Filed: May 20, 2005
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS MAY 20 2005 TENTH CIRCUIT PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff-Appellee, No. 04-3014 v. (D. of Kan.) SHERIE A. JOHNSON, (D.C. No. 03-CR-20013-04-JWL) Defendant-Appellant. ORDER AND JUDGMENT * Before KELLY , O’BRIEN , and TYMKOVICH , Circuit Judges. ** A federal jury in the District of Kansas convicted Sherie A. Johnson on three drug related charges. She was convicted of conspiracy to possess
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS MAY 20 2005 TENTH CIRCUIT PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff-Appellee, No. 04-3014 v. (D. of Kan.) SHERIE A. JOHNSON, (D.C. No. 03-CR-20013-04-JWL) Defendant-Appellant. ORDER AND JUDGMENT * Before KELLY , O’BRIEN , and TYMKOVICH , Circuit Judges. ** A federal jury in the District of Kansas convicted Sherie A. Johnson on three drug related charges. She was convicted of conspiracy to possess ..
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F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAY 20 2005
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee, No. 04-3014
v. (D. of Kan.)
SHERIE A. JOHNSON, (D.C. No. 03-CR-20013-04-JWL)
Defendant-Appellant.
ORDER AND JUDGMENT *
Before KELLY , O’BRIEN , and TYMKOVICH , Circuit Judges. **
A federal jury in the District of Kansas convicted Sherie A. Johnson on
three drug related charges. She was convicted of conspiracy to possess with the
intent to distribute crack cocaine in violation of 21 U.S.C. §§ 841(a)(1) and 846;
aiding and abetting the distribution of 50 grams or more of crack cocaine in
violation of 21 U.S.C. 841(a)(1), (b)(1)(A) and 18 U.S.C. § 2; and maintaining a
*
This order is not binding precedent, except under the doctrines of law of
the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders; nevertheless, an order may be cited under the terms and
conditions of 10th Cir. R. 36.3.
**
After examining the briefs and the appellate record, this three-judge
panel has determined unanimously that oral argument would not be of material
assistance in the determination of this appeal. See Fed. R. App. P. 34(a); 10th
Cir. R. 34.1(G). The cause is therefore ordered submitted without oral argument.
dwelling for the purpose of distributing crack cocaine in violation of 21 U.S.C.
§ 856(a)(1). Following her conviction, Ms. Johnson filed a renewed motion for
judgment of acquittal under Federal Rule of Criminal Procedure 29, which the
district court denied. This appeal followed.
On appeal, Ms. Johnson’s counsel, who represented her at trial, filed a brief
as permitted by Anders v. California ,
386 U.S. 738 (1967), asserting there are no
non-frivolous issues for this court to review and seeking permission to withdraw
as appellate counsel. Ms. Johnson, proceeding pro se, urges this court to evaluate
the record and address six allegations of error. For the reasons set forth below,
we grant the motion to withdraw and dismiss the appeal.
DISCUSSION
1. Sufficiency of the Evidence
Ms. Johnson first challenges the sufficiency of the evidence supporting her
convictions. “In making this argument, [Ms. Johnson is] faced with a high
hurdle.” United States v. Voss,
82 F.3d 1521, 1524 (10th Cir. 1996). In
reviewing the sufficiency of the evidence to support a jury verdict, we review the
record de novo “and ask only whether, taking the evidence—both direct and
circumstantial, together with the reasonable inferences to be drawn therefrom—in
the light most favorable to the government, a reasonable jury could find the
defendant guilty beyond a reasonable doubt.”
Id. at 1525 (citations and quotation
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omitted). We do not assess the credibility of witnesses or weigh conflicting
evidence since these tasks are exclusively those of the jury. United States v.
Castorena-Jaime,
285 F.3d 916, 933 (10th Cir. 2002). We may reverse “only if
no rational trier of fact could have found the essential elements of the crime
beyond a reasonable doubt.” United States v. Brown,
400 F.3d 1242, 1247 (10th
Cir. 2005) (citations and quotation omitted).
A.
To prove a conspiracy to possess with the intent to distribute narcotics in
violation of 21 U.S.C. § 846, the government had to prove the following
elements: (1) an agreement with another person to violate the law; (2) knowledge
of the essential objectives of the conspiracy; (3) knowing and voluntary
involvement; and (4) interdependence among the alleged coconspirators. United
States v. Riggins,
15 F.3d 992, 994 (10th Cir. 1994) (citation omitted). The jury
may infer an agreement constituting a conspiracy “from the acts of the parties and
other circumstantial evidence indicating concert of action for the accomplishment
of a common purpose.” United States v. Johnson,
42 F.3d 1312, 1319 (10th Cir.
1994). The jury is also entitled to “presume that a defendant is a knowing
participant in the conspiracy when he acts in furtherance of the objective of the
conspiracy.” United States v. Brown,
995 F.2d 1493, 1502 (10th Cir. 1993)
(citations and quotation omitted), overruled on other grounds by United States v.
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Prentiss,
256 F.3d 971 (10th Cir. 2001). As to the interdependence prong, the
government need only show a defendant’s actions “facilitated the endeavors of
other coconspirators or facilitated the venture as a whole.” United States v.
Powell,
982 F.2d 1422, 1429 (10th Cir. 1992) (citations omitted). Thus, “[a]
defendant’s connection to a conspiracy may be slight, as long as the government
proves defendant’s knowing participation.”
Id.
In this case, it is abundantly clear that a rational trier of fact could have
concluded Ms. Johnson knew the essential objectives of the conspiracy and
voluntarily became a part of it. As presented by the government, Ms. Johnson’s
father, Donald Johnson, Sr., and her brother, Donald Johnson, Jr., led a
conspiracy to manufacture and distribute crack cocaine. The evidence against
these two co-defendants was overwhelming. Donald Johnson, Jr. pled guilty to
the conspiracy, and a jury convicted Donald Johnson, Sr. Another coconspirator,
James Gaskin, also pled guilty. In the words of an experienced officer that
testified at Ms. Johnson’s trial, this drug conspiracy was “probably the biggest”
he had ever investigated.
Regarding the evidence against Ms. Johnson, Gaskin testified that Donald
Johnson, Sr. would set aside quantities of crack cocaine for her to distribute. This
happened, according to Gaskin, “quite a few times” when Ms. Johnson was living
at a home on 1515 Wood in Kansas City. She also allowed this residence to be
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used by her coconspirators to “cook” powder cocaine into crack, although Ms.
Johnson herself did not participate in the cooking process. According to Gaskin,
each member of the conspiracy had a defined role, and Ms. Johnson’s role was to
distribute crack to her own clientele. On several occasions, in fact, Gaskin
purchased crack from Ms. Johnson which he subsequently distributed to others.
Ms. Johnson also lent her car in furtherance of the conspiracy. Ms. Johnson’s
brother, Donald Jr., used her car on several occasions to pick up and transport
packages containing powder cocaine. In addition to Gaskin’s testimony, Brian
Faulkner, a confidential informant, testified that he observed Ms. Johnson sell
crack cocaine to several individuals at her residence on 1515 Wood, and that on
one occasion she told Faulkner that “soup” (meaning crack) would be cooked that
night.
In sum, in addition to testimony that Ms. Johnson directly participated in
distributing crack, she also facilitated the conspiracy through the use of her
residence and car. We therefore hold that the testimony given at trial, when
viewed in the light most favorable to the government, easily establishes that Ms.
Johnson participated in the conspiracy to manufacture and distribute crack
cocaine.
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B.
To sustain a conviction of possession with intent to distribute under 21
U.S.C. § 841(a)(1), the government must prove the defendant (1) possessed a
controlled substance, (2) knew she possessed a controlled substance, and (3)
intended to distribute the controlled substance. United States v. Jenkins ,
175 F.3d 1208, 1216 (10th Cir. 1999) (citation and quotation omitted). Even if
there was not evidence that Ms. Johnson herself distributed more than 50 grams
of crack cocaine, a jury could still convict under aider and abetter liability. 18
U.S.C. § 2. “To be guilty of aiding and abetting, a defendant must willfully
associate with the criminal venture and aid such venture through affirmative
action.” United States v. Jones ,
44 F.3d 860, 869 (10th Cir. 1995). “The
evidence that supports a conviction for conspiracy can also be used to support a
conviction for aiding and abetting in the possession of illegal narcotics with intent
to distribute.” United States v. Gallo ,
927 F.2d 815, 822 (5th Cir. 1991) (citation
omitted).
In this case, the facts established that Ms. Johnson directly participated in
crack distribution and that her actions affirmatively aided distribution by others.
In addition to the facts discussed above, Faulkner testified regarding a controlled
purchase set up by law enforcement officials. Faulkner attempted to contact
Donald Johnson, Sr. to arrange for the purchase of 60 grams of crack. Faulkner
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contacted Ms. Johnson in an attempt to locate her father. During their
conversation, which was taped and introduced into evidence, Faulkner asked Ms.
Johnson whether she was “playing basketball,” a code phrase for selling crack.
As a result of this conversation, Faulkner came to Ms. Johnson’s residence at
1515 Wood and completed a purchase from Donald Johnson, Sr. Ms. Johnson
was present throughout the course of the transaction. Therefore, we hold that a
reasonable jury could find her guilty on the drug distribution charge beyond a
reasonable doubt .
C.
Finally, 21 U.S.C. § 856(a)(1) makes it unlawful to “knowingly open or
maintain any place for the purpose of manufacturing, distributing, or using any
controlled substance.” In order to convict a defendant of this charge, the
prosecution must prove that she (1) knowingly (2) opened or maintained a place
(3) for the purpose of manufacturing a controlled substance. United States v.
Higgins,
282 F.3d 1261, 1276 (10th Cir. 2002) (citation omitted).
Both Gaskin and Faulkner testified that Ms. Johnson’s primary residence
was the house at 1515 Wood. Additionally, the government introduced school
enrollment forms and free lunch applications for Ms. Johnson’s two children.
These documents, signed by Ms. Johnson, indicated the children lived with their
mother at 1515 Wood. Therefore, notwithstanding the fact that the residence was
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owned by Donald Johnson, Sr., the evidence sufficiently established that Ms.
Johnson resided there. Furthermore, as discussed above, the evidence established
that the residence was used to cook crack cocaine and as a place from which crack
was distributed. We therefore hold the government provided sufficient evidence
to convict under § 856(a)(1).
2. Admissibility of Photographs
Ms. Johnson next argues the district court erred in admitting two
photographs of packaged cocaine that belonged to a non-defendant, Van Spears.
At trial Ms. Johnson’s counsel objected to the photographs on relevancy grounds,
which was overruled by the district court. We review evidentiary objections for
abuse of discretion. United States v. Davis ,
40 F.3d 1069, 1073 (10th Cir. 1994).
Here, the district court did not abuse its discretion in admitting the
photographs. Gaskin testified at length regarding how the Johnsons obtained
powder cocaine and cooked it into crack for distribution. He stated that Van
Spears was the Johnsons’ source of cocaine, and that Donald Jr., often using Ms.
Johnson’s car, made regular trips to Van Spears’ house to purchase cocaine. The
photographs at issue depicted packaged cocaine seized by law enforcement
officers during a raid of Van Spears’ house. At Ms. Johnson’s trial, the
government used the photographs to show that the packaging found during Van
Spears’ raid matched packaging that was seized in connection with the Johnsons’
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conspiracy. Thus, by establishing the source of the Johnsons’ cocaine, the
photographs were relevant to the creation of the conspiracy, its scope, and the
actions taken by Ms. Johnson’s coconspirators in furtherance of the conspiracy.
See United States v. Mendoza-Salgado ,
964 F.2d 993, 1006–07 (10th Cir. 1992)
(actions taken by coconspirators in furtherance of conspiracy are relevant under
Fed. R. Evid. 401).
3. Admissibility of Free Lunch Form
Ms. Johnson also challenges the admission into evidence of a school lunch
form that she signed in January 2003, approximately one month after the
conclusion of the conspiracy alleged in the superceding indictment. Ms.
Johnson’s counsel objected to the admission of this exhibit on relevancy grounds.
Again, we find the district court did not abuse its discretion in admitting the
exhibit.
The government used the school lunch form to establish that Ms. Johnson
maintained the residence at the 1515 Wood for purposes of 21 U.S.C. § 856(a)(1).
The district court overruled the objection, noting “the law is clear that something
that occurs after a particular date is still relevant as to whether the fact was in
existence before that date.” We need not address the issue in this fashion,
however, because the school lunch form was not the government’s only evidence.
The government also introduced school enrollment documents that were signed
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and dated by Ms. Johnson in August 2002, which was within the conspiracy dates
alleged in the superceding indictment. Ms. Johnson’s counsel conceded at trial
that these documents were admissible. Gaskin and Faulkner also testified that
Ms. Johnson used 1515 Wood as her primary residence. Thus, even if it was error
to admit the school lunch forms, we would hold that such error was harmless. See
United States v. Vaughn ,
370 F.3d 1049, 1051–52 (10th Cir. 2004) (evidentiary
errors reviewed for harmless error).
4. Improper Witness Statements Regarding Truthfulness
Ms. Johnson’s next allegation of error relates to the following testimony by
coconspirator Gaskin during direct examination by the government:
Q: What’s your understanding if you provide information that’s not
truthful or that we establish you’re not telling the truth about?
A: Then the plea agreement is no good. It would be withdrawn.
Q: Okay. And throughout the debriefing, throughout any testimony
you’ve provided in this case, have you provided truthful and accurate
information to the best—
Counsel: Objection; self serving, your Honor. May we approach?
The Court: No, you may not. Overruled.
Q: Have you provided truthful and accurate information?
A: Yes, I have, to the best of my ability.
According to Ms. Johnson, the district court should have excluded this
testimony because Gaskin improperly bolstered his own testimony, which, she
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alleges, invades the province of the jury. It is true, of course, the prosecution
may not vouch for the credibility of its witnesses. United States v. Bowie ,
892
F.2d 1494, 1498 (10th Cir. 1990). It is equally true, however, that presenting
evidence of a witness’s obligation to testify truthfully pursuant to an agreement
with the government is not, by itself, improper vouching.
Id. Impermissible
vouching occurs “only if the jury could reasonably believe that the prosecutor is
indicating a personal belief in the witness’ credibility, either through explicit
personal assurances of the witness’ veracity or by implicitly indicating that
information not presented to the jury supports the witness’ testimony.”
Id.
(citations omitted). Such was not the case here. In this case, the government did
not vouch for Gaskin’s veracity, but merely solicited statements in an attempt to
preempt Ms. Johnson’s argument that Gaskin had an incentive to embellish or
even lie in order to obtain more favorable treatment. Gaskin’s statements did not
invade the province of the jury, and the district court did not abuse its discretion
in allowing such testimony.
5. Hearsay Statement of Donald Johnson, Sr.
Ms. Johnson also contends the district court erred in allowing out-of-court
statements made by her father, Donald Johnson, Sr. The following colloquy
occurred during Gaskin’s direct testimony:
Q: Do you have personal knowledge about where [Ms. Johnson] would
get her crack?
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A: Yes.
Q: Where did she get her crack?
A: From her father.
Q: And how is it that you would know that?
A: Because he would have to set aside what he was going to take, and
he would say this was what he was taking to Ms. Johnson.
Counsel: Objection as to hearsay.
The district court overruled the objection, noting the statements were
properly admitted under Fed. Rule of Evid. 801(d)(2)(E). This Rule establishes
that a statement is not hearsay if it is made by “a coconspirator of a party during
the course and in furtherance of the conspiracy.” Interpreting this Rule, we have
held that a coconspirator’s statements are properly admitted where the court finds
by a preponderance of evidence that (1) a conspiracy existed, (2) the declarant
and the defendant were both members of the conspiracy, and (3) the statements
were made in the course of and in furtherance of the conspiracy. United States v.
Urena ,
27 F.3d 1487, 1490 (10th Cir. 1994) (citation and quotation omitted). In
overruling the hearsay objection, the district court noted that a preponderance of
the evidence established the declarant, Donald Johnson, Sr., was involved in a
drug distribution conspiracy with Ms. Johnson and others. Thus, the court ruled
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that the testimony was proper under Rule 801(d)(2)(E), and we agree. The district
court did not err in admitting the statements made by Donald Johnson, Sr.
6. Transcript of Recorded Conversation
Finally, Ms. Johnson alleges the district court erred in allowing the jury to
see written transcripts of certain recorded conversations. At trial, the court
allowed the government to play audio tapes of Faulkner’s recorded conversations
with Ms. Johnson and Donald Johnson Sr. The court also allowed the government
to present transcripts of these conversations. According to Ms. Johnson,
introduction of the written transcripts violated her constitutional rights because
the tapes themselves were frequently inaudible and the transcripts were
inaccurate. Prior to playing the tapes, the district court instructed the jury as
follows:
Now, the evidence is what you hear on the tapes. What has been put
on the transcript is simply counsel for the prosecution’s best attempt
to decipher what they think they have heard and attempt as accurately
as possible to put that down in the transcript. But if you listen to that
tape and you can’t make out what it says, then you should not simply
accept what the transcript says as accurate. You’re the one—you’re
the triers of fact; you’re the ones that have to decide what the tape
says, not the government or the judge or the defendant. So you have
to listen to the tape. Similarly, if you listen to the tape and you think
the tape says something different from what the transcript says,
again, you are to be guided by the tape, not the transcript. . . . So for
that limited purpose I will admit Exhibit 104 to be used as
demonstrative evidence.
“The admission of transcripts to assist the trier of fact . . . lies within the
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discretion of the trial court.” United States v. Devous ,
764 F.2d 1349, 1354 (10th
Cir. 1985) (citation omitted). Cautionary instructions are instrumental to the
analysis of whether the district court has abused its discretion with respect to
written transcripts. See United States v. Davis,
929 F.2d 554, 559 (10th Cir.
1991). In light of the detailed cautionary instruction given in this case, we cannot
say the district court abused its discretion in admitting the transcripts. Hale v.
Gibson ,
227 F.3d 1298, 1325 (10th Cir. 2000) (juries are presumed to have
followed instructions).
CONCLUSION
For the aforementioned reasons, counsel’s motion to withdraw is
GRANTED and we DISMISS the appeal.
Entered for the Court
Timothy M. Tymkovich
Circuit Judge
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