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Cheryl Slater v. Susquehanna County, 11-1726 (2012)

Court: Court of Appeals for the Third Circuit Number: 11-1726 Visitors: 30
Filed: Jan. 09, 2012
Latest Update: Feb. 22, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 11-1726 _ CHERYL A. SLATER, Appellant v. SUSQUEHANNA COUNTY; SUSQUEHANNA COUNTY CORRECTIONAL FACILITY; SUSQUEHANNA COUNTY PRISON BOARD; DONALD STEWART; WILLIAM BRENNAN; TEAMSTERS LOCAL 229; and JACK MCGRAIL _ On Appeal from the United States District Court for the Middle District of Pennsylvania (No. 3:07-cv-02304) District Judge: Honorable A. Richard Caputo _ Submitted Pursuant to Third Circuit LAR 34.1(a) November 17,
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                                                              NOT PRECEDENTIAL

                      UNITED STATES COURT OF APPEALS
                           FOR THE THIRD CIRCUIT
                                _____________

                                    No. 11-1726
                                   _____________

                                CHERYL A. SLATER,
                                            Appellant

                                           v.

      SUSQUEHANNA COUNTY; SUSQUEHANNA COUNTY CORRECTIONAL
    FACILITY; SUSQUEHANNA COUNTY PRISON BOARD; DONALD STEWART;
       WILLIAM BRENNAN; TEAMSTERS LOCAL 229; and JACK MCGRAIL
                            _____________

                    On Appeal from the United States District Court
                        for the Middle District of Pennsylvania
                                  (No. 3:07-cv-02304)
                     District Judge: Honorable A. Richard Caputo
                                     ____________

                   Submitted Pursuant to Third Circuit LAR 34.1(a)
                                November 17, 2011

       Before: FUENTES and CHAGARES, Circuit Judges and POGUE, Judge.1

                                (Filed: January 9, 2012)
                                     ____________

                                      OPINION
                                    ____________

CHAGARES, Circuit Judge.




1
  Honorable Donald C. Pogue, Chief Judge, United States Court of International Trade,
sitting by designation.
       Cheryl Slater appeals the District Court’s entry of judgment in favor of seven

municipal and union officers and entities on her claims of employment discrimination

and retaliation. For the reasons that follow, we will affirm.

                                              I.

       We write solely for the parties’ benefit and recite only the facts essential to our

disposition.

       Slater has worked as a correctional officer at the Susquehanna County

Correctional Facility since 1994. The prison is a subdivision of Susquehanna County and

is superintended by the Susquehanna Prison Board. William Brennan and Donald

Stewart were wardens at the prison during Slater’s employment. Teamsters Local Union

229 is the bargaining representative for correctional officers employed by Susquehanna

County. Jack McGrail is the union’s business representative.

       Two sets of factual circumstances underlie Slater’s claims. First, in early 2004,

Slater refused to attest to her receipt and understanding of the prison’s Policy and

Procedure Manual. She believed that prison rules were not properly enforced and

therefore refused to provide a signature acknowledging her understanding of the manual.

As a consequence, William Brennan, the prison warden at the time, suspended her for

three days and referred her to a psychiatrist for evaluation. She eventually signed under

protest and wrote a letter to the Prison Board to inform them of the incident and express

her disapproval of the lax enforcement of prison rules. Later that year, she was

interviewed by an investigator about the death of an inmate in the prison. Brennan was

present for at least part of the interview. Slater alleges that Brennan’s presence at the

                                              2
interview was related to her letter to the Prison Board, but offers no evidence to support

the inference. Second, Slater testified that a group of other correctional officers at the

prison — self-titled the “secret sisters” because they gave gifts to each other to boost

morale — harassed her by posting postcards of middle-aged women in bathing suits near

her work area. She also testified that the group manufactured false accusations about her.

         Three episodes preceded Slater’s termination on December 1, 2006.2 In October

2006, Slater permitted an out-of-state police officer to enter the prison intake area without

first disarming him or checking his identification. This was a violation of prison security

policy, and Slater received a five-day suspension for her actions. The following month,

she twice violated policies directed to prisoners’ medical care by permitting an inmate to

change the bandage of another inmate with a contagious infectious disease and by

improperly disposing of contaminated medical gloves.

         Slater initiated this action in the District Court for the Middle District of

Pennsylvania on December 21, 2007. Against all defendants, the complaint asserted

federal claims of (1) retaliation for exercising First Amendment speech rights, brought

pursuant to 42 U.S.C. § 1983; (2) conspiracy to retaliate for exercising First Amendment

speech rights, brought pursuant to 42 U.S.C. § 1985(3); (3) age-based discrimination,

retaliation, and creation of a hostile work environment under the Age Discrimination in

Employment Act of 1967 (“ADEA”), 29 U.S.C. § 623(a)(1), (c)(3); and (4) gender-based

discrimination, retaliation, and creation of a hostile work environment under Title VII of

the Civil Rights Act of 1964, 42 U.S.C. § 2000e-2(a)(1), (c)(3). The complaint also

2
    Slater was 57 years old when the prison terminated her employment.
                                                3
alleged state law claims of conspiracy, intentional infliction of emotional distress,

wrongful discharge, and discrimination under the Pennsylvania Human Relations Act.

       In three memoranda and orders issued in July 2008, March 2009, and February

2011, the District Court granted the defendants’ motions to dismiss and motions for

summary judgment on all claims. Slater filed this timely appeal.

                                             II.

       The District Court had jurisdiction pursuant to 28 U.S.C. §§ 1331 and 1367. We

have appellate jurisdiction pursuant to 28 U.S.C. § 1291. We exercise plenary review

over the District Court’s orders granting a motion to dismiss, Grier v. Klem, 
591 F.3d 672
, 676 (3d Cir. 2010), and summary judgment, Gonzalez v. AMR, 
549 F.3d 219
, 223

(3d Cir. 2008). In so doing, we apply the standard that the District Court was obliged to

apply. On review of the grant of a motion to dismiss, “we accept as true all well-pled

factual allegations . . . and all reasonable inferences that can be drawn from them.”

Fellner v. Tri-Union Seafoods, L.L.C., 
539 F.3d 237
, 242 (3d Cir. 2008). Summary

judgment is appropriate only where there “is no genuine dispute as to any material fact

and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). On

summary judgment, a court “must view the facts in the light most favorable to the non-

moving party, and draw all reasonable inferences therefrom in that party’s favor.” N.J.

Transit Corp. v. Harsco Corp., 
497 F.3d 323
, 326 (3d Cir. 2007).

                                             III.

       Slater appeals the District Court’s dismissal or entry of summary judgment on the

§ 1983 claim for retaliation for engaging in protected speech, the § 1985 claim for

                                              4
conspiracy to retaliate, the discriminatory discharge claim under the ADEA, and the

gender- and age-based hostile work environment claims under Title VII and the ADEA.

                                             A.

       Slater first contests the entry of judgment for the defendants on her claim, brought

pursuant to 42 U.S.C. § 1983, that she endured retaliation for engaging in speech

protected by the First Amendment. She maintains that because she wrote to the Prison

Board on a matter of public concern, the defendants willfully conspired to send her to a

psychiatrist, impose a suspension on her, manufacture false accusations about her, and

arrange for termination of her employment.

       “[T]he First Amendment protects a public employee’s right, in certain

circumstances, to speak as a citizen addressing matters of public concern.” Garcetti v.

Ceballos, 
547 U.S. 410
, 417 (2006). To state a claim of retaliation for engaging in

protected expression, a public employee must show that her expressive activity is covered

by the First Amendment and that it substantially influenced the alleged retaliatory action.

Hill v. City of Scranton, 
411 F.3d 118
, 125 (3d Cir. 2005). The District Court granted

judgment for the defendants on Slater’s claim because her letter to the Prison Board was

not protected by the First Amendment.

       A public employee’s speech is protected by the First Amendment when she speaks

as a citizen about a matter of public concern. Borough of Duryea v. Guarnieri, 564 U.S.

—, 
131 S. Ct. 2488
, 2493 (2011) (citing Connick v. Myers, 
461 U.S. 138
, 147 (1983)).

Slater contends that the criticism of the lax enforcement of prison rules contained within

her letter to the Prison Board was a matter of public concern. The argument is dubious

                                             5
insofar as the letter only alleges, non-specifically, that many of the rules in the Policy and

Procedure Manual went unenforced. Appendix (“App.”) 681. But even if Slater’s

conclusory critiques of the prison’s general noncompliance with its rules addresses a

matter of public concern, there is no dispute that the letter was written in Slater’s capacity

as an employee, not as a citizen. The letter — sent privately “in response” to Slater’s

suspension and in order to “set the record straight” — is concerned with a particular

personnel action. 
Id. It does
not advance values safeguarded by the First Amendment by

promoting public discourse or expressing an informed opinion in a public forum, but

rather involves a matter of “personal interest.” 
Connick, 461 U.S. at 144-45
. Slater’s

speech, therefore, is not protected by the First Amendment, and the District Court

correctly entered judgment for the defendants on her § 1983 claim.

                                             B.

       Slater next contends that the District Court erred in dismissing her claim of

conspiracy to retaliate for engaging in protected speech, brought under 42 U.S.C. §

1985(3). To state a claim under § 1985(3), a plaintiff must allege “(1) a conspiracy; (2)

for the purpose of depriving . . . any person or class of persons of the equal protection of

the laws, or of equal privileges and immunities under the laws; and (3) an act in

furtherance of the conspiracy; (4) whereby a person is either injured in his person or

property or deprived of any right or privilege of a citizen of the United States.” United

Bhd. of Carpenters & Joiners v. Scott, 
463 U.S. 825
, 828-29 (1983). The second

component of the test requires the plaintiff to allege that the conspiracy was motivated by

racial, gender, or other class-based discriminatory animus. Farber v. City of Paterson,

                                              6

440 F.3d 131
, 135 (3d Cir. 2006); see also Novotny v. Great Am. Fed. Sav. & Loan

Ass’n, 
584 F.2d 1235
, 1242-44 (3d Cir. 1978), overruled on other grounds, 
442 U.S. 366
(1979) (holding that conspiracies motivated by gender-based animus are actionable under

§ 1985). The District Court dismissed Slater’s § 1985 claim on the basis that she failed to

allege that the defendants conspired to retaliate against her because of her gender. This

conclusion is sound. The complaint alleges that the defendants wished to retaliate against

Slater because of her whistle-blowing activities, not because of her membership in a class

protected by the statute. Dismissal of the § 1985 claim was proper.

                                              C.

       Slater next contests the District Court’s entry of summary judgment in favor of the

defendants on her claim that she was terminated because of her age. The ADEA makes it

unlawful for an employer to “discharge any individual . . . because of such individual’s

age” and for a union to “cause or attempt to cause an employer to discriminate against an

individual” because of her age. 29 U.S.C. § 623(a)(1), (c)(3). As Slater lacks direct

evidence of intentional age discrimination, we evaluate her ADEA claim under the

burden-shifting framework outlined in McDonnell Douglas Corp. v. Green, 
411 U.S. 792
(1973). See Smith v. City of Allentown, 
589 F.3d 684
, 691 (3d Cir. 2009). This

framework places upon the plaintiff the initial burden of establishing a prima facie case

of discrimination. Reeves v. Sanderson Plumbing Prods., Inc., 
530 U.S. 133
, 142 (2000).

If the plaintiff succeeds in establishing a prima facie case, the burden shifts to the

defendant to articulate a legitimate, non-discriminatory reason for the adverse



                                              7
employment action. 
Id. To prevail,
the plaintiff must prove, by a preponderance of the

evidence, that the defendant’s legitimate reason was in fact pretext for discrimination. 
Id. Slater established
a prima facie case of age discrimination by demonstrating that

she was over 40, was qualified to serve as a correctional officer, suffered an adverse

employment action, and was replaced by an employee sufficiently young enough to

support an inference of age-based discriminatory animus. See 
Smith, 589 F.3d at 689
(setting forth the elements of a prima facie case of age discrimination under the ADEA).3

The defendants satisfied their burden by proffering evidence that Slater was terminated

for permitting an armed individual into the prison intake area and by twice violating

prison policies governing the medical care of prisoners.

       Slater’s claim falters for lack of evidence that these legitimate, nondiscriminatory

reasons were pretext for age discrimination. To defeat summary judgment, Slater was

required either to adduce evidence of discrimination or discredit the reasons proffered for

her termination. Fasold v. Justice, 
409 F.3d 178
, 185 (3d Cir. 2005). She introduced no

evidence that she was fired because of her age. Rather, she endeavored to cast doubt

upon the justifications for her discharge by denying that she was responsible for the entry

of an armed police officer into the prison and by insisting that she properly disposed of

the contaminated medical gloves. But to discredit the basis for her discharge, she “cannot


3
  Slater stated in an affidavit submitted in opposition to summary judgment that she was
replaced by a 38-year-old employee. App. 725. The District Court did not acknowledge
the statement, but we assume that it satisfied the fourth component of a prima facie case
of age discrimination. See 
Smith, 589 F.3d at 689
. On appeal, Slater argues only that she
established a prima facie case of age discrimination; she does not dispute the District
Court’s conclusion that she failed to establish pretext.
                                             8
simply show that the employer’s decision was wrong or mistaken.” Fuentes v. Perskie,

32 F.3d 759
, 765 (3d Cir. 1994). Rather, she must “demonstrate such weaknesses,

implausibilities, inconsistencies, incoherencies, or contradictions in the employer’s

proffered legitimate reasons for its action that a reasonable factfinder could rationally

find them unworthy of credence . . . and hence infer that the employer did not act for [the

asserted] non-discriminatory reasons.” 
Id. (citations omitted).
In light of profuse

testimony by her coworkers and supervisors that she did, in fact, permit an armed trooper

to enter the prison and improperly dispose of used medical gloves, Slater failed to

surmount this “difficult burden.” 
Id. A reasonable
jury could not conclude, from Slater’s

testimony alone, that the defendants’ legitimate reasons were implausible, inconsistent,

incoherent, contradictory, or otherwise a pretext for discharging her because of her age.

                                               D.

       Finally, Slater contends that the District Court erred in concluding that she was not

subjected to a hostile work environment because of her gender and age. Title VII makes

it unlawful for an employer “to discriminate against any individual with respect to [her] .

. . terms, conditions, or privileges of employment, because of such individual’s . . . sex”

and for a union to “to cause or attempt to cause an employer to discriminate against an

individual” because of her gender. 42 U.S.C. § 2000e-2(a)(1), (c)(3). Hostile work

environment claims based on allegations of sexual harassment fall within the ambit of

Title VII’s proscriptions on workplace discrimination. Harris v. Forklift Sys., Inc., 
510 U.S. 17
, 21 (1993). “[W]hen the workplace is permeated with discriminatory

intimidation, ridicule, and insult, that is sufficiently severe or pervasive to alter the

                                               9
conditions of the victim’s employment and create an abusive working environment, Title

VII is violated.” Nat’l R.R. Passenger Corp. v. Morgan, 
536 U.S. 101
, 116 (2002)

(quoting 
Harris, 510 U.S. at 21
) (quotation marks omitted). We assume, without

deciding, that the ADEA makes available a hostile work environment claim for age-based

discrimination, analyzed under the same standards as a Title VII hostile work

environment claim. See Brennan v. Metropolitan Opera Ass’n, Inc., 
192 F.3d 310
, 318

(2d Cir. 1999); Crawford v. Medina Gen. Hosp., 
96 F.3d 830
, 834 (6th Cir. 1996).

       The District Court concluded that the paucity of evidence of workplace

intimidation or ridicule foreclosed trial on the claims. We agree. There is insufficient

evidence of gender- or age-based harassment severe or pervasive enough to create an

abusive working environment. What Slater has proffered is not the stuff of hostile work

environment claims. The District Court’s grant of summary judgment was proper.4

                                            IV.

       For the foregoing reasons, we will affirm the judgment of the District Court.




4
  The District Court granted summary judgment to the union on the basis that Slater did
not file a grievance with the union and proceed to arbitration in compliance with the
procedures set forth in the collective bargaining agreement. It granted summary
judgment to McGrail on the basis that Title VII does not impose liability on individuals.
Because Slater’s hostile work environment claim fails on the merits, we need not address
these alternative, non-jurisdictional bases for summary judgment.
                                            10

Source:  CourtListener

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