Filed: May 27, 2011
Latest Update: Feb. 21, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ FILED U.S. COURT OF APPEALS No. 10-13533 ELEVENTH CIRCUIT Non-Argument Calendar MAY 27, 2011 _ JOHN LEY CLERK D.C. Docket No. 2:09-cv-00575-VEH J. BROOKS LEACH, Plaintiff-Appellant, versus STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY, Defendant-Appellee. _ Appeal from the United States District Court for the Northern District of Alabama _ (May 27, 2011) Before HULL, MARCUS and KRAVITCH, Circuit Judges. PER CURIAM
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ FILED U.S. COURT OF APPEALS No. 10-13533 ELEVENTH CIRCUIT Non-Argument Calendar MAY 27, 2011 _ JOHN LEY CLERK D.C. Docket No. 2:09-cv-00575-VEH J. BROOKS LEACH, Plaintiff-Appellant, versus STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY, Defendant-Appellee. _ Appeal from the United States District Court for the Northern District of Alabama _ (May 27, 2011) Before HULL, MARCUS and KRAVITCH, Circuit Judges. PER CURIAM:..
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
No. 10-13533 ELEVENTH CIRCUIT
Non-Argument Calendar MAY 27, 2011
________________________ JOHN LEY
CLERK
D.C. Docket No. 2:09-cv-00575-VEH
J. BROOKS LEACH,
Plaintiff-Appellant,
versus
STATE FARM MUTUAL AUTOMOBILE
INSURANCE COMPANY,
Defendant-Appellee.
________________________
Appeal from the United States District Court
for the Northern District of Alabama
________________________
(May 27, 2011)
Before HULL, MARCUS and KRAVITCH, Circuit Judges.
PER CURIAM:
J. Brooks Leach appeals the district court’s grant of summary judgment to
State Farm Mutual Automobile Insurance Company (“State Farm”), his former
employer, on his claims of discrimination and retaliation under the Age
Discrimination in Employment Act (“ADEA”), 29 U.S.C. § 621 et seq., and
interference and retaliation under the Family Medical Leave Act (“FMLA”), 29
U.S.C. § 2601 et seq. After review, we affirm.
I. BACKGROUND FACTS
Plaintiff Leach worked as an attorney in State Farm’s claims litigation
department. In late September 2007, Leach advised his Supervisor, Wade
Anderson, that he would need to be on leave to care for his wife after her surgery
in November, but did not request specific dates.
A. October 23, 2007 Incident
On October 23, 2007, Leach, who was 61, forwarded a chain email to other
State Farm employees relating to the “war on terror.” After an email recipient
complained, Supervisor Anderson sent Leach an email reminding him that
forwarding chain emails was a violation of the code of conduct. Leach responded
that the situation was “unbelievable,” explained that the chain email was an
inspiration and denied violating State Farm’s code of conduct. Leach told
2
Supervisor Anderson to forward Leach’s response to Claims Section Manager Jay
Miller or anyone else appropriate.
What happened next is disputed. According to Supervisor Anderson,
shortly after Leach sent his email response, Leach walked by Anderson’s office,
appeared “extremely angry and aggressive,” and told Anderson that he could
“shove that up [his] ass.” When Supervisor Anderson tried to follow Leach into
his office to talk to him, Leach responded that he did not want to talk to him and
accused Anderson of harassing him. Leach denied making this statement to
Anderson.
Later that day, Supervisor Anderson sent Leach home without pay.
According to Leach, Anderson told him he could resign, retire, go home without
pay or they could talk. When Leach refused to talk, Anderson told him to leave
the office. Shortly afterward, Anderson reported the interaction to his supervisor,
David Turner, State Farm’s Counsel, and advised that he had sent Leach home
without pay.
B. Leach Placed on Leave Pending Investigation of October 23 Incident
The next day (October 24), Plaintiff Leach informed Turner that he intended
to take early retirement effective November 7, 2007, the date of his wife’s
scheduled surgery.
3
However, Leach and his wife were concerned that they would lose their
health insurance. On October 29, 2007, Leach sent an email to Turner asking to
withdraw his retirement notice. On October 30, Turner accepted the withdrawal
and notified Leach he would remain on company-initiated paid leave pending an
investigation of the October 23 incident. According to Leach, someone in human
resources advised him that he was placed on family medical leave as of October
29, 2007.
C. Turner’s Investigation
As part of his investigation, Turner asked Anderson to prepare a chronology
of Leach’s performance issues, which Anderson provided to Turner on October
30. Anderson’s chronology recounted incidents from 2005 to 2007 in which
Leach was counseled for being unprofessional to opposing counsel, insubordinate
to Anderson or hostile to criticism from other State Farm employees. The
chronology documented that some of Anderson’s performance evaluations had
noted Anderson’s need to improve his “people skills” and his relationships with
other State Farm employees.1 The chronology included a summary of Anderson’s
1
Among other things, Anderson’s chronology discussed: (1) a complaint Anderson
received in March 2005 from opposing counsel in one of Leach’s cases about inappropriate and
profane comments Leach had made; (2) Leach’s antagonistic response when a State Farm Auto
Claims employee voiced dissatisfaction with his handling of her files in October 2005; (3) a July
2006 formal performance counseling based on Leach’s initial hostile reaction when Anderson
solicited comments from the Auto Claims Department about Leach’s work; (4) Leach’s
4
version of the October 23, 2007 incident, but did not make any recommendations
as to discipline.
On November 2, 2007, Turner and a human resources representative spoke
to Leach by phone to hear his version of the October 23 incident. Leach
acknowledged that he probably should not have sent the chain email, but denied
passing Anderson’s office or making any comment to him. Leach advised Turner
of his wife’s upcoming surgery and stated that he was also suffering from some
medical issues.
On November 12, 2007, Turner submitted his findings to Dean Davis, State
Farm’s Associate General Counsel. Turner concluded that Leach’s version of
events was not credible, noting that Leach had been counseled multiple times in
the past for insubordination, incivility and lack of professionalism. Turner
recommended that Leach be terminated. Because Leach had requested leave to
care for his wife, Turner, however, recommended that State Farm “grant him the
full allotment of his time off under State Farm’s policy for that purpose, and place
“resentment and anger” when Anderson intervened over Leach’s secretary’s work load; (5)
Leach’s June 23, 2006 response to Anderson’s feedback about Leach’s writing in which Leach
stated that he was “writing a thesis and Doctoral dissertation when [Anderson was] in Junior
High” and that Anderson should “[l]ook up micromanagement and study its effect on the work
environment, please”; and (6) an August 2007 complaint from opposing counsel about Leach’s
lack of civility during a deposition and a scene inspection.
5
him in an unpaid leave status, making his effective date of termination February
29, 2008.” Turner noted that Leach’s termination date could be adjusted if Leach
did not require the additional medical leave.
D. Leach’s Termination
Associate General Counsel Davis decided that Leach’s actions, combined
with past counselings for incivility, warranted termination. Davis considered
Turner’s recommendation and the documentation relating to the October 23
incident and Leach’s general performance. Davis agreed with Turner’s
recommendation to provide Leach with unpaid leave from November 24, 2007
through February 29, 2008, amounting to a total of fourteen weeks, so that Leach
could remain on State Farm’s health insurance.
On November 12, 2007, Leach’s attorney sent State Farm a letter alleging
that Leach was being terminated because of his age and suggesting a settlement.
Leach’s attorney advised that he was authorized to file a charge of discrimination
with the EEOC if they were unable to reach an amicable resolution.
On November 20, Leach received a termination letter from Turner advising
him that: (1) his employment was being terminated effective February 29, 2008;
and (2) he would be placed on unpaid leave of absence from November 24, 2007,
until February 29, 2008, so that he could continue his medical insurance coverage
6
and retire on March 1, 2008. Turner’s letter explained that Leach was being
terminated for “insubordination . . . directed toward [Anderson] on October 23,
concerning [his] transmission of an inappropriate email, [his] prior acts of
incivility and unprofessionalism toward co-workers, Claims Department
employees, and opposing counsel, as well as prior insubordination toward
[Anderson].”
E. Leach’s New Employment
On December 18, 2007, Leach accepted a position in Liberty Mutual’s
claims litigation office. On that same day, Leach emailed State Farm that he
would retire effective January 1, 2008. Leach began working for Liberty Mutual
on January 2, 2008.
F. Leach’s EEOC Charge
On August 27, 2008, Leach filed a charge of age discrimination with the
EEOC. The EEOC dismissed the charge as untimely. According to Leach, he first
only suspected his termination was based on his age due to ageist comments
Anderson made. When Leach learned in spring 2008 that State Farm had hired a
woman in her 20s to replace him, his suspicions were confirmed.
E. District Court Proceedings
7
Leach filed this action in district court, alleging that State Farm terminated
him because of his age and in retaliation for his opposition to its age
discrimination and interfered with and retaliated against him for taking FMLA
leave. The district court granted State Farm’s motion for summary judgment on
all claims.
Specifically, the district court concluded that: (1) the ADEA discrimination
and retaliation claims were untimely; (2) Leach abandoned the ADEA retaliation
claim and, in any event, Leach had not shown evidence of retaliatory animus; (3)
Leach had not shown that State Farm interfered with his FMLA leave and
extinguished his right to reinstatement or restoration by retiring and accepting
other employment; and (4) Leach failed to show that State Farm’s reason for his
termination was pretextual, as he received the medical leave and submitted no
evidence of retaliatory influence. Leach filed this appeal.2
II. DISCUSSION
A. Timeliness of ADEA Claims
2
We review de novo a district court’s order granting summary judgment, applying the
same standards as the district court and viewing the facts in the light most favorable to the
nonmoving party. Merritt v. Dillard Paper Co.,
120 F.3d 1181, 1182, 1184 (11th Cir. 1997).
Summary judgment is appropriate when there is “no genuine dispute as to any material fact and
the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a); see Celotex Corp.
v. Catrett,
477 U.S. 317, 322,
106 S. Ct. 2548, 2552 (1986).
8
Under the ADEA, a plaintiff must exhaust available administrative
remedies by filing a charge of unlawful discrimination with the EEOC before
filing suit. Bost v. Fed. Express Corp.,
372 F.3d 1233, 1238 (11th Cir. 2004); 29
U.S.C. § 626(d)(1). To be timely, the charge must be filed within 180 days after
the date of the allegedly unlawful act. 29 U.S.C. § 626(d)(1)(A); Jones v.
Dillard’s, Inc.,
331 F.3d 1259, 1263 (11th Cir. 2003) (explaining that because
Alabama is a non-deferral state, ADEA plaintiffs in Alabama must comply with
§ 626(d)(1)(A)’s 180-day deadline).
The 180-day timing requirement may be equitably tolled if the employee
had no reason to believe that he was a victim of unlawful discrimination in the
period preceding 180 days before the filing deadline. Turlington v. Atlanta Gas
Light Co.,
135 F.3d 1428, 1435 (11th Cir. 1998). Equitable tolling is not
appropriate if the employee is aware of the discrimination and his legal right to
obtain redress. See
id. at 1435-36.3
Leach does not dispute that he did not file his EEOC charge within 180 days
of November 20, 2007, the date he learned of State Farm’s decision to terminate
his employment. Leach argues that the 180-day period was tolled until he learned
3
Whether equitable tolling applies is a legal question we review de novo, but the district
court’s factual findings supporting that decision are reviewed for clear error. Miranda v. B & B
Cash Grocery Store, Inc.,
975 F.2d 1518, 1531 (11th Cir. 1992).
9
that his replacement was woman in her 20s. The problems for Leach are that (1)
he was fully aware that State Farm was investigating his conduct, and (2) by
November 12, 2007, Leach’s attorney wrote a letter to State Farm alleging age
discrimination, threatening to file an EEOC charge and attempting to reach a
settlement before filing the charge. Under these particular circumstances,
equitable tolling is not appropriate.4 Accordingly, the district court did not err in
dismissing Leach’s ADEA claims as untimely.
B. FMLA Claims
Under the FMLA, an eligible employee is entitled to take leave for “a total
of 12 workweeks . . . during any 12-month period . . . to care for the spouse . . . of
the employee, if such spouse . . . has a serious health condition” or for “a serious
health condition that makes the employee unable to perform the functions” of his
position. 29 U.S.C. § 2612(a)(1)(C), (D). Following FMLA leave, an employee
has the right “to be restored by the employer to the position of employment held
by the employee when the leave commenced” or to an equivalent position.
Id.
§ 2614(a)(1).
4
The cases relied upon by Leach are factually distinguishable. These cases involved an
employee who had a faint suspicion of age discrimination, but was misled when the employer
gave a believable business-related reason for the termination, such as a reorganization, and the
employee later learned he or she had actually been replaced by a much younger worker. See
Jones, 331 F.3d at 1265-66; Sturniolo v. Sheaffer, Eaton, Inc.,
15 F.3d 1023, 1025-26 (11th Cir.
1994).
10
“Unlike the right to commence leave, an employer can deny the right to
reinstatement in certain circumstances . . . .” O’Connor v. PCA Family Health
Plan, Inc.,
200 F.3d 1349, 1354 (11th Cir. 2000); see also Schaaf v. Smithkline
Beecham Corp.,
602 F.3d 1236, 1241 (11th Cir. 2010) (stating the “reinstatement
right is not absolute”). That is, “[a]n employee has no greater right to
reinstatement or to other benefits and conditions of employment than if the
employee had been continuously employed during the FMLA leave period.”
O’Connor, 200 F.3d at 1354.
An employee may raise two types of FMLA claims: (1) interference claims,
in which the employee alleges that his employer denied or interfered with an
FMLA right, and (2) retaliation claims, in which the employee alleges that his
employer discharged or discriminated against him for engaging in a practice
protected by the FMLA. 29 U.S.C. § 2615(a)(1), (2). Leach’s complaint asserted
both types of claims, alleging that State Farm’s decision to terminate him while he
was on FMLA leave (1) interfered with his FMLA rights and (2) alternatively, was
retaliation for exercising his FMLA rights.
1. Interference Claim
To state an interference claim, the employee need only show that his
employer interfered with or denied him an FMLA benefit to which he is entitled.
11
See
O’Connor, 200 F.3d at 1353-54.5 The employee “does not have to allege that
his employer intended to deny the right; the employer’s motives are irrelevant.”
Strickland v. Water Works & Sewer Bd.,
239 F.3d 1199, 1208 (11th Cir. 2001).
However, if, the employee alleges that the employer denied the employee the right
to reinstatement following FMLA leave, “the employer has an opportunity to
demonstrate it would have discharged the employee even had she not been on
FMLA leave.”
O’Connor, 200 F.3d at 1354 (citing 29 C.F.R. § 825.216(a)); see
also
Schaaf, 602 F.3d at 1241. If the employer shows it refused to reinstate the
employee “for a reason wholly unrelated to FMLA leave, the employer is not
liable.”
Strickland, 239 F.3d at 1208.
Here, it is undisputed that State Farm refused to let Leach return to his
former position after his FMLA leave ended. Thus, Leach made a prima facie
showing of FMLA interference with his right to reinstatement. See
Schaaf, 602
F.3d at 1241 (stating that an FMLA plaintiff “made a prima facie showing of an
5
On appeal, Leach does not contend that State Farm denied or interfered with his right to
commence FMLA leave. Indeed, State Farm placed Leach on FMLA leave when he notified his
superiors that he needed to care for his wife while she had surgery. Once the decision to
terminate Leach was made, State Farm postponed Leach’s termination date to ensure that he was
able to take all twelve weeks of his FMLA leave (and then some) and keep his medical benefits
during that time.
12
FMLA interference claim, in that she demonstrated she was not reinstated” to her
former position).6
The inquiry does not end there. State Farm presented evidence that it
refused to reinstate Leach because of his insubordinate and unprofessional conduct
toward his supervisor on October 23, 2007 after having been counseled over a
two-year period for insubordination, incivility and unprofessionalism. State
Farm’s reason for refusing to reinstate Leach is wholly unrelated to Leach’s
FMLA leave. Thus, State Farm’s evidence was sufficient to raise its affirmative
defense to the interference claim. Indeed, Leach did not present any evidence
from which a reasonable jury could conclude that the termination was related in
any way to his FMLA leave. Cf.
Schaaf, 602 F.3d at 1241, 1243 (affirming
district court’s entry of judgment as a matter of law where the plaintiff did not
present evidence contradicting her employer’s reason for demoting her after she
returned from FMLA leave).
6
State Farm argues that it did not interfere with Leach’s reinstatement right because Leach
voluntarily retired from State Farm on January 1, 2008 and went to work for another company
before his FMLA leave ended on February 29, 2008. Leach responds that State Farm decided to
terminate Leach, i.e., refused to permit him to return to his job after his FMLA leave concluded,
on November 19, 2007. Given our ruling that State Farm has established an affirmative defense–
that its refusal to resintate Leach was wholly unrelated to his FMLA leave–we need not resolve
this issue.
13
Leach points to his testimony that he did not confront Anderson in an angry
and aggressive manner and tell him to “shove that up [his] ass.” This testimony
does not create a material factual dispute because, even if a jury credited Leach’s
testimony, it would not rebut State Farm’s affirmative defense.
Davis made the decision to terminate Leach rather than allow him to return
to his position once his FMLA leave expired. Davis based this decision on
Turner’s investigative findings. Turner reviewed Leach’s two-year history of
insubordination and incivility at work and, after interviewing Leach, concluded
that Leach’s version of the October 23 events was not credible. It is a well-settled
principle of employment law that in investigating employee misconduct and
reaching an employment decision, employers are entitled to make credibility
decisions, and our inquiry is limited to whether the employer reasonably believed
in good faith that the employee had engaged in misconduct, not whether the
employee actually did so. See, e.g., EEOC v. Total Sys. Servs., Inc.,
221 F.3d
1171, 1176 (11th Cir. 2000); Damon v. Fleming Supermarkets of Fla., Inc.,
196
F.3d 1354, 1361 (11th Cir. 1999). There is no evidence in the record suggesting
Davis should have questioned Turner’s investigative findings or Anderson’s
14
truthfulness.7 Therefore, the district court properly granted summary judgment to
State Farm on Leach’s FMLA interference claim.
B. Retaliation Claim
To state a retaliation claim, the employee must show “that his employer
intentionally discriminated against him in the form of an adverse employment
action for having exercised an FMLA right.”
Strickland, 239 F.3d at 1207. While
the employer’s motives are irrelevant to an interference claim, a retaliation claim
carries an “increased burden” to show that the employer’s actions were motivated
by a retaliatory animus.
Id.
When the plaintiff relies on circumstantial evidence to show the employer’s
retaliatory motive, we apply the familiar McDonnell Douglas burden-shifting
framework used to evaluate Title VII retaliation claims.8
Id. Under this
framework, the employee must first present evidence of a prima facie case by
showing that: (1) the employee engaged in a statutorily protected activity; (2) the
7
We reject Leach’s claim that he presented sufficient evidence to support a jury finding
that Davis followed Anderson’s biased recommendation under a “cat’s paw” theory. See
Stimpson v. City of Tuscaloosa,
186 F.3d 1328, 1332 (11th Cir. 1999) (explaining the “cat’s
paw” theory of discriminatory motive). Not only is there is no evidence that Anderson had an
FMLA-related discriminatory or retaliatory animus, there is no evidence that he recommended
Leach’s termination. Turner, not Anderson, recommended that Leach be terminated. Leach does
not claim Turner had the requisite animus and, in any event, there is no evidence to support such
a finding.
8
McDonnell Douglas Corp. v. Green,
411 U.S. 792,
93 S. Ct. 1817 (1973).
15
employee suffered an adverse employment action; and (3) the adverse employment
action was causally related to the protected activity.
Id. “If the plaintiff makes out
a prima facie case, the burden then shifts to the defendant to articulate a legitimate
reason for the adverse action.” Hurlbert v. St. Mary’s Health Care Sys., Inc.,
439
F.3d 1286, 1297 (11th Cir. 2006). “If the employer does so, the employee must
then show that the employer’s proffered reason was pretextual by presenting
evidence ‘sufficient to permit a reasonable factfinder to conclude that the reasons
given by the employer were not the real reasons for the adverse employment
decision.’” Martin v. Brevard Cnty. Pub. Schs.,
543 F.3d 1261, 1268 (11th Cir.
2008) (quoting
Hurlbert, 439 F.3d at 1298).
Even assuming arguendo that Leach made out a prima facie case of FMLA
retaliation, State Farm has articulated a legitimate, non-retaliatory reason for its
decision to terminate Leach. The crux of the appeal is whether Leach presented
evidence from which a jury could conclude that State Farm’s reason was not the
real reason for his termination.
We agree with the district court that Leach did not present sufficient
evidence from which a jury could reasonably conclude that State Farm’s stated
reason was false and that the real reason was Leach’s taking of FMLA leave. For
the reasons already discussed, the factual dispute about what Leach said and did to
16
Anderson on October 23 does not demonstrate that Davis’s reason for terminating
Leach was pretext for retaliation. Therefore, the district court did not err in
granting summary judgment on Leach’s FMLA retaliation claim.
AFFIRMED.
17