ROBIN F. WYNNE, Associate Justice.
This is an interlocutory appeal from the Pulaski County Circuit Court's denial of a motion to dismiss on sovereign-immunity grounds filed by appellants, the Arkansas Department of Human Services (DHS) and its director, John Selig. Under Rule 2(a)(10) of the Arkansas Rules of Appellate Procedure-Civil (2014), an appeal may be taken from a circuit court to the Arkansas Supreme Court from an order denying a motion to dismiss based on the defense of sovereign immunity or the immunity of a government official. As explained below, we affirm in part; reverse and dismiss in part; and dismiss in part.
This case involves a DHS rule requiring all licensed child-care centers to carry general-liability insurance. The rule was implemented pursuant to Act 778 of 2009, codified at Arkansas Code Annotated section 20-78-227 (Repl. 2014) and titled "Liability insurance and driver training requirements." Act of Apr. 3, 2009, No. 778, 2009 Ark. Acts 4222. Section 20-78-227 provides as follows:
(Emphasis added.) Based on this statute, DHS amended its licensing requirements to include certain minimum general-liability-insurance coverage for all child-care centers. Appellees, the plaintiffs below, are three school districts that each operate child-care centers licensed by DHS. The school districts filed a complaint in the Pulaski County Circuit Court on February 19, 2014, against Mike Beebe, individually and in his official capacity as governor of the State of Arkansas;
In response, on March 13, 2014, DHS and John Selig filed a motion to dismiss and accompanying brief, arguing that the school districts' claims against DHS and Selig in his official capacity were barred by sovereign immunity, that the claims against Selig in his individual capacity were barred by statutory immunity under Arkansas Code Annotated section 19-10-305(a), and that the complaint failed to state a claim upon which relief could be granted under Arkansas Rule of Civil Procedure 12(b)(6). On March 26, 2014, the school districts filed a response to DHS and Selig's motion to dismiss. DHS and Selig filed a reply on April 2, 2014.
On June 5, 2014, the circuit court held a hearing on appellants' motion to dismiss and on the school districts' motion for preliminary injunction. The hearing included argument by appellants' counsel that the school districts' claims were barred by sovereign and statutory immunity. At the conclusion of the hearing, the court denied both the motion for preliminary injunction and the motion to dismiss. An order was entered on June 12, 2014, and, as to the motion to dismiss, the court stated only that "Defendants' Motion to Dismiss is DENIED."
In reviewing the circuit judge's decision on a motion to dismiss, this court has said,
Arkansas Dep't of Envtl. Quality v. Oil Producers of Ark., 2009 Ark. 297, at 5, 318 S.W.3d 570, 572-73 (internal citations omitted) (quoting Ark. Tech Univ. v. Link, 341 Ark. 495, 501, 17 S.W.3d 809, 812 (2000)). Our standard of review for the denial of a motion to dismiss is whether the circuit judge abused his or her discretion. Id. (citing S. Coll. of Naturopathy v. State ex rel. Beebe, 360 Ark. 543, 203 S.W.3d 111 (2005)).
A suit against a public official in his or her official capacity is essentially a suit against that official's agency. Smith v. Daniel, 2014 Ark. 519, at 6, 452 S.W.3d 575. We have held that official-capacity suits generally represent a way of pleading a cause of action against the entity of which the officer is an agent. Id. Thus, DHS and John Selig, in his official capacity, are essentially the same defendant for purposes of our sovereign-immunity analysis.
Appellants contend that the school districts' claims are barred by sovereign and statutory immunity. The defense of sovereign immunity originates from the Arkansas Constitution, which provides that "[t]he State of Arkansas shall never be made defendant in any of her courts." Ark. Const. art. V, § 20. Sovereign immunity is jurisdictional immunity from suit, and jurisdiction must be determined entirely from the pleadings. Clowers v. Lassiter, 363 Ark. 241, 244, 213 S.W.3d 6, 9 (2005). In determining whether the doctrine of sovereign immunity applies, the court should determine if a judgment for the plaintiff will operate to control the action of the State or subject it to liability. Id. If so, the suit is one against the State and is barred by the doctrine of sovereign immunity. Id. This court has extended the doctrine of sovereign immunity to include state agencies. Ark. Game & Fish Comm'n v. Eddings, 2011 Ark. 47, at 4, 378 S.W.3d 694, 697.
This court has recognized three ways in which a claim of sovereign immunity may be waived: (1) where the State is the moving party seeking specific relief; (2) where an act of the legislature has created a specific waiver of sovereign immunity; and (3) where the state agency is acting illegally or if a state-agency officer refuses to do a purely ministerial action required by statute. Ark. Dep't of Cmty. Con. v. City of Pine Bluff, 2013 Ark. 36, 425 S.W.3d 731. A statutory waiver of sovereign immunity may be express or implied. Id.
Here, we need not decide whether a judgment for the school districts would operate to control the action of the State because the General Assembly has expressly waived sovereign immunity in suits for declaratory judgment regarding the validity or applicability of agency rules in Arkansas Code Annotated section 25-15-207 (Repl. 2014), which provides that
This statute clearly applies in the present case to allow the school districts to challenge DHS's rule requiring all licensed child-care centers to maintain general liability insurance.
The injunctive relief requested by the school districts seeks to bar application of the rule requiring the plaintiff school districts to purchase general-liability insurance. While appellants contend that the school districts' request for injunctive relief is an impermissible attempt to control the action of the State, we disagree. Where, as here, there is a permitted challenge to a rule under the declaratory-judgment statute, a request for injunctive relief is simply a means to enforce the judgment, should the circuit court determine that the rule is invalid or inapplicable. Furthermore, we have recognized that where an action seeks to prevent an officer of the State from acting unlawfully, the office does not shield him, and the action is treated as one against the officer and not a suit against the State. Fed. Compress & Warehouse Co. v. Call, Commissioner of Labor, 221 Ark. 537, 254 S.W.2d 319 (1953) (action seeking to enjoin the defendants, the Commissioner of Labor and the Administrator of the Employment Security Division, from proceeding under an allegedly void administrative ruling was held not a suit against the State); see also Hickenbottom v. McCain, Commissioner of Labor, 207 Ark. 485, 181 S.W.2d 226 (1944). Therefore, we affirm the denial of appellants' motion to dismiss on sovereign-immunity grounds as to the injunctive relief sought against DHS and John Selig, in his official capacity as director of DHS.
Finally, appellants are correct that, by seeking to recover monetary damages in the form of costs and attorney's fees, the school districts seek to subject the State to liability. Therefore, looking only at the pleadings, we hold that the request for reimbursement of costs and attorney's fees is barred by the doctrine of sovereign immunity and reverse and dismiss on that narrow claim.
Next, we address the school districts' suit against John Selig individually.
Under Arkansas Code Annotated section 19-10-305(a), state officers and employees are statutorily protected by sovereign immunity. Fuqua v. Flowers, 341 Ark. 901, 20 S.W.3d 388 (2000). More particularly, this court has held that such officers and employees acting without malice within the course and scope of their employment are immune from an award of damages in litigation. Id. Thus, for a plaintiff to counter an assertion of sovereign immunity, he or she must allege sufficient facts in his or her complaint to support the claim of malicious conduct by the defendant. Id. In defining malice, we have stated,
Arkansas Dep't of Envtl. Quality v. Al-Madhoun, 374 Ark. 28, 35, 285 S.W.3d 654, 660 (2008) (citations omitted).
Here, the school districts did not allege any malicious acts or omissions by John Selig, nor did they allege that he acted outside the scope of his employment. Therefore, to the extent that the school districts allege that John Selig is liable in his individual capacity, we reverse and dismiss.
Only the issue of sovereign immunity is properly before this court pursuant to Arkansas Rule of Appellate Procedure-Civil 2(a)(10). Consequently, we must dismiss the portion of appellants' appeal that challenges the denial of their motion on the ground that school districts operating licensed child-care centers are not exempt from the insurance requirement of Act 778 of 2009.
Affirmed in part; reversed and dismissed in part; dismissed in part.
Baker, J., concurs.
Hannah, C.J., and Danielson, J., dissent.
Paul E. Danielson, Justice, dissenting.
I respectfully dissent and would dismiss the instant case due to the failure of the circuit court's order to expressly rule on the issue of sovereign immunity as required by this court's case law.
Ordinarily, an appeal may not be taken from an order denying a motion to dismiss. See Univ. of Ark. for Med. Scis. v. Adams, 354 Ark. 21, 117 S.W.3d 588 (2003). However, Arkansas Rule of Appellate Procedure-Civil 2(a)(10) (2014) provides for an interlocutory appeal of an order denying a motion to dismiss based on the defense of sovereign immunity. See id. The rationale justifying an interlocutory appeal is that the right to immunity from suit is effectively lost if the case is permitted to go to trial. See id.
While such an interlocutory appeal is permissible under this court's rules, this
A review of the instant record reveals that the doctrines of sovereign immunity and statutory immunity were raised in short by ADHS in its motion to dismiss, in addition to its claim that the School Districts' complaint failed to state a claim upon which relief could be granted.
Notably, the circuit court's order lacks any reference at all to ADHS's contentions of sovereign and statutory immunity. In its order, after reciting its consideration of the "motions, responses, and replies filed by the parties, together with the testimony
Not only did the circuit court's order lack an express ruling on the issue of immunity as required by this court in Alpha Marketing, its order failed to acknowledge the issue at all.
Whether an order is appealable is a jurisdictional issue that this court has a duty to raise, even if the parties do not. See Ford Motor Co. v. Harper, 353 Ark. 328, 107 S.W.3d 168 (2003). Where no final or otherwise appealable order is entered, this court lacks jurisdiction to hear the appeal. See id. Because the circuit court "did not pass judgment" or expressly rule on ADHS's claim that the relief sought by the School Districts was barred by sovereign and statutory immunity, we lack an appealable order. Alpha Mktg., 2012 Ark. 23, at 6, 386 S.W.3d at 404. Without such, this court lacks jurisdiction to hear the instant appeal, and the appeal should be dismissed without prejudice. Accordingly, I dissent.
Hannah, C.J., joins.