Filed: Apr. 28, 2006
Latest Update: Mar. 28, 2017
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 04-4444 UNITED STATES OF AMERICA, Plaintiff - Appellee, versus JEAN ANDREW MCKINNEY, a/k/a Red, Defendant - Appellant. Appeal from the United States District Court for the Northern District of West Virginia, at Clarksburg. Irene M. Keeley, Chief District Judge. (CR-03-59) Argued: December 2, 2005 Decided: April 28, 2006 Before WIDENER, WILLIAMS, and MOTZ, Circuit Judges. Affirmed in part, vacated in part, and remanded by unpub
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 04-4444 UNITED STATES OF AMERICA, Plaintiff - Appellee, versus JEAN ANDREW MCKINNEY, a/k/a Red, Defendant - Appellant. Appeal from the United States District Court for the Northern District of West Virginia, at Clarksburg. Irene M. Keeley, Chief District Judge. (CR-03-59) Argued: December 2, 2005 Decided: April 28, 2006 Before WIDENER, WILLIAMS, and MOTZ, Circuit Judges. Affirmed in part, vacated in part, and remanded by unpubl..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 04-4444
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
JEAN ANDREW MCKINNEY, a/k/a Red,
Defendant - Appellant.
Appeal from the United States District Court for the Northern
District of West Virginia, at Clarksburg. Irene M. Keeley, Chief
District Judge. (CR-03-59)
Argued: December 2, 2005 Decided: April 28, 2006
Before WIDENER, WILLIAMS, and MOTZ, Circuit Judges.
Affirmed in part, vacated in part, and remanded by unpublished per
curiam opinion.
ARGUED: L. Richard Walker, Assistant Federal Public Defender,
OFFICE OF THE FEDERAL PUBLIC DEFENDER, Clarksburg, West Virginia,
for Appellant. Sherry L. Muncy, Assistant United States Attorney,
OFFICE OF THE UNITED STATES ATTORNEY, Clarksburg, West Virginia,
for Appellee. ON BRIEF: Thomas E. Johnston, United States
Attorney, Wheeling, West Virginia; Robert M. McWilliams, Jr.,
Assistant United States Attorney, Clarksburg, West Virginia, for
Appellee.
Unpublished opinions are not binding precedent in this circuit.
See Local Rule 36(c).
2
PER CURIAM:
Jean Andrew McKinney appeals his conviction and sentence for
making a threatening telephone call. We find no reversible error
in the evidentiary and procedural rulings challenged by McKinney
and therefore we affirm his conviction. We are also of opinion
that the district court erred under United States v. Booker,
543
U.S. 220 (2005), in determining McKinney’s sentence. Thus, we
remand to the district court for resentencing.
I.
Jean Andrew McKinney is a 68-year-old retired electrician who
lived with his wife, Glenda McKinney, in Powell, Wyoming. He was
indicted after he became involved in a dispute between Mrs.
McKinney and her relatives in West Virginia over an inheritance.
In 1996 Mrs. McKinney’s mother, Norma Agnew, executed a will
and a separate trust agreement providing that the remainder of her
estate be distributed upon her death to Mrs. McKinney. The estate
was valued at approximately $1 million. In 2002, Mrs. Agnew
executed an amendment to her trust. The amendment provided that
the remainder of the trust should be distributed one-half to Mrs.
McKinney and one-half to Mrs. Agnew’s brother, James Davis. Mrs.
Agnew died in April 2003.
McKinney disagreed with the manner in which funds were
allocated. He believed that a larger portion of the estate should
3
have gone to his wife. Specifically, McKinney took the position
that Davis coerced a failing Mrs. Agnew to amend her trust in 2002.
Starting in September 2003, McKinney made a series of calls to
Davis and members of Davis’ family, threatening harm to the family
if most of Davis’ portion of the estate was not repaid to Mrs.
McKinney. McKinney claimed that he never threatened anyone with
physical harm or violence, but that he did threaten to sue Davis
and family if the funds were not transferred to Mrs. McKinney.
On November 5, 2003, a grand jury returned an indictment
charging McKinney with conspiring to make extortionate threats over
the telephone in violation of 18 U.S.C. § 371 (Count One) and with
making a threatening interstate telephone communication on October
17, 2003, in violation of 18 U.S.C. § 875(b) (Count Two). At the
jury trial on March 15-17, 2004, the district court dismissed Count
One after the government’s case-in-chief because the government had
failed to present evidence of an agreement with a co-conspirator.
The jury returned a guilty verdict as to Count Two. On June 1,
2004, McKinney was sentenced to 57 months in prison to be followed
by three years of supervised release.
II.
We review for abuse of discretion decisions as to whether or
not evidence is relevant. United States v. Russell,
971 F.2d 1098,
1104 (4th Cir. 1992), and a probative/prejudicial balance of a
4
trial court is not disturbed except in extraordinary circumstances
not present here.
A.
McKinney first contends that the district court erred in
excluding favorable evidence of Mrs. Agnew’s diminished mental and
physical condition as it related to the amendment of her trust and
the existence of a threat to do physical harm. McKinney claims
that he filed a witness list including individuals familiar with
Mrs. Agnew and that the purpose of deposing1 these witnesses was to
establish Mrs. Agnew’s diminished mental and physical condition
around the time of the amendment to her trust. The district court
granted in part the government’s motion to exclude these witnesses,
reasoning that the evidence was “anecdotal,” “irrelevant,” and
could “confuse the jury.”
McKinney argues that he has a constitutional right to present
his best defense, which includes the right to obtain the testimony
of favorable witnesses and compel their attendance. At trial
McKinney argued that the few telephone calls he actually placed to
Davis and his family only included threats to sue, which would not
have been construed as threats to do physical harm by a reasonable
recipient understanding the context. McKinney contends the
1
No question has been made of taking depositions in a criminal
case.
5
testimony of the excluded witnesses, all of whom were women who
lived in the nursing home with Mrs. Agnew, would tend to
substantiate to a certain extent that the trust amendment was
unlawful. McKinney also argues that this shows he may have had
legitimate legal grounds to contest the will and trust and sue
Davis. Further, the excluded testimony would have also indicated
that Davis was on notice of Mrs. Agnew’s diminished condition.
Thus, according to McKinney, the jury could have inferred that
Davis knew of the real possibility of a law suit by McKinney for
his unjust enrichment.2
The district court found that the sort of evidence the women
would have provided was not sufficiently probative or relevant and
could confuse the jury. The district court did state that it would
allow the defense to introduce the testimony of the decedent’s
doctor as to her mental state if it turned out that a contested
issue was a good faith belief of McKinney that Mrs. Agnew's mental
state was slipping or compromised. The defense, however, did not
subpoena the doctor nor call him as a witness at trial.
McKinney contends that he has been deprived of presenting his
best defense when the district court excluded the testimony of the
women who lived in the same nursing home as Mrs. Agnew. As noted,
the district court, however, allowed the defendant to subpoena Mrs.
2
We express no opinion that even a valid claim of a will
contest is a defense to extortion.
6
Agnew’s doctor to present evidence that her mental status was
slipping or compromised. The defendant did not subpoena the doctor
nor call him as a witness at trial. So when presented with the
opportunity to call a witness who would presumably have had the
most credibility and possessed the most relevant and competent
evidence as to Mrs. Agnew’s mental condition, McKinney chose not to
pursue this defense. To claim now that he was constitutionally
deprived of presenting his best defense when he was given the
opportunity and chose not to present the best witness is to claim
a right that has been effectively waived.
B.
McKinney next argues that the district court erred in
admitting evidence offered by the government of a threatening
telephone communication allegedly made by McKinney after the date
of the offense alleged in Count Two, October 17, 2003. The
government presented evidence that on October 17, 2003, the
defendant made a telephone call demanding money and threatening
physical harm if his demands were not met by a November 15
deadline. This call was the culmination of a series of calls made
by McKinney to members of James Davis' family discussing either
money or threats of physical harm.
The calls began in September and continued through October.
McKinney called Tina Davis, wife of Marty Davis, grandson of James
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Davis, and told her about “doped up friends from Elkins that would
take care of Grandpa.” A call to Marty Davis repeated these
claims and extended the threat to include the fact that the “doped
up friends” had been on Davis’ porch holding flares. A call from
the defendant warned of harm that might come to Michelle, James
Davis’ granddaughter, by the same friends from Elkins. Calls from
the defendant to Davis illustrated the anger of McKinney toward
Davis about the distribution of the estate. Calls between McKinney
and Davis’ son included threats of harm to Davis and his family if
Davis did not obey the demands of McKinney, which culminated in the
call on October 17 that gave a deadline of November 15.
These calls were presented to explain the context of the call
on October 17. The call on October 22, from McKinney to James
Davis, completed the story of the crime on trial, that is, that the
October 17 call was a true threat. The words spoken during the
October 22 call were “I tell you this one, we just found out you
only have one granddaughter.” The caller was identified by Davis,
Tina Davis and Marty Davis as McKinney. The government argued at
trial that the call on October 22 was only five days after the call
in Count Two, that the voice was identified as the defendant, and
that it referred to Davis’ granddaughter, the subject of earlier
calls. The district court agreed and found that “its probative
value outweigh[ed] its prejudicial impact” under Federal Rule of
Evidence 403. In any event, McKinney's position that the calls
8
related to a civil suit rather than to harm, a claim of innocent
intent, makes the relevance of the October 22nd call apparent.
Thus, the district court did not abuse its discretion in admitting
the October 22nd telephone call. The balancing of the October 22nd
call by the district court was not an erroneous balance under
Russell, 971 F.2d at 1104, and we so hold.
III.
The defendant next contends that the district court erred when
it denied his motion for mistrial. We review a district court’s
denial of a motion for mistrial for abuse of discretion. United
States v. Dorlouis,
107 F.3d 248, 257 (4th Cir. 1997).
McKinney’s mistrial motion was based on a telephone call on
November 4, 2003, that the government presented at trial, which the
district court excluded. The call to Davis said that if the
November 15 deadline was not met, “I hope young Jason comes home
from deer hunting.” The district court initially allowed the tape
of this call to be played and Davis identified the caller as
McKinney. When the district court later dismissed Count One, the
conspiracy count, it ruled that the telephone call on November 4
was too remote in time to the date of October 17 in Count Two and
excluded this evidence. McKinney argues that although this
telephone call was no longer evidence, it had been published to the
jury on the first day of trial and had become an integral part of
9
the government’s case. The district court erred, McKinney
contends, in not giving an immediate curative instruction, instead
of waiting until the last day of trial to give a limiting
instruction. The district court charged the jury:
. . . I am ordering that you not consider that telephone
call for any purpose whatsoever in your considerations.
J.A. 534.
We are of opinion and hold that there is no reason to decide
the jury did not follow the instruction of the district court which
was given. We hold the district court did not abuse its
discretion. Any delay until the count was disposed of was not
error.
IV.
At sentencing the district court increased McKinney’s base
offense level of 18 because he made an express threat of bodily
injury (increase of two levels), because he demanded $300,000
(increase of three levels), and because he made false statements
while under oath (increase of two levels). Based on a total
offense level of 25 and McKinney’s criminal history category of I,
the sentencing range was 57 to 71 months of incarceration. The
district court imposed a sentence of 57 months in prison, the
lowest period of incarceration under the Guidelines.
The district court imposed the sentence under the mandatory
Sentencing Guidelines, which was plain error, because the sentence
10
imposed may have been a longer sentence than it might have
otherwise adopted. Compare United States v. White,
405 F.3d 208,
224 (4th Cir. 2005). Of course, we imply no criticism of the
district judge, who followed the law at the time of sentencing.
Even if the district judge's finding as to an express threat
of bodily injury, which increased McKinney's sentencing level by
two levels, was found by the jury, the demand of $300,000, as
contrasted with some other sum, was found by the district court and
not by the jury, as was the finding of false statements while under
oath, which latter findings increased McKinney's level by three
for the amount of $300,000 and two for the false statements. Thus,
we find that the obligatory findings by the district court rather
than the jury increased the sentence awarded to a longer one than
otherwise might have been imposed.
Accordingly, we affirm the defendant's conviction in all
respects but vacate his sentence and remand the case for
resentencing.
On remand, the district court should first determine the
appropriate sentencing range under the Sentencing Guidelines,
making all factual findings appropriate for that determination.
The district court should consider this sentencing range along with
the other factors described in 18 U.S.C. § 3553(a) and then impose
a sentence. United States v. Hughes,
401 F.3d 540, 546 (4th Cir.
2005). If that sentence falls outside the Guidelines range, the
11
court should explain its reasons for imposing a non-Guidelines
sentence as required by 18 U.S.C. § 3553(c)(2). As required by
Hughes, the sentence must be “within the statutorily prescribed
range and . . . reasonable.” 401 F.3d at 546-47.
AFFIRMED IN PART,
VACATED IN PART,
AND REMANDED
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