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Carl Abernethy, Jr. v. Timothy Mercer, 12-3479 (2013)

Court: Court of Appeals for the Third Circuit Number: 12-3479 Visitors: 20
Filed: Jun. 14, 2013
Latest Update: Feb. 12, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 12-3479 _ CARL ABERNETHY, JR., Appellant v. TIMOTHY J. MERCER; BRIAN LEWIS; DIERDRI FISHEL _ Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Civil Action No. 1-12-cv-00552) District Judge: Honorable William W. Caldwell _ Submitted Under Third Circuit LAR 34.1(a) June 10, 2013 Before: McKEE, Chief Judge, AMBRO, and NYGAARD, Circuit Judges (Opinion filed: June 14, 2013) _ OPINION
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                                                              NOT PRECEDENTIAL

                   UNITED STATES COURT OF APPEALS
                        FOR THE THIRD CIRCUIT
                           ________________

                                 No. 12-3479
                              ________________

                          CARL ABERNETHY, JR.,

                                                  Appellant

                                       v.

                           TIMOTHY J. MERCER;
                              BRIAN LEWIS;
                             DIERDRI FISHEL

                              ________________

                  Appeal from the United States District Court
                     for the Middle District of Pennsylvania
                     (D.C. Civil Action No. 1-12-cv-00552)
                 District Judge: Honorable William W. Caldwell
                               ________________

                   Submitted Under Third Circuit LAR 34.1(a)
                                June 10, 2013

      Before: McKEE, Chief Judge, AMBRO, and NYGAARD, Circuit Judges

                         (Opinion filed: June 14, 2013)

                              ________________

                                  OPINION
                              ________________

AMBRO, Circuit Judge
       Plaintiff/Appellant Carl Abernethy, Jr. appeals from the District Court‘s dismissal

of his claim for retaliation under the First Amendment on the ground that his complaints

did not involve a matter of public concern. For the reasons that follow, we affirm.

                                            I.

       At all times relevant, Abernethy was employed as a Trooper with the Pennsylvania

State Police and assigned to Troop G, Hollidaysburg. The genesis of Abernethy‘s claims

is an alleged affair between his estranged wife and Defendant/Appellee Corporal Brian

Lewis, a supervisor at Troop G, McConnellsburg Barracks. Abernethy filed for divorce

from his wife in September 2009, and the following month they were granted shared

custody of their four-year-old son. Abernathy discovered the affair shortly thereafter,

resulting in his filing an internal Bureau of Professional Responsibility (―BPR‖)

complaint against Corporal Lewis with Defendant/Appellee Captain Timothy Mercer, the

commanding officer at Troop G, Hollidaysburg and Abernethy‘s direct supervisor.

Captain Mercer sent Corporal Lewis a Captain‘s Letter of Reprimand for the unbecoming

behavior but said that there was nothing further he could do about off-duty behavior.

       Abernethy claims that, in retaliation for filing the BPR complaint, Corporal Lewis

solicited Abernathy‘s estranged wife to make false allegations against him to

Defendant/Appellee Deirdre Fishel, a State College Borough Police Officer. As a result,

Captain Mercer placed Abernethy on restricted duty and directed him not to communicate

with his estranged wife. Abernethy filed a grievance, and the restriction was revised to

permit him to communicate with his wife concerning their son. Abernethy claims that

the ―so-called investigation‖ by the State Police into the complaints made by his

                                             2
estranged wife to Officer Fishel led to ―bogus disciplinary proceedings‖ against him,

about which he allegedly filed grievances.

       In March 2012, Abernethy filed a civil rights action pursuant to 42 U.S.C. § 1983

in the District Court for the Middle District of Pennsylvania, alleging he was subjected to

an internal State Police investigation and improperly placed on restricted duty in

retaliation for having spoken out on matters of public concern in violation of his rights

under the First Amendment, and that he was denied his rights under the Fourteenth

Amendment to access to courts and to family integrity. In August 2012, the District

Court dismissed Abernethy‘s complaint pursuant to Federal Rule of Civil Procedure

12(b)(6) for failure to state a claim. Abernethy timely appealed the dismissal of his First

Amendment retaliation claim.1

                                             II.

       The District Court had subject matter jurisdiction over this § 1983 action pursuant

to 28 U.S.C. §§ 1331 and 1343. We exercise appellate jurisdiction over the District

Court‘s final order dismissing the complaint under 28 U.S.C. § 1291.




1
  Abernethy includes his Fourteenth Amendment claims in the statement of issues
presented on appeal, but his brief contains no other mention of these claims. Rule 28(a)
of the Federal Rules of Appellate Procedure requires not only identification of issues on
appeal, but also presentation of supporting arguments and citations with respect to those
issues. Compliance with these requirements is necessary to raise an issue on appeal, and
failure to do so is a waiver. See United States v. Voigt, 
89 F.3d 1050
, 1064 n.4 (3d Cir.
1996). Because ―passing reference to an issue in a brief will not suffice to bring that
issue before this court on appeal,‖ Simmons v. City of Phila., 
947 F.2d 1042
, 1066 (3d
Cir. 1991) (citations omitted), we deem Abernethy‘s access to courts and family integrity
claims waived.
                                             3
       ―Our review of a motion to dismiss is plenary.‖ Nuveen Mun. Trust ex rel. Nuveen

High Yield Mun Bond Fund v. WithumSmith Brown, P.C., 
692 F.3d 283
, 293 (3d Cir.

2012) (citing Natale v. Camden Cnty. Corr. Facility, 
318 F.3d 575
, 579 (3d Cir. 2003)).

―We ‗accept as true all well-pled factual allegations in the complaint and all reasonable

inferences that can be drawn from them, and we affirm the order of dismissal only if the

pleading does not plausibly suggest an entitlement to relief.‘‖ 
Id. (quoting Fellner v.
Tri–

Union Seafoods, L.L.C., 
539 F.3d 237
, 242 (3d Cir. 2008)). ―The plausibility standard is

not akin to a ‗probability requirement,‘ but it asks for more than a sheer possibility that a

defendant has acted unlawfully.‖ Ashcroft v. Iqbal, 
556 U.S. 662
, 678 (quoting Bell Atl.

Corp. v. Twombly, 
550 U.S. 544
, 556 (2007)). Factual allegations need only ―raise a

right to relief above the speculative level,‖ though we ―‗are not bound to accept as true a

legal conclusion couched as a factual allegation.‘‖ Bell. 
Atl., 550 U.S. at 555
(quoting

Papasan v. Allain, 
478 U.S. 265
, 286 (1986).

                                             III.

       Abernethy challenges the District Court‘s conclusion that his retaliation claim did

not involve a matter of public interest, as is required for constitutionally protected speech.

―In order to plead a retaliation claim under the First Amendment, a plaintiff must allege:

(1) constitutionally protected conduct, (2) retaliatory action sufficient to deter a person of

ordinary firmness from exercising his constitutional rights, and (3) a causal link between

the constitutionally protected conduct and the retaliatory action.‖ Thomas v.

Independence Twp., 
463 F.3d 285
, 296 (3d Cir. 2006) (citing Mitchell v. Horn, 
318 F.3d 523
, 530 (3d Cir. 2003)). With respect to a public employee, the speech at issue must be

                                              4
on a matter of public interest in order to garner First Amendment protection. See Borden

v. Sch. Dist., 
523 F.3d 153
, 168 (3d Cir. 2008) (noting First Amendment does not protect

a public employee‘s speech that ―relates only to his or her personal interest‖ (citing

Connick v. Myers, 
461 U.S. 138
, 146 (1983))). If the employee‘s speech does involve a

matter of public concern, then the court must weigh ―‗the interests of the [public

employee], as a citizen, in commenting upon matters of public concern and the interest of

the State, as an employer, in promoting the efficiency of the public services it performs

through its employees.‘‖ 
Id. (alteration in original)
(quoting Pickering v. Bd. Of Educ.,

391 U.S. 563
, 568 (1968)). Whether speech speaks to a matter of public concern ―must

be determined by the content, form, and context of a given statement, as revealed by the

whole record.‖ 
Connick, 461 U.S. at 147–48
.

       The District Court rejected Abernethy‘s assertion that filing an internal BPR

complaint against Corporal Lewis for having an affair with his wife was a matter of

public concern, noting the speech was communicated only to other members of the State

Police and dealt with Abernethy‘s marital issues. The District Court thus concluded the

speech was a matter of purely private concern despite Abernethy‘s attempts to

characterize his complaint as a matter of public corruption.

       On appeal, Abernethy reiterates his allegations of coercion within the State Police,

along with additional, sweeping accusations of a broader government conspiracy.2 His


2
  To the extent Abernethy raises new grounds on which he bases his government
conspiracy theory, we will not consider those issues for the first time on appeal. See Tri-
M Grp., LLC v. Sharp, 
638 F.3d 406
, 416 (3d Cir. 2011). Even if we were to consider
these allegations, they are unsupported by specific facts alleged in the complaint, and
                                             5
complaint, however, contained no reference to any such corruption or conspiracy; rather,

the District Court correctly found that the pleadings established the speech at issue

here—internal grievances filed with the State Police—were based on Abernethy‘s

divorce and relationship with his estranged wife. These are workplace complaints about

the behavior of his supervisors, and there are no facts in the record to support the

proposition that the complaints are a matter of public interest. ―[W]hile the First

Amendment invests public employees with certain rights, it does not empower them to

‗constitutionalize the employee grievance.‘‖ Garcetti v. Ceballos, 
547 U.S. 410
, 420

(2006) (quoting 
Connick, 461 U.S. at 154
).

       As the District Court was correct that the allegations pled in Abernethy‘s

complaint do not establish constitutionally protected conduct, he failed to state a cause of

action for retaliation under the First Amendment. Thus we affirm the District Court‘s

dismissal of this action.3




thus we would not credit them. See Morse v. Lower Merion Sch. Dist., 
132 F.3d 902
, 906
(3d Cir. 1997).
3
  Because we conclude the District Court correctly found Abernethy had failed to state a
claim based on the absence of an issue of public interest, we do not address Captain
Mercer and Corporal Lewis‘ argument that Abernethy‘s speech was also not protected
because it was made as part of his official duties or Officer Fishel‘s assertion that she is
entitled to qualified immunity.
                                              6

Source:  CourtListener

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