Filed: Jun. 24, 2019
Latest Update: Mar. 03, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 17-3354 _ FABIAN T. MORRISON, Appellant v. KAREN E. ROCHLIN, AUSA; COLEMAN MEDIUM OFFICIALS; TAMYRA JAVIS, WARDEN; JORGE L. PASTRANA, WARDEN; FLOURNOY, ASSISTANT WARDEN; MCMANUS, CAPTAIN; T. MATHEW, SIS TECH; BULLOCK, LT.; COUNSELOR RICHARD, LT.; REHEMOND, UNIT MANAGER; HARRIS, CASE MANAGER; CARERRO, DHO; DSCC CHIEF; SERO, S.E. REGIONAL DIR.; HARELL WATTS, CENTRAL OFFICE ADMINISTRATOR; LEWISBURG PENITENTIARY OFFICIALS; J
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 17-3354 _ FABIAN T. MORRISON, Appellant v. KAREN E. ROCHLIN, AUSA; COLEMAN MEDIUM OFFICIALS; TAMYRA JAVIS, WARDEN; JORGE L. PASTRANA, WARDEN; FLOURNOY, ASSISTANT WARDEN; MCMANUS, CAPTAIN; T. MATHEW, SIS TECH; BULLOCK, LT.; COUNSELOR RICHARD, LT.; REHEMOND, UNIT MANAGER; HARRIS, CASE MANAGER; CARERRO, DHO; DSCC CHIEF; SERO, S.E. REGIONAL DIR.; HARELL WATTS, CENTRAL OFFICE ADMINISTRATOR; LEWISBURG PENITENTIARY OFFICIALS; J...
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 17-3354
___________
FABIAN T. MORRISON,
Appellant
v.
KAREN E. ROCHLIN, AUSA; COLEMAN MEDIUM OFFICIALS; TAMYRA
JAVIS, WARDEN; JORGE L. PASTRANA, WARDEN; FLOURNOY, ASSISTANT
WARDEN; MCMANUS, CAPTAIN; T. MATHEW, SIS TECH; BULLOCK, LT.;
COUNSELOR RICHARD, LT.; REHEMOND, UNIT MANAGER; HARRIS, CASE
MANAGER; CARERRO, DHO; DSCC CHIEF; SERO, S.E. REGIONAL DIR.;
HARELL WATTS, CENTRAL OFFICE ADMINISTRATOR; LEWISBURG
PENITENTIARY OFFICIALS; J.E. THOMAS, WARDEN; J. BENFER, SIS LT.; LT.
KNOX, UNIT MANAGER; C.O. BERKOSKI, CASE MANAGER; EDINGER,
COUNSELOR; MARR, COUNSELOR; ADERHOLD, COUNSELOR; J.L.
NORWOOD, N.E. REGIONAL DIRECTOR; A. JORDAN, DHO; GLEN M. FINE,
I.G.; THOMAS F. MCLAUGHLIN, A.I.G.; MARY PRACTICE BROWN,
O.P.R.; I.A. DIRECTOR, CHARLES E. SAMUELS, DIRECTOR
____________________________________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Civil Action No. 3-16-cv-01417)
District Judge: Honorable Malachy E. Mannion
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
August 3, 2018
Before: GREENAWAY, JR., BIBAS and ROTH, Circuit Judges
(Opinion filed: June 24, 2019)
___________
OPINION*
___________
PER CURIAM
Fabian T. Morrison appeals from the order of the District Court entering summary
judgment against him. We will affirm in part (and in part as modified), vacate in part,
and remand for further proceedings.
I.
Morrison is a federal prisoner who previously has been housed at FCC-Coleman in
Florida and at USP-Lewisburg in Pennsylvania. He filed pro se a Bivens action1 seeking
damages against 30 defendants and raising four claims relating to his treatment at FCC-
Coleman and two claims relating to his treatment at USP-Lewisburg. On the FCC-
Coleman defendants’ motion, the District Court severed Morrison’s first four claims
under Fed. R. Civ. P. 21 and transferred them to the Middle District of Florida pursuant
to 28 U.S.C. § 1404(a). The Florida District Court later dismissed those claims on the
merits (M.D. Fla. Civ. No. 5-17-cv-00132), and the United States Court of Appeals for
the Eleventh Circuit dismissed Morrison’s appeal (11th Cir. No. 17-14970-F).
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
1
See Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics,
403 U.S. 388
(1971).
2
Meanwhile, the USP-Lewisburg defendants filed a motion to dismiss or for
summary judgment as to Morrison’s two claims against them. First, Morrison claimed
that defendants illegally disciplined him for possessing a “Sovereign Citizen”-like
document titled “INVOICE Verified Statement of Account,” which purported to hold a
federal prosecutor liable for $45 million. Second, Morrison claimed that defendants
continually exposed him to “toxic chemicals,” which caused irritation, exacerbated his
glaucoma, and reduced his life expectancy.
By order entered September 29, 2017, the District Court treated defendants’
motion as one for summary judgment, granted it, and entered summary judgment in their
favor. The District Court concluded that Morrison’s claim regarding his disciplinary
sanctions was barred by Heck v. Humphrey,
512 U.S. 477 (1994), because success on
that claim would imply the invalidity of those sanctions. The District Court also
concluded that Morrison failed to allege most defendants’ personal involvement in his
disciplinary proceeding. Finally, the District Court concluded that Morrison’s claim
regarding exposure to “toxic chemicals” was barred because he failed to exhaust his
administrative remedies as to that claim under the Prison Litigation Reform Act.
Morrison appeals.2
2
We have jurisdiction under 28 U.S.C. § 1291 except as noted below. We review the
entry of summary judgment de novo and will affirm only if “there is no genuine dispute
as to any material fact and the movant is entitled to judgment as a matter of law.” Steele
v. Cicchi,
855 F.3d 494, 500 (3d Cir. 2017) (quoting Fed. R. Civ. P. 56(a)).
3
II.
Morrison devotes most of his brief to attacking the validity of his underlying
criminal judgment, which was imposed in the Southern District of Florida and which he
has unsuccessfully challenged before. We nevertheless liberally construe his filings as
raising three issues that we will address. Although the first two do not warrant relief, we
will vacate and remand for the District Court to address the third.
First, Morrison challenges the District Court’s order severing his claims against
the FCC-Coleman defendants and transferring them to the Middle District of Florida. We
lack jurisdiction to review that order. When a District Court within this Circuit transfers
a civil action to a District Court in another Circuit, we lose jurisdiction to review the
transfer order once the transferee court sufficiently “proceeds with the transferred case.”
In re Howmedica Osteonics Corp.,
867 F.3d 390, 400 (3d Cir. 2017) (quoting In re
United States,
273 F.3d 380, 384 (3d Cir. 2001)), cert. denied,
138 S. Ct. 1288 (2018).
We have not definitively determined what a transferee court must do to “proceed” with a
case for jurisdictional purposes. See
id. at 400 & n.6. We need not do so now because
the transferee court has done more than “proceed” with the case—the transferee court has
completed the case by rendering a judgment on the merits, and the transferee Court of
Appeals has dismissed Morrison’s appeal. Whatever else a transferee court may do to
4
“proceed” with a case for jurisdictional purposes, finally resolving its merits surely
qualifies.3
Second, Morrison repeats his claim about the disciplinary proceeding based on his
possession of the “INVOICE Verified Statement of Account.” Morrison alleges in
conclusory fashion that a Special Investigation Services Lieutenant “fabricated” the
evidence against him (though he does not deny possessing it) and that the Disciplinary
Hearing Officer conducted a “fraudulent” hearing. (ECF No. 5 at 7.) Morrison claims
that the hearing was “fraudulent” because the Officer lacked “jurisdiction” to determine
that the invoice was contraband rather than a “genuine court document.”
Morrison, however, does not challenge or even mention the District Court ruling
that this claim is barred by Heck. We thus could deem the issue waived. Nevertheless,
the District Court’s ruling was correct on the basis of the evidence and arguments before
it. Morrison’s disciplinary proceeding resulted in the loss of good-time credits. Under
Heck, prisoners may not raise claims under Bivens that “necessarily imply the invalidity
of the deprivation of . . . good-time credits,” Edwards v. Balisok,
520 U.S. 641, 646
(1997), unless and until that sanction is invalidated, see
id. at 643. Challenges to the
validity of such sanctions must instead be brought in habeas. See
id. at 643-44.
3
Litigants seeking to challenge a transfer order may do by filing a petition for a writ of
mandamus. See In re
Howmedica, 867 F.3d at 399. Morrison appealed the transfer
order, but we dismissed his appeal for lack of jurisdiction. (C.A. No. 17-1992.) In doing
so, we implicitly concluded that mandamus relief was not warranted.
5
Morrison did not allege that his disciplinary sanction has been invalidated, and
defendants presented uncontroverted evidence that it has not. Thus, the District Court
correctly concluded on the basis of the arguments and evidence before it that this claim is
barred by Heck.4 Application of Heck, however, should result in a dismissal without
prejudice to Morrison’s ability to assert this claim if he is able to invalidate his
disciplinary sanctions in the future. See Curry v. Yachera,
835 F.3d 373, 379 (3d Cir.
2016). Thus, we will modify the District Court’s judgment as to this claim to reflect that
it is without prejudice. See
id.
Finally, in a memorandum accompanying his notice of appeal, Morrison
challenges the District Court’s entry of summary judgment on his “toxic chemicals”
claim for failure to exhaust. We agree that the issue of exhaustion warrants further
4
In addition to the loss of good-time credits, Morrison received sanctions that do not
implicate the fact or duration of his confinement, such as the loss of visitation and
telephone privileges. Heck generally does not bar claims that do not implicate the fact or
duration of confinement. See Muhammed v. Close,
540 U.S. 749, 750-51 (2004) (per
curiam). We do not appear to have addressed how to apply Heck in a “mixed sanctions”
case such as this, and other courts have come to different conclusions. Compare Peralta
v. Vasquez,
467 F.3d 98, 104 (2d Cir. 2006) (permitting prisoners to seek damages for
sanctions that do not implicate the duration of their confinement as long as they agree to
waive challenges to sanctions that do), with Haywood v. Hathaway,
842 F.3d 1026,
1029-30 (7th Cir. 2016) (per curiam) (rejecting Peralta and disallowing challenges that
implicate non-custodial sanctions). This case gives us no occasion to decide the issue
because Morrison has not raised it on appeal and, unlike the pro se prisoner in
Peralta,
467 F.3d at 101, he did not argue anything fairly raising the issue in the District Court.
To the contrary, in response to defendants’ argument that this claim is barred by Heck
because it implies that his discipline is invalid, Morrison persisted in arguing that his
discipline is in fact invalid. (ECF No. 63 at 6-8.) That argument merely reinforces the
District Court’s application of Heck in this case.
6
consideration by the District Court. As an initial matter, although Morrison’s claim is not
particularly detailed, he alleged that defendants retaliated against him for filing
grievances by illegally housing him in a Special Management Unit (“SMU”), where
“toxic chemicals were constantly sprayed by staff, which cause the plaintiff to choke,
sneeze, and caused severe eye irritation.” (ECF No. 5 at 7.) Morrison further asserted in
his brief in opposition to dismissal/summary judgment that prison staff released these
chemicals while using inmates for “target practice” by shooting them with “pepper ball
launchers” and throwing “sting bombs.” (ECF No. 63 at 33.)
The District Court did not conclude that Morrison failed to state a claim or could
not do so by amendment. Instead, the District Court concluded that Morrison failed to
exhaust this claim. In doing so, the District Court relied on defendants’ evidence that,
although Morrison has filed 61 grievances over the years, none related to his claim
regarding toxic substances. In his statement of material facts, however, Morrison
asserted that he tried to file a grievance on this issue by asking defendant Matthew
Edinger for a grievance form but that Edinger “told Plaintiff he will not give him any
more remedies and he is shutting plaintiff down.” (ECF No. 61 at 12.) And in his brief
in opposition to dismissal/summary judgment, he repeated his assertion that staff refused
to provide him with grievance forms, and he referenced documents attached to his
7
complaint (apparently including one at ECF No. 1-7 at 40) in which he complained of
that issue. (ECF No. 63 at 31.)5
If Morrison is right that prison staff refused to provide him with forms necessary
to submit a grievance on this issue, then he need not have filed a grievance to exhaust this
claim because that administrative remedy was not “available” to him. Robinson v.
Superintendent Rockview SCI,
831 F.3d 148, 153 (3d Cir. 2016); Mitchell v. Horn,
318
F.3d 523, 529 (3d Cir. 2003). Neither defendants nor the District Court addressed that
issue. In addition, Morrison appears to allege that his detention in the SMU was
otherwise illegal. Neither the defendants nor the District Court addressed that issue
either.
Thus, we will vacate and remand for the District Court to address these issues in
the first instance. We express no opinion on the merits of these claims or on Morrison’s
5
We recognize that Morrison’s filings in opposition to summary judgment are not sworn
and that even pro se litigants generally must at least submit an affidavit to avoid summary
judgment. See Mala v. Crown Bay Marina, Inc.,
704 F.3d 239, 249 (3d Cir. 2013). But
see Steele v. Cicchi,
855 F.3d 494, 507 n.14 (3d Cir. 2017) (considering for purposes of
appeal pro se detainee’s assertions in a “letter brief” in opposition to summary judgment);
Thomas v. Ponder,
611 F.3d 1144, 1150 (9th Cir. 2010) (holding that, while non-
incarcerated pro se litigants must strictly comply with the summary judgment rules,
“courts should construe liberally motion papers and pleadings filed by pro se inmates and
should avoid applying summary judgment rules strictly”). In addition to making these
assertions, however, Morrison referred to documents attached to his complaint, which is
sworn. Cf. Reese v. Sparks,
760 F.2d 64, 67 & n.3 (3d Cir. 1985) (noting that the District
Court treated a sworn amended complaint as an affidavit in opposition to summary
judgment). We leave it to the District Court to assess in the first instance the evidentiary
value of Morrison’s submissions and the possibility of allowing him to supplement them.
8
argument regarding exhaustion, and we reiterate that our remand is limited solely to
Morrison’s claim regarding his exposure to “toxic chemicals” and his detention in the
SMU while at USP-Lewisburg.
III.
For these reasons, we will affirm the judgment of the District Court in part, modify
it in part, vacate it in part, and remand for further proceedings. To the extent that
Morrison’s filings can be construed to request other forms of relief, they are denied.
9