Filed: Feb. 11, 2013
Latest Update: Mar. 26, 2017
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS February 11, 2013 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court PATRICK L. BRENNER, Plaintiff–Appellant, v. No. 12-1497 (D.C. No. 1:12-CV-02724-LTB) JOHN HICKENLOOPER, doing business (D. Colo.) as Governor, GOVERNORS OFFICE FOR THE STATE OF COLORADO, EX DISTRICT COURT JUDGE CHARLES BUSS, DISTRICT COURT JUDGE BRIAN FLYNN, DISTRICT ATTORNEY PETER HAUTZINGER, EX DISTICT [sic] ATTORNEY STEPHEN ERKENBRACK, EX DEPUT
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS February 11, 2013 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court PATRICK L. BRENNER, Plaintiff–Appellant, v. No. 12-1497 (D.C. No. 1:12-CV-02724-LTB) JOHN HICKENLOOPER, doing business (D. Colo.) as Governor, GOVERNORS OFFICE FOR THE STATE OF COLORADO, EX DISTRICT COURT JUDGE CHARLES BUSS, DISTRICT COURT JUDGE BRIAN FLYNN, DISTRICT ATTORNEY PETER HAUTZINGER, EX DISTICT [sic] ATTORNEY STEPHEN ERKENBRACK, EX DEPUTY..
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FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
February 11, 2013
TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
PATRICK L. BRENNER,
Plaintiff–Appellant,
v. No. 12-1497
(D.C. No. 1:12-CV-02724-LTB)
JOHN HICKENLOOPER, doing business (D. Colo.)
as Governor, GOVERNORS OFFICE
FOR THE STATE OF COLORADO, EX
DISTRICT COURT JUDGE CHARLES
BUSS, DISTRICT COURT JUDGE
BRIAN FLYNN, DISTRICT
ATTORNEY PETER HAUTZINGER,
EX DISTICT [sic] ATTORNEY
STEPHEN ERKENBRACK, EX
DEPUTY DISTRICT ATTORNEY
RANDY BROWN, and ATTORNEY
THOMAS LACROIX,
Defendants–Appellees.
ORDER AND JUDGMENT*
* After examining appellant’s brief and the appellate record, this panel has
determined unanimously that oral argument would not materially assist the determination
of this appeal. See Fed. R. App. P. 34(a)(2) and 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This order and judgment is not
binding precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed.
R. App. P. 32.1 and 10th Cir. R. 32.1.
Before LUCERO, McKAY, and MURPHY, Circuit Judges.
Patrick L. Brenner, a Colorado prisoner proceeding pro se, appeals from the
district court’s order dismissing his 42 U.S.C. § 1983 action challenging the validity of
his state court criminal convictions and sentences. Exercising jurisdiction under 28
U.S.C. § 1291, we affirm.
I
In 1991, Brenner pled guilty to two counts of sexual assault on a child by one in a
position of trust. In December 2005, Brenner filed a 28 U.S.C. § 2254 habeas petition
challenging his state convictions. His petition was denied as time-barred and his appeal
dismissed. In August 2007, Brenner again filed a § 2254 habeas petition challenging his
state convictions. Holding that the petition was an attempt to file a second or successive
habeas, the district court transferred it to this court for authorization pursuant to 28
U.S.C. § 2244(b)(3). We denied authorization.
On October 12, 2012, Brenner filed a 42 U.S.C. § 1983 complaint in federal court
against Governor John Hickenlooper and his office, former Judge Charles Buss, Judge
Brian Flynn, three prosecuting attorneys, and his defense counsel. His complaint asserted
twelve claims alleging irregularities and defects in his state court criminal proceedings
and plea agreement.
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The district court dismissed Brenner’s action. It pointed out that because Brenner
challenged his state convictions and current sentences, his sole federal remedy was
through a writ of habeas corpus, which Brenner could only seek in a separate action after
exhausting state remedies. See Preiser v. Rodriguez,
411 U.S. 475, 504 (1973). The
court also determined that Brenner’s claims for damages under 42 U.S.C. § 1983 were
barred under Heck v. Humphrey,
512 U.S. 477 (1994), because judgment for damages
would imply the invalidity of the conviction or sentence, and such an action does not
arise until a conviction or sentence has been “reversed on direct appeal, expunged by
executive order, declared invalid by a state tribunal authorized to make such
determination, or called into question by a federal court’s issuance of a writ of habeas
corpus.” Id. at 486-87. Finally, the district court dismissed Brenner’s claims against
Governor Hickenlooper, the judges who presided over his criminal case, the prosecuting
attorneys, and his defense counsel because they were either frivolous or the defendants
were entitled to immunity.
On appeal, Brenner makes four arguments: (1) Judges Buss and Flynn were not
entitled to immunity; (2) the prosecutors are entitled only to qualified immunity; (3) his
attorney was conspiring with the prosecutors and therefore a state actor subject to liability
under § 1983; and (4) his due process rights were violated.
II
We generally review a district court’s dismissal for frivolousness under 28 U.S.C.
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§ 1915 for abuse of discretion. Fogle v. Pierson,
435 F.3d 1252, 1259 (10th Cir. 2006).
However, if the “determination turns on an issue of law,” our review is de novo. Id.
Courts are not required to accept all factual allegations as true in reviewing a complaint
under § 1915, but our assessment of the allegations “must be weighted in favor of the
plaintiff.” Denton v. Hernandez,
504 U.S. 25, 32 (1992). We construe Brenner’s pro se
filings liberally. Erickson v. Pardus,
551 U.S. 89, 94 (2007) (per curiam).
We see no error in the district court’s finding of frivolousness. First, Judges Buss
and Flynn are absolutely immune from civil rights suits when acting in a judicial capacity
unless they act in the clear absence of all jurisdiction. See Mireles v. Waco,
502 U.S. 9,
11-12 (1991); Hunt v. Bennett,
17 F.3d 1263, 1266-67 (10th Cir. 1994). Brenner’s
conclusory assertions that Judge Buss lacked jurisdiction, both Buss and Flynn “acted
outside of there [sic] judicial nature,” the judges’ oaths were “vague,” and Buss is not a
judge by the “standards of the United States Constitution” are unavailing. Brenner offers
no support for these allegations, nor does he explain how his vagueness claim is relevant
to the district court’s determination that the judges are immune from suit.
Second, Brenner may not sue the attorneys who prosecuted him for damages under
§ 1983. Prosecutors are entitled to absolute immunity for actions taken in a prosecutorial
function and are entitled to qualified immunity for actions taken in an investigative or
administrative function. Van de Kamp v. Goldstein,
555 U.S. 335, 342 (2009). Brenner
alleges that the prosecutors are not entitled to immunity because they “knew the contract
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was illegal.” He also suggests that the prosecutors filed false documents. Again, Brenner
fails to elaborate on these conclusory allegations.
Third, Brenner may not sue his defense counsel, Thomas LaCroix, under § 1983
because LaCroix is a not a state actor and thus not a proper defendant in a § 1983 action.
See Polk Cnty. v. Dodson,
454 U.S. 312, 325 (1981) (holding that public defender does
not act under “color of state law” when performing lawyer’s traditional functions as
counsel to defendant). Brenner argues that LaCroix “conspired” with the prosecutors
because he refused to modify the plea agreement as Brenner requested, and claims that
due to this alleged conspiracy LaCroix is liable under § 1983. We have previously held,
however, that “[c]onclusory allegations of conspiracy [with state actors] are insufficient
to establish a valid § 1983 claim.” Hunt, 17 F.3d at 1266 (quotation omitted).
Finally, Brenner’s claim for due process fails. He makes only conclusory
allegations that the defendants violated a contract and applicable guidelines and time
limits.
Without any facts that render the above allegations plausible, Brenner’s complaint
fails to state a claim on which relief can be granted. See Ashcroft v. Iqbal,
556 U.S. 662,
678 (2009) (“A claim has facial plausibility when the plaintiff pleads factual content that
allows the court to draw the reasonable inference that the defendant is liable for the
misconduct alleged.”). Therefore, for substantially the same reasons stated by the district
court, we conclude that Brenner’s claims, as well as this appeal, are properly dismissed
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under § 1915(e)(2)(B), and that any opportunity to amend his complaint would be futile.
See Curley v. Perry,
246 F.3d 1278, 1281-82 (10th Cir. 2001).
III
We DISMISS this appeal and impose one strike under § 1915(g). See Jennings v.
Natrona Cnty. Det. Ctr. Med. Facility,
175 F.3d 775, 778 (10th Cir. 1999). Because the
district court also dismissed Brenner’s suit for frivolousness, Brenner now has two strikes
under § 1915(g). See id. at 780-81. We remind Brenner that if he accrues three strikes,
he may no longer proceed in forma pauperis in any civil action filed in federal court
unless he is in imminent danger of serious physical injury. § 1915(g). We DENY
Brenner’s motion to proceed in forma pauperis on appeal, and direct him to make full
payment of the appellate filing fee immediately.
Entered for the Court
Carlos F. Lucero
Circuit Judge
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