Filed: Jun. 09, 2000
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS JUN 9 2000 FOR THE TENTH CIRCUIT PATRICK FISHER Clerk THOMAS R. LAWRENCE, Plaintiff-Appellant, v. No. 99-1448 (D.C. No. 98-D-1401) ALAN J. PETERS; BRENDA (D. Colo.) TAYLOR; LARRY POZNER, Defendants-Appellees. ORDER AND JUDGMENT * Before KELLY , McKAY , and HENRY , Circuit Judges. After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS JUN 9 2000 FOR THE TENTH CIRCUIT PATRICK FISHER Clerk THOMAS R. LAWRENCE, Plaintiff-Appellant, v. No. 99-1448 (D.C. No. 98-D-1401) ALAN J. PETERS; BRENDA (D. Colo.) TAYLOR; LARRY POZNER, Defendants-Appellees. ORDER AND JUDGMENT * Before KELLY , McKAY , and HENRY , Circuit Judges. After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist ..
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F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
JUN 9 2000
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
THOMAS R. LAWRENCE,
Plaintiff-Appellant,
v. No. 99-1448
(D.C. No. 98-D-1401)
ALAN J. PETERS; BRENDA (D. Colo.)
TAYLOR; LARRY POZNER,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before KELLY , McKAY , and HENRY , Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Thomas R. Lawrence, a chiropractor indicted for medicare fraud, brought
an action for extortion and for declaratory and injunctive relief against Brenda
Taylor, the federal prosecuting attorney, Alan J. Peters, the federal investigator
assigned to prepare the criminal case against Mr. Lawrence, and Larry Pozner,
Mr. Lawrence’s own defense attorney. He alleged that the defendants conspired
to violate his constitutional rights and violated the federal Racketeer Influenced
and Corrupt Organization Act (RICO) statutes. He also requested a show cause
order as to why defendant Taylor should not be disciplined and an order requiring
her to explain how she determined that his indictment should allege
Medicare/Medicaid overbilling of $219,000 instead of a lesser amount.
The district court dismissed the entire action pursuant to Fed. R. Civ. P.
12(b)(6) for several reasons. We review the court’s dismissal of the complaint de
novo , accepting as true all well-pleaded allegations and affirming only if it
appears beyond doubt that Mr. Lawrence “can prove no set of facts in support of
his claim which would entitle him to relief.” Sutton v. Utah State Sch. for the
Deaf & Blind ,
173 F.3d 1226, 1236 (10th Cir. 1999) (quotation omitted).
Using this standard, we have carefully reviewed the district court’s order,
and for substantially the same reasons as stated in that order, we affirm the
dismissal of Mr. Lawrence’s suit. T he district court attempted to explain to Mr.
Lawrence at a hearing that his criminal trial was the proper forum in which to
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litigate the allegations in the indictment, and the government correctly argued
that Mr. Lawrence’s complaint simply prematurely alleged a malicious
prosecution case before he had established in his criminal trial that the
allegations were unfounded. See Taylor v. Meacham ,
82 F.3d 1556, 1561 (10th
Cir. 1996) (holding that in order to maintain a malicious prosecution claim under
§ 1983, plaintiff must allege facts tending to prove the common law elements of
malicious prosecution and that his Fourth Amendment right to be free from
unreasonable seizure has been violated); Walford v. Blinder, Robinson & Co. ,
793 P.2d 620, 623 (Colo. Ct. App. 1990) (setting forth essential elements of
malicious prosecution claim in Colorado: (1) defendant was a party to or assisted
in a criminal or civil proceeding against the plaintiff; (2) the proceeding was
resolved in favor of plaintiff; (3) there was no probable cause for the proceeding;
(4) the defendant was actuated by malice in instituting the proceedings; and (5)
the plaintiff was damaged thereby). Contrary to Mr. Lawrence’s claim, the
district court did not take the position that a prosecuting attorney “who places a
completely false figure . . . on an indictment . . . in order to render a defendant in
terrorem is not guilty of anything .” Appellant’s Br. at 6 (emphasis in original).
We also reject Mr. Lawrence’s claim that the court’s use of the word
“possible” in a sentence describing Ms. Taylor’s participation in the criminal case
proves that the district court’s order was written either by a law clerk without
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knowledge of the true facts or as a result of the court’s bias against pro se
litigants. See
id. at 3. The context clearly indicates that the court was describing
who the defendants in the lawsuit were, with the word “possible” explaining that
Ms. Taylor’s job initially was to determine whether criminal charges against Mr.
Lawrence should be filed.
Mr. Lawrence likewise misinterprets the requirements of a prima facie
showing of a RICO violation and the district court’s statements made in
conjunction with its ruling. Mr. Pozner withdrew as Mr. Lawrence’s attorney on
May 12, 1998. See R. Doc. 1, Ex. B3. Mr. Lawrence states that he was indicted
on June 23, 1999. See Appellant’s Br. at 3. Mr. Lawrence alleged that Mr.
Pozner violated 18 U.S.C. § 1503 (obstructing justice by trying to influence a
juror or officer of the court) as part of his RICO claim. In dismissing the RICO
action against Mr. Pozner, the district court stated that a violation of § 1503 must
relate to a pending federal action against the plaintiff, and no such action was
pending. On appeal, Mr. Lawrence argues that the criminal action against him
satisfied the “pending” requirement. However, Mr. Lawrence had not even been
indicted at the time he alleged that Mr. Pozner violated § 1503, thus the district
court properly dismissed the RICO claim.
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The judgment of the United States District Court for the District of
Colorado is AFFIRMED .
Entered for the Court
Robert H. Henry
Circuit Judge
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