Filed: Dec. 09, 1999
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS DEC 9 1999 TENTH CIRCUIT PATRICK FISHER Clerk G.E. FARROW, Plaintiff-Appellant, v. No. 99-1281 ROBERT E. CONFER, and John Does (D.C. No. 99-K-801) 1-10, (D. Colo.) Defendants-Appellees. ORDER AND JUDGMENT * Before SEYMOUR, Chief Judge, BALDOCK, and HENRY, Circuit Judges. ** Plaintiff Geoffrey E. Farrow, proceeding pro se, is a citizen and resident of New Zealand. He sued Robert E. Confers and ten unnamed Defend
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS DEC 9 1999 TENTH CIRCUIT PATRICK FISHER Clerk G.E. FARROW, Plaintiff-Appellant, v. No. 99-1281 ROBERT E. CONFER, and John Does (D.C. No. 99-K-801) 1-10, (D. Colo.) Defendants-Appellees. ORDER AND JUDGMENT * Before SEYMOUR, Chief Judge, BALDOCK, and HENRY, Circuit Judges. ** Plaintiff Geoffrey E. Farrow, proceeding pro se, is a citizen and resident of New Zealand. He sued Robert E. Confers and ten unnamed Defenda..
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F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
DEC 9 1999
TENTH CIRCUIT
PATRICK FISHER
Clerk
G.E. FARROW,
Plaintiff-Appellant,
v. No. 99-1281
ROBERT E. CONFER, and John Does (D.C. No. 99-K-801)
1-10, (D. Colo.)
Defendants-Appellees.
ORDER AND JUDGMENT *
Before SEYMOUR, Chief Judge, BALDOCK, and HENRY, Circuit Judges. **
Plaintiff Geoffrey E. Farrow, proceeding pro se, is a citizen and resident of
New Zealand. He sued Robert E. Confers and ten unnamed Defendants for
damages arising from an alleged investment swindle. The district court dismissed
Farrow’s complaint with prejudice for failure to comply with its order that Farrow
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
**
After examining the briefs and appellate record, the panel has
determined unanimously to honor the parties’ request for a decision on the briefs
without oral argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(A)(2). This
case is therefore ordered submitted without oral argument.
file an amended complaint that satisfies Fed. R. Civ. P. 8(a). We exercise
jurisdiction under 28 U.S.C. § 1291, and affirm.
Farrow alleges that in the late 1980’s, he invested in securities of Recoil
Systems Ltd., a hose reel manufacturer based in Boulder, Colorado, but has heard
nothing from the company since. He was unable to take any action until 1997,
when he left a New Zealand mental institution. Farrow filed a complaint on April
23, 1999, asserting jurisdiction under international law and the Federal Rules of
Civil Procedure, claiming violations of the Securities and Exchange Act, 15
U.S.C. §§ 78a-78mm, and the Colorado Securities Act, Colo. Rev. Stat. §§ 11-51-
101 to -908, and seeking damages from Defendant Confers and the unnamed
directors of Recoil Systems. The district court ordered Farrow to file an amended
complaint to comply with Fed. R. Civ. P. 8(a). Farrow filed another pleading and
memorandum on May 10, alleging more facts regarding the alleged swindle and
specifying the amount of damages at $5,000,000. The district court found that the
pleadings were still deficient, but granted Farrow a one-month extension. Finally,
Farrow filed another memorandum, but the district court found that Farrow’s
complaint and added documents did not satisfy the order to comply with Rule 8(a)
and dismissed Farrow’s case with prejudice.
We review dismissals under Rule 8(a) for abuse of discretion. See
Williams v. City of Colorado Springs ,
1999 WL 235930, at *1 (10th Cir. 1999)
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(unpublished); Atkins v. Northwest Airlines, Inc. ,
967 F.2d 1197, 1203 (8th Cir.
1992). Rule 8(a) requires that, in order to state a claim for relief, a complaint
must contain “(1) a short and plain statement of the grounds upon which the
court’s jurisdiction depends . . . , (2) a short and plain statement of the claim
showing that the pleader is entitled to relief, and (3) a demand for judgment for
the relief the pleader seeks.” Fed. R. Civ. P. 8(a). A complaint is subject to
dismissal under Rule 8(a) if it is “incomprehensible.” See Carpenter v. Williams ,
86 F.3d 1015, 1016 (10th Cir. 1996). A complaint may be dismissed with
prejudice if allowing further amendments would be futile. Cf. Grossman v.
Novell, Inc. ,
120 F.3d 1112, 1126 (10th Cir. 1997) (affirming a dismissal with
prejudice after the denial of a motion for leave to amend the complaint under Fed.
R. Civ. P. 15 because amendment would be futile).
The district court did not abuse its discretion in dismissing Farrow’s
complaint and other documents with prejudice because they do not comply with
the requirements of Rule 8(a): they fail to explain in comprehensible, meaningful
terms the basis for the district court’s jurisdiction, the basis of the claim, or the
basis for granting relief. Accordingly, the decision of the district court is
AFFIRMED.
Entered for the Court,
Bobby R. Baldock
Circuit Judge
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