ex parte Young exception is directed at "`officers of the state [who] are clothed with some duty in regard to the enforcement of the laws of the state, and who threaten and are about to commence proceedings ... to enforce against parties affected [by] an unconstitutional act.'" McBurney v. Cuccinelli, 616 F.3d 393, 399 (4th Cir.2010) (quoting Ex parte Young, 209 U.S. at 155-56, 28 S.Ct. 441). The Ex parte Young Court reasoned:
209 U.S. at 157, 28 S.Ct. 441.
The Fourth Circuit has read Ex parte Young to require "a `special relation' between the state officer sued and the challenged statute to avoid the Eleventh Amendment's bar." Waste Mgmt. Holdings, Inc. v. Gilmore, 252 F.3d 316, 331 (4th Cir.2001). "General authority to enforce the laws of the state is not sufficient to make government officials the proper parties to litigation challenging the law." Id. (quoting Children's Healthcare is a Legal Duty, Inc. v. Deters, 92 F.3d 1412, 1416 (6th Cir.1996)). "`[S]pecial relation' under Ex parte Young has served as a measure of proximity to and responsibility for the challenged state action." S.C. Wildlife Fed'n v. Limehouse, 549 F.3d 324, 333 (4th Cir.2008) (emphasis in original).
Id. at 332-33. "The special-relation requirement protects a state's Eleventh Amendment immunity while, at the same time, ensuring that, in the event a plaintiff sues a state official in his individual capacity to enjoin unconstitutional action, `[any] federal injunction will be effective with respect to the underlying claim.'" McBurney, 616 F.3d at 399 (quoting Limehouse, 549 F.3d at 333).
Plaintiffs argue that the Governor bears a special relation to the provisions of the Virginia Constitution and Code challenged in this lawsuit,
While plaintiffs acknowledge that "[t]he mere fact that a governor is under a general duty to enforce state laws does not make him a proper defendant in every action attacking the constitutionality of a state statute," Waste Mgmt. Holdings, Inc. v. Gilmore, 252 F.3d 316, 331 (4th Cir. 2001) (quoting Shell Oil Co. v. Noel, 608 F.2d 208, 211 (1st Cir.1979)), they argue that their claims "are based not only on this general duty but also on [the Governor's] direct supervisory responsibility for all executive agencies, including the power to remove state officials who refuse to follow the Governor's policy or who fail to comply with constitutional requirements." Br. in Opp'n. re Mot. to Dismiss on Sovereign Immunity Grounds, Dkt. No. 28, at 7.
Plaintiffs' argument misapprehends the limited nature of the Ex parte Young special relation exception. Indeed, "[i]f the Governor is forced to remain a party to this suit, then the Governor also may be named in lawsuits challenging the validity of any state law." Lytle v. Griffith, 240
In a series of decisions, the Fourth Circuit Court of Appeals has delineated the narrow confines of the Ex parte Young special relation exception. Application of that precedent to this case makes it clear that the exception does not apply here.
In Lytle v. Griffith, 240 F.3d 404 (4th Cir.2001), police dispersed an anti-abortion protest on a pedestrian bridge crossing Interstate 64 in Norfolk, citing a no loitering provision of the Virginia Code. The protestors challenged the statute on First and Fourteenth Amendment grounds, naming the Virginia Governor as a defendant. Much as here, plaintiffs contended that the Governor's general law enforcement responsibility and appointment authority provided him with a sufficient connection to the enforcement of the challenged statute to meet the Ex parte Young exception. Sovereign immunity was raised for the first time on appeal, and the Fourth Circuit remanded to allow the district court to consider the issue. On remand, the district court dismissed the Governor and allowed plaintiffs to substitute the Virginia Commissioner of Transportation as a defendant. See Lytle v. Doyle, 197 F.Supp.2d 481, 484 n. 1 (E.D.Va.2001) (noting the dismissal and substitution).
Dissenting from the Fourth Circuit panel's decision to remand, Judge Wilkinson concluded that a remand was unnecessary as the Governor's immunity was clear. Judge Wilkinson wrote:
Lytle v. Griffith, 240 F.3d at 411 (Wilkinson, J., dissenting). Judge Wilkinson's dissent first noted that the text of the challenged law made no mention of the Governor. The opinion then disagreed "that the Governor's general authority to enforce the laws of the Commonwealth is sufficient to satisfy Young's special relation requirement.... To hold otherwise would extend Young beyond what the Supreme Court has intended and held." Id. at 413 (citations omitted).
Id. (quoting 1st Westco Corp. v. School Dist. of Philadelphia, 6 F.3d 108, 114 (3d Cir.1993)) (other internal citations omitted). Judge Wilkinson recognized that the Governor bore no real connection to the enforcement of the loitering statute and had not ordered its enforcement against plaintiffs, or, for that matter, anyone else. Nor would removing the Governor as a defendant "have the effect of pushing the plaintiffs out of court," id. at 414, as the plaintiffs could seek relief by naming the
Each of the points made by Judge Wilkinson is applicable here. Virginia's marriage laws do not expressly refer to the Governor, there is no allegation that the Governor has taken steps to enforce the same-sex marriage ban, and there is no dispute that the suit may continue against Rainey, the State Registrar of Vital Records. The State Defendants concede that Rainey is a proper defendant. Mots. Hr'g Tr., Oct. 29, 2013, Dkt. No. 87, at 8:12-13. By way of contrast to the lack of specific enforcement authority possessed by the Governor, the State Defendants recognize Rainey's statutory authority regarding Virginia marriage law and policy. See Reply to Resp. re Mot. to Dismiss on Sovereign Immunity Grounds, Dkt. No. 31, at 3 (citing Va.Code Ann. § 32.1-267(A), (E) (duty to file record of marriage and "furnish forms for the marriage license, marriage certificate, and application for marriage license used in the Commonwealth"); id. § 32.1-252 (outlining generally the duties of the State Registrar); id. § 32.1-268, -268.1,-271,275 (regarding the reporting of data by the State Registrar on marriage, divorce, and annulments rates); id. § 32.1-272 (State Registrar's authority to issue certified and other copies of vital records)). Plainly, Judge Wilkinson's analysis in Lytle calls for dismissal of the Governor from this case.
The same is true for the Fourth Circuit's opinion in Waste Management Holdings, Inc. v. Gilmore, 252 F.3d 316 (4th Cir.2001). Waste Management involved a challenge to five Virginia statutes concerning the transportation and disposal of municipal solid waste under the dormant Commerce Clause and the Supremacy Clause. The Fourth Circuit concluded that the Virginia Governor should be dismissed because he lacked a special relation to the challenged laws, reasoning as follows:
Id. at 331.
In South Carolina Wildlife Federation v. Limehouse, 549 F.3d 324 (4th Cir.2008), the Fourth Circuit found the Ex parte Young exception to be met, but that decision does not support its application here. The plaintiffs in Limehouse sued the Director of the South Carolina Department of Transportation seeking a declaratory judgment on the grounds that the Department's final environmental impact statement ("FEIS") regarding a planned connector bridge was improperly issued under federal law. Id. at 328. The Fourth Circuit noted that "the Director's connection to the Connector project need not be qualitatively special; rather, `special relation' under Ex parte Young has served as a measure of proximity to and responsibility for the challenged state action." Id. at 333 (emphasis in original). Plaintiffs argue that, like the Virginia Governor here, the South Carolina Transportation Director in Limehouse "was not directly involved" with the challenged state action. Mots. Hr'g Tr., Oct. 29, 2013, Dkt. No. 87,
The requirement that a state officer have some involvement in the challenged state law, beyond mere supervisory or general authority, was again emphasized by the Fourth Circuit in McBurney v. Cuccinelli, 616 F.3d 393 (4th Cir.2010). In McBurney, the court found that the Virginia Attorney General was not a proper party under Ex parte Young in a suit challenging a provision in the Virginia Freedom of Information Act (VFOIA) limiting relief to citizens of the Commonwealth. The court noted that the Attorney General had no specific statutory duty to enforce the VFOIA and that the Attorney General had "not issued any advisory opinions specifically directing state agencies to deny VFOIA requests by non-citizens, nor ha[d] he participated in the decisionmaking process of those agencies." Id. at 401. The McBurney court contrasted the "deep involvement" of the South Carolina Transportation Director in Limehouse and concluded that the Virginia Attorney General's authority was "significantly more attenuated." Id. (quoting Limehouse, 549 F.3d at 333). As such, the Fourth Circuit concluded that the Attorney General's general authority to issue advisory opinions was insufficient to establish a special relation with the challenged law. Id.
Plaintiffs cite Citizens for Equal Protection v. Bruning, 455 F.3d 859 (8th Cir. 2006), for the proposition that "when a state takes the unusual step of imposing a broad, undifferentiated disadvantage that cuts across every component of state government, the Governor's responsibility for formulating and administering executive branch policy makes him the most appropriate defendant for purposes of an Ex parte Young injunction." Br. in Opp'n. re Mot. to Dismiss on Sovereign Immunity Grounds, Dkt. No. 28, at 6. To be sure, Bruning bears some similarity to this case as it involved a challenge to a provision of the Nebraska Constitution banning same-sex marriage. However, in Bruning, unlike here, the Governor of Nebraska chose "not to press the issue" of Eleventh Amendment immunity, and the Eighth Circuit made only a passing reference to the issue. Bruning, 455 F.3d at 864. In contrast to Bruning, the issue of sovereign immunity has been vigorously asserted here. Given the positions of the parties in this case and the Fourth Circuit precedent on this issue, the court does not consider the Bruning court's passing reference to the Ex parte Young exception to be particularly persuasive.
In sum, the court concludes that the Virginia Governor's general supervisory authority over the Commonwealth's executive branch does not constitute a special relation to the challenged same-sex marriage ban. The Virginia Governor has insufficient proximity to and responsibility for Virginia's marriage laws, and plaintiffs have not shown any involvement by the Governor in the enforcement of these laws. In contrast, Rainey, the State Registrar of Vital Records, has such proximity and responsibility and is a proper party defendant in this case. Accordingly, the court will grant the State Defendants' motion to dismiss Governor McDonnell on sovereign immunity grounds.
Roberts, the Staunton Circuit Court Clerk, argues in his motion to dismiss that the court should dismiss the claims brought against him by Harris and Duff pursuant to Federal Rule of Civil Procedure 12(b)(1) and those brought against him by Berghoff and Kidd pursuant to Federal Rule of Civil Procedure 12(b)(6). Roberts' motion will be denied.
Rule 12(b)(1) permits a defendant to move for dismissal based on a lack
Doe v. Obama, 631 F.3d 157, 160 (4th Cir.2011) (citing Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 180-81, 120 S.Ct. 693, 145 L.Ed.2d 610 (2000)). A case is ripe for judicial decision "when the issues are purely legal and when the action in controversy is final and not dependent on future uncertainties." Miller v. Brown, 462 F.3d 312, 319 (4th Cir.2006) (citation omitted).
Roberts first argues that Harris and Duff's claim is not ripe because they did not tender a Virginia marriage application to him. As averred by Laura Moran, a deputy clerk, Harris and Duff came into the Staunton Clerk's office and asked something to the effect of "I think I already know the answer to this, but can same-sex couples get married?" Moran consulted Roberts, who advised them that he had checked Virginia law and that same-sex couples could not get married in Virginia. Aff. of Laura Moran, Aug. 25, 2013, Dkt. No. 33-1, at 1-2.
It is abundantly clear that plaintiffs' alleged harm is actual, concrete, and particularized. Roberts claims that plaintiffs have skirted Virginia's administrative marriage application process, see Mots. Hr'g Tr., Oct. 29, 2013, Dkt. No. 87, at 40:8-9, but this contention ignores the fact that there is no administrative process by which plaintiffs — a same-sex couple — can obtain a Virginia marriage license. As counsel for Roberts conceded at oral argument, an otherwise valid application submitted by a same-sex couple would be denied by Roberts. Id. at 40:14-19. Plaintiffs need not submit a marriage application in order to challenge a law that flatly precludes their ability to obtain a marriage license. Having been informed by Roberts that same-sex couples may not marry in Virginia, Harris and Duff need
Roberts claims that "he has not been given the opportunity to consider all of the necessary facts and evidence to render a final decision" as to plaintiffs' marriage license application. Br. in Supp. re Motion to Dismiss, Dkt. No. 33, at 12; see also Mots. Hr'g Tr., Oct. 29, 2013, Dkt. No. 87, at 37:8-9 ("Roberts has been denied the opportunity to do his job[.]"). But this assertion ignores the salient fact that no matter what Harris and Duff put in their application, Virginia law precludes Roberts from issuing them a license. Indeed, even in the absence of an application by Harris and Duff, "[f]or all practical purposes ... the decision has been made." Arch Mineral Corp. v. Babbitt, 104 F.3d 660, 666 (4th Cir.1997). Their claims are therefore ripe and they have standing. See, e.g., Int'l Bhd. of Teamsters v. United States, 431 U.S. 324, 365-66, 97 S.Ct. 1843, 52 L.Ed.2d 396 (1977) ("If an employer should announce his policy of discrimination by a sign reading `Whites Only' on the hiring-office door, his victims would not be limited to the few who ignored the sign and subjected themselves to personal rebuffs.... When a person's desire for a job is not translated into a formal application solely because of his unwillingness to engage in a futile gesture he is as much a victim of discrimination as is he who goes through the motions of submitting an application."); LeClerc v. Webb, 419 F.3d 405, 413-14 (5th Cir.2005) (finding nonimmigrant aliens challenging a law prohibiting them from sitting for the Louisiana Bar had standing and ripe claims when there was no reason to believe that the filing of a completed application would result in an outcome other than denial).
Roberts further contends that the injury alleged by the plaintiffs is not fairly traceable to his actions as the Virginia marriage laws stand as a "third party" between the plaintiffs and himself. Mots. Hr'g Tr., Oct. 29, 2013, Dkt. No. 87, at 42:4-7, 43:4-6. Roberts' argument ignores the fact that he has been sued in his official capacity. It cannot seriously be contended that the law is a third party to Roberts. He is a government official. The law is no stranger to him as he is, in fact, cloaked with its authority. As the Staunton Circuit Court Clerk, Roberts is tasked with issuing marriage licenses. A marriage license is precisely what plaintiffs seek. Because Roberts' official duties include issuing the very thing plaintiffs claim they have been unconstitutionally denied, their alleged injury is directly traceable to him. Roberts protests that he has no authority to amend Virginia law regarding same-sex marriage, nor the discretion to ignore it, id. at 34:2-9, yet he concedes that he has enforcement authority regarding
Finally, Roberts laments his "unhappy position" of being faced with criminal sanction from the Commonwealth if he were to issue a marriage license to a same-sex couple and being named as a defendant in a federal lawsuit if he does not. Id. at 44:6-12. Again, the suit is not lodged against Roberts personally. "[A]n official-capacity suit is, in all respects other than name, to be treated as a suit against the entity. It is not a suit against the official personally, for the real party in interest is the entity." Kentucky v. Graham, 473 U.S. 159, 166, 105 S.Ct. 3099, 87 L.Ed.2d 114 (1985) (emphasis in original) (internal citation omitted). Being named in one's official capacity in a legal proceeding such as this seeking declaratory and injunctive relief is simply a burden which government officials are occasionally required to bear in the course of holding public office.
Roberts also seeks to dismiss the claims brought against him by Berghoff and Kidd for failure to state a claim pursuant to Federal Rule of Civil Procedure 12(b)(6). Plaintiffs Berghoff and Kidd point out that they have not brought any claims against Roberts, noting that only Harris and Duff assert claims against him. Resp. in Opp'n re Mot. to Dismiss, Dkt. No. 42, at 10 (citing Compl. ¶¶ 89, 98, Dkt. No. 1, at 31, 33).
In sum, the court finds that the plaintiffs have established that the court has subject matter jurisdiction and will deny the Rule 12(b)(1) portion of Roberts' motion to dismiss. As it is clear that Berghoff and Kidd have raised no claims against Roberts, the court will likewise deny the Rule 12(b)(6) portion of the motion to dismiss as moot.
In sum, the Virginia Governor lacks the requisite special relation to the enforcement of the challenged laws to be a proper defendant in this action. As such, a suit against him in his official capacity bears no distinction from a suit directly against the Commonwealth, a result barred by the Eleventh Amendment. In contrast, both Roberts and Rainey have responsibility for Virginia's marriage laws and are proper party defendants. Moreover, Harris and Duff have standing to assert a claim against Roberts, the Staunton Circuit Court Clerk, in his official capacity.
Accordingly, the court will enter an appropriate Order this day, granting the State Defendants' motion to dismiss the Governor on the basis of sovereign immunity and denying Roberts' motion to dismiss.
The Clerk is directed to send a copy of this Memorandum Opinion to all counsel of record.
In accordance with the Memorandum Opinion entered this day, it is hereby
The Clerk is directed to send a copy of this Order to all counsel of record.
Va.Code Ann. § 20-45.2.
Va. Const. art. I, § 15-A.
323 F.3d 937, 949-950 (11th Cir.2003) (internal citations omitted). As Virginia's marriage laws fall directly within Rainey's area of responsibility, she is the proper defendant in this case.