Filed: May 29, 2020
Latest Update: May 29, 2020
Summary: United States Court of Appeals For the First Circuit No. 17-1258 UNITED STATES OF AMERICA, Appellee, v. JEAN CARLOS RIVERA-MORALES, a/k/a CARLI, Defendant, Appellant. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO [Hon. Francisco A. Besosa, U.S. District Judge] Before Howard, Chief Judge, Selya and Barron, Circuit Judges. Eleonora C. Marranzini, Assistant Federal Public Defender, with whom Eric Alexander Vos, Federal Public Defender, and Vivianne M. Marrero, Assista
Summary: United States Court of Appeals For the First Circuit No. 17-1258 UNITED STATES OF AMERICA, Appellee, v. JEAN CARLOS RIVERA-MORALES, a/k/a CARLI, Defendant, Appellant. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO [Hon. Francisco A. Besosa, U.S. District Judge] Before Howard, Chief Judge, Selya and Barron, Circuit Judges. Eleonora C. Marranzini, Assistant Federal Public Defender, with whom Eric Alexander Vos, Federal Public Defender, and Vivianne M. Marrero, Assistan..
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United States Court of Appeals
For the First Circuit
No. 17-1258
UNITED STATES OF AMERICA,
Appellee,
v.
JEAN CARLOS RIVERA-MORALES,
a/k/a CARLI,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
[Hon. Francisco A. Besosa, U.S. District Judge]
Before
Howard, Chief Judge,
Selya and Barron, Circuit Judges.
Eleonora C. Marranzini, Assistant Federal Public Defender,
with whom Eric Alexander Vos, Federal Public Defender, and Vivianne
M. Marrero, Assistant Federal Public Defender, Supervisor, Appeals
Section, were on brief, for appellant.
Julia M. Meconiates, Assistant United States Attorney, with
whom Rosa Emilia Rodríguez-Vélez, United States Attorney, and
Mariana E. Bauzá-Almonte, Assistant United States Attorney, Chief,
Appellate Division, were on brief, for appellee.
May 29, 2020
SELYA, Circuit Judge. The warrant requirement of the
Fourth Amendment is among the most important of the constitutional
protections enumerated in the Bill of Rights. Even so, not all
government intrusions into seemingly private areas, whether
physical or virtual, trigger the warrant requirement. One such
type of intrusion, seldom encountered, is embodied in the private
search doctrine. In general terms, that doctrine provides that
law enforcement officers may, without a warrant, examine evidence
that a private party has unearthed and made available to them, as
long as their actions remain within the scope of the antecedent
private search. See United States v. Jacobsen,
466 U.S. 109, 115,
118-20 (1984); United States v. Powell,
925 F.3d 1, 5 (1st Cir.),
cert. denied,
139 S. Ct. 616 (2018).
This appeal requires us to apply the private search
doctrine in the evolving context of modern technology. At a
granular level, it concerns a wife's search of a cellphone
belonging to her husband (defendant-appellant Jean Carlos Rivera-
Morales), leading to her discovery of a disturbing video. The
wife then brought the cellphone to the authorities and directed
their attention to the video. Her actions paved the way for the
defendant's indictment on a charge of production of child
pornography. After the district court denied the defendant's
motion to suppress the video, see United States v. Rivera-Morales,
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166 F. Supp. 3d 154, 170 (D.P.R. 2015),1 a jury found him guilty
as charged.
The defendant now appeals. After careful consideration,
we affirm the district court's denial of the motion to suppress
under the private search doctrine and, thus, affirm his conviction.
We also affirm the defendant's sentence.
I. BACKGROUND
We briefly rehearse the relevant facts and travel of the
case. With respect to suppression, our account gives credence to
the facts supportably found by the district court. See United
States v. Coombs,
857 F.3d 439, 443 (1st Cir. 2017). As to the
assignments of sentencing error, we draw the facts from the trial
record, the undisputed portions of the presentence investigation
report (PSI Report), and the transcript of the disposition hearing.
See United States v. Flete-Garcia,
925 F.3d 17, 21-22 (1st Cir.),
cert. denied,
140 S. Ct. 388 (2019).
On the evening of January 5, 2015, the defendant and his
then-wife, Beskis Sánchez-Martínez (Sánchez), were at home.
Sánchez used the defendant's cellphone, an Apple iPhone, to unblock
a part of a game that she was playing on her own cellphone. While
1
The suppression hearing was held before a magistrate judge,
who issued a report and recommendation (R&R). On de novo review,
the district court adopted the magistrate judge's findings of fact
and conclusions of law. For ease in exposition, we take an
institutional view and refer to those findings and conclusions as
those of the district court.
- 3 -
on the defendant's cellphone, she elected to scroll through his
photographs to find pictures of their pets that he had forwarded
to her earlier that day. In the process, she encountered a
photograph of the defendant's penis next to a pair of blurry hands.
When she confronted the defendant about the photograph, he told
her that it was old.
Still upset, Sánchez retrieved the defendant's cellphone
later that night. In the recently deleted files, she found the
same photograph. She also found a fourteen-second video of their
six-year-old daughter masturbating the defendant. Enraged, she
demanded that the defendant leave the house — but she kept his
cellphone.
Sánchez proceeded to contact her uncle, a municipal
police officer, so that he could explain the process for reporting
what she had uncovered.2 Following his advice, she repaired to
the local police station. She told the desk officers what had
transpired and, "out of anger and upset," decided to show them the
blurry photograph and the video. Sánchez held the cellphone
throughout the conversation, and the desk officers did not see
anything besides the photograph and the video. Taken aback, the
2 There is no indication in the record that Sánchez's uncle
was acting in a professional capacity. His advice was avuncular,
not official.
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desk officers arranged for Sánchez to meet with Puerto Rico Police
Officer Aileen Pérez-Ramos (Officer Pérez) the following morning.
Sánchez and Officer Pérez met at the appointed time.
Sánchez explained what had occurred overnight. On her own
initiative, Sánchez pulled the cellphone out of her purse and,
while holding it in her hand, played the video for Officer Pérez,
who then instructed Sánchez to turn off the cellphone. Officer
Pérez took the cellphone from Sánchez and asked her to return the
next day for an interview at the district attorney's office.
The following day, Sánchez and Officer Pérez met with
Agent Pedro Román (a representative of Immigration and Customs
Enforcement). Officer Pérez gave the cellphone to Agent Román,
and the three of them headed to the district attorney's office and
met with a coterie of federal and local officials. Sánchez
recounted the events of January 5. She then asked for the
cellphone so that she could play the video. Agent Román passed
the cellphone to Sánchez, who pulled up the video. With the
cellphone in the hands of either Sánchez or Officer Pérez — there
is conflicting testimony on this point — the assemblage watched
the video. Agent Román then reclaimed the cellphone. As was true
of her interview with Officer Pérez, Sánchez did not show the group
anything other than the video.
Later the same day, federal agents (accompanied by
Officer Pérez) interviewed the defendant at the police station.
- 5 -
After waiving his Miranda rights, see Miranda v. Arizona,
384 U.S.
436 (1966), the defendant admitted having recorded the video. At
the conclusion of the interview, the defendant consented to a
search of his cellphone.
In due course, a federal grand jury sitting in the
District of Puerto Rico handed up a single-count indictment, which
charged the defendant with production of child pornography. See
18 U.S.C. § 2251(b). The defendant moved to suppress the video
and his ensuing confession on the ground that the officers
transgressed the Fourth Amendment by accessing the video on his
cellphone without a warrant and prior to obtaining his consent.
The district court referred the motion to a magistrate judge, see
28 U.S.C. § 636(b)(1)(B); Fed. R. Crim. P. 59(b)(1), who held a
two-day evidentiary hearing. The magistrate judge took the matter
under advisement and subsequently issued the R&R, recommending
that the district court deny the motion pursuant to the private
search doctrine. See
Rivera-Morales, 166 F. Supp. 3d at 168. The
magistrate judge's rationale was that Sánchez searched the
cellphone as a private party, and the officers' subsequent viewings
of the video did not exceed the scope of her search. See
id. Over
the defendant's objection, the district court adopted the R&R and
denied the motion to suppress.
Conceding his factual guilt but seeking to preserve his
right to appeal the denial of his motion to suppress, the defendant
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explored the possibility of entering a conditional plea. See Fed.
R. Crim. P. 11(a)(2). The government withheld its consent, and
the defendant instead proposed that he would waive his right to
trial by jury. When the district court was about to convene the
bench trial, the government stated that it intended to call
witnesses to testify because the defendant had not stipulated to
all of the relevant facts. In light of this development, the court
continued the matter and decided to impanel a jury. Sánchez was
the sole witness at the two-day jury trial, and her testimony was
supplemented by a multipart factual stipulation. The defendant
conceded his guilt in his opening statement and, not surprisingly,
the jury returned a guilty verdict. With an eye toward sentencing,
the district court ordered the preparation of the PSI Report.
In the PSI Report, the probation officer provided more
lurid details about the defendant's sexual abuse of his daughter.
On at least three occasions between September and December of 2014,
the defendant told his daughter to touch his penis, which he called
a "toy." He rubbed his penis against her vagina or anus multiple
times and digitally penetrated her vagina at least once. The PSI
Report also contained the probation officer's calculation of the
defendant's guideline sentencing range (GSR). It recommended
offense-level enhancements to account for the victim's age, see
USSG §2G2.1(b)(1)(A), the commission of a sexual act, see USSG
§2G2.1(b)(2)(A), the parent-child relationship, see USSG
- 7 -
§2G2.1(b)(5), and the pattern of activity involving prohibited
sexual conduct, see USSG §4B1.5(b)(1).3 The PSI Report suggested
a two-level downward adjustment for acceptance of responsibility
under USSG §3E1.1(a) but not the additional one-level reduction
under USSG §3E1.1(b). The defendant objected to the proposed
pattern-of-activity enhancement and requested the additional one-
level discount for acceptance of responsibility.
At the disposition hearing, the district court sustained
the defendant's objection to the pattern-of-activity enhancement.
It denied his request for the third-level reduction for acceptance
of responsibility under section 3E1.1(b), noting the extensive
pretrial effort that the government had devoted to the case. This
fine-tuning produced a GSR of 235 to 293 months. Emphasizing the
tender age of the victim and her relationship to the defendant,
the government sought a sentence of 360 months (the statutory
maximum). The defendant sought a sentence of 180 months (the
statutory minimum). The court imposed a 360-month term of
immurement, explaining that the upward variance was warranted
because the defendant had digitally penetrated the victim, his own
3 All sentencing guideline references are to the 2016
Guidelines Manual, which was in effect at the time of the
disposition hearing. See United States v. Harotunian,
920 F.2d
1040, 1041-42 (1st Cir. 1990) ("Barring any ex post facto problem,
a defendant is to be punished according to the guidelines in effect
at the time of sentencing.").
- 8 -
six-year-old daughter, and rubbed his penis against her vagina.
This timely appeal followed.
II. ANALYSIS
The defendant's claims of error fall into two buckets.
First, he challenges the district court's denial of his motion to
suppress. Second, he challenges his sentence as both procedurally
flawed and substantively unreasonable. We address these
challenges sequentially.
A. Suppression.
The defendant's challenge to the denial of his motion to
suppress rests on a claim that the district court misapplied the
private search doctrine. He contends that the law enforcement
officers who viewed the video on his cellphone lacked a virtual
certainty that, while doing so, they would not come across
additional (still-private) information. Without such a degree of
certainty, the defendant's thesis runs, the officers' viewings of
the video offended the Fourth Amendment. In grappling with this
challenge, we assay the district court's findings of fact for clear
error and its conclusions of law de novo. See United States v.
Hughes,
640 F.3d 428, 434 (1st Cir. 2011).
We anchor our analysis in constitutional bedrock: the
Fourth Amendment protects "[t]he right of the people to be secure
in their persons, houses, papers, and effects, against
unreasonable searches and seizures." U.S. Const. amend. IV.
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However, this prohibition only pretermits government action. See
Jacobsen, 466 U.S. at 113; United States v. Silva,
554 F.3d 13, 18
(1st Cir. 2009). Thus, the Fourth Amendment is not implicated
when a private party undertakes a search or seizure, regardless of
the reasonableness vel non of her conduct, unless she is acting as
a government agent. See
Jacobsen, 466 U.S. at 113;
Silva, 554
F.3d at 18.
To determine whether a private party is acting as a
government agent when conducting a search, we examine all of the
attendant facts and circumstances. See
Silva, 554 F.3d at 18-19.
The case law teaches that three factors are especially relevant to
this analysis: "the extent of the government's role in instigating
or participating in the search, its intent and the degree of
control it exercises over the search and the private party, and
the extent to which the private party aims primarily to help the
government or to serve its own interests."
Id. at 18 (quoting
United States v. Pervaz,
118 F.3d 1, 6 (1st Cir. 1997)). That the
government has an interest in the outcome does not, without more,
convert an otherwise private search into state action. See
id.
In this case, Sánchez was plainly acting as a private
party, not a government agent, when she accessed the defendant's
cellphone at their marital domicile and discovered the video. The
defendant does not argue to the contrary and, at any rate, this
conclusion is amply supported by the district court's factual
- 10 -
findings. Sánchez first used the cellphone to unblock a game that
she was playing and then decided to look for photographs of her
pets. She accessed the cellphone a second time because she was
unhappy with the defendant's response when she confronted him about
the blurry photograph. In other words, her motives for handling
the cellphone and accessing the photographs while at home were
purely personal. By the same token, the government did not
instigate, participate in, or control Sánchez's examination of the
contents of the cellphone on those occasions. In fact, Sánchez
had no communication with any government representative until
after she had discovered the video. Because Sánchez was acting in
a private capacity, her use of the defendant's cellphone while at
home and her consequent discovery of the video did not implicate
the Fourth Amendment. See
id.
This leaves, of course, the instances in which Sánchez
accessed the defendant's cellphone in order to show the video to
various law enforcement officers. Three such instances occurred
before the defendant consented to a search of his cellphone:
first, when Sánchez went to the police station and reported the
video to the desk officers; second, when Sánchez repeated her story
to Officer Pérez the following day; and third, when Sánchez met
with several law enforcement officers at the district attorney's
office. Although the parties' arguments lump these three incidents
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together, we regard the first incident as analytically distinct —
and we start there.
We think it manifest that Sánchez was still acting as a
private party when she accessed the video to show it to the desk
officers. Even though Sánchez was advised to go to the police
station by her uncle (a municipal police officer), he was not
acting in an official capacity and did not accompany her on that
journey. Nor is there any evidence that he directed her to play
the video upon her arrival. For aught that appears, Sánchez sought
out the police on her own initiative in order to inform them about
her husband's illegal behavior and protect her daughter. When she
arrived at the station, she told the desk officers what she had
discovered and then, "out of anger and upset," showed them the
video. The desk officers did not touch the cellphone, which
remained in Sánchez's possession throughout her visit.
Nothing about this series of events indicates that the
government instigated, participated in, or controlled Sánchez's
accessing of the cellphone by, for example, asking her to pull up
the video. Nor does the record support an inference that Sánchez's
primary intent was to assist the government. To the contrary, she
displayed the video to the desk officers out of pique. Her motive
was purely personal, and although it may have overlapped with the
government's goal of combatting child pornography, this confluence
of interests did not, by itself, transmogrify Sánchez into a
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government agent. See United States v. Cameron,
699 F.3d 621, 638
(1st Cir. 2012).
To say more about this viewing would be to paint the
lily. Because Sánchez was not acting as a government agent when
she accessed the video to show it to the desk officers, there is
no plausible basis for concluding that those officers violated the
Fourth Amendment. Any other conclusion would contravene the
settled principle that law enforcement officers are free to accept
evidence voluntarily delivered to them by a private party — even
evidence for which they would not have been able to search in the
absence of a warrant — without crossing the line into forbidden
Fourth Amendment territory. See Coolidge v. New Hampshire,
403
U.S. 443, 487 (1971); cf. Spencer v. Roche,
659 F.3d 142, 149 (1st
Cir. 2011) (explaining that "a police officer's observation of an
item in plain view does not constitute a search so long as the
officer makes his observation from a lawful vantage point").
That ends this aspect of the matter. Sánchez sought out
the police on her own initiative in order to volunteer evidence of
the defendant's misconduct. During her conversation with the desk
officers at the station — where the officers undoubtedly had a
right to be — she accessed the video and played it for them. In
those circumstances, the officers cannot be said to have conducted
a "search." To paraphrase the Supreme Court, when Sánchez "of her
own accord produced [the video] for inspection, rather than simply
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describing [it], it was not incumbent on the police to stop her or
avert their eyes."
Coolidge, 403 U.S. at 489; see
Jacobsen, 466
U.S. at 119-20 (explaining that officer's "viewing of what a
private party had freely made available for his inspection did not
violate the Fourth Amendment").
This holding does not get the government out of the
woods. Law enforcement officers involved in the investigation
reexamined the video on two subsequent occasions prior to obtaining
the defendant's consent. On one occasion, Sánchez showed the video
to Officer Pérez. On the other occasion, she showed it to a group
of officers at the district attorney's office. In each instance,
Sánchez — as part of an investigatory interview arranged by law
enforcement personnel — played the video while describing what had
occurred on the evening of January 5. For present purposes, these
two reexaminations occurred under materially indistinguishable
circumstances.4 Consequently, we treat them together.
4The district court's factual findings reveal one potentially
significant distinction between the two interviews. While Sánchez
had custody of the cellphone until the end of the interview with
Officer Pérez, Agent Román had custody of it throughout the
interview at the district attorney's office (and Officer Pérez may
have held it while the video was playing). Because the defendant
does not contest that the government had lawful possession of the
cellphone and only Sánchez accessed its contents, we agree with
the district court that the officers' handling of the cellphone
during the latter interview does not tip the Fourth Amendment
balance. See
Rivera-Morales, 166 F. Supp. 3d at 166 n.8.
- 14 -
Before embarking upon this joint treatment, we think it
useful to narrow the circumference of the critical issue. To this
end, we assume for argument's sake that Sánchez was acting as a
government agent when she accessed and played the video during
these interviews. We hasten to add that such an assumption does
not, by itself, place the officers' warrantless reexaminations of
the video in constitutional jeopardy. After all, not all
intrusions into personal privacy attributable to the government
are searches that implicate the Fourth Amendment. See Vega-
Rodriguez v. P.R. Tel. Co.,
110 F.3d 174, 178 (1st Cir. 1997).
Here, the government identifies one such intrusion — embodied in
the private search doctrine — and argues that the reexaminations
of the video fall squarely within the protections of that doctrine.
The district court agreed, and we examine its ruling without
further ado.
The private search doctrine rests on a solid doctrinal
foundation. A government intrusion into personal privacy
constitutes a Fourth Amendment search only when it offends an
individual's reasonable expectation of privacy. See United States
v. Hood,
920 F.3d 87, 90 (1st Cir. 2019);
Vega-Rodriguez, 110 F.3d
at 178. When a private party examines particular evidence and
then invites the government to inspect what she has found, the
private party has frustrated any reasonable expectation of privacy
that an individual might have had in that evidence. See Jacobsen,
- 15
-
466 U.S. at 118-20, 120 n.17. As a result, the government does
not conduct a search when it does no more than examine particular
evidence that a private party has already inspected and made
available to it, even if that evidence once engendered a reasonable
expectation of privacy.5 See id.;
Powell, 925 F.3d at 5.
The legality of the government's actions in examining
the evidence depends on the degree — if any — to which those
actions "exceed[] the scope of the private search."
Jacobsen, 466
U.S. at 115. In the classic case, the government does not perform
a search if its examination of the evidence is "coextensive with
the scope" of the antecedent private search and, viewed
objectively, "there is 'a virtual certainty that nothing else of
significance' could be revealed" through its actions.
Powell, 925
F.3d at 5 (quoting
Jacobsen, 466 U.S. at 119); see United States
v. D'Andrea,
648 F.3d 1, 9 & n.12 (1st Cir. 2011) (explaining
objective nature of "virtual certainty" standard). Conversely,
when the government exceeds the scope of the private search, it
5Since the rationale for the private search doctrine derives
from the existence vel non of an individual's reasonable
expectation of privacy, one may wonder about the doctrine's
continuing vitality in light of the Supreme Court's decision in
United States v. Jones,
565 U.S. 400, 404-05 & 411 n.8 (2012)
(holding that a physical intrusion into a constitutionally
protected area for an investigatory purpose should be deemed to
constitute a Fourth Amendment search). Here, however, the
defendant does not ask us to reconsider the private search doctrine
in light of Jones, and we take no view on the issue.
- 16 -
conducts its own search, which requires independent Fourth
Amendment justification. See
Powell, 925 F.3d at 5.
In the case at hand, the critical question is whether
the actions of the officers, in effectively accessing and viewing
the video during the two reexaminations, fell within the scope of
Sánchez's private search. The district court said that they did.
See
Rivera-Morales, 166 F. Supp. 3d at 168. It found that, during
both interviews, Sánchez pulled up exactly the same video that she
had discovered at home, showed that video — and nothing else — to
the officers, and accessed no other material on the defendant's
cellphone. See
id. at 166. These findings are consistent with
the record, and they show beyond any doubt that the government
intrusions into the defendant's cellphone remained within the
scope of Sánchez's private search. See
Powell, 925 F.3d at 5-6
(finding no Fourth Amendment violation when government viewed
without a warrant same screenshots that private party had seen and
forwarded). In fact, the officers saw less than Sánchez did during
her private search, as she went through a number of photographs on
the cellphone as well.
This leaves, of course, the imbricated question of
whether a reasonable officer would have been virtually certain
that he would have seen on the cellphone only information
previously observed by Sánchez. Neither the Supreme Court nor
this court has set fixed parameters as to what constitutes "virtual
- 17 -
certainty" in this context. The term, though, implies something
less than absolute confidence. This understanding of virtual
certainty necessarily follows from the type of government
intrusion authorized by the private search doctrine, which permits
an officer to examine evidence that is not in plain view. See
Jacobsen, 466 U.S. at 118-19, 120 n.17. Because the officer must
rely exclusively on what the private searcher has reported, he can
never be absolutely sure of what he will find. Police officers,
after all, are not omniscient.
Seen in this light, we believe that the "virtual
certainty" inquiry requires a common-sense determination into
whether there is anything more than a remote or highly unlikely
possibility that the officer's actions will uncover something of
significance apart from what the private searcher has found and
reported. In our view, anything more than a remote and highly
unlikely possibility will dispel the aura of virtual certainty
and, thus, prevent the officer from proceeding with his own
warrantless examination of the evidence. Cf. United States v.
Ackerman,
831 F.3d 1292, 1306 (10th Cir. 2016) (finding private
search doctrine inapplicable when government actor "quite easily"
could have come across previously unknown information); United
States v. Lichtenberger,
786 F.3d 478, 488-89 (6th Cir. 2015) (same
when "there was a very real possibility" that officer could have
uncovered still-private information).
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In this case, the "virtual certainty" requirement
appears, at first glance, to be satisfied. Crucially, it was
Sánchez — not one of the officers — who accessed the video during
both interviews. Because she was familiar with the cellphone and
knew where the video was stored, there was no credible risk that
she would open applications or files other than the video that she
intended to play. What is more, she had no incentive to show the
officers anything other than the video that was the focal point of
the interviews. Viewed objectively, the manner in which the
officers reexamined the video ensured that there was no more than
a remote possibility that the intrusions into the defendant's
cellphone would disclose any data stored there beyond what Sánchez
already had seen and reported.
In an effort to blunt the force of this reasoning, the
defendant argues that the officers could not have been virtually
certain that a notification — such as a calendar appointment or
text message — would not spontaneously pop up on the cellphone's
screen while they were watching the video.6 This is strictly a
6 In articulating this argument, the defendant focuses solely
on what the officers could have encountered when they viewed the
video. Accordingly, he has waived any contention that the "virtual
certainty" requirement was not satisfied because Sánchez could
have come across pop-up notifications when she turned on the
cellphone and accessed the video. See United States v. Zannino,
895 F.2d 1, 17 (1st Cir. 1990) ("[I]ssues adverted to in a
perfunctory manner, unaccompanied by some effort at developed
argumentation, are deemed waived.").
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theoretical argument: nothing in the record suggests that such a
notification actually appeared on the screen during either of the
viewings. We therefore have no occasion to address whether, had
that happened, the Fourth Amendment would have permitted the
government to use information gleaned from the notification in its
prosecution of the defendant. Instead, we limit our analysis to
the particular species of "pop-up notification" argument that the
defendant has actually made.
Before wrestling with this argument, we pause to place
it in context. After the suppression hearing, the defendant
submitted a memorandum to the magistrate judge, in which he
challenged the applicability of the private search doctrine to the
officers' viewings of the video. In that memorandum, he posited
that the Supreme Court's decision in Riley v. California,
573 U.S.
373 (2014), required the officers to secure a warrant before
accessing the contents of his cellphone. Relatedly, he contended
in general terms that the "virtual certainty" requirement was not
satisfied because the magistrate judge could not be sure that the
officers saw nothing on the cellphone but the video. The defendant
renewed those contentions — and only those contentions — in his
objections to the R&R. At no point during the proceedings below
did he argue that, due to the possibility of pop-up notifications,
the officers could not have been virtually certain that they would
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see only the video. On appeal, though, he tries for the first
time to broach that argument.
Such "[h]opscotching from one theory to another theory
has consequences." United States v. Pinkham,
896 F.3d 133, 137
(1st Cir. 2018); cf. United States v. Dietz,
950 F.2d 50, 55 (1st
Cir. 1991) (warning, in context of sentencing appeal, that
defendant "cannot switch horses mid-stream in hopes of locating a
swifter steed"). When a defendant changes his tune on appeal and
advances before the court of appeals a theory different than the
one that he advanced before the district court, the new theory is
forfeited. See
Pinkham, 896 F.3d at 137. That is the situation
here: careful perscrutation of the record reveals no indication
that the defendant presented his "pop-up notification" argument
face up and squarely in the court below. Because review of
forfeited theories is only for plain error, see United States v.
Duarte,
246 F.3d 56, 60 (1st Cir. 2001), we apply that stringent
standard here.
To prevail on plain error review, an appellant must show
"(1) that an error occurred (2) which was clear or obvious and
which not only (3) affected [his] substantial rights, but also
(4) seriously impaired the fairness, integrity, or public
reputation of judicial proceedings."
Id. The proponent of "plain
error must carry the devoir of persuasion as to all four of these
elements."
Pinkham, 896 F.3d at 136-37.
- 21 -
In this instance, we need not canvass all four elements
of the plain error standard. For present purposes, it suffices to
note that the defendant's forfeited argument stumbles on the second
element. Although we readily acknowledge that the officers lacked
absolute certainty that no pop-up notification would appear while
they were viewing the video, "absolute certainty" is not the
benchmark. Neither party offered a shred of evidence about the
frequency with which pop-up notifications appear on cellphones
and, in the absence of any such evidence, it is plausible to
conclude that the possibility was remote and highly unlikely that
a pop-up notification would appear while the officers were viewing
the fourteen-second video. Moreover, the "virtual certainty"
requirement aims to ensure that an antecedent private search does
not become "a free pass for the government to rummage through a
person's effects."
D'Andrea, 648 F.3d at 9. It is far from
obvious that the chance that a notification might have appeared on
the screen afforded the officers any opportunity to rummage through
the defendant's private information. And to cinch the matter, a
criminal defendant generally cannot show that a legal error is
clear or obvious in the absence of controlling precedent resolving
the disputed issue in his favor. See, e.g., United States v.
Delgado-Sánchez,
849 F.3d 1, 10-11 (1st Cir. 2017); United States
v. Amaro-Santiago,
824 F.3d 154, 163 (1st Cir. 2016). Here, no
- 22 -
controlling precedent requires us to embrace the defendant's
position.
The Jacobsen Court established the framework for the
private search doctrine in the process of evaluating an officer's
examination of a package.
See 466 U.S. at 111. The Court did not
define "virtual certainty," and it is not immediately apparent how
that concept translates from the context of a static object like
a package to the ever-changing screen on a cellphone. Our two
prior opinions on the private search doctrine inch closer to the
digital realm, see
Powell, 925 F.3d at 5-6 (dealing with
screenshots sent to government entity);
D'Andrea, 648 F.3d at 6-
10 (dealing with pictures stored on a website), but neither of
them provides any direct guidance on how to think about virtual
certainty vis-à-vis cellphones. On this undeveloped record, the
lack of clarity in the case law dashes the defendant's hopes of
demonstrating plain error.
A related point is worth making. Because most cellphones
are able to display notifications spontaneously, the defendant is
inviting us, in effect, to deem government inspections of
information stored on a cellphone categorically exempt from the
prophylaxis of the private search doctrine. It is neither clear
nor obvious that we must accept this invitation. The only two
courts of appeals that have addressed the private search doctrine
in the cellphone context expressed no hesitance in permitting
- 23 -
tailored government inspections of information stored on such
devices. See United States v. Suellentrop,
953 F.3d 1047, 1050
(8th Cir. 2020); United States v. Sparks,
806 F.3d 1323, 1334-36
(11th Cir. 2015).
The Supreme Court's decision in Riley does not demand a
different result. There, the Court addressed the question of
whether another Fourth Amendment doctrine — the search incident to
arrest doctrine — permitted the warrantless inspection of digital
information stored on a cellphone. See
Riley, 573 U.S. at 385.
To answer this question, the Court balanced the degree to which
the search of the contents of a cellphone intrudes upon individual
privacy against the extent to which such a search protects
legitimate government interests in the context of an arrest. See
id. at 385-86.
The Court acknowledged that the search of the
contents of a cellphone allows the government to access a
significant amount of highly personal information. See
id. at
386. On the other pan of the scale, the Court noted that such a
search does not substantially advance the government interests
that justify the search incident to arrest doctrine (the protection
of officer safety and the safeguarding of evidence). See
id.
Balancing these considerations, the Court held that the government
could not rely on the search incident to arrest doctrine to justify
a warrantless search of information stored on an arrestee's
cellphone. See
id.
- 24 -
Although Riley suggests caution in applying the private
search doctrine to cellphones and other types of digital devices,
it does not either create or suggest a categorical rule to the
effect that the government must always secure a warrant before
accessing the contents of such a device. Cf.
id. at 401-02
(stating that "case-specific exceptions may still justify a
warrantless search of a particular phone"). As we explain below,
we do not believe that Riley unequivocally requires that we exclude
government inspections of evidence contained on cellphones from
the private search doctrine.
To begin, it is not obvious that Riley's reasoning is
directly applicable to the question before us. The Riley Court
applied the balancing test that typically is used when deciding
whether to exempt a particular type of search from the warrant
requirement, see
id. at 385 — yet a government inspection of
evidence that falls within the ambit of the private search doctrine
does not constitute a search in the first place, see
Jacobsen, 466
U.S. at 117-20. Furthermore, the justification for the private
search doctrine appears to apply with full force to digital
information stored on a cellphone. When a private party conducts
a search and then invites the government to examine what she has
found, the government does not intrude on any reasonable
expectation of privacy by accepting the invitation, regardless of
where the evidence is located. See
id. Last — but far from least
- 25 -
— allowing the government to inspect the contents of a cellphone
under the private search doctrine does not necessarily risk the
exposure of a significant quantity of personal information. If
the government exceeds the scope of the antecedent private search
and instead rummages through the cellphone, the private search
doctrine will not protect its actions from the strictures of the
Fourth Amendment. See
Sparks, 806 F.3d at 1336 (holding that
private search doctrine did not authorize officer to look at video
on cellphone that private searcher had not previously seen); cf.
Lichtenberger, 786 F.3d at 488-89 (finding Fourth Amendment
violation when, after defendant's girlfriend found photographs on
his laptop computer, she showed certain photographs to officer but
could not say these were ones she had viewed earlier).
We summarize succinctly. Given the targeted manner in
which the officers acted, it is neither clear nor obvious that the
possible appearance of a pop-up notification on the defendant's
cellphone was sufficient to dispel the officers' virtual certainty
that they would see no other information of significance when they
accessed and viewed the video. The defendant has, therefore,
failed to show that the district court plainly erred in concluding
that the "virtual certainty" requirement of the private search
doctrine was satisfied with respect to the reexaminations of the
video.
- 26 -
No more need be said. We hold that the desk officers'
viewing of the video was not a Fourth Amendment search because
they merely observed evidence that Sánchez, a private party, freely
showed to them. We further hold that with respect to the two
reexaminations of the video during the subsequent investigatory
interviews, the district court supportably determined that the
officers remained within the scope of Sánchez's antecedent private
search. Nor did the district court plainly err in finding that
there was a virtual certainty that the officers would see only
information previously observed by Sánchez on the cellphone. Since
the district court appropriately found that the officers did not
violate the Fourth Amendment either by examining or by reexamining
the video, we uphold its denial of the defendant's motion to
suppress.7
B. Sentencing.
We now train the lens of our inquiry on the defendant's
challenges to his 360-month term of immurement. Appellate review
of claims of sentencing error involves a two-step pavane. See
United States v. Flores-Machicote,
706 F.3d 16, 20 (1st Cir. 2013).
7 Because we resolve the defendant's challenge to the denial
of his motion to suppress under the private search doctrine, we
have no occasion to address the government's alternative arguments
that Sánchez had actual authority to consent to the officers'
inspection of the defendant's cellphone or that, even if the
officers violated the Fourth Amendment, the denial of the motion
to suppress should be upheld under the inevitable discovery
doctrine.
- 27 -
We first examine any assignments of procedural error. See
id. If
the sentence passes procedural muster, we next weigh any challenge
to its substantive reasonableness. See
id.
At both stages of the sentencing inquiry, we review
preserved claims of error for abuse of discretion. See
id. The
abuse-of-discretion standard is not monolithic: within it, we
review the sentencing court's findings of fact for clear error and
questions of law (including the court's interpretation and
application of the sentencing guidelines) de novo. See
id.
1. Claims of Procedural Error. The defendant's first
claim of procedural error concerns the district court's denial of
the one-level downward adjustment for acceptance of responsibility
under USSG §3E1.1(b). He argues that he was entitled to this
adjustment because he admitted his culpability before he was
charged and attempted to avert the necessity for a jury trial by
proposing a conditional plea and (when that proved infeasible) by
attempting to waive a jury.
To put this argument into perspective, we first describe
the sentencing guidelines' two-tiered system to account for
acceptance of responsibility. See United States v. Meléndez-
Rivera,
782 F.3d 26, 29 (1st Cir. 2015). At the first tier, the
defendant is entitled to a two-level downward adjustment in his
offense level when the sentencing court determines that he has
"clearly demonstrate[d] acceptance of responsibility for his
- 28 -
offense." USSG §3E1.1(a). If the defendant receives this
adjustment and if his offense level (calculated without reference
to the first-tier adjustment) is sixteen or more, the second tier
becomes relevant. See USSG §3E1.1(b). That tier contemplates a
further one-level discount
upon motion of the government stating that the
defendant has assisted authorities in the
investigation or prosecution of his own
misconduct by timely notifying authorities of
his intention to enter a plea of guilty,
thereby permitting the government to avoid
preparing for trial and permitting the
government and the court to allocate their
resources efficiently.
Id.
At first blush, the language of both section 3E1.1(b)
and the accompanying guideline commentary appears to make the
additional one-level reduction contingent on the government's
affirmative decision to file a motion. See id.; see also
id. cmt.
n.6 ("Because the Government is in the best position to determine
whether the defendant has assisted authorities in a manner that
avoids preparing for trial, an adjustment under subsection (b) may
only be granted upon a formal motion by the Government at the time
of sentencing."). But in practice, a district court retains some
ability to grant the reduction even if the government abjures such
a motion. See
Meléndez-Rivera, 782 F.3d at 30. This ability is
narrowly circumscribed: a sentencing court may exercise it only
"when the government's withholding of the predicate motion 'was
- 29 -
based on an unconstitutional motive' or 'was not rationally related
to any legitimate government end.'"
Id. (quoting United States v.
Beatty,
538 F.3d 8, 14 (1st Cir. 2008)). Under Amendment 775 to
the sentencing guidelines, which took effect on November 1, 2013,
"[t]he government should not withhold such a motion based on
interests not identified in §3E1.1, such as whether the defendant
agrees to waive his or her right to appeal." USSG §3E1.1, cmt.
n.6.
In the case at hand, the district court adopted (without
objection by the government) the PSI Report's recommendation that
the defendant receive a two-level downward adjustment under
section 3E1.1(a). That adjustment is not in issue here. See
id.
cmt. n.2 (allowing adjustment when "a defendant goes to trial to
assert and preserve issues that do not relate to factual guilt").
But the government refused to move for the additional one-level
reduction under section 3E1.1(b). Its reasons were twofold: it
had to expend appreciable resources responding to the suppression
motion, and the defendant's insistence on a conditional plea forced
it to prepare for trial. Notwithstanding the government's
recalcitrance, the defendant persisted in his quest for the
additional one-level discount. The court turned a deaf ear to
this request.
The parties spar over the question of whether the
district court appropriately credited the government's need to
- 30 -
respond to the defendant's suppression motion as a justification
for its decision to withhold a section 3E1.1(b) motion. See United
States v. Silva,
865 F.3d 238, 244-45 (5th Cir. 2017) (per curiam)
(recognizing unsettled question as to whether section 3E1.1(b)
permits denial of additional level for this reason after
promulgation of Amendment 775). We need not plunge into these
muddy waters, as the government cited its trial preparation as a
further justification for its refusal to file the motion. Given
this alternative justification, the district court did not abuse
its discretion in denying the defendant's request for the
additional one-level reduction. We explain briefly.
The defendant bore the burden of persuading the district
court that the withholding of the predicate motion was either based
on an unconstitutional motive or unrelated to a legitimate
government end. See
Beatty, 538 F.3d at 14-15; cf. United States
v. Ocasio,
914 F.2d 330, 332 (1st Cir. 1990) ("A defendant has the
burden of proving his entitlement to a downward adjustment in the
offense level."). He makes no argument that the government's
action was based on an unconstitutional motive. The question thus
reduces to whether the defendant showed that the withholding of
the motion was not rationally related to a legitimate government
end.
The defendant has failed to carry this burden. The
purpose of the section 3E1.1(b) discount is to reward a defendant
- 31 -
"for helping the authorities save resources . . . by a pre-trial
plea of guilty," so it will only be available to a defendant who
elects to stand trial in rare circumstances. United States v.
Hines,
196 F.3d 270, 273-74 (1st Cir. 1999) (explaining that,
absent agreement with government, defendant normally must notify
authorities of willingness to enter unconditional guilty plea to
receive section 3E1.1(b) discount); see USSG §3E1.1(b). As a
corollary of this proposition, we think it obvious that the
government may withhold a section 3E1.1(b) motion on the ground
that it had to engage in trial preparation. See, e.g., United
States v. Rayyan,
885 F.3d 436, 440-41 (6th Cir. 2018).
In this instance, the defendant chose not to plead guilty
and elected to stand trial instead. Although the trial was brief
and the defendant conceded his guilt, the government still had to
expend resources to prepare. For example, the government filed
proposed voir dire questions, proffered suggested jury
instructions, prepared and delivered both an opening statement and
summation, and presented the testimony of a witness (Sánchez). We
discern nothing in the record that calls into question the
government's statement that its decision to withhold a section
3E1.1(b) motion was based at least in part on its legitimate
interest in avoiding this type of trial preparation. We conclude,
therefore, that the defendant failed to show that the district
- 32 -
court had authority to award the additional one-level reduction in
the absence of a government motion.
The defendant resists this conclusion. He points out
that he endeavored to avoid a jury trial by seeking to enter a
conditional plea (preserving his right to appeal the suppression
order), see Fed. R. Crim. P. 11(a)(2), and — when that failed — by
seeking to agree to a bench trial on stipulated facts. In the
defendant's view, the government had to prepare for trial only
because it spurned his offer of a conditional plea and then refused
to go along with his proposed stipulation. And he adds that the
denial of the additional one-level discount unfairly penalized him
for exercising his right to seek suppression.
We recognize that the defendant's decision not to enter
an unconditional guilty plea and his refusal to agree to the
government's preferred stipulation were bound up with his desire
to preserve his ability to appeal the denial of his nonfrivolous
suppression motion. But just as a defendant has a right, within
broad limits, to make strategic choices, so too the government has
a right to make strategic choices of its own. Thus, the government
was under no obligation to accept either the defendant's offer of
a conditional plea or his preferred version of stipulated facts.
Here, moreover, the defendant offers no reason to
believe that the government's strategic choices (such as its
refusal to accept his conditional guilty plea on the terms that he
- 33 -
proffered) were either arbitrary or rooted in improper
considerations. This is important because the parties' strategic
decisions compelled the government to engage in trial preparation.
Quintessentially, section 3E1.1(b) is meant to reward defendants
who spare the government the expense of trial; and we conclude
that the government could eschew the filing of a section 3E1.1(b)
motion here on the ground that the defendant's strategic choices
made a trial inevitable.
Last but not least, the denial of the additional one-
level reduction did not improperly penalize the defendant for
seeking to appeal the suppression order. His decision to preserve
his appellate rights caused the government to expend resources on
a jury trial. Although the government's ability to withhold a
section 3E1.1(b) motion on that ground may disincentivize a
defendant from choosing to stand trial, such a disincentive is not
improper. See
Beatty, 538 F.3d at 16. Having sown the wind
(electing to stand trial to preserve his appellate rights in what
he deemed the most advantageous fashion), the defendant had to
know that he might reap the whirlwind (the risk of losing the
additional one-level reduction for acceptance of responsibility).
He cannot now be heard to complain that this predictable risk
materialized. See
id. at 16-17. For these reasons, we hold that
the government rationally justified its decision not to file a
section 3E1.1(b) motion on the basis of its trial preparation.
- 34 -
Thus, the district court did not abuse its discretion in denying
the additional one-level reduction for acceptance of
responsibility.
The defendant's second claim of procedural error posits
that the district court did not adequately justify the extent of
the upward variance that it imposed. According to the defendant,
the court's reference to his sexual abuse of his daughter prior to
the recording of the video did not sufficiently explain a variance
of 67 months above the apex of the GSR. We review this claim of
error for abuse of discretion. See United States v. Fernández-
Cabrera,
625 F.3d 48, 53 (1st Cir. 2010).
We start with the baseline rule that a sentencing court
has a statutory mandate to "state in open court the reasons for
its imposition of the particular sentence." 18 U.S.C. § 3553(c).
Withal, this mandate does not mean that a court's explanation must
"be precise to the point of pedantry." United States v. Sepúlveda-
Hernández,
817 F.3d 30, 33 (1st Cir. 2016) (quoting United States
v. Turbides-Leonardo,
468 F.3d 34, 40 (1st Cir. 2006)). Rather,
we appraise the adequacy of a court's explanation "in a practical,
common-sense way," asking whether it has identified the main
factors driving the imposed sentence.
Id. (quoting United States
v. Dávila-González,
595 F.3d 42, 48 (1st Cir. 2010)). We
recognize, though, that when a court imposes a variant sentence,
it must furnish a somewhat more detailed justification,
- 35 -
commensurate with the extent of the variance. See United States
v. Fields,
858 F.3d 24, 31 (1st Cir. 2017).
Here, the district court relied chiefly on the
seriousness of the offense, see 18 U.S.C. § 3553(a)(2)(A), to
justify the upward variance. It thought the upward variance
appropriate "because of what [the defendant] did prior to this
particular incident," that is, digitally penetrating the victim
(his six-year-old daughter) and rubbing his penis on her vagina.8
Although the defendant seeks to characterize this explanation as
encompassing only the prior sexual abuse, we think it apparent
that the court was also concerned about the familial relationship
and the victim's age. These factors plainly compounded the gravity
of the offense.
It is well-established that "[w]here the record permits
a reviewing court to identify both a discrete aspect of an
offender's conduct and a connection between that behavior and the
aims of sentencing, the sentence is sufficiently explained to pass
muster under section 3553(c)."
Sepúlveda-Hernández, 817 F.3d at
33 (alteration in original) (quoting Fernández-Cabrera,
625 F.3d
8The district court declined to apply the pattern-of-activity
enhancement under USSG §4B1.5(b)(1) based on this prior abuse, but
the defendant does not contest that this conduct was relevant under
section 3553(a) in determining his sentence. See United States v.
Anonymous Defendant,
629 F.3d 68, 76 (1st Cir. 2010) (explaining
that "courts have long been permitted to consider more than charged
conduct in fashioning sentences," including "prior criminal
conduct that has not ripened into a conviction").
- 36 -
at 54). Though concise, the district court's explanation
emphasized multiple aspects of the defendant's conduct that
rendered it especially heinous. Because the court made pellucid
that the seriousness of the offense was the driving force in its
sentencing calculus, its explanation was sufficient to satisfy the
statutory mandate.
The defendant attempts an end run, suggesting that the
district court's explanation was inadequate because his total
offense level already included offense-level enhancements for the
age of the victim, his relationship with the victim, and the fact
that the crime involved a sexual act. This suggestion has a patina
of plausibility: we have held that "when a sentencing court relies
on a factor already accounted for by the sentencing guidelines to
impose a variant sentence, the court must indicate what makes that
factor worthy of extra weight in the defendant's case."
Fields,
858 F.3d at 32 (citing United States v. Zapete-Garcia,
447 F.3d
57, 60 (1st Cir. 2006)). Upon careful perscrutation, though, the
defendant's premise collapses.
Although the defendant's total offense level included
the enhancements that he identifies, the district court expressly
declined to adopt a pattern-of-activity enhancement. See USSG
§4B1.5(b)(1). It follows that the GSR did not take into account
the multiple occasions that the defendant sexually abused his minor
daughter. Put another way, the defendant's GSR would have been
- 37 -
the same had his misconduct been limited to the recording of the
video. By invoking the uncharged sexual abuse of the victim, the
court persuasively articulated why it believed that the
defendant's case differed from the generic set of facts that fell
within the heartland of the GSR. See United States v. Del Valle-
Rodríguez,
761 F.3d 171, 177 (1st Cir. 2014).
The defendant proffers one last claim of procedural
error. In his sentencing memorandum and at the disposition
hearing, the defendant argued for a downwardly variant sentence of
180 months (the statutory minimum) in order to reflect his personal
characteristics, reward his prompt acceptance of responsibility,
and avoid sentencing disparities with purportedly similar
offenders in the District of Puerto Rico. He assigns error to the
district court's failure to spell out why it rejected these
arguments.
We need not tarry. As a general matter, a sentencing
court is under no obligation either to address every argument that
a defendant advances in support of his preferred sentence or to
walk through each of the section 3553(a) factors one by one. See
United States v. Cortés-Medina,
819 F.3d 566, 571 (1st Cir. 2016).
So, too, although a district court must adequately explain its
sentence, it has "no corollary duty to explain why it eschewed
other suggested sentences." United States v. Vega-Salgado,
769
F.3d 100, 103-04 (1st Cir. 2014). This makes good sense: the
- 38 -
sentencing court's rationale often can be discerned by comparing
the parties' written and oral arguments with the court's
explanation at sentencing. See United States v. Murphy-Cordero,
715 F.3d 398, 401 (1st Cir. 2013).
At the disposition hearing, the court below made clear
that it had read the parties' sentencing memoranda and allowed
both sides a final opportunity to argue for their preferred
sentences. After calculating the defendant's GSR, the court
represented that it had considered the section 3553(a) factors.
"Such a statement is entitled to significant weight." United
States v. Santiago-Rivera,
744 F.3d 229, 233 (1st Cir. 2014). The
court then mentioned many of the personal characteristics that the
defendant had highlighted in his request for a downward variance.
And finally, after acknowledging the defendant's requested
sentence of 180 months, the court explained that it was imposing
an upward variance because of the defendant's prior sexual abuse
of his six-year-old daughter. This chain of events gives rise to
only one reasonable inference: that the court was aware of the
defendant's arguments for a downward variance and found them
wanting. The court was not obligated to justify its rejection of
the defendant's entreaty for a downward variance in any greater
detail.
Contrary to the defendant's importunings, our decision
in United States v. Robles-Alvarez,
874 F.3d 46 (1st Cir. 2017),
- 39 -
does not demand a different result. There, the defendant sought
a downward variance from his GSR of life imprisonment to align his
sentence with the 46-month term of imprisonment imposed on the
ringleader of the conspiracy that he had joined. See
id. at 52-
53. We found procedural error due to the court's failure to
mention the defendant's "potentially forceful disparity argument,"
let alone explain why that argument lacked bite.
Id. at 53.
The case at hand and Robles-Alvarez are not fair
congeners. Here, the sentencing court explicitly acknowledged the
defendant's request for a downward variance and — unlike in Robles-
Alvarez — we cannot say that the defendant's disparity argument
was "potentially forceful." We have emphasized that "[a] credible
claim of sentencing disparity requires that the proponent furnish
the court with enough relevant information to permit a
determination that he and his proposed comparators are similarly
situated." United States v. Rodríguez-Adorno,
852 F.3d 168, 177
(1st Cir. 2017). The defendant has not made such a showing.
Although he calculated an average sentence of 204 months for
producers of child pornography in the District of Puerto Rico since
2000, such offenses are infinitely varied. The record discloses
that the defendant made no attempt to compare himself with these
other offenders on any metric other than the charged offense.9
9
We say "charged" offense because the defendant's calculation
appears to include the sentences of offenders who had their
- 40 -
Given this chasmal gap in his disparity argument, it is a
compelling inference that the court declined to vary downward
because it found the defendant was more culpable than the average
producer of child pornography.
2. Claim of Substantive Unreasonableness. This brings
us to the defendant's challenge to the substantive reasonableness
of his sentence. Echoing one of his claims of procedural error,
he contends that the district court fashioned his sentence without
due consideration of certain mitigating factors (including his
age, forthright acceptance of responsibility, and lack of prior
criminal record). In light of these factors, he says that his
360-month term of immurement is indefensible. Inasmuch as the
defendant preserved this claim of error below, our review is for
abuse of discretion. See United States v. Matos-de-Jesús,
856
F.3d 174, 179 (1st Cir. 2017).
Reasonableness in the sentencing context "is a protean
concept." United States v. Clogston,
662 F.3d 588, 592 (1st Cir.
2011) (quoting United States v. Martin,
520 F.3d 87, 92 (1st Cir.
2008)). As a result, "[t]here is no one reasonable sentence in
any given case but, rather, a universe of reasonable sentencing
outcomes."
Id. In appraising the substantive reasonableness of
production counts dismissed as part of a plea negotiation. Such
offenders are obviously not similarly situated to the defendant
for the purpose of his sentencing disparity argument.
- 41 -
a particular sentence, then, our task is simply to determine
whether the sentence falls within this broad universe. See United
States v. de Jesús,
831 F.3d 39, 43 (1st Cir. 2016). When
performing this task, we cannot substitute our judgment of the
appropriate sentence for that of the sentencing court; to the
contrary, we must accord significant deference to the court's
informed determination that the section 3553(a) factors justify
the sentence imposed. See
Martin, 520 F.3d at 92. This approach
does not change merely because the sentencing court opts to vary
from the GSR. See
Santiago-Rivera, 744 F.3d at 234. In the last
analysis, a sentence is substantively reasonable so long as the
sentencing court offers a plausible rationale and the sentence
represents a defensible result. See United States v. Vargas-
García,
794 F.3d 162, 167 (1st Cir. 2015).
Viewed against this backdrop, the defendant's sentence
is unimpugnable. The district court's explanation for varying
upward, though concise, contained a clear and coherent rationale:
the victim was the defendant's own six-year-old daughter, and he
sexually abused her on multiple occasions.
The defendant assails this rationale, arguing that it
overlooks certain mitigating factors concerning his history and
characteristics. This argument misses the mark. Mitigating
factors cannot be viewed in a vacuum; and although a sentencing
court must consider the full range of relevant factors, "the
- 42 -
weighting of those factors is largely within the court's informed
discretion."
Clogston, 662 F.3d at 593. To this end, we have
admonished that a successful challenge to the substantive
reasonableness of a sentence "must comprise more than a thinly
disguised attempt by the defendant 'to substitute his judgment for
that of the sentencing court.'"
Vargas-García, 794 F.3d at 167
(quoting
Clogston, 662 F.3d at 593).
Here, moreover, the district court expressly
acknowledged many of the factors that the defendant asked it to
consider, including his age, educational and work history, and
lack of any prior criminal history or drug use. Notwithstanding
these mitigating factors, the court determined that the
seriousness of the offense justified a substantial upward
variance. Viewed in the cold light of day, the defendant's real
complaint is not that the court overlooked mitigating factors but,
rather, that it did not assign those factors the weight that he
thinks they deserved. Such thin forestation is insufficient to
throw shade on the plausibility of the sentencing court's
rationale. See
Coombs, 857 F.3d at 452.
The district court coupled this plausible sentencing
rationale with a defensible result. To be sure, the 360-month
sentence — the statutory maximum for the offense of conviction,
see 18 U.S.C. § 2251(e) — was severe, especially for a defendant
who admitted his factual guilt from the start. But we do not
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presume that a sentence is substantively unreasonable simply
because it is severe. See
Flores-Machicote, 706 F.3d at 25; United
States v. Leahy,
668 F.3d 18, 24 (1st Cir. 2012). Acts ought to
have consequences, and heinous acts ought to have severe
consequences. A sentencing court has discretion, within wide
margins, to impose an upward variance when it determines that the
nature and circumstances of the offense, the need for condign
punishment, and the other section 3553(a) factors warrant a stiff
sentence. See
Matos-de-Jesús, 856 F.3d at 180.
The court below did not write outside these wide margins
in handing down a 360-month sentence. The defendant's conduct was
reprehensible in the extreme: he told his six-year-old daughter
that his penis was a "toy," had her masturbate him at least three
times, and recorded a video of her doing so. To make matters
worse, he rubbed his penis against her vagina or anus multiple
times and digitally penetrated her vagina at least once. This
sexual abuse will likely cause the victim irreparable mental
anguish. Under these circumstances, the court reasonably
determined that the defendant's aggravated conduct justified a
substantial upward variance. On this sordid record, we cannot say
that the sentence imposed falls outside the universe of reasonable
sentencing outcomes. See de
Jesús, 831 F.3d at 43.
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III. CONCLUSION
We need go no further. For the reasons elucidated above,
the judgment of the district court is
Affirmed.
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