Filed: Mar. 27, 2007
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS March 27, 2007 FOR THE TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 06-2203 v. (D.C. No. CR-05-475-BB) (D.N.M.) MERLE J. CERNO, Defendant - Appellant. ORDER AND JUDGMENT * Before HENRY, TYMKOVICH, and HOLMES, Circuit Judges. Defendant-Appellant Merle J. Cerno pleaded guilty to a charge of aggravated sexual abuse in Indian Country, in violation of 18 U.S.
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS March 27, 2007 FOR THE TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 06-2203 v. (D.C. No. CR-05-475-BB) (D.N.M.) MERLE J. CERNO, Defendant - Appellant. ORDER AND JUDGMENT * Before HENRY, TYMKOVICH, and HOLMES, Circuit Judges. Defendant-Appellant Merle J. Cerno pleaded guilty to a charge of aggravated sexual abuse in Indian Country, in violation of 18 U.S.C..
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F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
March 27, 2007
FOR THE TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
No. 06-2203
v. (D.C. No. CR-05-475-BB)
(D.N.M.)
MERLE J. CERNO,
Defendant - Appellant.
ORDER AND JUDGMENT *
Before HENRY, TYMKOVICH, and HOLMES, Circuit Judges.
Defendant-Appellant Merle J. Cerno pleaded guilty to a charge of aggravated
sexual abuse in Indian Country, in violation of 18 U.S.C. § 2241(a) and 18 U.S.C. § 1153.
The district court sentenced him to 78 months’ imprisonment. We have jurisdiction
pursuant to 28 U.S.C. § 1291, and we dismiss the appeal.
* After examining the briefs and the appellate record, this panel has determined
unanimously to honor the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(a)(2); 10 th Cir. R. 34(G). This case is therefore ordered
submitted without oral argument. This order and judgment is not binding precedent
except under the doctrines of law of the case, res judicata and collateral estoppel. It may
be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10 th
Cir. R. 32.1.
I. Background
On August 10, 2003, Mr. Cerno was arrested by officers from the Acoma Police
Department after they responded to a domestic disturbance call from a home located on
the Acoma Pueblo in Cibola County, New Mexico. When the officers arrived they found
the 19-year-old victim and a female witness standing outside the home. The witness told
the officers that Mr. Cerno had beaten and attempted to make sexual contact with the
victim. A subsequent medical examination revealed evidence of sexual penetration and
injuries consistent with a beating.
Mr. Cerno entered a plea agreement on December 19, 2005. The United States
Probation Office prepared a Presentence Report that found certain offense-level
adjustments to be appropriate, including a four-level upward adjustment for use of force
against the victim. Mr. Cerno objected to this four-level adjustment contending that he
did not use the degree of force necessary to support the increase. Additionally, Mr. Cerno
claimed that, to the extent he used force, he did not do so in furtherance of the crime.
Noting that Mr. Cerno had hit, kicked and held the victim down during the commission of
the crime, the district court concluded that Mr. Cerno had used sufficient force to support
the enhancement. The district court sentenced Mr. Cerno to 78 months’ imprisonment.
Mr. Cerno filed a notice of appeal from the June 1, 2006 judgment on July 12,
2006, 27 days after the initial 10-day filing deadline expired. See Fed.R.App.P.
4(b)(1)(A)(I); Fed.R.App.P. 26(a)(2). Contemporaneously with the filing of his notice of
appeal, Mr. Cerno filed a motion for extension of time in which to file notice of appeal.
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On July 21, 2006, the district court granted the motion in a summary order that contained
no reasoning or explanation.
II. Discussion
We acquire jurisdiction only on the filing of a timely notice of appeal. See United
States v. Mitchell,
464 F.3d 1149, 1150 (10 th Cir.2006). Fed.R.App.P. 4(b)(1)(A) requires
a criminal defendant to file a notice of appeal “within 10 days after. . .: the entry of either
the judgment or the order being appealed.” However, “[u]pon a finding of excusable
neglect or good cause, the district court may . . . extend the time to file a notice of appeal
for a period not to exceed 30 days from the expiration of the time otherwise prescribed by
this Rule 4(b).” Fed.R.App.P. 4(b)(4). We review the district court’s grant of an
extension for abuse of discretion. See United States v. Vogl,
374 F.3d 976, 981 (10 th Cir.
2004).
In determining whether there is excusable neglect, the district court must consider
all relevant circumstances regarding the party’s failure to timely file an appeal. See
Pioneer Inv. Servs. Co. v. Brunswick Assocs.,
507 U.S. 380, 395 (1993). The district
court should consider, “[1] the danger of prejudice to the nonmoving party, [2] the length
of the delay and its potential impact on judicial proceedings, [3] the reason for the delay,
including whether it was within the reasonable control of the movant, and [4] whether the
movant acted in good faith.” United States v. Torres,
372 F.3d 1159, 1162 (10 th Cir.2004)
(internal quotations omitted; internal brackets removed; quoting
Pioneer, 507 U.S. at
395). These factors “are not to be given equal weight”; fault (i.e., the third factor) is a
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very important factor and, arguably, the most important factor in the analysis of whether
neglect should be deemed excusable.
Mitchell, 464 F.3d at 1151 (citing
Torres, 372 F.3d
at 1163). The defendant bears the burden of establishing that the late filing was the result
of excusable neglect.
Id. at 1150.
Mr. Cerno appears to offer two reasons to justify his failure to timely file a notice
of appeal. First, Mr. Cerno argues that his youth and inexperience with felony-level
crimes led to his failure to timely file. Additionally, Mr. Cerno claims that he did not
make a final decision to appeal until July 10, 2006, although he discussed his appeal
options with his counsel earlier. Without comment, the district court granted the motion.
Because Mr. Cerno’s excuses are insufficient as a matter of law, we find that the district
court abused its discretion in extending the time for filing the notice of appeal.
At sentencing, the district court informed Mr. Cerno of his appeal rights,
specifically mentioning the 10-day filing deadline. In his motion for extension of time,
Mr. Cerno implies that he and his counsel discussed his appeal options in a timely
manner. Absent from his motion is any argument that his counsel was unwilling or
unable to timely file a notice of appeal. We think, in light of the district court’s
statement, Mr. Cerno’s failure to ask his counsel to file a notice of appeal within 10 days
of the judgment is significant.
Mr. Cerno suggests that he did not seek a timely appeal due to his youth and
inexperience, perhaps implying that he did not fully appreciate the consequences of his
failure to timely file. However, Mr. Cerno is hardly of tender years in the eyes of the
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federal criminal law. See 18 U.S.C. § 5031 (defining a “juvenile” as “a person who has
not attained his eighteenth birthday”). He was 21 years old in July 2006, when he filed
his notice of appeal. Furthermore, a defendant’s inadvertence, ignorance of the rules, or
mistakes construing the rules ordinarily do not constitute excusable neglect. See
Mitchell,
464 F.3d at 1151;
Torres, 372 F.3d at 1164. Despite Mr. Cerno’s claimed youth, the fact
remains that he was aware from the district court’s statement that he must file his appeal
in 10 days, and he offers no reason why he was prohibited or hindered from timely filing
a notice of appeal.
We acknowledge that the government would not likely be prejudiced by Mr.
Cerno’s late filing. However, Mr. Cerno’s failure to provide a legally sufficient excuse
for his untimely filing is the determinative factor in this case. The district court abused its
discretion in deciding that Mr. Cerno had proven excusable neglect. Therefore, because
Mr. Cerno failed to file a timely notice of appeal, we lack jurisdiction to hear the merits
of his appeal.
This appeal is DISMISSED.
Entered for the Court
Jerome A. Holmes
Circuit Judge
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