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Agueda De La Cruz v. Virgin Islands Water and Power, 13-4623 (2014)

Court: Court of Appeals for the Third Circuit Number: 13-4623 Visitors: 20
Filed: Dec. 30, 2014
Latest Update: Mar. 02, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 13-4623 _ AGUEDA SARANTE DE LA CRUZ, as Personal Representative for the Estate of Jose De La Cruz v. VIRGIN ISLANDS WATER AND POWER AUTHORITY v. MARCO A. BLACKMAN *LEE J. ROHN; LEE J. ROHN & ASSOCIATES, LLC Appellants *(Pursuant to Fed. R. App. P. 12(a)) _ No. 13-4673 _ AGUEDA SARANTE DE LA CRUZ, as Personal Representative for the Estate of Jose De La Cruz, Appellant v. VIRGIN ISLANDS WATER AND POWER AUTHORITY v. MARCO A
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                                                             NOT PRECEDENTIAL

                   UNITED STATES COURT OF APPEALS
                        FOR THE THIRD CIRCUIT

                               _____________

                                No. 13-4623
                               _____________

AGUEDA SARANTE DE LA CRUZ, as Personal Representative for the Estate of Jose
                         De La Cruz

                                       v.

            VIRGIN ISLANDS WATER AND POWER AUTHORITY

                                       v.

                          MARCO A. BLACKMAN

             *LEE J. ROHN; LEE J. ROHN & ASSOCIATES, LLC
                                    Appellants

                      *(Pursuant to Fed. R. App. P. 12(a))

                               _____________

                                No. 13-4673
                               _____________

AGUEDA SARANTE DE LA CRUZ, as Personal Representative for the Estate of Jose
                         De La Cruz,
                            Appellant

                                       v.

            VIRGIN ISLANDS WATER AND POWER AUTHORITY

                                       v.

                          MARCO A. BLACKMAN
                   Appeal from the District Court of the Virgin Islands
                           Division of St. Thomas / St. Croix
                                  (No. 1-07-cv-00009)
                       District Judge: Hon. Anne E. Thompson

                     Submitted Pursuant to Third Circuit LAR 34.1(a)
                                   December 8, 2014

           Before: CHAGARES, JORDAN, and SHWARTZ, Circuit Judges.

                                (Filed: December 30, 2014)

                                       ____________

                                         OPINION
                                       ____________

CHAGARES, Circuit Judge.

       Aqueda De La Cruz appeals certain pre-trial and evidentiary rulings made in her

personal injury suit against the Virgin Islands Water and Power Authority. Lee J. Rohn

and Associates, LLC appeals an order disqualifying it as counsel for De La Cruz. For the

reasons that follow, we will affirm the District Court in all respects.

                                              I.

       We write solely for the parties and therefore recite only the facts that are necessary

to our disposition. On the morning of December 4, 2006, Jose De La Cruz was on the

roof of Mutual Homes Building 17 in St. Croix. A witness, Olivia Benjamin, testified De

La Cruz was painting the side of the building when his painting pole struck an electrical

wire. Appendix (“App.”) 1441. Olivia Benjamin saw a flash of light and watched De La



 This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.

                                              2
Cruz fall prone on the roof. App. 1441. De La Cruz’s co-workers soon found him

unconscious and badly electrocuted. App. 1519.

         One month later, De La Cruz filed suit against the Virgin Islands Water and Power

Authority (“WAPA”). His first attorney was Lee J. Rohn, whose law firm is Lee J. Rohn

and Associates, LLC (hereinafter, “Rohn”).1 App. 179. WAPA moved to disqualify

Rohn on the grounds that one of Rohn’s associates had previously performed legal work

for WAPA on another personal injury case involving contact with electrical infrastructure

— Santos de Jesus v. Virgin Islands Water and Power Authority, No. 10-CV-205. App.

423. The associate, Tab Ellison, conducted research related to motions and “strategy

issues regarding litigation against WAPA.” App. 102-03. As part of that assignment,

Ellison’s supervisors told him about the De La Cruz case, App. 70, and asked him to

evaluate a memorandum issued in De La Cruz, App. 72. Ellison had complete access to

the de Jesus case file and the confidential WAPA information contained therein. App.

99-100. Although Ellison’s supervisor could not say whether Ellison reviewed the full

file, and Ellison denied having done so, App. 99, his supervisor testified that she

communicated to Ellison what she considered to be WAPA’s confidential information.

App. 101-02.

         Finding that an attorney-client relationship had existed between Ellison and

WAPA and that de Jesus was substantially related to De La Cruz, the Magistrate Judge

granted the motion to disqualify Ellison and Rohn pursuant to Model Rules of


1
    At the time, Lee Rohn’s firm was the Law Offices of Rohn & Cameron, LLC.

                                              3
Professional Conduct 1.9 and 1.10. App. 30-31. On appeal to the District Court, Rohn

argued that the two cases were not substantially related because de Jesus involved

electrocution via a faulty guy wire rather than an electrical wire. The District Court

found the difference insignificant for purposes of Model Rule 1.9 and denied Rohn’s

appeal. App. 17.

       Prior to trial, WAPA retained an expert, Dr. James Nelson, to testify that De La

Cruz suffered from neurosyphilis, which might be responsible for some of De La Cruz’s

negative symptoms following the accident. App. 1118. De La Cruz moved to preclude

Nelson’s opinion on the grounds that it was unfairly prejudicial and not reliable under

Daubert v. Merrell Dow Pharmaceuticals, Inc., 
509 U.S. 579
(1993). See App. 1018-31.

The District Court denied De La Cruz’s motion. De La Cruz died in May 2013 and

Aqueda De La Cruz, the deceased’s widow, substituted as the named plaintiff. App.

1174. An autopsy revealed no evidence of neurosyphilis. App. 2017. Aqueda De La

Cruz (for simplicity, this Opinion will continue to refer to the plaintiff-appellant as “De

La Cruz”) renewed the motion to preclude. App. 1177. The Court again denied the

motion. App. 1358.

       On the eve of trial, De La Cruz moved to disqualify WAPA’s counsel on the basis

that it had hired an investigator, Antonio Messer, who had previously worked for De La

Cruz’s original counsel. App. 1341. WAPA’s counsel argued that it only hired Messer

to serve process and assist in selecting a jury and that Messer had never seen the case file.

App. 1341. Messer testified that although he had worked for Rohn while this matter was

pending, his only involvement was serving subpoenas, locating a witness, and

                                              4
occasionally driving De La Cruz to Rohn’s office. App. 1344-45. The District Court

denied De La Cruz’s motion to disqualify but advised WAPA’s counsel to release Messer

from further involvement in the case. App. 1357.

      One major issue at trial was how De La Cruz held his painting pole at the time of

the accident. Olivia Benjamin testified that De La Cruz held the painting pole with one

end moving toward the many electrical wires near the building. App. 1436, 1441. De La

Cruz’s employer, Marco Blackman, added that he had previously observed De La Cruz

failing to take proper care around electrical wires. App. 2302. De La Cruz’s co-worker

Adrian Benjamin heard Blackman give De La Cruz multiple warnings about

electrocution. App. 2274. However, De La Cruz’s supervisor, Julian Lansiquot, testified

that he had never seen De La Cruz paint in an unsafe manner. App. 1513.

      De La Cruz sought to introduce three photographs of how rooftop painters

typically paint the sides of buildings and ask Lansiquot to demonstrate how such painting

worked. App. 1493-1500. The District Court refused to admit the photographs or allow

Lansiquot’s testimony because the photographs did not depict and Lansiquot did not

observe De La Cruz painting on the day of the accident. App. 1498, 1512.

      A second major issue was the positioning of the electrical wires. One of the

electrical poles supporting the wires was leaning dangerously close to the building. See,

e.g., App. 1440, 1583. Vaughn Hendricks, WAPA’s Safety Manager, testified that the

wires were closer to the building than regulations permitted and any WAPA employee

who saw the leaning pole should have reported it. App. 1616, 1620-21. Irving Francis,

WAPA’s line superintendent, testified that WAPA linesmen are instructed that when they

                                            5
respond to a trouble call, they should survey the area for potential unreported problems as

well. App. 1888. He added that linesmen responding to a specific call on October 19,

2006 would have driven right past the leaning pole by Mutual Homes Building 17. App.

1895.

        De La Cruz sought to introduce records of WAPA visits to Mutual Homes in the

five years prior to the accident. App. 1626-30. The District Court rejected the records as

cumulative, App. 1629-30, but permitted De La Cruz’s counsel to reference them in his

closing argument. App. 2456-23, 2456-24.

        De La Cruz also sought to introduce a portion of Adrian Benjamin’s deposition

testimony concerning the electrical pole:

        Q: Okay. And you lived in Mutual Homes your whole life, is that correct?
        A: (Witness nods head.)
        Q: Yes?
        A: Yes.
        Q: Do you remember seeing that pole leaning before the day of this accident?
        A: Yeah.
        Q: And was that pole leaning like that since at least after Hurricane Hugo?
        A: Yeah.

App. 2845. WAPA’s counsel did not object to the form of the question during the

deposition, but the District Court chose to exclude the deposition testimony because the

questions were “not asked in a straightforward way.” App. 2456-27, 2456-28.

        The jury found WAPA negligent but assigned 85% of the fault to De La Cruz.

Under the Virgin Islands’ contributory negligence rules, because De La Cruz was more

than 50% at fault, he recovered nothing. App. 5-6. The District Court entered judgment

for WAPA. De La Cruz timely appealed.


                                             6
                                              II.

       The District Court had jurisdiction pursuant to 28 U.S.C. § 1332. We have

jurisdiction over both De La Cruz’s and Rohn’s appeals pursuant to 48 U.S.C. § 1612 and

28 U.S.C. § 1291 and § 1294(3).

       We review orders disqualifying counsel in two steps. “First, we exercise plenary

review to determine whether the district court’s disqualification was arbitrary.” United

States v. Stewart, 
185 F.3d 112
, 120 (3d Cir. 1999). Second, “[i]f we find the district

court’s decision was not arbitrary, we then determine whether the court abused its

discretion in disqualifying the attorneys.” 
Id. “A court
abuses its discretion in imposing

sanctions when it ‘base[s] its ruling on an erroneous view of the law or on a clearly

erroneous assessment of the evidence.” Adams v. Ford Motor Co., 
653 F.3d 299
, 304 (3d

Cir. 2011). “It is the responsibility of an appellate court to accept the ultimate factual

determinations of the fact-finder unless that determination either (1) is completely devoid

of minimum evidentiary support . . . or (2) bears no rational relationship to the supportive

evidentiary data.” Krasnov v. Dinan, 
465 F.2d 1298
, 1302 (3d Cir. 1972).

       We review a district court’s decision to admit or exclude evidence for abuse of

discretion. Stecyk v. Bell Helicopter Textron, Inc., 
295 F.3d 408
, 412 (3d Cir. 2002).2

We will affirm a District Court’s evidentiary ruling, even if it is erroneous, “if it is highly

2
 Our review of a court’s interpretation of the Federal Rules of Evidence, however, is
plenary. Hirst v. Inverness Hotel Corp., 
544 F.3d 221
, 225 (3d Cir. 2008).

                                               7
probable that the error[ ] did not affect the outcome of the case.” McQueeney v.

Wilmington Trust Co., 
779 F.2d 916
, 917 (3d Cir. 1985).

                                               III.

                                               A.

       Rohn argues that its disqualification was an abuse of discretion. Specifically,

Rohn contends that WAPA failed to establish a violation of the Model Rules of

Professional Conduct, and both the Magistrate Judge and the District Court gave

insufficient weight to De La Cruz’s interest in having his choice of counsel. We

disagree.

       “The district court’s power to disqualify an attorney derives from its inherent

authority to supervise the professional conduct of attorneys appearing before it.” United

States v. Miller, 
624 F.2d 1198
, 1201 (3d Cir. 1980). “As a general rule, the exercise of

this authority is committed to the sound discretion of the district court and will be

overturned on appeal only for an abuse of this discretion.” 
Id. Under the
District of the Virgin Islands’ Local Rule of Civil Procedure 83.2(a)(1),

all attorneys practicing in the Virgin Islands must comply with the ABA Model Rules of

Professional Conduct. Model Rule 1.9 forbids an attorney who has represented a client

on a matter to represent another person in “the same or a ‘substantially related’ matter in

which that person’s interest are materially adverse to the interests of the former client

unless the former client gives informed consent.” Matters are “substantially related”

when “(1) the current matter involves the work the lawyer performed for the former

client; or (2) there is a substantial risk that representation of the present client will

                                                8
involve the use of information acquired in the course of representing the former client,

unless that information has become generally known.” Restatement (Third) of Law

Governing Lawyers § 132 (2000); see also Model Rule of Professional Conduct 1.9 cmt.

3 (“Matters are ‘substantially related’ for purposes of this Rule if they involve the same

transaction or legal dispute or if there otherwise is a substantial risk that confidential

factual information as would normally have been obtained in the prior representation

would materially advance the client's position in the subsequent matter.”). Model Rule

1.10 explains when one lawyer’s conflict of interest under Rule 1.9 should be imputed to

other members of his or her firm.

       Rohn asserts, as it did before the District Court, that de Jesus and De La Cruz are

not substantially related because the former involved a faulty guy wire rather than an

electrical wire. But we agree with the District Court that the distinction between a guy

wire and an electrical line is unimportant here: WAPA’s maintenance and inspection of

its electrical infrastructure were in issue in both cases. See App. 17. The cases may not

have involved the same plaintiffs, the same locations, or the same source of electrocution,

but they were nevertheless similar enough to create a genuine risk that Ellison obtained

confidential information from WAPA during his work on the de Jesus matter. Rohn has

not shown that the District Court committed a clear error in finding that Ellison worked

for WAPA on a case substantially related to De La Cruz.

       Rohn argues that even if a conflict of interest existed, the District Court gave

insufficient weight to De La Cruz’s interest in retaining his choice of counsel and

lawyers’ interest in professional mobility when it ordered disqualification. We have held

                                               9
that a District Court deciding a disqualification motion “should consider the ends that the

[applicable] disciplinary rule is designed to serve and any countervailing policies, such as

permitting a litigant to retain the counsel of his choice and enabling attorneys to practice

without excessive restrictions.” 
Miller, 624 F.3d at 1201
. But we have never accorded

these countervailing policies paramount weight. See 
id. at 1203
(holding that the risk of

an apparent conflict of interest outweighed a party’s interest in retaining the counsel of

his choice). Both the Magistrate Judge and the District Court made findings that

disqualifying Rohn posed no great risk to attorney mobility because appropriate

screening procedures could have negated the problem. App. 19. We discern no abuse of

discretion in the District Court’s conclusion that the risk of prejudice, the need for

integrity in judicial proceedings, and WAPA’s interest in the loyalty of an attorney who

had once accepted its confidence outweighed De La Cruz’s interest in retaining his

attorney of choice. In sum, the District Court did not abuse its discretion in affirming the

Magistrate Judge’s order disqualifying Rohn.

                                              B.

       De La Cruz argues that the District Court’s decision not to disqualify WAPA’s

counsel was arbitrary, because the District Court failed to develop a proper factual

record, and an abuse of discretion, because the evidence showed a conflict of interest

capable of threatening the integrity of the trial. We disagree.

       “As long as the court makes a reasoned determination on the basis of a fully

prepared record, its decision will not be deemed arbitrary.” United States v. Voigt, 
89 F.3d 1050
, 1075 (3d Cir. 1996) (citation omitted). There is no requirement that a court

                                             10
hold a separate evidentiary hearing and make detailed factual findings before denying a

party his or her chosen counsel. 
Id. at 1075.
Nonetheless, the District Court heard

extensive argument from both parties and heard testimony from Messer before making its

decision. The mere fact that the District Court cut off Attorney Rohn, when she tried to

interrupt argument, does not render the District Court’s decision arbitrary.

       Under Model Rule of Professional Conduct 5.3, a supervising attorney must

ensure that the conduct of any non-lawyers she employs is compatible with the

professional obligations of the lawyer. When a non-lawyer is accused of “side

switching,” a court must first determine whether the non-lawyer learned confidential

information from his previous employer. Lamb v. Pralex Corp., 
333 F. Supp. 2d 361
,

364 (D.V.I. 2004). If the non-lawyer learned confidential information from his or her

previous employer, “a rebuttable presumption arises that the information will be

disclosed to the new employer.” 
Id. The burden
then shifts to the firm opposing

disqualification to show that no disclosure of confidential information has occurred.

Evidence of formal screening mechanisms can be helpful in meeting this burden. 
Id. In Lamb,
evidence that an employer (coincidentally, Attorney Rohn) had forbidden

employees to speak to or near a new paralegal about cases on which she had a conflict of

interest and had blocked the paralegal’s access to the relevant case files was sufficient to

rebut the presumption of contamination. 
Id. at 366.
       Here, we do not need to consider screening mechanisms, or lack thereof, because

there was no evidence that Messer acquired confidential information during his

employment with Rohn. Messer had no access to the case file. He served subpoenas and

                                             11
occasionally drove De La Cruz to Rohn’s office. App. 1344-45. With no evidence that

Messer possessed confidential information, no presumption arose that Messer shared

such information with WAPA’s counsel. The District Court did not abuse its discretion

in denying the motion to disqualify.

                                             IV.

                                             A.

       De La Cruz argues that the District Court erred in refusing to admit photographs of

workers painting the side of a building and a white fascia board, Lansiquot’s

demonstration of how he had seen Cruz paint in the past, and records of the many

“trouble calls” WAPA employees responded to at Mutual Homes.

       Under Federal Rule of Evidence 403, a district court “may exclude relevant

evidence if its probative value is substantially outweighed by a danger of . . . unfair

prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or

needlessly presenting cumulative evidence.”3 Demonstrative photographs sometimes fall

subject to this ban when they contain significant variations from the date, scene, or

subject in issue. See, e.g., Fusco v. Gen. Motors Corp., 
11 F.3d 259
, 263-64 (3d Cir.

1993) (explaining that staged recreations must be analyzed carefully for their

resemblance to the original events because jurors may not fully appreciate variations in

the surrounding conditions); King v. Ford Motor Co., 
597 F.2d 436
, 445 (5th Cir. 1979)


3
 Even where a district court does not invoke Rule 403, “the trial judge’s balancing [of
maximum probative value versus likely prejudicial effect] will be subsumed in his
ruling.” United States v. Long, 
574 F.2d 761
, 766 (3d Cir. 1978).

                                             12
(affirming district court’s exclusion of photographs that did not depict the chassis in issue

as they appeared at the time of the accident).

       The photographs in question did not depict De La Cruz. They depicted different

painters, painting a different building, on a different day. Lansiquot did not observe De

La Cruz painting on the day of the accident. App. 1512. Offered “so the jurors

understand what type of work [the painters were] doing,” App. 1499, any relevance the

photographs or demonstration might have possessed was far outweighed by their

tendency to confuse or mislead the jury. The District Court did not abuse its discretion in

refusing to admit the photographs and demonstration.4

       Nor did the District Court err in limiting De La Cruz’s use of WAPA “trouble

call” records. De La Cruz elicited the testimony of Vaughn Hendricks that any WAPA

employee who saw the leaning pole should have reported it. App. 1616, 1620-21. The

records would have shown a large number of WAPA employees passing the leaning pole.

But they would not show that the WAPA employees actually saw the pole. And for the

simpler proposition that WAPA employees had visited or driven past Mutual Homes and

should have noticed the leaning pole, De La Cruz already had the admissions of Irving

4
 De La Cruz now asserts that the photographs and demonstration could have been used
to impeach Olivia Benjamin’s testimony by showing the difficulty of painting in the
posture her testimony ascribed to De La Cruz. This was not the argument De La Cruz
made at trial, see App. 1497-99, and we will not consider it for the first time on appeal.
See Tri-M Grp., LLC v. Sharp, 
638 F.3d 406
, 416 (3d Cir. 2011) (“It is axiomatic that
arguments asserted for the first time on appeal are deemed to be waived and consequently
are not susceptible to review in this Court absent exceptional circumstances.”).
Moreover, the District Court expressly gave De La Cruz the opportunity to ask Olivia
Benjamin whether these photographs accurately depicted the way she saw De La Cruz
painting on December 4, 2006. De La Cruz declined to do so. See App. 1431–32.

                                             13
Francis and Vaughn Hendricks. See, e.g., App. 1893-94, App. 1640. Under the

circumstances, the District Court did not abuse its discretion in rejecting the records as

needlessly cumulative.

                                             B.

       De La Cruz also argues that the District Court erred in refusing to admit the

following portion of Adrian Benjamin’s deposition transcript on the grounds that

counsel’s question to the deponent was not asked in a straightforward way:

       Q: Okay. And you lived in Mutual Homes your whole life, is that correct?
       A: (Witness nods head.)
       Q: Yes?
       A: Yes.
       Q: Do you remember seeing that pole leaning before the day of this accident?
       A: Yeah.
       Q: And was that pole leaning like that since at least after Hurricane Hugo?
       A: Yeah.

App. 2845. De La Cruz notes that under Federal Rule of Civil Procedure 32(d)(3)(B), an

objection to the form of the question is waived if it is not made during the deposition, and

WAPA’s counsel made no objection at the deposition to the question or answer De La

Cruz sought to introduce.

       Any possible error in excluding this deposition testimony was harmless given the

other testimony concerning the length of time the pole had been leaning prior to the date

of the accident.

                                             C.

       Finally, De La Cruz argues that the District Court erred in permitting Dr. Nelson

to offer his expert opinion that De La Cruz suffered from neurosyphilis. At the very


                                             14
least, De La Cruz insists, the District Court was required to hold a Daubert hearing on De

La Cruz’s renewed motion before allowing Dr. Nelson to testify.

       The District Court received several rounds of motions — totaling hundreds of

pages — regarding Dr. Nelson’s opinion. See App. 114, 114-1-18, 1018-1160, 1177-

1230. The record showed that Dr. Nelson was a practiced neurologist and doctor of

internal medicine and that he had treated over 300 cases of syphilis. Prior to formulating

his opinion, Dr. Nelson examined De La Cruz and reviewed his medical records as well

as various laboratory results. App. 1114. Confronted with an autopsy result that showed

no signs of neurosyphilis, Dr. Nelson testified that the battery of antibiotics De La Cruz

received prior to his death might have masked the symptoms of or even treated De La

Cruz’s syphilis. App. 2389-90.

       Federal Rule of Evidence 702 governs the use of expert testimony in federal

courts. Experts must be qualified to offer opinions, and their testimony must be reliable.

“Before an expert witness may offer an opinion . . ., [the expert] must first be qualified by

virtue of specialized expertise.” Elcock v. Kmart Corp., 
233 F.3d 734
, 741 (3d Cir.

2000). We have emphasized that the “specialized expertise” requirement is a liberal one:

“a broad range of knowledge, skills, and training [may] qualify an expert as such.” In re

Paoli R.R. Yard PCB Litig., 
35 F.3d 717
, 741 (3d Cir. 1994). It is not the trial court’s

responsibility to determine the best possible training for an expert and restrict testimony

to those who possess it. 
Id. Even a
qualified expert may only testify “so long as the process or technique the

expert used in formulating [her] opinion is reliable.” 
Id. at 742
(citing Daubert v. Merrell

                                             15
Dow Pharm., Inc., 
509 U.S. 579
, 587 (1993)). An expert’s opinion must be “based on the

methods and procedures of science rather than on subjective belief or unsupported

speculation.” 
Elcock, 233 F.3d at 745
(quotation marks and citation omitted). We have

held that courts should consider the following, non-exclusive factors in evaluating an

expert’s methodology:

       (1) whether a method consists of a testable hypothesis; (2) whether the method has
       been subject to peer review; (3) the known or potential rate of error; (4) the
       existence and maintenance of standards controlling the technique's operation; (5)
       whether the method is generally accepted; (6) the relationship of the technique to
       methods which have been established to be reliable; (7) the qualifications of the
       expert witness testifying based on the methodology; and (8) the non-judicial uses
       to which the method has been put.

Id. at 745-46.
Imposing as this array of factors may appear, “[t]he grounds for [an]

expert’s opinion merely have to be good, they do not have to be perfect.” 
Paoli, 35 F.3d at 744
. “The test of admissibility is not whether a particular scientific opinion has the

best foundation, or even whether the opinion is supported by the best methodology or

unassailable research.” In re TMI Litig., 
193 F.3d 613
, 665 (3d Cir. 1999). “Rather, the

test is whether the particular opinion is based on valid reasoning and reliable

methodology.” 
Id. We have
also stressed the importance of in limine hearings in making the

reliability determination required under Rule 702. Padillas v. Stork-Gamco, Inc., 
186 F.3d 412
, 417 (3d Cir. 1999). In cases where there is a scant record supporting an

expert’s proffered opinion, a hearing may even be necessary. 
Id. at 417.
Nonetheless,

where the evidentiary record pertaining to an expert is extensive, a court does not abuse

its discretion in ruling on a Daubert challenge without a separate hearing. Oddi v. Ford

                                             16
Motor Co., 
234 F.3d 136
, 153 (3d Cir. 2000) (holding that a record consisting of a

preliminary report, an amended report, an affidavit prepared to meet the adversary’s

Daubert challenge, and multiple depositions was sufficient to obviate the need for a

Daubert hearing).

       Here, De La Cruz has failed to identify a reversible error in the District Court’s

application of Rule 702 to Dr. Nelson.5 Whatever weaknesses De La Cruz’s expert might

have identified in Dr. Nelson’s methods, particularly in light of autopsy results showing

no sign of neurosyphilis, they were sufficiently grounded in science to be offered in court

and then attacked on cross-examination. The evidentiary record, like that in Oddi, was

sufficiently robust to justify ruling without a Daubert hearing on the second motion. In

sum, the District Court did not abuse its discretion in permitting Dr. Nelson to testify.

                                             V.

       For the foregoing reasons, we will affirm the District Court’s May 8, 2012 order

affirming the disqualification of Lee J. Rohn and Associates, LLC, and we will affirm the

District Court’s November 27, 2013 judgment in favor of the Virgin Islands Water and

Power Authority.




5
 Nor did the District Court err in its Rule 403 analysis. Any prejudice De La Cruz might
have suffered from Dr. Nelson’s opinion — if it was credited by the jury — did not
substantially outweigh the probative value of such testimony on the issue of damages.

                                             17

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