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Martin Cotto Colon v. Acting Commissioner of Social Security, 15-14547 (2016)

Court: Court of Appeals for the Eleventh Circuit Number: 15-14547 Visitors: 59
Filed: Sep. 12, 2016
Latest Update: Mar. 03, 2020
Summary: Case: 15-14547 Date Filed: 09/12/2016 Page: 1 of 8 [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 15-14547 Non-Argument Calendar _ D.C. Docket No. 6:14-cv-00378-DNF MARTIN COTTO COLON, Plaintiff -Appellant, versus CAROLYN W. COLVIN, et al, ACTING COMMISSIONER OF SOCIAL SECURITY, Defendant -Appellee. _ Appeal from the United States District Court for the Middle District of Florida _ (September 12, 2016) Before WILLIAM PRYOR, JORDAN, and JILL PRYOR Circuit Ju
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           Case: 15-14547    Date Filed: 09/12/2016   Page: 1 of 8


                                                      [DO NOT PUBLISH]



            IN THE UNITED STATES COURT OF APPEALS

                    FOR THE ELEVENTH CIRCUIT
                      ________________________

                            No. 15-14547
                        Non-Argument Calendar
                      ________________________

                  D.C. Docket No. 6:14-cv-00378-DNF



MARTIN COTTO COLON,

                                                           Plaintiff -Appellant,

versus

CAROLYN W. COLVIN, et al,
ACTING COMMISSIONER OF SOCIAL SECURITY,

                                                         Defendant -Appellee.

                      ________________________

               Appeal from the United States District Court
                   for the Middle District of Florida
                     ________________________

                            (September 12, 2016)

Before WILLIAM PRYOR, JORDAN, and JILL PRYOR Circuit Judges.

PER CURIAM:
              Case: 15-14547     Date Filed: 09/12/2016   Page: 2 of 8


      Martin Colon appeals the district court’s affirmance of the Social Security

Administration’s denial of his application for disability insurance benefits under 42

U.S.C. § 405(g). He argues that the administrative law judge erred by failing to

state how much weight was given to certain medical opinions in his unfavorable

judgment. Mr. Colon further asserts that the ALJ erred by failing to fairly and fully

develop the record by not ordering additional consultative examinations. After

review of the record and the parties’ briefs, we affirm the ALJ’s decision.

                                          I

      Because we write for the parties, we assume their familiarity with the

underlying record and facts, and recite only what is necessary to resolve this

appeal.

      In December of 2004, Mr. Colon filed an application for a period of

disability and insurance benefits, alleging that his disability began in August of

2004. Mr. Colon’s initial application was denied in April of 2005 and on

reconsideration in May of 2006. Mr. Colon had a hearing before the ALJ on his

denial in August of 2007, where he received an unfavorable decision.

      In his analysis the ALJ noted that Mr. Colon suffered from the severe

impairments of hepatitis C, diabetes mellitus, and depression. The ALJ took into

consideration the opinions of six medical and mental health professionals in

deciding that Mr. Colon was still capable of performing a wide range of light work;


                                          2
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that he could work in an environment involving occasional interaction with the

public, coworkers, and supervisors; and that he was limited to work requiring

minimal changes in work setting and minimal decision making.

      In February of 2008, the ALJ amended his decision to correct Mr. Colon’s

age and clarify his limited ability to communicate in English. In April of 2009, the

Appeals Council remanded the case with instructions that the ALJ investigate Mr.

Colon’s English literacy and determine if he had performed any work after his

alleged onset date. Those issues were addressed during a hearing in August of

2009, but Mr. Colon received an unfavorable decision in early 2010. Mr. Colon

requested a review of that decision, and the Appeals Council again remanded the

case for further review with instructions that the ALJ again clarify Mr. Colon’s

proficiency in English, examine how long the Disability Insurance Benefits would

cover, get updated medical evidence concerning Mr. Colon’s condition, and order

additional consultative exams if necessary. In June of 2012, the ALJ held a third

hearing, which again resulted in an unfavorable decision for Mr. Colon. The

Appeals Council denied Mr. Colon’s request for review. Mr. Colon then initiated

this action in the district court, which affirmed the ALJ’s decision that Mr. Colon

was not disabled.


                                         II



                                         3
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      Mr. Colon first argues that the ALJ erred when he failed to state the

particular weight given to Dr. Yunus Pothiawala’s opinion concerning his mental

limitations and in failing to mention the findings of Dr. Murphy Keven and Dr.

Dominic Marino. We disagree.

      We review de novo the judgment of the district court. See Ingram v. Comm’r

of Soc. Sec., 
496 F.3d 1253
, 1260 (11th Cir. 2007). We review the decision of the

ALJ as the Commissioner’s final decision when the ALJ denies benefits and the

Appeals Council denies review of the ALJ’s decision. See Doughty v. Apfel, 
245 F.3d 1274
, 1278 (11th Cir. 2001). We review de novo the Commissioner’s legal

conclusions and give deference to factual findings if they are supported by

substantial evidence, consisting of such relevant evidence as a reasonable person

would accept as adequate support to a conclusion. See Moore v. Barnhard, 
405 F.3d 1208
, 1211 (11th Cir. 2005). Even if we find that the evidence preponderates

against the Commissioner’s decision, we will affirm if the decision is supported by

substantial evidence. See Barnes v. Sullivan, 
932 F.2d 1356
, 1358 (11th Cir. 1991).

This limited review does not allow deciding facts anew, determining credibility, or

reweighing the evidence. See 
Moore, 405 F.3d at 1211
. An error is harmless if it

does not affect the ALJ’s ultimate decision. See Diorio v. Heckler, 
721 F.2d 726
,

728 (11th Cir. 1983).




                                        4
              Case: 15-14547     Date Filed: 09/12/2016   Page: 5 of 8


      The Commissioner uses a five-step, sequential evaluation process to

determine whether a claimant is disabled: (1) whether the claimant is currently

engaged in substantial activity; (2) whether the claimant has a severe impairment

or combination of impairments; (3) whether the impairment meets or equals the

severity of the specified impairments in the Listings of Impairments; (4) whether,

based on the Residual Functional Capacity assessment, the claimant can perform

any of his or her past relevant work despite the impairment; and (5) whether there

are a significant number of jobs in the national economy that the claimant can

perform given the claimant’s RFC, age, education and work experience. See

Winschel v. Comm’r of Soc. Sec., 
631 F.3d 1176
(11th Cir. 2011). See also 20

C.F.R. § 404.1520(a)(4). The RFC is “that which an individual is still able to do

despite the limitations caused by his or her impairments.” Phillips v. Barnhart, 
357 F.3d 1232
, 1238 (11th Cir. 2004). The ALJ considers all relevant evidence in the

record in determining the claimant’s RFC. 
Id. All medical
opinions in a claimant’s case record must be considered together

with other relevant evidence received. See 20 C.F.R. § 404.1527(b). The ALJ must

state with particularity the weight given to different medical opinions and the

reasons for assigning weight. See 
Winschel, 631 F.3d at 1179
. In the absence of

such a statement, it is impossible for a reviewing court to determine whether the

ultimate decision on the merits of the claim is rational and supported by substantial


                                         5
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evidence. 
Id. Therefore, when
the ALJ fails to state with at least some measure of

clarity the grounds for the decision, we will decline to affirm “simply because

some rationale may have supported the ALJ’s conclusion.” Owens v. Heckler, 
748 F.2d 1511
, 1516 (11th Cir. 1984).

      Mr. Colon is correct that the ALJ erred in not stating the particular weight

that was given to Dr. Pothiawala’s findings regarding his mental limitations and in

not mentioning the findings of Dr. Keven and Dr. Marino. See 
Winschel, 631 F.3d at 1179
. But based on the record, we find that error was harmless. See 
Diorio, 721 F.2d at 728
. This is because those medical opinions were consistent with the ALJ’s

conclusion that Mr. Colon’s depression was not a severe impairment and that he

had no mental limitations that affected his RFC.

      We also affirm the ALJ’s decision because we are not left pondering why

the ALJ made the decision he made. This is not a case like Winschel, where the

ALJ failed to provide enough information to know how he came to his decision.

See 
Winschel, 631 F.3d at 1179
. We do not ignore the rest of the opinion merely

because of the ALJ’s failure to assign weight as to Dr. Pothiawala and to mention

the other two doctors. The ALJ’s discussion of Dr. Pothiawala’s opinion is in depth

and does not leave us wondering how the ALJ came to his decision. The ALJ’s

order demonstrates thoughtful consideration of the findings and supports the

overall conclusion that Mr. Colon is not disabled.


                                         6
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                                        III

      Mr. Colon next asserts that the ALJ erred by failing to fairly and fully

develop the record by not ordering additional consultative examinations when new

evidence in the record suggested they were necessary. We disagree.

      The claimant bears the burden of proving that he is disabled, and is required

to produce evidence to support the claim. See Ellison v. Barnhart, 
355 F.3d 1272
,

1276 (11th Cir. 2003). Regardless of whether the claimant is represented by

counsel, the ALJ has an obligation to develop a full and fair record. See Brown v.

Shalala, 
44 F.3d 931
, 934 (11th Cir. 1995). In examining whether the ALJ fully

developed the record, we look to see if the record contains an evidentiary gaps that

resulted in unfairness or clear prejudice. See 
id. at 935.
If the record contains

sufficient evidence for the ALJ to make an informed decision, he will not err if he

does not order a consultative exam. See 
Ingram, 496 F.3d at 1269
.

      The ALJ did not err in this case by not ordering additional consultative

exams for Mr. Colon. The record here does not contain any evidentiary gaps that

resulted in unfairness or clear prejudice. The ALJ’s determination as to Mr.

Colon’s physical RFC was based on numerous medical opinions that were largely

in accord. Mr. Colon did not assert a new previously unexamined limitation that


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would affect his mental RFC, so a consultative exam would have been for the same

condition that had been examined several times since the inception of this case.

The ALJ also consulted evidence that was submitted after the Appeals Council’s

last remand and found that this new evidence was consistent with the earlier

medical evidence. Mr. Colon may be correct that additional consultative exams

may have been somewhat helpful, but he ultimately bears the burden of showing

that he is disabled. See 
Ellison, 335 F.3d at 1276
. The ALJ accounted for Mr.

Colon’s severe impairments in his decision. As a result of the record developed by

the ALJ, Mr. Colon cannot show any evidentiary gaps that would result in

prejudice and require a remand.

                                          IV

      We affirm the district court’s decision.

      AFFIRMED.




                                          8

Source:  CourtListener

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