RENDELL, Circuit Judge.
Although we generally rely on jurors to follow a court's instructions, we cannot expect the superhuman from them. Under certain circumstances, jurors cannot practically be expected to follow instructions, no matter how clear or explicit. The classic example arises during a joint criminal trial, in which one defendant has confessed to the crime and the confession implicates his co-defendant. The confession is admitted into evidence, and the jury is instructed to ignore the confession as evidence against the co-defendant. This asks the impossible of our jurors. In Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968), the Supreme Court held that in these circumstances we cannot rely on a juror's ability to put such an inculpatory statement out of their minds. Therefore, its admission violates the non-confessing co-defendant's rights under the Confrontation Clause of the Sixth Amendment and requires a new trial if he has been prejudiced by such damaging evidence. More than fifty years after Bruton, despite intervening court opinions decrying this situation, courts still confront this problem.
Here, petitioner Arthur Johnson and his co-defendant, Tyrone Wright, were charged with the murder of Donnie Skipworth, who was shot multiple times while dealing drugs in North Philadelphia. Prior to trial, co-defendant Wright confessed to his involvement in the crime. Wright's confession also implicated Johnson by identifying him as the shooter. The prosecution introduced Wright's confession during trial, substituting Johnson's name with "the other guy" in an attempt to avoid a Sixth Amendment Confrontation Clause violation. However, repeated missteps and mistakes made it increasingly clear to the jury that Johnson was indeed "the other guy." The trial court instructed the jury to ignore Wright's confession when considering Johnson's culpability, but a question from the jury indicated that they were having great difficulty doing so. Johnson was convicted of first-degree murder after six days of deliberation.
Johnson appealed his conviction to the Pennsylvania Superior Court, which ruled that there was no Bruton violation since the substitution of "the other guy," along with the trial court's instruction, was adequate to protect Johnson's Sixth Amendment rights under the Pennsylvania Supreme Court's precedent in Commonwealth v. Travers, 564 Pa. 362, 768 A.2d 845 (2001). After the state court proceedings concluded, Johnson sought habeas relief in the District Court. The District Court concluded that a Bruton violation had occurred and that the Pennsylvania Superior Court's ruling to the contrary was an unreasonable application of federal law. However, the District Court denied habeas relief because it concluded that the Bruton error was harmless. For the reasons that follow, we will reverse the District Court's judgment and grant Johnson's
We will first discuss Bruton and the legal principles at play, and then apply those principles in the context of this case. The Confrontation Clause of the Sixth Amendment guarantees a criminal defendant's right to be "confronted with the witnesses against him." U.S. Const. amend. VI. This includes the ability to cross-examine witnesses. See Pointer v. Texas, 380 U.S. 400, 404, 406-07, 85 S.Ct. 1065, 13 L.Ed.2d 923 (1965). When a non-testifying co-defendant's statement is introduced, it is in effect the testimony of a witness who cannot be cross-examined. Three Supreme Court cases—Bruton; Richardson v. Marsh, 481 U.S. 200, 107 S.Ct. 1702, 95 L.Ed.2d 176 (1987); and Gray v. Maryland, 523 U.S. 185, 118 S.Ct. 1151, 140 L.Ed.2d 294 (1998)—establish the relevant controlling precedent. We discuss each in turn.
In Bruton, the Supreme Court held that a defendant's right to confrontation is violated when a non-testifying co-defendant's confession is introduced in a joint trial, and that confession implicates the other defendant. The Court held that even when the trial court clearly instructs the jury not to consider the statement against the non-confessing defendant, it "cannot accept limiting instructions as an adequate substitute for petitioner's constitutional right of cross-examination." 391 U.S. at 137, 88 S.Ct. 1620. When such "powerfully incriminating extrajudicial statements of a codefendant, who stands accused side-by-side with the defendant, are deliberately spread before the jury in a joint trial," practically speaking, it is as though "there had been no instruction at all." Id. at 135-36, 137, 88 S.Ct. 1620. In this context, "the risk that the jury will not, or cannot, follow instructions is so great, and the consequences of failure so vital to the defendant, that the practical and human limitations of the jury system cannot be ignored." Id. at 135, 88 S.Ct. 1620.
The Supreme Court clarified Bruton's reach in Richardson, holding that no constitutional violation exists where a confession is redacted to eliminate "not only the defendant's name, but any reference to his or her existence." 481 U.S. at 211, 107 S.Ct. 1702. In those cases, a limiting instruction "may well be successful" since there is not the "overwhelming probability" that the jury will be unable to disregard the inculpatory confession against the defendant. Id. at 208, 107 S.Ct. 1702. The Richardson Court expressed "no opinion" on whether a confession is admissible when a defendant's name is replaced with a "symbol or neutral pronoun." Id. at 211 n.5, 107 S.Ct. 1702. The Supreme Court refined the acceptable parameters of a redacted confession in Gray, holding that redactions cannot be so ineffectual that
While using a neutral pronoun may satisfy Bruton in some circumstances, we have clearly stated that courts should not apply a bright-line rule that such use will never violate Bruton. Bruton and its progeny require courts to take a holistic approach when considering redacted confessions, by viewing the redaction in the context of the entire record. See Washington v. Sec'y Pa. Dep't of Corr., 801 F.3d 160, 167 (3d Cir. 2015) ("It is not enough to say that because there were redactions of [the defendants'] names that the rules from Bruton and Gray do not apply."); United States v. Hardwick, 544 F.3d 565, 573 (3d Cir. 2008) ("[T]he nature of the linkage between the redacted statement and the other evidence in the record is vitally important in determining whether a defendant's Confrontation Clause right has been violated.").
Here, Johnson and Wright were on trial together. The prosecution alleged that Wright drove the getaway car and Johnson and Abbas Parker approached Donnie Skipworth and opened fire. Abbas Parker ("Baz") was not on trial.
A. 454-55.
This situation is eerily reminiscent of the fact pattern in Vazquez v. Wilson, 550 F.3d 270 (3d Cir. 2008). There, the confessing co-defendant informed police that there were only two possible shooters: the non-confessing co-defendant and a third person not on trial. During trial, the two co-conspirators' names were replaced with "my boy" and "the other guy." Id. at 274. However, since the third person was not on trial and the prosecution argued the non-confessing defendant "fired the fatal shot," we held that the jury was "almost certain" to identify the non-confessing defendant as the shooter. Id. at 281. Like Vazquez, here, Wright's confession identified Abbas Parker and an unnamed participant, and since Abbas Parker was not on trial, the confession "sharply incriminated" Johnson, the only other person on trial. United States v. Richards, 241 F.3d 335, 346 (3d Cir. 2001) (interpreting Gray and finding a Bruton error where the co-defendant's confession referred to three people involved in the crime and the non-confessing co-defendant was "only other person involved in the case").
The limited participants in this case made it obvious to a juror who "need only lift his eyes to [Johnson], sitting at counsel table," to determine that he was "the other guy," i.e. the shooter. Gray, 523 U.S. at 193, 118 S.Ct. 1151; see also Eley v. Erickson, 712 F.3d 837, 860-61 (3d Cir. 2013) (finding a Bruton violation where the non-testifying co-defendant's confession "implicated exactly three people in the crimes and exactly three defendants appeared at the joint trial"); cf. Priester v. Vaughn, 382 F.3d 394, 401 (3d Cir. 2004) (substituting "the other guy" did not implicate the defendant because at least fifteen people were involved in the crime). Here, Wright's confession left little doubt that the only other accused sitting at the table with Wright was "the other guy."
Johnson's identity as the "other guy" was also explicitly revealed both at the beginning and the end of trial. During opening statements, Wright's attorney informed the jury that "Wright ... writes down something to the effect of, oh, yes, I know that Arthur and Abbas went there to shoot Donnie Skipworth." A. 326.
If there was any doubt about Johnson's identity as the shooter, after six days of deliberation, the jury sent a note to the trial judge:
A. 555. The judge responded to the question by reinstructing the jurors that they could not consider Wright's statement against Johnson. Reply Br. 6.
The jury knew all too well that Johnson was the other guy. There is no doubt that there was a clear violation under Bruton of Johnson's Sixth Amendment rights and that the Pennsylvania Superior Court's ruling was an unreasonable application of Bruton, Richardson, and Gray. The jury was told that Johnson was the other guy on two separate occasions during the trial: before the jury even heard the evidence and before the jury went into deliberations. After these identifications, any attempts to conceal Johnson's identity were futile; the cat was already out of the bag. This is a clear Bruton violation and we could end our analysis there.
As the above analysis shows, Wright's redacted confession alone would have violated Bruton and the Pennsylvania Superior Court should have so found. Instead, the Superior Court found the substitution of the "other guy" equivalent to the use of a neutral pronoun and clearly erred when, focusing only on the confession, it concluded that under the Pennsylvania Supreme Court's precedent in Travers, 768 A.2d at 851 (holding that no Bruton violation existed where the redacted confession substituted the non-confessing co-defendant's name with a neutral pronoun), there was no Bruton violation. The Superior Court wrote the following:
A. 205 (citations omitted). The Superior Court's analysis is devoid of any substantive discussion of the redacted confession within the context of the five-day trial. We agree with the District Court that the Superior Court's determination was an unreasonable application of federal law.
Having concluded that the Pennsylvania Superior Court unreasonably applied federal law, we will next assess whether the Bruton error had a "substantial and injurious effect or influence in determining the jury's verdict"—i.e., if it requires reversal. Brecht v. Abrahamson, 507 U.S. 619, 638, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993) (citation omitted).
The Supreme Court has instructed reviewing courts to consider a "host of factors" in their harmlessness analysis, including:
Delaware v. Van Arsdall, 475 U.S. 673, 684, 106 S.Ct. 1431, 89 L.Ed.2d 674 (1986).
The District Court did not conduct an evidentiary hearing, so our review of its harmlessness determination is plenary. See Thomas, 570 F.3d at 113. Since the Pennsylvania Superior Court denied relief without addressing harmlessness, we conduct our harmless error review de novo. See Collins v. Sec'y of the Pa. Dep't of Corr., 742 F.3d 528, 544 (3d Cir. 2014); Appel v. Horn, 250 F.3d 203, 210 (3d Cir. 2001); cf. Fry v. Pliler, 551 U.S. 112, 119, 127 S.Ct. 2321, 168 L.Ed.2d 16 (2007) ("[W]hen a state court determines that a constitutional violation is harmless, a federal court may not award habeas relief under § 2254 unless the harmlessness determination itself was unreasonable.") (emphasis in original). Under this lens, we will review the trial evidence in detail.
At around midnight on May 4, 2008, Donnie Skipworth was shot multiple times on the 1300 block of Newkirk Street in North Philadelphia. The Commonwealth charged Johnson and Wright with murder based on witness statements and forensic evidence. The trial began on January 28, 2010, and the testimony unfolded over five days.
The jury knew that Johnson was "the other guy" in Wright's confession before the prosecution even began its case-in-chief.
Taylor grew up in North Philadelphia on the 1500 block of Newkirk Street. He had known Johnson and Donnie for a few years while growing up in the neighborhood, however at the time of trial, Taylor had not lived there for over ten years. One month after the shooting, Taylor was arrested on drug charges and taken into police custody. Taylor was later transported to the homicide unit, where he was interviewed by Detective George Fetters about the circumstances surrounding Donnie's death. Taylor then signed a police statement implicating Johnson in the shooting. The statement included the following:
A. 334. Taylor "guessed" as to the purported conflict between Donnie and Darnell, supplying a motive for Johnson to seek retribution for Darnell's murder:
A. 333. At trial, Taylor unequivocally denied his entire statement to the police and testified that he was "forced into a statement." A. 330. Taylor said he knew nothing about Darnell's death and never overheard Johnson say that he killed Donnie out of revenge for killing Darnell. In fact, at the time of the statement, Taylor said he had moved away from the neighborhood and had not seen Johnson in years.
The prosecution next called Detective Fetters, who testified about his interview with Taylor. Fetters said that in June 2008, Taylor voluntarily approached the police, stating that he had information about Donnie's death. Fetters said that Taylor was cooperative during the interview, and that Taylor had voluntarily signed his police statement. Fetters never asked Taylor why he was providing the statement, but suspected that Taylor did so under the belief that he would receive help on his pending drug charges.
To provide further context for Taylor's police statement, the prosecution next called Detective Theodore Hagan, the homicide detective who investigated Darnell's murder in 2005. However, Hagan's testimony contradicted Taylor's account of Johnson's motive for killing Donnie. Not only did Hagan say Donnie was never implicated in Darnell's murder, he also said that Donnie had actually helped the police identify Darnell's shooter. After Darnell's death, Donnie voluntarily approached the police to provide an eyewitness statement, which then helped police identify and arrest the shooter, Eric Weedon. Eric Weedon pled guilty to shooting Darnell. Hagan also said that Donnie would have been called to testify as an eyewitness to Darnell's murder had the case gone to trial.
Hutchins testified that the man was holding a firearm in his right hand. Banks also testified that the man appeared to be holding a firearm. Hutchins described the man as having a "slender build" and Banks described him as "thin." A. 382, 392. They both confirmed that Johnson was neither thin nor slender, implying that Johnson was not the man they saw the night of the shooting.
Within one minute of the shooting, Hutchins and Banks arrived at the scene, and gave first aid to Donnie Skipworth, who was lying on the sidewalk about thirty or forty feet away from the fire station. Hutchins testified that he was the first one on the scene. Throughout this time, Hutchins did not see anyone else walking away from Newkirk Street.
After the firefighters' testimony, the prosecution called its only eyewitness, the victim's brother, Dion Skipworth. Dion testified that on the night of May 4, 2008, he was selling drugs with his brother Donnie and their two cousins on the 1300 block of Newkirk Street. Dion and Donnie routinely sold drugs on Newkirk Street and that night was no exception. After selling drugs for about six hours, Dion said he saw Johnson walking towards them from the 1200 block of Newkirk Street. Dion and Johnson had grown up in the same neighborhood and were friends prior to the shooting. That night, Dion assumed that Johnson would simply walk past them because he "[f]igured he was going through nothing, so whatever reason to think anything else." A. 402. According to Dion, Johnson walked directly up to Donnie and shot him. Dion testified that Johnson was by himself when he walked up and began shooting. He also said that he had no knowledge that Parker or Wright were involved with the shooting.
After the shooting started, Dion testified that he and his cousins fled, running north on Newkirk Street to his cousin's nearby home. Returning to the scene five to ten minutes later, Dion saw Donnie lying on the ground with bullet holes through his jeans and jacket. In direct contradiction to Hutchins' testimony, Dion said that he was the first person on the scene and there were no firemen there. Dion testified:
A. 413.
Dion also offered background information on the dynamics between himself and
A. 409. He later continued:
A. 413. He again confirmed that there were no issues with Johnson:
A. 417. Thus, Taylor's statement regarding Johnson's motive for killing Donnie was questionable.
Dion's testimony was impeached several times. First, Dion did not approach law enforcement until three months after the shooting, explaining that he did so out of fear because "snitches get killed" in his neighborhood. A. 405. However, cross-examination revealed that his reasons for delay were inconsistent. At trial, Dion testified that he did not come to the police because he was going to kill Johnson himself, yet at the preliminary hearing, Dion said he needed time to cope with his loss.
Second, Dion was impeached with testimony via stipulation from Officer Victoria Lozada, the responding officer to the scene on the night of the shooting. Dion testified that none of the responding officers questioned him that night. However, Officer Lozada reported the opposite. In an interview with the homicide unit the morning after the shooting, Officer Lozada said, "I spoke to Dion Skipworth. He identified himself as the victim's brother. He had told me that he had seen his brother at the scene and he gave me all the identifiers concerning the victim. He also stated that he did not see the shooting, nor was he with him." A. 511-12.
Third, Dion denied previously speaking with Detective Burns, the officer who interviewed him at length about the shooting when Dion came into the station. However, Burns told a different story. Burns testified that he had previously interviewed Dion in 2006 for a different homicide investigation. He said that Dion was cooperative during the initial 2006 interview but refused to cooperate with police once that case went to trial. Dion repeatedly denied his involvement in the 2006 homicide investigation.
The prosecution did not call any other witnesses to corroborate Dion's testimony. Dion testified that his two cousins, Jermaine and Larry, were present during the shooting, and stood next to Donnie as Johnson walked up and shot him. However, the prosecution did not call Jermaine or Larry to testify. Dion also said that the day after the shooting, he told his brother, Doug, and the rest of his cousins that he saw Johnson shoot and kill Donnie. Again, the prosecution did not call any of those
The prosecution presented no physical evidence that directly implicated Johnson in the shooting. At the close of trial, the jury was instructed and then proceeded to deliberate for six days.
We next evaluate the strength of the prosecution's evidence against Johnson. The Commonwealth argues that Wright's confession could not have affected the jury because it was cumulative of other overwhelming evidence. We find this argument unavailing, as the prosecution's two key witnesses were substantially impeached and their testimony was contradicted through other witness testimony. Far from duplicative, Wright's confession served to improperly corroborate their less-than-credible testimony, making it more likely that the jury would set aside their doubts in favor of a conviction.
Although Dion Skipworth's eyewitness testimony would present strong inculpatory evidence on its own, his testimony suffered from significant credibility issues which we cannot overlook. The Commonwealth argues that Dion's three-month delay stemmed from a fear of being targeted in his neighborhood, however this does not address the other substantial flaws in his testimony, including its inconsistency with his prior statements and conflict with the accounts of Detective Burns and Officer Lozada.
Dion's account of the shooting was also called into question. The firefighters' testimony suggested that there was a second shooter: the thin man holding a gun who fled the scene and entered a white minivan. We know from Wright's confession that the thin man was Abbas Parker, who was with Johnson during the shooting, and that Wright was the person driving the minivan. Yet Dion's account of the shooting placed only Johnson at the scene, and Dion alleges that he had no knowledge of Parker's involvement, to whom Dion is related through marriage. The prosecution's theory that there were two shooters—Parker firing a revolver and Johnson firing a Glock—contradicted Dion's description of Johnson alone casually walking and opening fire at Donnie. And Dion did not see the firemen who were clearly at the scene after the shooting. Lastly, the Commonwealth did not call any other witnesses to corroborate Dion's account of the shooting, including Dion's two cousins who, according to Dion, were standing next to Donnie when Johnson began shooting, or the other family members whom Dion purportedly told that Johnson was the shooter the day after the shooting.
The Commonwealth relies heavily on Taylor's police statement as having shown Johnson's motive, and erroneously avers that Dion "testified about the history of animosity between Johnson and Donnie." Gov. Br. 27. To the contrary, Taylor's
The lack of overwhelming evidence against Johnson and the substantial flaws with the prosecution's key witnesses leave us in grave doubt about the harmlessness of the error. In Washington, we held that an improperly admitted confession created actual prejudice where the non-testifying co-defendant's confession, the source of the Bruton error, and a testifying co-conspirator both identified the defendant as the driver, but the testimony suffered from "significant credibility problems." 801 F.3d at 171. We held that the confession, when "viewed in tandem" with the witness's "less-than-credible statement," had a "corroborative effect" that likely affected the jury's verdict. Id. Similarly, we find that Wright's confession gave significant weight to Dion's testimony that Johnson was the shooter and validated Taylor's dubious police statement.
We disagree with the Commonwealth's argument that our prior cases compel a harmless error finding here. The Commonwealth relies heavily on Johnson v. Lamas, 850 F.3d 119 (3d Cir. 2017), but there the prosecution presented two eyewitnesses whose identifications corroborated each other. We also applied a different standard of review in Lamas. There, we applied AEDPA deference to the state court's ruling, and ultimately determined that the error was harmless "even if we might decide the case differently were we to undertake de novo review." Id. at 134. Here we review the undecided issue of harmless error de novo, and the record shows that Dion and Taylor contradicted each other with respect to Johnson's motive.
We also do not find, as we did in Bond v. Beard, that the prosecution presented "such extensive evidence of [the petitioner's] guilt that the error could not have had a substantial and injurious effect or influence in determining the jury's verdict." 539 F.3d 256, 276 (3d Cir. 2008). In Bond, we held that the error "added little to this compelling evidence against [the petitioner]" where the prosecution presented two eyewitnesses and the defendant had confessed to the police. Id. Here, Johnson never confessed to the crime, the Commonwealth's sole eyewitness had substantial flaws, other witnesses painted a picture different from that portrayed by Dion, and the jury deliberations suggest that this was a close case. Indeed, "most of the `overwhelming' evidence the State points to concerns the [crime] itself," Adamson v. Cathel, 633 F.3d 248, 260 (3d Cir. 2011), and how Donnie was shot, rather than evidence of who shot him. A far cry from the overwhelming evidence against the defendant presented in Bond, we do not find that the evidence rendered
The jury deliberated for six full days before returning a verdict against Johnson. On the first day of deliberations, the jury requested a copy of Wright's confession, which the trial judge denied. On the third day, the jury reached a verdict as to Wright, however were unable to do the same for Johnson. The jury wrote the following note to the trial judge:
A. 554. After three additional days of deliberation, the jury sent its final note, seeking clarification as to whether they could consider Wright's confession against Johnson, which we quoted above. The jury returned its verdict convicting Johnson of first-degree murder that same day.
The Commonwealth argues that its overwhelming evidence against Johnson rendered Wright's confession of minimal value during deliberations. We find this argument unconvincing. The evidence was not overwhelming and, indeed, could be said to be in conflict and at least confusing. We join our sister circuits in holding that the length of jury deliberations may be one consideration in assessing the strength of the prosecution's case.
The Commonwealth argues that the jury's final note is evidence that it did not consider Wright's statement "at all" against Johnson, since the note "expressly indicates that the jury adhered to the trial court's instruction." Gov. Br. 34. While we agree that the note supports that the jury understood its instruction, Bruton plainly forbids any inference that the jury was able to follow it. The contents of the note, which suggest that the jurors believed they must "turn off [their] common sense" in order to "pretend [Wright's statement]
Faced with a lack of overwhelming inculpatory evidence against Johnson, and significant credibility issues with the prosecution's key witnesses, the jury struggled for six days to reach a unanimous verdict against Johnson. The jury sought guidance from the trial judge and grappled with what to do about Wright's inculpatory confession, which they could not unhear. As the evidence balanced on a knife's edge before the jury, we believe that Wright's confession "unfairly infect[ed]" jury deliberations. Adamson, 633 F.3d at 261. Wright's confession, when viewed in tandem with Dion and Taylor's less-than-credible testimony, eliminated the space for reasonable doubt in the jurors' minds. In such situations, it is incumbent upon courts to protect defendants against the devastating effects of these egregious errors. Indeed, "[i]t was against such threats to a fair trial that the Confrontation Clause was directed." Bruton, 391 U.S. at 136, 88 S.Ct. 1620. Accordingly, Johnson is entitled to habeas relief.
For the reasons above, we will reverse the order of the District Court and remand the case to that court for further proceedings consistent with this opinion. The District Court should grant Johnson's habeas petition and order that the state authorities free Johnson from custody unless he is retried within a time fixed by the District Court.