Filed: Aug. 08, 2019
Latest Update: Mar. 03, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ Nos. 18-3238 and 18-3540 (consolidated for disposition) _ GILBERT M. MARTINEZ, Appellant v. EAGLE DISPOSAL; RAHNS TRUCKING INC.; PENSKE TRUCKS; EASTON COACH; BARTER BUSES; ESTERLY CONCRETE CO.; NEW ENTERPRISES STONE & LIME CO., INC. _ On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. Civil Action No. 5-17-cv-03264) District Judge: Honorable Jeffrey L. Schmehl _ Submitted Pursuant
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ Nos. 18-3238 and 18-3540 (consolidated for disposition) _ GILBERT M. MARTINEZ, Appellant v. EAGLE DISPOSAL; RAHNS TRUCKING INC.; PENSKE TRUCKS; EASTON COACH; BARTER BUSES; ESTERLY CONCRETE CO.; NEW ENTERPRISES STONE & LIME CO., INC. _ On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. Civil Action No. 5-17-cv-03264) District Judge: Honorable Jeffrey L. Schmehl _ Submitted Pursuant t..
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
Nos. 18-3238 and 18-3540
(consolidated for disposition)
__________
GILBERT M. MARTINEZ,
Appellant
v.
EAGLE DISPOSAL; RAHNS TRUCKING INC.;
PENSKE TRUCKS; EASTON COACH;
BARTER BUSES; ESTERLY CONCRETE CO.;
NEW ENTERPRISES STONE & LIME CO., INC.
____________________________________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. Civil Action No. 5-17-cv-03264)
District Judge: Honorable Jeffrey L. Schmehl
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
June 3, 2019
Before: KRAUSE, SCIRICA and NYGAARD, Circuit Judges
(Opinion filed: August 8, 2019)
___________
OPINION*
___________
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
PER CURIAM
Before us are two appeals filed by Gilbert Martinez. The first is an appeal from an
order denying his motion for a preliminary injunction, docketed at C.A. No. 18-3238.
The second is an appeal from the final judgment in the same case, docketed at C.A. No.
18-3540.1 We will dismiss the appeal at C.A. No. 18-3238 as moot, and will affirm the
District Court’s judgment in part, and remand for further proceedings.
I.
Martinez filed a lawsuit against a federal judge, the United States of America, the
Federal Bureau of Investigation, and several of his former or prospective employers.
Soon after he filed his complaint, he filed a motion for injunctive relief, seeking to be
reinstated as an employee at one of the defendant companies, seeking back pay from
several past employers, and asking the Court to “enjoin the F.B.I. From continuing
wiretaps without probable cause and to cease all interference with plaintiffs [sic]
employment rights.” Dkt. #10 at 7. On September 11, 2018, the District Court denied
the motion, see Dkt. #31, and Martinez appealed, see Dkt. #34. Soon thereafter, the
District Court entered its final order, described below, dismissing Martinez’s complaint
for failure to state a claim upon which relief could be granted.
Although the denial of a motion for a preliminary injunction is generally
immediately appealable, see 28 U.S.C. § 1292, disposition of the appeal from a final
1
As the caption reflects, the two appeals have been consolidated for disposition.
2
order that was entered during the pendency of the interlocutory appeal renders the
interlocutory appeal moot. See Doe ex rel. Doe v. Governor of New Jersey,
783 F.3d
150, 151 n.1 (3d Cir. 2015). “In light of our affirmance of the final order of the District
Court,” we need not address the appeal from the September 11, 2018 order, “and we will
dismiss that appeal as moot.”
Id.
II.
At the outset of this case, the District Court considered Martinez’s initial
complaint under the screening provisions of 28 U.S.C. § 1915(e), dismissing the United
States, the FBI, and the federal judge with prejudice. The Court explained to Martinez
the deficiencies in the complaint against the remaining Defendants, and allowed him
thirty days in which to file an amended complaint as to those Defendants. Dkt. #2.
Martinez filed an amended complaint, but then filed a motion to amend the complaint
once again. The District Court granted Martinez’s motion to file the Second Amended
Complaint (“SAC”). Dkt. #15. Defendants Rahns Trucking, Inc., New Enterprise Stone
& Lime Co., Inc., and Easton Coach filed motions to dismiss. See Dkt. #24, #26, and
#28.
On October 26, 2018, the District Court granted those motions to dismiss and
dismissed the SAC with prejudice, determining that any further amendment would be
futile. Dkt. #38. The District Court’s memorandum opinion also stated that “[a] review
3
of the dockets shows that the other four defendants have not been properly served.” Dkt.
#37 at 2. Martinez timely appealed.
III.
We have jurisdiction to consider the District Court’s order entered October 26,
2018, under 28 U.S.C. § 1291. Although the District Court did not expressly dismiss
Defendants Penske Trucks, Barter Buses, Esterly Concrete Co., and Eagle Disposal in
that order, those Defendants were never served with any of Martinez’s complaints, and “a
named defendant who has not been served is not a ‘party’ within the meaning of Rule
54(b)” of the Federal Rules of Civil Procedure. See Gomez v. Gov’t of Virgin Islands,
882 F.2d 733, 736 (3d Cir. 1989). The District Court’s October 26 order thus is final as
to all claims and parties, and we have authority to review it.
We turn first to the issue of the four Defendants that were not served. Martinez
argues on appeal that the District Court abused its discretion by, in essence, dismissing
Penske Trucks, Barter Buses, Esterly Concrete Co., and Eagle Disposal because they had
not been properly served. Martinez asserts that he “followed the courts [sic] instructions,
thus setting forth the proper forms to the U.S. Marshall [sic] for service, which opted to
not serve the remainder defendants, appearing to be by the direction of the district court.”
Appellant’s Brief at 4.
A court may dismiss an action in its entirety or as to certain defendants, without
prejudice, if some or all defendants are not served within 90 days after the complaint is
4
filed. Fed. R. Civ. P. 4(m). Because Martinez was proceeding in forma pauperis (“IFP”)
in the District Court, the United States Marshal was responsible for service of the SAC.
See 28 U.S.C. § 1915(d); Fed. R. Civ. P. 4(c)(3). “Under Rule 4(m) of the Federal Rules
of Civil Procedure, when a plaintiff shows ‘good cause’ for failing to effect service
within 120 days [now 90 days] after the complaint is filed, ‘the court must extend the
time for service for an appropriate period.’” Laurence v. Wall,
551 F.3d 92, 94 (1st Cir.
2008). And when a plaintiff is proceeding IFP, the plaintiff “shows good cause when
either the district court or the United States Marshals Service fails to fulfill its obligations
under section 1915(d) and Rule 4(c)(3).” Id.; see also Welch v. Folsom,
925 F.2d 666,
670 (3d Cir. 1991). Of course, it may be that the Marshal was unable to serve the four
Defendants because Martinez provided incorrect or inadequate information. See, e.g.,
Johnson v. U.S. Postal Serv.,
861 F.2d 1475, 1480 (10th Cir. 1988) (affirming dismissal
of unserved defendants where the “problems ar[o]se not from inadequate service, but
from an inadequate complaint” that failed to name the proper defendant). But the record
here is silent as to the reason that the four Defendants were not served. See Olsen v.
Mapes,
333 F.3d 1199, 1205 (10th Cir. 2003) (reversing dismissal of claims against
unserved parties where “there [was] no evidence in the record that Plaintiffs failed to
cooperate with the U.S. Marshals or were otherwise not entitled to their service”).
Moreover, a sua sponte dismissal for lack of service must be without prejudice and must
be preceded by notice to the plaintiff. Fed. R. Civ. P. 4(m). We therefore will vacate the
5
District Court’s judgment to the extent that it dismissed Martinez’s SAC with prejudice
against the four unserved Defendants.
IV.
We turn next to the District Court’s orders dealing with Judge Edward G. Smith
and the FBI.2 We review de novo the District Court’s dismissal order based on
immunity. Giuffre v. Bissell,
31 F.3d 1241, 1251 (3d Cir. 1994).
As noted, the District Court dismissed these two parties on initial screening under
28 U.S.C. § 1915(e). Dkt. #2. After Martinez again named them as defendants in his
amended complaints, Judge Smith and the FBI filed a motion to dismiss under Fed. R.
Civ. P. 12(b)(6), see Dkt. #11, which the District Court granted, see Dkt. #15. We agree
with the District Court’s decision to dismiss these parties on screening. See 28 U.S.C.
§ 1915(e)(2)(B)(iii) (directing courts to dismiss a case if the court determines that the
complaint “seeks monetary relief against a defendant who is immune from such relief”).
First, as the District Court noted, a judge has absolute immunity for actions performed in
a judicial capacity. See Stump v. Sparkman,
435 U.S. 349, 356-57 (1978). And
Martinez’s claims for damages against the FBI are barred by sovereign immunity. See
Treasurer of New Jersey v. U.S. Dep’t of Treasury,
684 F.3d 382, 395 (3d Cir. 2012)
2
Those orders also dismissed the United States as a party. Because Martinez did not
raise any claims against the United States that were distinct from those against the federal
judge and the FBI, we will discuss only those two parties.
6
(“Without a waiver of sovereign immunity, a court is without subject matter jurisdiction
over claims against federal agencies or officials in their official capacities.”).3 The
District Court thus did not err in dismissing the complaint as to Judge Smith and the FBI
under § 1915(e)(2)(B).4
Martinez subsequently filed a request for relief under Rule 60(b) of the Federal
Rules of Civil Procedure, in which he claimed that the order dismissing Judge Smith and
the FBI was legally void, because it purportedly failed to include a “conclusion of law.”
Dkt. #25. Although Martinez claims on appeal that the District Court failed to “dissolve”
his Rule 60(b) motion, the record clearly reflects that the District Court denied his
motion. Dkt. #39. Further, in its initial order dismissing the parties, the District Court
provided its legal basis for dismissing the complaint as to Judge Smith and the FBI, and
Martinez gave the District Court no valid reason for revisiting that decision.
We now turn to the District Court orders granting the remaining Defendants’
motions to dismiss. “To survive a motion to dismiss, a complaint must contain sufficient
factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’”
3
To the extent Martinez sought injunctive relief against the FBI, his complaint was
properly dismissed as his claims that the FBI was wiretapping him and was conspiring
with the corporate Defendants were not plausible. See 28 U.S.C. § 1915(e)(2)(B)(i).
4
And of course, the judge’s absolute immunity could not be altered by Martinez’s SAC,
nor did the SAC indicate any law by which the FBI might have waived its immunity.
Thus, the District Court also properly granted the Rule 12(b)(6) motion to dismiss filed
by Judge Smith and the FBI.
7
Ashcroft v. Iqbal,
556 U.S. 662, 678 (2009) (quoting Bell Atlantic Corp. v. Twombly,
550 U.S. 544, 570 (2007)). We have little to add to the District Court’s thorough opinion
explaining why Martinez’s SAC failed to state a claim upon which relief could be
granted.5
As the District Court noted, in order to bring claims under Title VII and the
Americans with Disabilities Act, Martinez was required to exhaust administrative
remedies before filing his complaint, which he did not do.6 See Williams v. Pa. Human
Relations Comm’n,
870 F.3d 294, 298 & nn.18-19 (3d Cir. 2017). Thus, the District
Court properly dismissed all claims under those two statutes.
The District Court also properly dismissed Martinez’s claims under various
sections of Title 42. Martinez acknowledges that none of his claims are based on racial
discrimination. See, e.g., Dkt. #25 at 3. Section 1981 of Title 42 “on its face, is limited
to issues of racial discrimination in the making and enforcing of contracts.” See Anjelino
v. New York Times Co.,
200 F.3d 73, 98 (3d Cir. 1999). Martinez’s claims under § 1985
were also subject to dismissal. That statute contains three subparts. Section 1985(1) is
5
Martinez also argues in his brief, incorrectly, that the District Court failed to note that
Easton Coach’s motion to dismiss was untimely. We agree with Easton Coach’s
argument that even if a 21-day time limit applies to a Rule 12(b)(6) motion, its motion
was filed within 21 days.
6
Also, the SAC fails to state a claim under Title VII as Martinez did not allege that he
was discriminated against on the basis of race, color, religion, sex, or national origin. See
42 U.S.C. § 2000e-2(a).
8
clearly inapplicable here, as it “prohibits two or more persons from interfering with a
federal officer’s performance of his duties.” Desi’s Pizza, Inc. v. City of Wilkes-Barre,
321 F.3d 411, 423 n.1 (3d Cir. 2003) (internal quotation marks omitted). Sections
1985(2) and (3) do not apply here either because, inter alia, Martinez has not alleged that
the Defendants “colluded with the requisite racial[] or . . . otherwise class-based,
invidiously discriminatory animus.” See Davis v. Twp. of Hillside,
190 F.3d 167, 171
(3d Cir. 1999) (internal quotation marks omitted) (discussing § 1985(2)); Farber v. City
of Paterson,
440 F.3d 131, 135 (3d Cir. 2006) (discussing § 1985(3)). And his claims
under section 1986 fail, given his failure to establish the elements of a claim under
section 1985. See Clark v. Clabaugh,
20 F.3d 1290, 1295-96, 1295 n.5 (3d Cir. 1994).
For these reasons, the additional reasons given by the District Court, and those
stated in the margin below, we agree that Martinez’s SAC failed to state a claim upon
which relief could be granted.7 We thus will affirm the District Court’s judgment as to
the Defendants who were served with the complaint.
7
Martinez has waived any challenge to the District Court’s dismissal of his claims under
the Seventh, Ninth, and Fourteenth Amendments, the criminal statutes specified in the
SAC, the Fair Labor Standards Act, the Equal Employment Opportunity Act, the Lilly
Ledbetter Fair Pay Act, and the Equal Pay Act, as he did not raise those issues in his
opening brief. See Kopec v. Tate,
361 F.3d 772, 775 n.5 (3d Cir. 2004) (“An issue is
waived unless a party raises it in its opening brief, and for those purposes a passing
reference to an issue . . . will not suffice to bring that issue before this court”) (quoting
Laborers’ Int’l Union v. Foster Wheeler Corp.,
26 F.3d 375, 398 (3d Cir. 1994)). In any
event, we conclude that those claims were properly dismissed for the reasons stated by
the District Court. To the extent Martinez attempts in his appellate brief to raise new
9
To the extent the District Court dismissed the complaint as to Penske Trucks,
Barter Buses, Esterly Concrete Co., and Eagle Disposal, we will vacate that order and
remand for further proceedings. After providing Martinez an opportunity to respond, the
District Court should consider whether Martinez has established good cause for failure to
serve the SAC on those parties, see
Olsen, 333 F.3d at 1205, and then consider whether
further proceedings are necessary. We express no opinion as to the sufficiency or merit
of Martinez’s claims against those parties.
claims against the Defendants, those claims are not properly before us. See, e.g., In re
Reliant Energy Channelview LP,
594 F.3d 200, 209 (3d Cir. 2010).
10