Filed: Apr. 02, 1999
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS APR 2 1999 TENTH CIRCUIT _ PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff-Appellee, v. No. 98-6341 (W.D. Okla.) AUBREY MURPHY, Sr., (D.Ct. No. CR-97-137-L) Defendant-Appellant. ORDER AND JUDGMENT * Before BRORBY, EBEL, and LUCERO, Circuit Judges. After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist the determination of th
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS APR 2 1999 TENTH CIRCUIT _ PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff-Appellee, v. No. 98-6341 (W.D. Okla.) AUBREY MURPHY, Sr., (D.Ct. No. CR-97-137-L) Defendant-Appellant. ORDER AND JUDGMENT * Before BRORBY, EBEL, and LUCERO, Circuit Judges. After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist the determination of thi..
More
F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
APR 2 1999
TENTH CIRCUIT
__________________________ PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 98-6341
(W.D. Okla.)
AUBREY MURPHY, Sr., (D.Ct. No. CR-97-137-L)
Defendant-Appellant.
ORDER AND JUDGMENT *
Before BRORBY, EBEL, and LUCERO, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1.9(G). The case is
therefore ordered submitted without oral argument.
Appellant Aubrey Murphy, Sr., appeals the sentence imposed by the district
*
This order and judgment is not binding precedent except under the doctrines of
law of the case, res judicata and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
court following his guilty plea to one count of conspiracy to possess with intent to
distribute cocaine base in violation of 21 U.S.C. § 846. The district court applied
a three-level enhancement under United States Sentencing Guideline § 3B1.1(b)
for Mr. Murphy’s supervisory role in the conspiracy to distribute cocaine, and
declined to apply the “safety valve” allowed under U.S.S.G. § 5C1.2. On the
government’s motion, the district court allowed a downward departure under
U.S.S.G. § 5K1.1, based on Mr. Murphy’s substantial assistance in the case,
thereby reducing his sentence to 222 months from the sentencing guideline range
of 235-293 months.
On appeal, Mr. Murphy argues: (1) the evidence does not support the
district court’s determination he supervised either his wife or another co-
defendant for the purposes of U.S.S.G. § 3B1.1; (2) he received no notice the
government intended to apply the § 3B1.1 enhancement to his alleged supervision
of his wife; (3) the district court erroneously failed to apply the “safety valve”
under U.S.S.G. § 5C1.2 in computing his sentence; (4) the district court abused its
discretion in not considering his age, physical infirmity, susceptibility to abuse,
and lack of prior criminal record in departing downward; (5) the district court, in
determining the extent of the downward departure, impermissibly compared the
disparity of his sentence with his much younger, female co-defendants’ sentences;
-2-
and (6) the district court impermissibly compared these sentences without giving
him notice or an opportunity to “rebut this evidence.”
I. Section 3B1.1(b) Enhancement
In order to impose a three-level enhancement under U.S.S.G. § 3B1.1(b),
the sentencing court must find by a preponderance of the evidence that Mr.
Murphy managed or supervised a criminal activity which involved five or more
participants or was otherwise extensive. See U.S.S.G. § 3B1.1(b); United States
v. Wacker,
72 F.3d 1453, 1476 (10th Cir. 1996); United States v. Guadalupe,
979
F.2d 790, 795 (10th Cir. 1992). A manager or supervisor must possess decision-
making authority or control over a subordinate. United States v. Roberts,
14 F.3d
502, 524 (10th Cir. 1993). We review the district court’s findings of fact for
clear error, giving deference to the district court’s application of the Sentencing
Guidelines to the facts.
Wacker, 72 F.3d at 1476. Questions of law regarding the
application of these guidelines are reviewed de novo.
Id.
While Mr. Murphy does not contest the district court’s finding the criminal
activity involved five or more participants, he asserts the record does not support
the district court’s finding he supervised co-defendant Adrian Satchell during the
course of the conspiracy. We disagree. The evidence presented and considered
-3-
by the district court shows Mr. Satchell acted as a drug courier, transporting
multi-kilogram quantities of cocaine to Mr. Murphy in Oklahoma City from Mr.
Murphy’s California supplier, Edward McFadden. Testimony from the sentencing
hearing shows that while Mr. McFadden acted as a leader and organizer of the
cocaine organization, Mr. Murphy managed the Oklahoma City end of the
conspiracy involving thirteen other members. During this conspiracy, Mr.
Murphy (1) instructed Mr. Satchell when to go to California and other locations to
pick up cocaine, (2) provided him the names and telephone numbers of persons
for Mr. Satchell to contact, (3) directed him when to travel to pick up money from
cocaine sales, and (4) instructed him when to deliver the money to Mr. McFadden.
In addition, on several occasions Mr. Murphy made transportation arrangements,
such as renting vans for Mr. Satchell to use during his trips. Based on this
testimony, the district court found Mr. Murphy acted as more than “simply a
middleman or wholesaler of cocaine base,” but as “leader of the Oklahoma City
branch of [the cocaine] conspiracy” who “exercised control” and “directed the
actions of Adrian Satchell on a number of occasions” during the period covering
the enhancement.
Mr. Murphy contends he could not supervise Mr. Satchell because he
received payment from Mr. McFadden, and therefore acted as his employee. He
-4-
also claims he “only passed along information” to Mr. Satchell from Mr.
McFadden, who found it more convenient to contact Mr. Murphy because he
knew his phone number.
While the evidence shows Mr. McFadden advised Mr. Murphy of when and
how much cocaine was available, it also shows Mr. Murphy did more than merely
convey this information to Mr. Satchell. In addition, Mr. Murphy gave Mr.
Satchell instructions on how to proceed based on this information. Thus, Mr.
Murphy was much more than just a conduit for communication.
Alternatively, regardless of what instructions Mr. McFadden gave Mr.
Murphy concerning Mr. Satchell, or who paid him, the record clearly shows Mr.
Murphy is the individual who personally instructed Mr. Satchell on his courier
activities in a conspiracy involving all of them, and Mr. Satchell followed those
instructions. This demonstrates Mr. Murphy possessed the requisite decision-
making authority or control needed over a subordinate to establish his supervision
of another. See
Roberts, 14 F.3d at 524. For these reasons, we conclude the
district court did not err in finding by a preponderance of the evidence that Mr.
Murphy supervised Mr. Satchell for the purposes of a U.S.S.G. § 3B1.1(b) three-
level enhancement.
-5-
Having determined the record supports the § 3B1.1(b) enhancement for
supervision of Mr. Satchell, we need not determine whether the record supports a
similar enhancement for Mr. Murphy’s alleged supervision of his wife, Davi
Murphy, or if he received sufficient notice of such an enhancement. In order for
Mr. Murphy to receive an adjustment under § 3B1.1(b), it is sufficient to show he
managed or supervised only one other participant. Cf. United States v. Johnson,
4
F.3d 904, 917-18 (10th Cir. 1993), cert. denied,
510 U.S. 1123 (1994).
II. Section 5C1.2 Safety Valve Provision
In a related argument, Mr. Murphy maintains the district court failed to
apply the “safety valve” provision under U.S.S.G. § 5C1.2. This provision
requires the district court to impose a sentence without regard to any statutory
minimum sentence if the defendant meets certain criteria. See U.S.S.G. § 5C1.2.
In order to apply the safety valve provision, the defendant must not be a
“manager, or supervisor of others in the offense.” U.S.S.G. § 5C1.2(4). Because
Mr. Murphy supervised Mr. Satchell’s activities in the conspiracy, the safety
valve provision does not apply.
III. Downward Departure
A district court may depart from the Sentencing Guidelines on a motion by
-6-
the government stating the defendant “provided substantial assistance in the
investigation or prosecution of another person who has committed an offense.”
U.S.S.G. § 5K1.1. In this case, Mr. Murphy provided assistance by sharing
information which led to guilty pleas from at least seven of the co-defendants
involved in the conspiracy, and by offering to testify against other co-conspirators
at trial. Consequently, the government moved for a U.S.S.G. § 5K1.1 downward
departure. After admonishing Mr. Murphy for supplying cocaine to the very same
individuals he helped convict, and who are mostly young mothers and members of
his “family,” the district court reluctantly granted the government’s U.S.S.G.
§ 5K1.1 motion and reduced Mr. Murphy’s sentence to 222 months from the
guideline range of 235 to 293 months.
Nevertheless, Mr. Murphy argues the district court erred in refusing to
apply a further downward departure based on his age, physical infirmity,
susceptibility to abuse, and lack of prior criminal record. We cannot consider his
argument, as this court lacks jurisdiction to review a district court’s discretionary
decision to grant a downward departure or determine the extent of a departure.
See United States v. McHenry,
968 F.2d 1047, 1049 (10th Cir. 1992). See also
United States v. Holsey,
995 F.2d 960, 963 (10th Cir. 1993) (determining we lack
jurisdiction to consider the district court’s discretionary refusal to depart
-7-
downward because of a defendant’s age or poor health).
Hoping to overcome this jurisdictional hurdle, Mr. Murphy poses an
alternative argument with constitutional ramifications. Specifically, he claims the
district court based its refusal to depart downward on an impermissible
comparison of Mr. Murphy’s sentence with the sentences of his much younger,
female co-defendants. He argues the court’s consideration of his age and sex
violates due process and equal protection guarantees, and the Sentencing
Guidelines, which specifically enumerate certain “forbidden factors” the
sentencing judge must not consider when reviewing a request for a downward
departure. These forbidden factors include race, sex, national origin, creed,
religion, and socio-economic status. See U.S.S.G. § 5H1.10. If the sentencing
court relies on a forbidden factor, the defendant may appeal its application of the
Sentencing Guidelines as a violation of law. See United States v. Garcia,
919
F.2d 1478, 1479-80 (10th Cir. 1990).
In reviewing Mr. Murphy’s argument, we must look to the context of the
statements made by the district court judge at the sentencing hearing. The judge
stated in part:
I must say that it was very difficult for the Court to sit here
and listen to the pleas of several of those persons who were young
-8-
mothers in their early twenties, who were going away for seven or
eight years to a federal penitentiary because they were selling drugs
that you had distributed to them....
...
And that you then want the Court to sentence you to a far
lesser sentence because you were sitting here willing to testify
against [your] own family members and these persons, all of whom
you ... and your wife got involved in the drug business....
...
I honestly could not live with myself, Mr. Murphy, if you
served one month less than any of these persons that you have gotten
involved in this drug distribution and drug ring. You were far older
and far wiser than most of them....
I am going to grant the Government’s motion for downward
departure. Pursuant to Section 5K1.1, I find that you have provided
substantial assistance in this investigation, and in the prosecution of
others involved in this offense. And therefore, I will depart from the
guideline range. But it’s very reluctantly.
Contrary to Mr. Murphy’s contentions, the district court did not
impermissibly determine that because of Mr. Murphy’s age and sex he did not
qualify for a downward departure. Rather, the district court commented on the
reprehensible nature of Mr. Murphy’s and his wife’s conduct in involving young
mothers with infant children in a drug conspiracy. Moreover, the district court’s
inclusion of Mr. Murphy’s wife in its admonition clearly shows the district court
did not consider gender relevant in finding the conduct of both Mr. and Mrs.
Murphy reprehensible. A fair reading of the district court’s statements shows the
-9-
judge, in admonishing Mr. Murphy, focused not on Mr. Murphy’s sex or age, but
on his criminal conduct and abhorrent involvement of young mothers in the drug
conspiracy. It is most likely that faced with a young female defendant who
similarly involved young mothers in a drug conspiracy, one could find such
conduct equally abhorrent. 1 The district court’s reference to Mr. Murphy’s being
“far older and far wiser” than his co-defendants goes more to his knowing better
than to involve others less worldly and more vulnerable than himself. We find the
district court did not impermissibly consider Mr. Murphy’s age and sex in a way
prohibited by the Sentencing Guidelines and the due process and equal protection
provisions of the Constitution. The sentencing judge properly exercised his
discretion and departed downward. For these reasons, we conclude we lack
jurisdiction to review the extent of the district court’s downward departure.
As for the disparity between Mr. Murphy’s sentence and those of his co-
1
Besides his constitutional arguments, Mr. Murphy claims the record does not
show he recruited or involved any of the young co-defendants in the conspiracy as stated
by the district court when considering the downward departure. However, the record
clearly shows Mr. Murphy led the Oklahoma conspiracy involving these young co-
defendants, and sold and distributed cocaine to them. This alone shows he in some way
involved them for the purposes of the cocaine conspiracy. Moreover, because the record
shows the same judge saw and sentenced most of the individuals involved in the co-
conspiracy, he possessed first-hand knowledge of their involvement with Mr. Murphy in
the conspiracy.
-10-
defendants, we likewise lack jurisdiction to review the extent of his downward
departure. United States v. Fisher,
3 F.3d 456, 464 (1st Cir. 1993). 2 Moreover,
“disparate sentences are allowed where the disparity is explicable by the facts on
the record.” United States v. Maden,
114 F.3d 155, 159 (10th Cir.) (internal
quotation marks and citation omitted), cert. denied,
118 S. Ct. 226 (1997). In this
case, the record shows the same judge saw and sentenced most of the individuals
involved in the conspiracy. Therefore, he obtained first-hand knowledge of their
involvement in the conspiracy, as compared with Mr. Murphy’s involvement. In
addition, the disparity in the co-conspirators’ sentences is clearly attributable to at
least one factor; i.e., Mr. Murphy’s management or supervision of at least one
other during the conspiracy.
For these reasons, the sentence imposed by the district court is
AFFIRMED.
Entered by the Court:
WADE BRORBY
United States Circuit Judge
2
For the same reason, we decline to review Mr. Murphy’s claim the district court
improperly failed to give him notice of its consideration of the sentencing disparities.
-11-